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JOSEPH PATRICK SUMMEY
v.
RONALD BARKER, FORSYTH COUNTY SHERIFF; and HARTFORD INSURANCE
COMPANY, SURETY; MICHAEL SCHWEITZER, chief jailer of Forsyth
County, in their official capacities; LINDA SIDES; JOE MADDUX,
CORRECTIONAL MEDICAL SERVICES, INC. d/b/a CORRECTIONAL MEDICAL
SYSTEMS a/k/a CORRECTIONAL MEDICAL SERVICES
Appeal pursuant to N.C.G.S. § 7A-30(2) from the
decision of a divided panel of the Court of Appeals, 154 N.C.
App. 448, 573 S.E.2d 534 (2002), affirming an order for summary
judgment signed 24 September 2001 by Judge Clarence W. Carter in
Superior Court, Forsyth County. Heard in the Supreme Court 5 May
2003.
Parrish, Smith & Ramsey, LLP, by Steven D. Smith, for
plaintiff-appellant.
Womble Carlyle Sandridge & Rice, PLLC, by Allan R.
Gitter and Alison R. Bost, for defendant-appellees
Ronald Barker, Hartford Insurance Company, and Michael
Schweitzer.
Smith Moore LLP, by Alan W. Duncan and Lisa Frye
Garrison, for defendant-appellees Correctional Medical
Services, Inc., and Linda Sides.
EDMUNDS, Justice.
This case is before us on appeal of right from the
North Carolina Court of Appeals. On 22 October 1996, Joseph
Patrick Summey (plaintiff), who had been charged with removing
his daughter across state lines, was transported to the Forsyth
County detention center, then held at the Forsyth County jail by
officials of the State of North Carolina. Plaintiff, ahemophiliac, alleged that while in jail between 22 October 1996
and 24 October 1996 he suffered bouts of bleeding. He was twice
taken to North Carolina Baptist Hospital in Winston-Salem and
ultimately underwent treatment there for twelve days.
On 8 October 1999, plaintiff filed an action against
Forsyth County Sheriff Ronald Barker and Forsyth County Chief
Jailer Michael Schweitzer, each in his official capacity.
Plaintiff also named as defendants the sheriff's surety, Hartford
Insurance Company, and Linda Sides and Joe Maddux of Correctional
Medical Services, Inc. The suit in part appears to contain
allegations of both medical malpractice and medical negligence,
and the certification required by Rule 9(j) in an action for
medical malpractice is included in the complaint. See N.C.G.S.
§ 1A-1, Rule 9(j)(2001). Plaintiff also alleges affirmative
wrongdoing by defendants. Plaintiff based his claims upon
alleged violations of the North Carolina Constitution and of
various statutory and fiduciary duties.
Although pertinent documentation has not been included
in the record on appeal, plaintiff's brief asserts that law
enforcement defendants Barker, Schweitzer, and Hartford Insurance
Company pled the affirmative defenses of governmental immunity,
public official's immunity, contributory negligence, and
qualified immunity. They also moved pursuant to North Carolina
Rule of Civil Procedure 12(b)(6) to dismiss plaintiff's claims.
After conducting a hearing, on 14 December 1999 Judge
Catherine C. Eagles denied the motion as to plaintiff's claim for
medical malpractice and medical negligence, but allowed themotion as to plaintiff's claim under the North Carolina
Constitution. These defendants appealed to the Court of Appeals.
On or about 7 March 2000, while the appeal of the
motion to dismiss was pending in the Court of Appeals, the
parties entered into a Consent Discovery Scheduling Order
(Consent Order). See N.C.G.S. § 1A-1, Rule 26(f1) (2001). The
Consent Order set out the time during which various discovery
proceedings would take place. Specifically, plaintiff was to
designate his expert witnesses within thirty days of the
expiration of all deadlines within which any party may file any
appeal or response to any appeal or to any decision of the
appellate courts in this case. On 3 April 2001, the Court of
Appeals affirmed the trial court's order regarding the motions to
dismiss. Summey v. Barker, 142 N.C. App. 688, 544 S.E.2d 262
(2001). Plaintiff did not thereafter designate his experts
within the time allowed.
On or about 10 May 2001, the law enforcement defendants
moved for summary judgment. See N.C.G.S. § 1A-1, Rule 56 (2001).
On or about 27 July 2001, defendants Sides and Correctional
Medical Services, Inc., sent plaintiff's counsel a letter
notifying him that plaintiff had not timely submitted the names
of his expert witnesses. That same day these defendants moved
for summary judgment because of plaintiff's failure to comply
with the Consent Order. On 28 August 2001, the law enforcement
officials amended their motion for summary judgment to include as
a ground plaintiff's failure to comply with the Consent Order. On 5 September 2001, plaintiff filed a Motion to
Extend Time to File and Designate Expert Witnesses Pursuant to
the Consent Order Dated March 9, 2000. In a separate letter
sent to defendants that day, plaintiff designated his expert
witnesses, pointing out that the experts were the same
individuals who had been designated in an earlier (but dismissed)
lawsuit of this matter. On or about 24 September 2001, Judge
Clarence W. Carter entered an Order Granting Defendants' Motion
for Summary Judgment and Denying Plaintiff's Motion for Extension
of Time to Designate Experts. In this order, Judge Carter found
that there were no genuine issues of material fact and ordered
that the summary judgment motions of the defendants be allowed.
In addition, he denied plaintiff's motion for an extension of
time to designate experts.
Plaintiff appealed to the Court of Appeals, which
affirmed the trial court. Summey v. Barker, 154 N.C. App. 448,
573 S.E.2d 534 (2002). The majority determined that exclusion of
plaintiff's experts was an allowable sanction for plaintiff's
failure to comply with the Consent Order and affirmed the grant
of summary judgment as to all defendants. In dissent, Judge
Greene argued that the trial court had erred by failing to
consider lesser sanctions. Judge Greene also observed that while
the majority affirmed the grant of summary judgment as to all
defendants, only some of the defendants had been named in the
portions of the suit dealing with medical malpractice or medical
negligence. Although Judge Greene argued that the majority
should consider as a separate matter whether summary judgment wasappropriate as to the defendants who were not named in the
medical malpractice portions of plaintiff's suit, he ultimately
concluded that summary judgment was proper as to them.
Accordingly, our review is limited to plaintiff's claims relating
to defendants Sides and Correctional Medical Services, Inc. See
Clifford v. River Bend Plantation, Inc., 312 N.C. 460, 463, 323
S.E.2d 23, 25 (1984).
The Court of Appeals' analysis of the trial court's
order for summary judgment is fundamentally flawed because its
premise, that Judge Carter's order should be reviewed as a
sanction for plaintiff's failure of discovery, is incorrect.
Rule 26(f1) of the North Carolina Rules of Civil Procedure
requires that the trial court conduct a scheduling conference in
a medical malpractice action. N.C.G.S. § 1A-1, Rule 26(f1). The
rule concludes by stating that [i]f a party fails to identify an
expert witness as ordered, the court shall, upon motion by the
moving party, impose an appropriate sanction, which may include
dismissal of the action, entry of default against the defendant,
or exclusion of the testimony of the expert witness at trial.
Id. However, defendants did not move for sanctions pursuant to
Rule 26(f1); instead, they moved for summary judgment pursuant to
Rule 56. Nevertheless, in the interests of justice and to avoid
additional delay, we will review plaintiff's appeal pursuant to
our authority under Rule 2 of the North Carolina Rules of
Appellate Procedure. See N.C. R. App. P. 2.
First we must determine whether Judge Carter properly
denied plaintiff's motion to extend time. The motion citedneither a rule nor a statute to support the request for an
extension, though it did relate that a new attorney in the firm
had taken over plaintiff's case in January 2001. A judge may
allow enlargement of time after the expiration of a court-ordered
deadline only upon a showing of excusable neglect. N.C.G.S.
§ 1A-1, Rule 6(b) (2001). Plaintiff made no such showing.
Accordingly, the motion for extension of time was properly
denied.
As a result, plaintiff's forecast of evidence could not
include any expert testimony. In their summary judgment motion,
defendants Sides and Correctional Medical Services, Inc.
contended that because plaintiff had no experts to support his
claims, defendants were entitled to summary judgment. Defendants
Barker, Schweitzer, and Hartford Insurance Company reiterated
that argument in their amended motion for summary judgment, in
addition to their original claim that defendants' evidence
demonstrated that there was no genuine issue of material fact.
Summary judgment is appropriate if the pleadings,
depositions, answers to interrogatories, and admissions on file,
together with the affidavits, if any, show that there is no
genuine issue as to any material fact and that [a] party is
entitled to a judgment as a matter of law. N.C.G.S. § 1A-1,
Rule 56(c). On appeal of a trial court's allowance of a motion
for summary judgment, we consider whether, on the basis of
materials supplied to the trial court, there was a genuine issue
of material fact and whether the moving party is entitled to
judgment as a matter of law. Evidence presented by the partiesis viewed in the light most favorable to the non-movant. Dobson
v. Harris, 352 N.C. 77, 83, 530 S.E.2d 829, 835 (2000).
We have reviewed the materials submitted by the parties
and considered by the trial court prior to its allowing the Rule
56 motions for summary judgment. We conclude that the trial
court properly allowed defendants' motions.
For the reasons stated herein, the opinion of the Court
of Appeals is affirmed as modified.
MODIFIED AND AFFIRMED.
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