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STATE OF NORTH CAROLINA v. FRANCISCO EDGAR TIRADO
STATE OF NORTH CAROLINA v. ERIC DEVON QUEEN
No. 5A01
FILED: 13 AUGUST 2004
1. Criminal Law--joint trial--motion to sever
The trial court did not abuse its discretion in a first-degree murder, first-degree
kidnapping, robbery with a dangerous weapon, conspiracy to commit first-degree murder,
conspiracy to commit first-degree kidnapping, conspiracy to commit robbery with a dangerous
weapon, attempted murder, and assault with a deadly weapon with intent to kill inflicting serious
injury case by joining the trial of both defendants, because: (1) in regard to the argument that
joinder prevented defendant from offering the portions of his redacted confession that implicated
his codefendant, defendant's defense strategy focused on mitigation rather than on denying
culpability, the full statement provided no exculpatory relief for defendant, convincing evidence
of defendant's guilt was presented at trial including his own admissions and eyewitness
testimony, and defendant's only expressed concern was that the jury would not be able to
consider his full statement for mitigation purposes but defendant was allowed to present the
entire statement to the sentencing jury in order for it to consider the full extent of defendant's
cooperation with investigators; (2) even though defendant contends he conducted his defense
differently based on his belief that he would not be able to introduce his statement implicating his
codefendant, the record demonstrates that from the outset, all parties were aware that the
statement existed and that it might be introduced in redacted form; and (3) even though
defendants differed on their view of whether a particular juror should serve on the panel,
defendant failed to put the court on notice that the difference was detrimental to him when he did
not move to sever the trial at that time, the juror was eventually removed for cause, and a
defendant is not entitled to a particular juror even after a jury has been empaneled.
2. Jury--peremptory challenges--Batson objection
The trial court in a prosecution for first-degree murder, first-degree kidnapping, robbery
with a dangerous weapon and other offenses did not fail to adequately address whether the
State's articulable reasons for exercising its peremptory challenges against minorities were
legitimate or a pretext because the factors, taken together, provided a wholly adequate basis for
the court's determination that the prosecutor's facially race-neutral explanations for these
peremptory challenges were race-neutral in fact including that: (1) one defendant was of mixed
African-American and Hispanic descent, while the other defendant was African-American; (2)
the two murder victims were white and the surviving kidnapping victim was African-American;
(3) the State did not exhaust its peremptory challenges while selecting the first twelve jurors and
four alternates; (4) the jury originally seated was racially diverse and so were the alternate jurors
selected; and (5) the trial court also stated that it considered its own observations of each
prospective juror and the various exchanges between the court, the prosecutor, and the
prospective jurors.
3. Jury--selection--use of panels--randomness--waiver of review
Defendant waived review of the constitutionality of the trial court's use of panels for jury
selection and the trial court's placement of a prospective juror into a particular panel where
defendants raised no objection to the use of panels or the manner in which the trial court placed
prospective jurors into panels. Moreover, defendants waived review as to whether the trial
court's use of panels violated its duty under N.C.G.S. § 15A-1214(a) to ensure that jury selection
was conducted in a random manner because defendants did not follow the statutorily mandated
procedure for challenging the court's use of panels of jurors. Even if the statute was violated by
the trial court's placement of a hearing impaired prospective juror into a particular panel, whichis not determined, defendants showed no prejudice where defendants consented to the juror's
excusal and neither defendant was forced to accept an undesirable juror.
4. Jury--excusal of prospective juror--qualifications
The trial court did not err in a prosecution for first-degree murder and other offenses by
excusing a prospective juror based on the fact that she was not qualified under N.C.G.S. § 15A-
1211(b), because: (1) defendants waived this issue by failing to object at trial; and (2) in any
event, the prospective juror was properly excused based on the fact that she was no longer a
resident of the pertinent county.
5. Kidnapping--instructions--purpose not alleged in indictment--absence of prejudice
Although the trial court erred by instructing the jury as to particular purposes for the
kidnapping of two victims that had not been specified in the indictments and by instructing on
the purpose set out in the indictment for the kidnapping of a third victim along with an additional
purpose that had not been alleged in the indictment, this error was not prejudicial because (1) the
indictments for the first two victims charged the purpose of facilitating the commission of a
felony, and the trial court's instructions placed a higher burden on the State by limiting the
underlying felonies that the jury could find to support the kidnapping charge; and (2) the
evidence as to the third victim supported both the purpose set out in the indictment and the
additional purpose set out in the trial court's instructions so that a different result would not have
been reached had the trial court instructed only on the purpose charged in the indictment.
6. Criminal Law--multiple conspiracies--sufficiency of evidence
The trial court did not err by entering judgments against defendants based on multiple
convictions of conspiracy for first-degree murder, first-degree kidnapping, and robbery with a
dangerous weapon even though defendants contend the State's evidence was insufficient to prove
the existence of more than a single conspiracy, because: (1) a rational juror, considering the
series of meetings, the variety of locations and participants, the different objectives, and the
statements of conspirators, could readily find the evidence established multiple separate
conspiracies rather than one single conspiracy; and (2) neither defendant objected to the
conspiracy charges submitted to the jury.
7. Constitutional Law_-double jeopardy_-submission of attempted first-degree murder
and assault with deadly weapon inflicting serious injury
The trial court did not violate defendants' double jeopardy rights by submitting to the jury
both attempted first-degree murder and assault with a deadly weapon with intent to kill inflicting
serious injury, and by imposing consecutive sentences for these offenses, because: (1) assault
with a deadly weapon with intent to kill inflicting serious injury requires proof of the use of a
deadly weapon as well as proof of serious injury, neither of which are elements of attempted
first-degree murder; and (2) attempted first-degree murder includes premeditation and
deliberation, which are not elements of assault with a deadly weapon with intent to kill inflicting
serious injury.
8. Criminal Law--prosecutor's argument--codefendant's post-arrest statements
corroborated eyewitness--right of confrontation
Defendant's right of confrontation was not denied when one of the prosecutors stated
during closing arguments that a nontestifying codefendant's post-arrest statements corroborated
the testimony of an eyewitness regarding the events of 16-17 August 1998, because: (1) the
statements were redacted to delete all references to the defendant; (2) the trial court gave the jury
limiting instructions that the statements could only be considered as evidence against the
codefendant who made the statements and not against the defendant; (3) the prosecutor made astatement reminding the jury of the defined purpose for which the evidence had been admitted;
and (4) any error was harmless beyond a reasonable doubt when substantial physical and
testimonial evidence independent of the codefendant's statements corroborated the eyewitness's
testimony against the defendant.
9. Aiding and Abetting--acting in concert--motion to dismiss-sufficiency of evidence--
constructive presence
The trial court did not err by denying defendant's motion to dismiss the charges for the
substantive offenses of attempted first-degree murder, assault with a deadly weapon with intent
to kill inflicting serious injury, kidnapping, and robbery with a dangerous weapon committed
against one of the victims based on the theory of aiding and abetting or acting in concert even
though defendant contends that he was not physically present for these crimes, because: (1) the
State presented sufficient evidence to allow a rational juror to conclude that defendant joined
with one or more persons in the purpose to kidnap, rob, assault with a deadly weapon, and
attempt to murder the victim; and (2) defendant was constructively present when these crimes
were carried out.
10. Sentencing_-capital--bifurcated proceedings--individual jury poll--intervening
evidence--prejudicial error
One defendant is entitled to a new capital sentencing proceeding because the trial court
failed to follow the mandate of N.C.G.S. § 15A-2000(b) that jurors be individually polled upon
delivery of the sentence recommendation by the jury foreman where the trial court bifurcated the
sentencing proceedings so that a codefendant's unredacted statement could be read to the jury
without prejudicing defendant; defendant's capital sentencing proceeding was held first; the trial
court deferred the poll of the individual jurors in defendant's case until after the codefendant's
sentencing proceeding was completed; and the statutorily mandated poll of the individual jurors
in defendant's sentencing proceeding did not occur until after the jury heard additional
inculpatory evidence in the codefendant's sentencing proceeding that the trial court had ruled
inadmissible as to defendant.
11. Jury--dismissal of juror during trial-_pending charges against juror--abuse of
discretion standard
The trial court did not abuse its discretion in a prosecution for first-degree murder, first-
degree kidnapping, robbery with a dangerous weapon and other offenses by dismissing a juror
during the trial and substituting an alternate, because: (1) the court and trial counsel were notified
that the juror was under investigation for embezzlement; (2) the trial court properly exercised its
discretion to discharge the juror prior to deliberations when the court was informed that felony
warrants were pending against the juror; and (3) the trial court took pains to ensure that the right
to a fair trial for both defendants was protected.
12. Discovery_-failure to provide false exculpatory statement--failure to show prejudice
The trial court did not abuse its discretion by denying defendant's motion for a mistrial
based on the prosecutor's failure to provide essential discovery as required by N.C.G.S. § 15A-
903 including defendant's false exculpatory statement to investigators to the effect that he had
not participated in the kidnapping of two of the victims, because: (1) although the statement is
relevant to defendant's strategy of focusing on his cooperation in order to win mitigation in the
capital case, defendant failed to show any prejudice resulting from the nondisclosure; (2)
defendant received pretrial notice that he had incorrectly told investigators at an earlier time on
the same date that he was not present when the two victims were kidnapped; and (3) the
statement had no effect on the outcome of defendant's trial.
13. Constitutional Law--double jeopardy--first-degree murder--first-degree
kidnapping--victims seriously injured
The trial court did not violate defendant's double jeopardy rights by convicting defendant
for first-degree murders and also for first-degree kidnapping based on a finding that two of the
victims were seriously injured, and also for the crimes of both assault with a deadly weapon with
intent to kill inflicting serious jury and first-degree kidnapping when another victim was also
seriously injured, because: (1) defendant failed to preserve this issue for appellate review since
he did not object at trial to the submission of first-degree kidnapping or to the instructions on that
offense; and (2) even if the issue had been preserved, double jeopardy does not apply here when
each crime charged contains an element not required to be proved in the other.
14. Appeal and Error--preservation of issues_-failure to object at trial on constitutional
grounds
Although defendant contends his constitutional right to individualized sentencing in a
capital first-degree murder case was violated when the trial court allowed the same jury to
consider sentences for defendant and his codefendant at separate sentencing proceedings, this
assignment of error is dismissed because: (1) defendant waived this issue by failing to object at
trial on these constitutional grounds; and (2) even if this issue was preserved, the trial court took
care to ensure that the jury gave individualized consideration to defendant's argument that he
should be spared the death penalty by instructing the jury not to consider against defendant any
evidence presented in the codefendant's prior sentencing hearing, and jurors are presumed to
follow the trial court's instructions.
15. Sentencing--capital--bifurcated proceedings--jury's knowledge of codefendant's
sentence
The principle that a codefendant's sentence is irrelevant in a capital sentencing
determination was not violated in defendant's sentencing proceeding when his codefendant was
sentenced first in a separate proceeding by the same jury and the jury knew what the sentence
was, because: (1) the trial court explicitly instructed the jury that it could not consider anything
presented in the codefendant's sentencing hearing against defendant and required the jury to
consider separately the evidence as to any aggravating and mitigating circumstances for each
defendant; and (2) the record reflected that the trial court properly severed the sentencing
hearings of the two defendants for the specific purpose of protecting the right of each to
individualized sentencing.
16. Indigent Defendants-_capital trial--right to two counsel
An indigent defendant's statutory right to the assistance of two attorneys was not violated
when one of his attorneys was absent during a portion of his codefendant's sentencing hearing,
because: (1) N.C.G.S. § 7A-450(b1) does not require, either expressly or impliedly, that both of a
capital defendant's attorneys be present at all times for all matters; (2) the trial court properly
complied with the statute by appointing two counsel to represent defendant months before the
trial began; and (3) defendant consented to his counsel's absence for a previously scheduled
vacation when the other attorney remained.
17. Sentencing--aggravating circumstances--murder especially heinous, atrocious, or
cruel
The trial court did not err in a capital sentencing proceeding by submitting to the jury
under the pattern jury instructions the N.C.G.S. § 15A-2000(e)(9) aggravating circumstance that
the murders were especially heinous, atrocious, or cruel, because: (1) the evidence showed that
the murder victims endured a prolonged dehumanizing ordeal; (2) the murder victims were
unquestionably aware of but helpless to prevent impending death; and (3) the killings of the
victims demonstrated an unusual depravity of mind on the part of defendant.
18. Constitutional Law_-right to fair sentencing hearing--cruel and unusual
punishment--required presence at codefendant's sentencing hearing
The trial court did not deny defendant a fair sentencing hearing and freedom from cruel
and unusual punishment by requiring him to be present during his codefendant's sentencing
hearing, because: (1) defendant waived appellate review of this issue by failing to object to the
trial court's ruling that he had to attend his codefendant's sentencing hearing; and (2) the trial
court acted out of an abundance of caution and with the purpose of avoiding any claim of error
arising from defendant's absence.
19. Sentencing--aggravating circumstances--murder committed during commission of
kidnapping--murder committed for pecuniary gain-_murder part of course of
conduct
The trial court did not commit plain error in a capital sentencing proceeding by
submitting as separate aggravating circumstances under N.C.G.S. § 15A-2000(e)(5) that the
murders were committed while defendant was engaged in the commission of kidnapping, under
N.C.G.S. § 15A-2000(e)(6) that the murders were committed for pecuniary gain, and under
N.C.G.S. § 15A-2000(e)(11) that the murders were part of a course of conduct, because: (1) the
(e)(5) circumstance directs the jury's attention to the factual circumstances of defendant's crimes,
thus addressing defendant's conduct, and evidence supporting this circumstance was the
hijacking of one victim's car; (2) the (e)(6) circumstance requires the jury to consider not
defendant's actions but his motive for killing the victims, and the evidence supporting this
circumstance was the robbery of the victims; and (3) it is proper for a sentencing jury in a double
homicide case to find each murder to be a course of violent conduct aggravating the other
murder, thus providing the basis for the (e)(11) circumstance.
20. Sentencing--death penalty--proportionate
The trial court did not err by sentencing defendant to the death penalty for two first-
degree murders, because: (1) the jury found defendant guilty of premeditation and deliberation
and under the felony murder rule; (2) no death sentence involving multiple homicides has been
determined to be disproportionate; and (3) our Supreme Court has never found a sentence of
death to be disproportionate where more than two aggravating circumstances were found.
Justice BRADY did not participate in the consideration or decision of this case.
Appeal as of right pursuant to N.C.G.S. § 7A-27(a) from
judgments imposing two sentences of death for each defendant
entered by Judge William C. Gore, Jr., on 11 April 2000 in
Superior Court, Cumberland County, upon jury verdicts finding
each defendant guilty of two counts of first-degree murder. On
31 January 2002, the Supreme Court allowed defendants' motions to
bypass the Court of Appeals as to their appeal of additional
judgments. Heard in the Supreme Court 3 February 2003.
Roy Cooper, Attorney General, by G. Patrick Murphy,
Special Deputy Attorney General, and Mary D. Winstead,
Assistant Attorney General, for the State.
Glover & Petersen, P.A., by Ann B. Petersen, for
defendant-appellant Tirado.
Rudolf Maher Widenhouse & Fialko, by M. Gordon
Widenhouse, Jr., for defendant-appellant Queen.
EDMUNDS, Justice.
Defendants Francisco Edgar Tirado and Eric Devon Queen
were indicted on 4 January 1999. In 98 CRS 34831, Tirado was
charged with two counts of first-degree murder, two counts of
first-degree kidnapping, two counts of robbery with a dangerous
weapon, one count of conspiracy to commit first-degree murder,
one count of conspiracy to commit first-degree kidnapping, and
one count of conspiracy to commit robbery with a dangerous
weapon, all involving alleged offenses against victims Susan
Moore and Tracy Lambert on 17 August 1998. In 98 CRS 34836,
Queen was similarly charged with the same offenses against the
same victims. Additional indictments were returned on 25 January
1999. In 98 CRS 35037, Tirado was charged with attempted first-
degree murder, conspiracy to commit first-degree murder, assault
with a deadly weapon with intent to kill inflicting serious
injury, first-degree kidnapping, and robbery with a dangerous
weapon for crimes committed against Debra Cheeseborough on
17 August 1998. In 98 CRS 35028, Queen was charged with the same
offenses against the same victim.
On 17 December 1999, the trial court granted the
State's motions both to join offenses as to each defendant and to
join defendants' cases for trial. Defendants were tried
capitally before a jury at the 7 February 2000 Criminal Session
of Superior Court, Cumberland County. On 3 April 2000, the jury
found defendants guilty on all fourteen of the submitted charges. The verdicts of first-degree murder as to each victim were based
both on premeditation and deliberation and on felony murder.
The trial court ordered separate sentencing proceedings
for defendants. At the conclusion of Tirado's capital sentencing
proceeding, the trial court ordered the verdict sealed until
Queen's capital sentencing proceeding was complete. The jury
recommended that Tirado and Queen be sentenced to death for the
murders of Susan Moore and Tracy Lambert, and the trial court
entered judgments accordingly. The trial court also sentenced
defendants to consecutive terms for the other twelve felony
convictions.
Evidence presented at trial established that defendants
were two of nine members of the Crips gang who undertook a number
of missions, or criminal acts, during the night of 16-17 August
1998, in Fayetteville, North Carolina. In addition to defendants
Tirado and Queen, the gang members included gang leader or
queen Christina Walters, Ione Black, Tameika Douglas, Carlos
Frink, John Juarbe, Carlos Nevills, and Darryl Tucker. These
individuals belonged to different sets, or subgroups, of the
Crips gang.
On 16 August 1998, the gang members gathered at
Walters' residence, a trailer located at 1386 Davis Street. Ione
Black, who had been a member of another gang, was initiated into
the Crips by means of a ceremony involving being beaten by the
others. Thereafter, the gang members undertook preparations for
the evening's missions. Walters, Douglas, and an unidentified
male drove to the local Wal-Mart to steal toiletries and clothing
and to purchase cartridges. The unidentified male returned alone
to the trailer with a box of cartridges. Using fingernail polishfrom Walters' bedroom, Tirado painted the tips of the bullets
blue, the color identified with the Crips gang. Meanwhile, Queen
directed Black and Nevills to return to Wal-Mart and retrieve
Walters and Douglas.
After the group returned from Wal-Mart, Walters
assigned a mission to Douglas, Black, and Nevills, directing them
to find a victim to rob, steal the victim's car, put the victim
in the trunk of the car, then return to Walters' residence within
an hour and a half. After providing Nevills with a gun, Walters
and the unidentified male drove away. Douglas, Black, and
Nevills walked around looking for a car to steal, and at about
12:30 a.m., they spotted Debra Cheeseborough closing and locking
the door to the Bojangles restaurant where she worked as manager.
They abducted Cheeseborough at gunpoint and forced her into the
back seat of her car.
On the way back to Walters' residence, the gang members
robbed Cheeseborough of her jewelry and money, and then
remembering their instructions, stopped and forced her into the
trunk. When they reached Walters' trailer, everyone gathered
around the car, arguing over who would shoot Cheeseborough.
Although Tirado stated, I'll shoot the bitch, Queen, Walters,
Douglas, and Frink drove away in Cheeseborough's car. The rest
of the gang remained at Walters' trailer, where Tirado mumbled
several times, Damn, they should have let me go.
Queen drove Cheeseborough's car to Smith Lake, a
location on the Fort Bragg military base. Cheeseborough was
removed from the trunk, and Douglas took from Cheeseborough a
cross that she was wearing. Walters then pointed a handgun ather and pulled the trigger. When the pistol jammed, Walters
recocked it and fired a bullet into Cheeseborough's right side,
knocking her to the ground on her stomach. As she lay there, she
heard a male say, Hit her in the head. Walters fired another
shot that passed through Cheeseborough's glasses, grazed her
eyelid, and hit her in the thumb. Walters fired additional shots
into Cheeseborough's back, side, right leg, and chest.
Cheeseborough feigned death and the four gang members drove away.
The next morning, a passerby found Cheeseborough. She was taken
to a hospital and treated for multiple gunshot wounds.
After the group left Cheeseborough for dead, they
returned to Walters' trailer, where the rest of the gang remained
congregated. Upon realizing that they needed a second car to
accommodate everyone, Queen, accompanied by Walters, Frink,
Black, Douglas, and Tucker, drove Cheeseborough's car to find
another vehicle. They eventually targeted a 1989 Pontiac Grand
Prix driven by Susan Moore and in which Tracy Lambert was a
passenger. After following the Grand Prix for some distance,
Queen was able to trap it at the end of a dead-end road. Walters
handed a gun to Tucker and someone in the car told him to go
ahead. Queen, Walters, and Frink then drove away in
Cheeseborough's car after Queen directed Black, Douglas, and
Tucker to be back at Walters' trailer in forty-five minutes.
Douglas and Tucker forced Moore and Lambert into
Moore's trunk at gunpoint, and then Black, Douglas, and Tucker
drove Moore's car to Walters' trailer. At one point during the
drive, Tucker stopped the car so that Black and Douglas could
open the trunk and rob Moore and Lambert of their jewelry.
Upon this group's arrival at Walters' trailer, the
entire gang surrounded the car. While the gang divided Moore's
and Lambert's money and jewelry and burned their purses and
identification, they discussed who would kill the women. On
instructions from Walters, the gang members then drove
Cheeseborough's and Moore's cars to a location in Linden. Moore
and Lambert were forced out of the trunk of the Grand Prix. Both
were pleading for mercy. Queen told Lambert to shut up, then
shot her in the head. As Lambert fell, Queen walked back to the
car and stood next to Tirado. When Tirado held a large knife to
Moore's throat, Moore begged him not to cut her and to shoot her
instead. In response, Tirado shot Moore in the back of the head.
Both Lambert and Moore died of their wounds.
The gang members returned to Walters' trailer in
Cheeseborough's and Moore's cars, and then split up. Seven
members of the gang, including Tirado and Queen, fled to Myrtle
Beach. On Tuesday, 18 August 1998, Myrtle Beach police officers
apprehended Juarbe and Tucker in Moore's car. The next day,
Myrtle Beach police officers arrested defendants Tirado and
Queen, along with Walters, Frink, and Douglas, in a motel room
rented by Walters.
Additional evidence will be discussed below as
necessary to address specific issues. Because both Tirado and
Queen present several similar assignments of error, we will first
address those arguments together. We will then consider each
defendant's individual assignments of error.
PRE-TRIAL ISSUES
[1] Defendants Tirado and Queen both contend that the
trial court erred when it allowed their cases to be joined for
trial. Defendants claim that the joinder deprived them of their
state and federal constitutional rights to due process of law.
Each defendant was charged in two multi-count
indictments. On 29 September 1999, the State filed pretrial
motions both to join the offenses against each defendant and to
join for trial the cases of defendants so that all charges
against both defendants would be resolved in a single trial. At
a hearing on the motions, the State argued that both defendants
were accountable for each of the offenses enumerated in the
indictments and that these offenses were part of a common scheme
or plan, that individual activities of defendants were part of
the same act or transaction, and that the offenses were closely
connected in time, place, and occasion. The prosecutor also
acknowledged that:
As it relates to a joint trial, Mr.
Queen made a statement which implicated
himself as a killer of one of the young
ladies and implicated Mr. Tirado as a killer
of the other young lady.
We realize that, in a joint trial, we
would not be able to offer the aspect of Mr.
Queen's statement/confession implicating Mr.
Tirado. And we are aware of that, and we
plan to deal with that if it becomes an
eventuality.
Defendants objected to joinder and argued that the
State should present evidence from which the court could make
findings of fact. Tirado also objected on the grounds of
potential Bruton problems. See Bruton v. United States, 391
U.S. 123, 20 L. Ed. 2d 476 (1968) (holding that at a joint trial,admission of a statement by a nontestifying co-defendant
incriminating the other defendant violated that defendant's Sixth
Amendment rights under the Confrontation Clause). The hearing
judge, relying on the State's representations of the nature of
the cases, allowed joinder of offenses as to each defendant and
joinder of defendants for trial, subject to the trial judge's
satisfaction that Queen's statements could be redacted to omit
references to Tirado.
Tirado again raised the issue of joinder at the
completion of jury selection on 23 February 2000, when he moved
to sever his trial from Queen's. Tirado also filed a motion in
limine requesting redaction of Queen's out-of-court statement
pursuant to Bruton v. United States. See id. Queen objected to
the admission of a redacted statement, arguing that he was
relying on the jury finding mitigating value in his willingness
to admit his wrongdoing. Queen's position was that if a redacted
statement was admitted, the jury would not be able to consider
his entire statement for mitigation purposes and that it would
appear he had not been fully candid with the investigators. The
trial court denied the motion to sever and ordered that a
redacted version of Queen's statement would be admissible in the
guilt-innocence phase of trial. When both defendants were found
guilty during that phase, the trial court severed the sentencing
hearings and admitted Queen's unredacted statement during his
sentencing hearing.
North Carolina General Statutes provide for joinder of
defendants subject to the following provisions:
(b) Separate Pleadings for Each Defendant
and Joinder of Defendants for Trial. (1) Each defendant must be charged in a
separate pleading.
(2) Upon written motion of the
prosecutor, charges against two or
more defendants may be joined for
trial:
a. When each of the defendants is
charged with accountability
for each offense; or
b. When, even if all of the
defendants are not charged with
accountability for each
offense, the several offenses
charged:
1. Were part of a common
scheme or plan; or
2. Were part of the same act
or transaction; or
3. Were so closely connected
in time, place, and
occasion that it would be
difficult to separate proof
of one charge from proof of
the others.
N.C.G.S. § 15A-926(b) (2003).
In addition, North Carolina General Statute § 15A-
927(c), dealing with multi-defendant cases, provides that the
court
(2) . . . must deny a joinder for trial or
grant a severance of defendants
whenever:
a. If before trial, it is found
necessary to protect a defendant's
right to a speedy trial, or it is
found necessary to promote a fair
determination of the guilt or
innocence of one or more
defendants; or
b. If during trial, upon motion of the
defendant whose trial is to be
severed, or motion of the
prosecutor with the consent of the
defendant whose trial is to be
severed, it is found necessary to
achieve a fair determination of the
guilt or innocence of that
defendant.
N.C.G.S. § 15A-927(c)(2) (2003). Public policy supports consolidation of trials where
defendants are alleged to be responsible for the same behavior.
State v. Nelson, 298 N.C. 573, 586, 260 S.E.2d 629, 639 (1979),
cert. denied, 446 U.S. 929, 64 L. Ed. 2d 282 (1980). A trial
court's ruling on a motion for joinder is reviewed for abuse of
discretion in light of the circumstances of the case, and the
ruling will not be disturbed on appeal absent a showing that the
joinder caused the defendant to be deprived of a fair trial.
State v. Golphin, 352 N.C. 364, 399, 533 S.E.2d 168, 195 (2000),
cert. denied, 532 U.S. 931, 149 L. Ed. 2d 305 (2001).
Queen first argues that joinder prevented him from
offering the portions of his redacted confession that implicated
his co-defendant, Tirado. Queen argues that the trial court's
redacting the statement to avoid prejudice to Tirado caused
prejudice to him by making him appear less than candid with law
enforcement officers. Specifically, Queen contends that all the
other evidence indicated that both he and Tirado participated in
the crimes, and that the absence of any reference to Tirado in
Queen's statement was obvious to the jury and suggested that he
was not completely honest with the investigators when he
confessed.
We have held that when joinder interferes with a
defendant's opportunity to use a confession to his advantage
because the defendants have antagonistic defenses, the trial
court should grant severance. See State v. Boykin, 307 N.C. 87,
90-92, 296 S.E.2d 258, 260-61 (1982) (where defendant was unable
to explain that he gave false statements to protect his co-
defendant brother); State v. Alford, 289 N.C. 372, 385-89, 222
S.E.2d 222, 231-33 (where defendant was unable to use confessionof co-defendant more fully to support his alibi), judgment
vacated in part on other grounds by Carter v. North Carolina, 429
U.S. 809, 50 L. Ed. 2d 69 (1976). However, when the deletions do
not result in a severely censored statement[] going to the heart
of the accused's defense, this Court has held that the trial
court's denial of severance is not so arbitrary that it could not
have been the result of a reasoned decision. State v. Barnes,
345 N.C. 184, 223, 481 S.E.2d 44, 65, cert. denied, 522 U.S. 876,
139 L. Ed. 2d 134 (1997), and cert. denied, 523 U.S. 1024, 140 L.
Ed. 2d 473 (1998).
Our review of the redacted and the unredacted versions
of Queen's statement reveals that the only difference between the
two is that the latter contains no mention of Tirado. As in
State v. Barnes, Queen's redacted statement does not rise to the
level of a severely censored statement that goes to the heart of
his defense. Even accepting Queen's argument that the redacted
statement made him appear less than forthright to law
enforcement, his strategy focused on mitigation, not on denying
his culpability. Convincing evidence of Queen's guilt was
presented at trial, including his own admissions and the
eyewitness testimony of Ione Black. Queen's full statement
inculpating Tirado provided no exculpatory relief for Queen.
Therefore, Queen's defense was not jeopardized by the admission
of his redacted statement during the guilt-innocence phase of the
trial. Moreover, Queen was allowed to present the entire
statement to the sentencing jury after the trial court instructed
that the original statement had been redacted by the court to
delete references to Tirado as required by law and that the jury
should harbor no resentment toward Queen. As a result, the juryat sentencing was able to consider the full extent of Queen's
cooperation with investigators.
Second, Queen maintains that he was prejudiced because
he believed that, as a result of his case being joined with
Tirado's for trial, his statement would not be introduced because
it implicated Tirado. Queen claims that, as a result, he
followed a trial strategy of denying guilt and that had he known
the statement would be introduced, he would have defended the
case differently. However, the record demonstrates that from the
outset, all parties were aware that the statement existed and
that it might be introduced in redacted form. As noted above, at
the 15 December 1999 hearing on the State's joinder motion, the
district attorney pointed out that we would not be able to offer
the aspect of Mr. Queen's statement/confession implicating Mr.
Tirado. Queen made no motion to suppress his statement, and
when a witness was called to introduce the statement at trial,
his counsel stated:
We have known for some time it was going to
be an issue. I believe when we talked about
redacting the statement and the question or
the ultimate hearing was reserved for the
time of trial -- the court may recall that I
made a statement at that time that there is a
problem with not letting in the statement in
its totality so the jury may consider every
inference and nuance from that particular
statement.
Thus, Queen's only expressed concern was that the jury would not
be able to consider his full statement for mitigation purposes.
Under these circumstances, we fail to see how he was unfairly
prejudiced in conducting his defense.
Finally, Queen argues that he was prejudiced when he
and co-defendant Tirado differed as to whether juror Luciershould be dismissed by the court. As is detailed later in this
opinion, the district attorney received information during the
trial that this juror was under criminal investigation. Although
both defendants initially opposed excusing juror Lucier, Tirado
later apparently changed his mind and asked that juror Lucier be
removed. Queen argues that he was therefore at odds with his co-
defendant. However, if Queen believed that Tirado's change in
position as to the dismissal of juror Lucier was detrimental to
him, he could have put the court on notice by moving then to
sever. The court eventually removed the juror for cause. A
trial court has the authority under N.C.G.S. § 15A-2000(a)(2) to
excuse a disqualified juror before the sentencing proceeding
begins and the court's decision is reviewed for abuse of
discretion. State v. Nobles, 350 N.C. 483, 513, 515 S.E.2d 885,
903 (1999). Although Queen also argues that he was entitled to
his selected jurors, a defendant is not entitled to a particular
juror, even after a jury has been empaneled. State v. Nelson,
298 N.C. at 593, 260 S.E.2d at 644. We see no abuse in the
judge's decision here, nor do we perceive that either defendant
was unfairly prejudiced.
Tirado argues that if the joinder was improper as to
Queen, it was similarly improper as to him. Because we have
determined that Queen was not prejudiced by joinder, Tirado also
was not prejudiced.
These assignments of error are overruled.JURY SELECTION ISSUES
[2] Tirado and Queen contend that the trial court erred
by allowing the State to exercise peremptory challenges in a
racially discriminatory manner in violation of their state and
federal constitutional rights. Specifically, defendants contend
that the State's reasons for excusing prospective jurors Amilcar
Picart and Regina London were pretextual and that the trial court
failed to conduct an adequate inquiry of the reasons these
prospective jurors were excused.
The Equal Protection Clause of the Fourteenth
Amendment to the United States Constitution and Article I,
Section 26 of the North Carolina Constitution prohibit a
prosecutor from peremptorily excusing a prospective juror solely
on the basis of his or her race. Batson v. Kentucky, 476 U.S.
79, 86, 90 L. Ed. 2d 69, 80 (1986); State v. White, 349 N.C. 535,
547, 508 S.E.2d 253, 262 (1998), cert. denied, 527 U.S. 1026, 144
L. Ed. 2d 779 (1999). In Batson the United States Supreme Court
set out a three-pronged test to determine whether a prosecutor
impermissibly excluded prospective jurors on the basis of their
race. State v. Bonnett, 348 N.C. 417, 433, 502 S.E.2d 563, 574
(1998), cert. denied, 525 U.S. 1124, 142 L. Ed. 2d 907 (1999).
First, a defendant must establish a prima facie case that the
peremptory challenge was exercised on the basis of race. State
v. Williams, 355 N.C. 501, 550, 565 S.E.2d 609, 638 (2002), cert.
denied, 537 U.S. 1125, 154 L. Ed. 2d 808 (2003). Second, if such
a showing is made, the burden shifts to the prosecutor to
articulate a race-neutral explanation for striking the jurors in
question. Id. Third, the trial court must then determine
whether the defendant has proven purposeful discrimination. Id. In the case at bar, defendants raised their Batson
objections during jury selection after the State exercised its
second group of five peremptory challenges. At the time
defendants objected, the State had peremptorily challenged two
white, two Hispanic, and six African-American prospective jurors
and had accepted two African-American and four white prospective
jurors. Based upon a review of these challenges, the trial court
found that defendants had made a prima facie showing of
discrimination and required the State to offer explanations for
peremptory challenges six through ten. The prosecutor provided
the following reasons for its peremptory challenge of prospective
juror Amilcar Picart, a Latino male:
As to Mr. Picart, we have notes that we've
made as to the manner in which he conducted
himself. We were observant of his body
language. We observed it on several
occasions when we would ask questions, he
would not maintain eye contact with us. He
would then -- on other occasions, he'd look
at us and look down and look away to the left
and try to avoid eye contact on many
occasions with us. In addition to that, I
tried to draw him out on some of his answers
and I could not get him to give us more than
a few words answer.
Based on that total lack of
participation as far as the answers go and
the fact that he would not -- we could not --
we had lack of eye contact with him, number
one, and when we did have it, he was quick to
look away and look down to the left and then,
in addition to that, we observed him on what
we believe to be several occasions making or
attempting to make eye contact either with
one of the defendants or looking for long
periods of time in that particular
defendant's direction. Those are the
considerations we had with him.
With respect to prospective juror Regina London, an
African-American female, the prosecutor provided the following
explanation for its peremptory challenge: As to Ms. London, one of our big concerns
with her was that early on when Your Honor
asked her a question -- asked her questions,
at least on one occasion I remember that she
didn't seem to follow the question and you
had to go back and address her and so we
found that to be a problem with us,
specifically when I asked her about proof of
the element of the crime and if she would
require anything else. She said she would
ask questions. She would want to know
certain things. Those were concerns that we
had that either she didn't understand
sometimes -- I don't -- can't say that she
wasn't paying attention. I don't know. We
just don't know what the cause of it was, but
we could see the result of that concern was
her sitting over a long trial whenever she
had that difficulty even during this
selection.
The trial court then allowed defendants an opportunity
to respond. Queen's counsel reiterated that eight out of the
State's first ten peremptory challenges were exercised on
African-American or other minority prospective jurors and
observed that the Court was present when this voir dire was
done, was able to observe these individuals. Tirado's counsel
also pointed out the number of minority prospective jurors that
had been excused by the prosecution. The court noted that both
the prosecutor and defense counsel had consented to excusing a
number of jurors, both Caucasian and minorities, that might
otherwise have been challenged, and then found:
[T]he stated reasons for excusing each of the
named jurors, specifically Chester Goodwin,
Cynthia Johnson, Mary Morrisey, Amilcar
Picart, and Regina London, does have a basis
in fact. That it is not pretextual in the
Court's opinion and the state has rebutted to
the Court's satisfaction the prima facie
showing made by the defense in its
discrimination. And, therefore, the
objection made by the defendants and each of
them to the state's exercise of peremptory
challenge to excuse these jurors named by the
Court is denied and the state may exercise
those peremptory challenges.
Defendants argue that even though the State gave
articulable reasons for exercising its peremptory challenges,
the trial court's finding that these reasons were non-pretextual
was not based on an adequate inquiry. Stated differently,
defendants argue that the trial court failed properly to address
the third Batson inquiry, whether the proffered reasons were
legitimate or a pretext. State v. Porter, 326 N.C. 489, 498,
391 S.E.2d 144, 150 (1990). The findings quoted above indicate
that the court was fully aware of the three Batson requirements,
so the issue before us is whether the court's determinations were
based on sufficient findings. Because the trial court was in the
best position to assess the prosecutor's credibility, we will not
overturn its resolution of this issue absent clear error. State
v. Lemons, 348 N.C. 335, 361, 501 S.E.2d 309, 325 (1998),
sentence vacated on other grounds, 527 U.S. 1018, 144 L. Ed. 2d
768 (1999).
This third prong in a Batson analysis requires the
trial court to consider various factors, such as the
susceptibility of the particular case to
racial discrimination, whether the State used
all of its peremptory challenges, the race of
witnesses in the case, questions and
statements by the prosecutor during jury
selection which tend to support or refute an
inference of discrimination, and whether the
State has accepted any African-American
jurors.
State v. Golphin, 352 N.C. at 427, 533 S.E.2d at 211 (quoting
State v. White, 349 N.C. at 548-49, 508 S.E.2d at 262).
Tirado is of mixed African-American and Hispanic
descent, while Queen is African-American. The two murder
victims, Moore and Lambert, were white, and the surviving
kidnapping victim, Cheeseborough, was African-American. TheState did not exhaust its peremptory challenges while selecting
the first twelve jurors and four alternates. The jury originally
seated was racially diverse, consisting of three white males, two
white females, one Filipino-Hawaiian male, one Asian female, one
Hispanic male, one Hispanic female, two African-American females,
and one African-American male.
(See footnote 1)
Of the four alternate jurors
selected, two were African-American and two were white. In
addition, the trial court also stated that it considered its own
observations of each prospective juror and the various exchanges
between the court, the prosecutor, and the prospective jurors.
These factors, taken together, provide a wholly
adequate basis for the court's determination that the
prosecutor's facially race-neutral explanations for these
peremptory challenges were race-neutral in fact. Accordingly, we
uphold the trial court's ruling that defendants did not meet
their burden of showing purposeful discrimination.
These assignments of error are overruled.
[3] Next, defendants contend that the trial court
violated its statutory duty under N.C.G.S. § 15A-1214(a) to
ensure that jury selection was conducted in a random manner.
Defendants argue that as a result, their state and federal
constitutional rights to a fair and impartial jury were violated.
Defendants present a two-fold argument. They first argue that
the trial court's use of panels during jury selection resulted in
the parties having advance knowledge of the identity of the next
prospective juror to be called. Second, defendants argue thatthe court's placing prospective juror Janie Swindell into a
particular panel resulted in a non-random system of selection.
Constitutional questions not raised and passed on by
the trial court will not ordinarily be considered on appeal.
State v. Benson, 323 N.C. 318, 322, 372 S.E.2d 517, 519 (1988).
Statutory violations, however, are reviewable regardless of
objections at the trial court. State v. Golphin, 352 N.C. at
411, 533 S.E.2d at 202. Here, defendants raised no objection to
the use of panels for jury selection or the manner in which the
trial court placed prospective jurors into panels. Therefore,
defendants waived review of the constitutionality of the trial
court's actions. See id.
Turning to the alleged statutory violations, N.C.G.S.
§ 15A-1214(a) provides that [t]he clerk, under the supervision
of the presiding judge, must call jurors from the panel by a
system of random selection which precludes advance knowledge of
the identity of the next juror to be called. N.C.G.S. § 15A-
1214(a) (2003). The statute neither prescribes nor proscribes
any particular method of achieving random selection. See id.
Any challenge to a jury panel:
(1) May be made only on the ground that the
jurors were not selected or drawn
according to law.
(2) Must be in writing.
(3) Must specify the facts constituting the
ground of challenge.
(4) Must be made and decided before any
juror is examined.
N.C.G.S. § 15A-1211(c)(1), (2), (3), (4) (2003). Although this
statute apparently uses the term panel to refer to the entire
jury pool or venire, we have also applied it where challenges
were raised to the procedures used by the trial court to dividethe entire jury pool into smaller and more manageable groups (or
panels) of jurors who are questioned as part of the voir dire
process. See State v. Wiley, 355 N.C. 592, 606-07, 565 S.E.2d
22, 34-35 (2002). In this case, defendants did not follow the
statutorily mandated procedure for challenging the court's use of
panels of jurors. As a result, both defendants waived review of
their assignments of error as to this issue. See id. at 607, 565
S.E.2d at 34-35 (defendant waived assignment of error regarding
challenge to division of jurors into panels because he failed to
comply with N.C.G.S. § 15A-1211(c)); see also State v. Golphin,
352 N.C. at 411-12, 533 S.E.2d at 202.
Defendants further contend that a specific violation of
the randomness requirement occurred when the trial court placed
prospective juror Janie Swindell into a particular panel.
Defendants argue that because the trial court acted contrary to
statutory mandate, their right to appeal the action is preserved
despite a failure to object at trial. See State v. Jones, 336
N.C. 490, 497, 445 S.E.2d 23, 26 (1994). Prospective juror
Swindell, who was selected to be in panel G, did not answer in
court when her name was called. Once all the names had been
called for panel G, the court asked again about Swindell, but she
still did not respond. After the remaining prospective jurors
were called and placed into panels, the court made inquiry of the
individuals who were still in the courtroom. At that point,
Swindell was identified. She reported that she had not heard her
name called, and a deputy pointed out that Swindell was wearing a
hearing aid. The judge directed the clerk to place her into
panel L, the final panel. Later, when Swindell's panel was
called to the jury box for questioning, the judge noted thatSwindell demonstrated an inability to hear or to understand
questions and instructions. Based on these observations, all
parties consented to the court's excusing of Swindell.
This issue has been resolved by our ruling in State v.
Golphin, 352 N.C. at 413-14, 533 S.E.2d at 203-04. In that case,
the trial court divided the prospective jurors into panels and
placed members with hardships or whose written excuses had been
denied in the last panel. Although the defendants did not raise
a contemporaneous objection to the procedure, they later argued
that the requirement of random selection had been violated.
Citing State v. Harris, 338 N.C. 211, 227, 449 S.E.2d 462, 470
(1994), we held that the right to challenge is not a right to
select but to reject a juror and concluded that the defendant
had demonstrated no prejudice. State v. Golphin, 352 N.C. at
414, 533 S.E.2d at 204. In the case at bar, neither defendant
was forced to accept an undesirable juror, and in fact,
defendants consented to Swindell's excusal. The trial judge,
confronted with a problem caused by Swindell's apparent
disability, fashioned a reasonable response. Although we do not
determine whether the court's action violated N.C.G.S. § 15A-
1214, even if there were a violation, neither defendant can
demonstrate prejudice. See State v. Lawrence, 352 N.C. 1, 13,
530 S.E.2d 807, 815 (2000), cert. denied, 531 U.S. 1083, 148 L.
Ed. 2d 684 (2001).
These assignments of error are overruled.
[4] Defendants Tirado and Queen contend that the trial
court erred by excusing prospective juror Sarah McMillan as not
qualified. Defendants argue that, even though McMillan had moved
to Raleigh, in Wake County, she was nevertheless a permanentresident of Cumberland County and qualified to serve as a juror.
Because defendants did not object when the court excused
McMillan, they waived appellate review of this issue. See State
v. Golphin, 352 N.C. at 424, 533 S.E.2d at 209-10 (defendant who
suggested that a juror who had served on a federal jury within
two years be excused but did not object on constitutional grounds
failed to preserve the issue for appellate review). In addition,
as to any alleged statutory violation that defendants argue is
preserved for appellate review, we conclude that the excusal of
prospective juror McMillan was proper. North Carolina General
Statute § 9-3 provides: All persons are qualified to serve as
jurors and to be included on the jury list who are citizens of
the State and residents of the county . . . . Persons not
qualified under this section are subject to challenge for cause.
N.C.G.S. § 9-3 (2003). In addition, N.C.G.S. § 15A-1211(b)
states that the trial judge must decide all questions concerning
the competency of jurors. N.C.G.S. § 15A-1211(b) (2003). In
this case, the record supports the trial court's ruling that
McMillan was not qualified for service. On 9 February 2000, as
jury selection began, the trial judge informed prospective jurors
of the grounds for disqualification and asked those who believed
they were not qualified to present their reasons. The following
exchange ensued:
THE COURT: Ma'am?
[PROSPECTIVE JUROR MCMILLAN]: Sarah
McMillan.
THE COURT: Yes, ma'am?
[PROSPECTIVE JUROR MCMILLAN]: I live in
Raleigh.
THE COURT: You do not live in
Cumberland County?
[PROSPECTIVE JUROR MCMILLAN]: No, sir.
THE COURT: When did you move, ma'am?
[PROSPECTIVE JUROR MCMILLAN]: November.
THE COURT: And how did you get the
summons? Was it forwarded to you?
[PROSPECTIVE JUROR MCMILLAN]: My
permanent address is here with my mom. I was
born and raised in Fayetteville so -- I've
lived in Raleigh since --
THE COURT: So this went to your mom's
house?
[PROSPECTIVE JUROR MCMILLAN]: Luckily
she opened it I would say two days ago.
The trial judge then asked if either the State or the
defendants wished to be heard. When neither expressed any
objection, the trial judge excused McMillan from service because
she was no longer a resident of Cumberland County. This record
adequately establishes that the trial court properly executed its
authority under N.C.G.S. § 15A-1211(b) to determine that
prospective juror McMillan failed meet the statutory requirements
to sit as a Cumberland County juror.
These assignments of error are overruled.
GUILT-INNOCENCE PHASE ISSUES
[5] Both Tirado and Queen assign error to the trial
court's instructions to the jury on the kidnapping charges,
arguing that the trial court instructed on theories not alleged
in the indictments. Defendants further contend that this error
also skewed the sentencing proceeding because the jury found as
to both defendants the aggravating circumstance that the murder
was committed while defendants engaged in the commission offirst-degree kidnapping. According to defendants, the erroneous
finding of this aggravating circumstance warped the sentencing
jury's balancing of all the aggravating and mitigating
circumstances found by the jury.
Defendants acknowledge that they did not object to the
instructions at trial, so we consider this issue under the plain
error standard of review. See N.C. R. App. P. 10(b)(2), (c)(4).
Under such an analysis, defendants must show that the
instructions were erroneous and that absent the erroneous
instructions, a jury probably would have returned a different
verdict. N.C.G.S. § 15A-1443(a) (2003). The error must be so
fundamental that it denied the defendant a fair trial and quite
probably tilted the scales against him. State v. Collins, 334
N.C. 54, 62, 431 S.E.2d 188, 193 (1993). It is the rare case in
which an improper instruction will justify reversal of a criminal
conviction when no objection has been made in the trial court.
Henderson v. Kibbe, 431 U.S. 145, 154, 52 L. Ed. 2d 203, 212
(1977).
Error arises when a trial judge permits a jury to
convict upon an abstract theory not supported by the bill of
indictment. State v. Taylor, 301 N.C. 164, 170, 270 S.E.2d 409,
413 (1980). This Court has held such error to be prejudicial
when the trial court's instruction as to the defendant's
underlying intent or purpose in committing a kidnapping differs
from that alleged in the indictment. See State v. Brown, 312
N.C. 237, 249, 321 S.E.2d 856, 863 (1984) (holding that when the
trial court charged the jury on an additional purpose for
kidnapping not listed in the indictment and the State presented
no evidence on such theory, the jury instructions constitutedplain error); see also State v. Taylor, 301 N.C. at 171, 270
S.E.2d at 413-14 (holding that complete failure to instruct the
jury on the theory charged in the bill of indictment together
with instructions based on theories not charged in the indictment
constituted prejudicial error); State v. Dammons, 293 N.C. 263,
272, 237 S.E.2d 834, 841 (1977) (holding that where theories of
the crime were neither supported by the evidence nor charged in
the bill of indictment, the instructions constituted prejudicial
error). However, we have also found no plain error where the
trial court's instruction included the purpose that was listed in
the indictment and where compelling evidence had been presented
to support an additional element or elements not included in the
indictment as to which the court had nevertheless instructed.
State v. Lucas, 353 N.C. 568, 588, 548 S.E.2d 712, 726 (2001).
Here, the indictments for Lambert's and Moore's
kidnapping alleged that each defendant confined, restrained, and
removed the victims for the purpose of facilitating the
commission of a felony. The trial court charged the jury that
it could find each defendant guilty if it found that the
defendant, acting either by himself or with others, removed
Lambert or Moore for the purpose of facilitating the defendant's
or another person's commission of robbery with a firearm or doing
serious bodily injury to the person so removed. Similarly, the
indictment for Cheeseborough's kidnapping alleged that each
defendant confined, restrained, and removed her for the purpose
of doing serious bodily injury to her. The trial court charged
the jury that it could find defendants guilty if it found that
each, acting by himself or with others, removed the victim for
the purpose of facilitating . . . commission of robbery with afirearm or for the purpose of doing serious bodily injury.
Thus, as to each kidnapping charge relating to victims Lambert
and Moore, the jury was instructed as to particular purposes for
the kidnapping that had not been specified in the indictment and
as to the kidnapping charge relating to victim Cheeseborough, the
jury was instructed on the purpose set out in the indictment,
along with an additional purpose that had not been alleged in the
indictment.
Because the instructions given by the trial court
contained purposes not charged in the respective indictments,
these instructions were erroneous. However, after examining the
instructions and the record in its entirety, we cannot say that
the defect was a 'fundamental error, something so basic, so
prejudicial, so lacking in its elements that justice cannot have
been done.' United States v. McCaskill, 676 F.2d 995, 1002 (4th
Cir.) (footnote omitted), cert. denied, 459 U.S. 1018, 74 L. Ed.
2d 513 (1982) (quoting United States v. Coppola, 486 F.2d 882,
884 (10th Cir. 1973), cert. denied, 415 U.S. 948, 39 L. Ed. 2d
563 (1974)). As to victims Lambert and Moore, the indictments
did not specify any particular underlying felony, see State v.
Freeman, 314 N.C. 432, 435, 333 S.E.2d 743, 745 (1985), while the
trial court instructed as to two possible underlying felonies
that the jury could find. Compelling evidence was presented at
trial that defendants or members of the gang with whom defendants
were acting in concert kidnapped these victims both for the
purpose of facilitating the commission of armed robbery and for
the purpose of doing serious bodily injury to each victim. As a
result, the instruction placed a higher burden of proof on the
State by limiting the underlying felonies that the jury couldfind to support the kidnapping charge. As to victim
Cheeseborough, the evidence supported both the theory set out in
the indictment and the additional theory set out in the trial
court's instructions. Accordingly, we conclude that a different
result would not have been reached had the trial court instructed
only on the purpose charged in the indictment, and that the error
in the instructions was not prejudicial. See State v. Lucas, 353
N.C. at 588, 548 S.E.2d at 726. Because there was no prejudicial
error in the instructions, we also conclude that the sentencing
proceeding was not improperly compromised.
These assignments of error are overruled.
[6] Defendants next contend that the trial court erred
in entering judgments against them based on multiple convictions
of conspiracy when the State's evidence was insufficient to prove
the existence of more than a single conspiracy. As to victims
Moore and Lambert, each defendant was indicted for one count of
conspiracy to commit first-degree murder, one count of conspiracy
to commit first-degree kidnapping, and one count of conspiracy to
commit robbery with a dangerous weapon. As to victim
Cheeseborough, each defendant was indicted for one count of
conspiracy to commit first-degree murder. Defendants argue that
because all of the offenses were committed as part of a
continuing series of events on 16-17 August 1998, there was no
evidence of separate and distinct agreements to justify
convictions for more than a single count of criminal conspiracy.
The question of whether multiple agreements constitute
a single conspiracy or multiple conspiracies is a question of
fact for the jury. State v. Rozier, 69 N.C. App. 38, 54, 316
S.E.2d 893, 903, cert. denied, 312 N.C. 88, 321 S.E.2d 907(1984). The nature of the agreement or agreements, the
objectives of the conspiracies, the time interval between them,
the number of participants, and the number of meetings are all
factors that may be considered. State v. Dalton, 122 N.C. App.
666, 672-73, 471 S.E.2d 657, 661-62 (1996). Ordinarily, the
conspiracy ends with the attainment of its criminal objectives,
but precisely when this occurs may vary from case to case.
State v. Gary, 78 N.C. App. 29, 37, 337 S.E.2d 70, 76 (1985),
disc. rev. denied, 316 N.C. 197, 341 S.E.2d 586 (1986).
In the case at bar, the evidence in the record supports
the existence of multiple separate conspiracies. As to the count
of conspiracy to commit first-degree murder against Debra
Cheeseborough, the State's evidence showed that Walters assigned
a mission to Douglas, Black, and Nevills, directing them to find
a victim to rob, steal the victim's car, put the victim in the
trunk of the car, and then return to Walters' residence within an
hour and a half. During the abduction, Nevills told
Cheeseborough that if she cooperated, she would not be hurt.
This evidence indicates that Douglas, Black, and Nevills did not
anticipate Cheeseborough's attempted murder, but instead thought
that their mission was auto theft, armed robbery, and kidnapping.
The plan to kill Cheeseborough formed during the course of the
kidnapping, after she was abducted and brought to Walters'
residence, where the remainder of the gang gathered around the
car and argued over who was going to shoot her. Black testified
at trial that defendant Tirado stated, I'll shoot the bitch.
Defendant Queen then told defendant Tirado not to let anyone go
anywhere, and with Cheeseborough still in the trunk, Queen,
Walters, Douglas, and Frink drove away in Cheeseborough's car. Black testified that the rest of the gang remained at Walters'
trailer, and that defendant Tirado mumbled several times, Damn,
they should have let me go. The four gang members drove
Cheeseborough to Smith Lake, where Walters shot Cheeseborough
numerous times.
As to the three counts of conspiracy for crimes
committed against Susan Moore and Tracy Lambert, the State's
evidence showed that after Cheeseborough was left for dead, the
gang reassembled at Walters' residence and separate new
conspiracies were hatched. When Walters complained that the gang
needed another car, a gang member instructed Black, Douglas, and
Tucker to go on another mission. Defendant Queen, accompanied by
Walters, Frink, Black, Douglas, and Tucker, drove Cheeseborough's
car while the others eventually targeted the 1989 Pontiac Grand
Prix driven by Susan Moore and in which Tracy Lambert was a
passenger. The gang members trapped Moore's car at the end of a
dead-end road and stole the vehicle at gunpoint. Tucker and
Douglas forced Moore and Lambert into Moore's trunk, then Black,
Douglas, and Tucker returned to Walters' trailer. At that point,
Walters' announced reason for the group's leaving the residence,
to obtain another car, had been accomplished. Once again, the
entire gang then gathered to discuss what to do with the women.
Amid some disagreement, the gang drove Moore and Lambert to a
location in Linden, where Queen shot Lambert in the head and
Tirado shot Moore in the head. These shootings marked the
completion of the gang's last conspiracy, to murder Moore and
Lambert.
A rational juror, considering this series of meetings,
the variety of locations and participants, their differentobjectives, and the statements of conspirators, could readily
find the evidence established multiple separate conspiracies,
rather than one single conspiracy. Moreover, we note that
neither defendant objected to the conspiracy charges submitted to
the jury.
These assignments of error are overruled.
[7] Next, Tirado and Queen argue that the trial court
erred by submitting to the jury both attempted first-degree
murder and assault with a deadly weapon with intent to kill
inflicting serious injury, and by imposing consecutive sentences
for these offenses in violation of their state and federal
constitutional rights to be free from double jeopardy. The
Double Jeopardy Clause of the Fifth Amendment states that no
person shall be subject for the same offense to be twice put in
jeopardy of life or limb. U.S. Const. amend. V; see also N.C.
Const. art. I, § 19. The Clause protects against three distinct
abuses: (1) a second prosecution for the same offense after
acquittal, (2) a second prosecution for the same offense after
conviction, and (3) multiple punishments for the same offense.
North Carolina v. Pearce, 395 U.S. 711, 717, 23 L. Ed. 2d 656,
664-65 (1969), overruled on other grounds by Alabama v. Smith,
490 U.S. 794, 104 L. Ed. 2d 865 (1989); see also State v. Murray,
310 N.C. 541, 547, 313 S.E.2d 523, 528 (1984), overruled on other
grounds by State v. White, 322 N.C. 506, 369 S.E.2d 813 (1988).
Defendants assert that they have impermissibly received multiple
punishments for the same offense.
This Court has recognized that:
[E]ven where evidence to support two or more
offenses overlaps, double jeopardy does not
occur unless the evidence required to supportthe two convictions is identical. If proof
of an additional fact is required for each
conviction which is not required for the
other, even though some of the same acts must
be proved in the trial of each, the offenses
are not the same.
State v. Murray, 310 N.C. at 548, 313 S.E.2d at 529. The
elements of attempted first-degree murder are: (1) a specific
intent to kill another; (2) an overt act calculated to carry out
that intent, which goes beyond mere preparation; (3) malice,
premeditation, and deliberation accompanying the act; and (4)
failure to complete the intended killing. See N.C.G.S. § 14-17
(2003); State v. Peoples, 141 N.C. App. 115, 117, 539 S.E.2d 25,
28 (2000). The elements of assault with a deadly weapon with
intent to kill inflicting serious injury are: (1) an assault,
(2) with the use of a deadly weapon, (3) with an intent to kill,
and (4) inflicting serious injury, not resulting in death. See
N.C.G.S. § 14-32(a) (2003); State v. Peoples, 141 N.C. App. at
117, 539 S.E.2d at 28. Therefore, assault with a deadly weapon
with intent to kill inflicting serious injury requires proof of
the use of a deadly weapon, as well as proof of serious injury,
neither of which are elements of attempted first-degree murder.
See N.C.G.S. §§ 14-17, -32(a). Similarly, attempted first-degree
murder includes premeditation and deliberation, which are not
elements of assault with a deadly weapon with intent to kill
inflicting serious injury. Id. Because each offense contains at
least one element not included in the other, defendants have not
been subjected to double jeopardy.
These assignments of error are overruled.
Having determined that we find no error in any of
defendants' collective arguments, we now address each defendant'sseparate assignments of error.
DEFENDANT TIRADO
GUILT-INNOCENCE PHASE ISSUES
[8] Defendant Tirado claims that the trial court erred
when it allowed one of the prosecutors to argue to the jury at
the close of the guilt-innocence phase that co-defendant Queen's
post-arrest statements corroborated the testimony of Ione Black
regarding the events of 16-17 August 1998. Tirado contends that
because Queen's statements were inadmissible against Tirado, the
trial court's ruling deprived him of his rights under the North
Carolina and United States Constitutions to due process, to
confrontation, and to be free from cruel and unusual punishment.
An out-of-court statement is admissible as an exception
to the hearsay rule when it was made by the party against whom it
is being offered. N.C.G.S. § 8C-1, Rule 801(d) (2003). However,
when a nontestifying co-defendant's post-arrest statement is
admitted in evidence at a joint trial in a manner that invites or
permits the jury to use the statement against the non-declarant
defendant, fundamental conflicts with the non-declarant
defendant's state and federal right to confrontation may arise.
See Lilly v. Virginia, 527 U.S. 116, 144 L. Ed. 2d 117 (1999).
As a result, the United States Supreme Court has held that before
a nontestifying co-defendant's post-arrest statement may be
admitted in evidence, it must be redacted to remove all
references to the non-declarant defendant, and the jury should be
instructed that the statement was admitted as evidence only
against the declarant co-defendant. Gray v. Maryland, 523 U.S.
185, 140 L. Ed. 2d 294 (1998); Bruton v. United States, 391 U.S.
123, 20 L. Ed. 2d 476. Here, having ruled that Queen'sstatements would be redacted to delete all references to Tirado,
the trial court admitted them after correctly instructing the
jury that they could be considered only as evidence against Queen
and could not be considered by the jury for any purpose against
Tirado.
During closing arguments, one of the prosecutors argued
that Queen's post-arrest statements to law enforcement officers
corroborated the testimony of Ione Black regarding the events of
16-17 August 1998. Tirado's attorney objected as soon as the
prosecutor mentioned Queen's statement and advised the court of
the basis of the objection, but the objection was overruled.
Thereafter, the prosecutor made such arguments as, Ione told you
about these things. She told you that they had to go on
missions. Eric Queen told you the same thing. The prosecutor
then argued that all of the evidence presented to the jury,
including Queen's statements, corroborated Ione Black's
testimony. Tirado contends that the prosecutor's arguments that
Queen's statement corroborated Black's testimony had the effect
of inviting the jury to consider Queen's statement as implicating
Tirado.
The court in its final instructions advised the jury
that [i]f you find that Mr. Queen made the statements, you may
consider them against Mr. Queen and only against Mr. Queen. It
has -- they have no relevance at all to Mr. Tirado's guilt or
innocence and you may not consider any statement against Mr.
Tirado in any way whatsoever. In addition, at appropriate times
during Black's testimony, the trial court gave accurate limiting
instructions to the jury restricting the purposes for which it
could consider her hearsay evidence and the hearsay statementsmade by her co-conspirators. The law presumes that jurors follow
the court's instructions. Parker v. Randolph, 442 U.S. 62, 73,
60 L. Ed. 2d 713, 723 (1979). Moreover, the prosecutor advised
the jury, shortly after beginning her closing argument:
Remember as I discuss the evidence with you the purpose for
which the judge said that evidence could come in and you could
hear it. The court in its final instructions advised the jury
that [i]f you find that Mr. Queen made the statements, you may
consider them against Mr. Queen and only against Mr. Queen. It
has -- they have no relevance at all to Mr. Tirado's guilt or
innocence and you amy not consider any statement against Mr.
Tirado in any way whatsoever. In addition, at appropriate times
during Black's testimony, the trial court gave accurate limiting
instructions to the jury restricting the purposes for which it
could consider her hearsay evidence and the hearsay statements
made by her co-conspirators. The law presumes that jorors follow
the court's instructions. Parker v. Randolph, 442 U.S. 62, 73, 60
L. Ed. 2d 713, 723 (1979). Moreover, the prosecutor advised the
jury shortly after beginning her closing argument: Remember as I
discuss the evidence with you the purpose for which the judge
said that evidence could come in and you could hear it. I'm
arguing it for no other purpose other than what the judge
instructed you that it could come in as. Therefore, in light of
the court's limiting instruction to the jury that Queen's
statements were not to be used against Tirado and the
prosecutor's statement reminding the jury of the defined purpose
for which the evidence had been admitted, we conclude that
Tirado's contention that the prosecutor improperly used thestatements of Queen to corroborate Black and thereby bolster the
case against Tirado is without merit.
Nonetheless, even assuming arguendo that the trial
court erred in overruling Tirado's objection to this argument,
the error was harmless beyond a reasonable doubt. See N.C.G.S.
§ 15A-1443(b) (2003); see also State v. Spaulding, 288 N.C. 397,
407-08, 219 S.E.2d 178, 185 (1975), vacated in part on other
grounds, 428 U.S. 904, 49 L. Ed. 2d 1210 (1976) (holding that
erroneous admission of a defendant's out-of-court statement
against a co-defendant was not reversible error despite violation
of defendant's constitutional rights when the total evidence
against the non-declaring defendant was so overwhelming that the
error was harmless). Substantial physical and testimonial
evidence independent of Queen's statements corroborated Black's
testimony against Tirado. The testimony of Debra Cheeseborough,
the only surviving victim, was consistent with Black's testimony
as she and Black provided markedly similar descriptions of
Cheeseborough's abduction. Black testified that the gang members
burned a purse and some identifications, and police recovered
Cheeseborough's burned wallet at Walters' Davis Street address.
Blue material recovered from the wound tracks of victims Moore
and Lambert was chemically consistent with the blue nail polish
seized from Walters' residence. Tirado's fingerprint was located
on one of the boxes of cartridges that was recovered from the
stolen vehicles. This and other similar evidence satisfies us
that any impermissible references to Queen's statements during
closing arguments were harmless beyond a reasonable doubt. This
assignment of error is overruled. [9] Tirado next asserts that the evidence was
insufficient to sustain his convictions for the substantive
offenses of attempted first-degree murder, assault with a deadly
weapon with intent to kill inflicting serious injury, kidnapping,
and robbery with a dangerous weapon, all of which related to
crimes committed against Cheeseborough. He argues that the trial
court erred when it denied his motions to dismiss the substantive
charges because he was neither actually nor constructively
present when the crimes were committed.
When reviewing the sufficiency of the evidence, we view
the evidence in the light most favorable to the State, resolving
all conflicts in the evidence in favor of the State and giving it
the benefit of all reasonable inferences. State v. Lucas, 353
N.C. at 581, 548 S.E.2d at 721. Moreover, [c]ircumstantial
evidence may withstand a motion to dismiss and support a
conviction even when the evidence does not rule out every
hypothesis of innocence. State v. Stone, 323 N.C. 447, 452, 373
S.E.2d 430, 433 (1988). The jurors must decide whether the
evidence satisfies them beyond a reasonable doubt that the
defendant is guilty. State v. Rowland, 263 N.C. 353, 358, 139
S.E.2d 661, 665 (1965).
When addressing the offenses with which Tirado had been
indicted relating to Cheeseborough, the trial court instructed
the jury as to aiding and abetting and acting in concert,
specifically noting that if two or more persons join in a purpose
to commit offenses, each was guilty if actually or constructively
present. This instruction is consistent with the law of North
Carolina. See State v. Laws, 325 N.C. 81, 97, 381 S.E.2d 609,
618 (1989), judgment vacated on other grounds, 494 U.S. 1022, 108L. Ed. 2d 603 (1990). Therefore, because Tirado was not
physically present, we must consider whether he was
constructively present when the substantive offenses against
Cheeseborough were committed.
We have held that where a defendant and a co-defendant
shared a criminal intent and the co-defendant who actually
committed the crime knew of the shared intent, if the defendant
was in a position to aid or encourage the co-defendant when the
co-defendant committed the offense, the defendant was
constructively present and acting in concert with the co-
defendant. State v. Willis, 332 N.C. 151, 179, 420 S.E.2d 158,
171 (1992). Here, the State's evidence showed that Tirado
belonged to the Crips gang and was among those who participated
in the initiation of new members on the night of 16-17 August
1998. Tirado met with the others at Walters' residence prior to
her sending the initiates on specified criminal missions,
participated in obtaining bullets to support the missions, and
painted the gang's color on the bullets. After Cheeseborough was
abducted and brought back to Walters' residence, Tirado asked to
be allowed to shoot her and grumbled when others took the job.
Based on this record, we conclude that the State presented
sufficient evidence to allow a rational juror to conclude that
Tirado joined with one or more persons in the purpose to kidnap,
rob, assault with a deadly weapon, and attempt to murder
Cheeseborough and was constructively present when these crimes
were carried out. Accordingly, the trial court properly denied
Tirado's motions to dismiss the charges for substantive offenses
against Cheeseborough. This assignment of error is overruled.SENTENCING PROCEEDING ISSUE
[10] Tirado argues that he is entitled to a new capital
sentencing proceeding because the trial court failed to comply
with the statutory mandate for an individual poll of jurors
immediately upon delivery of a sentencing recommendation. He
claims that this error deprived him of his statutory right to an
individual poll of the sentencing jury at a time before the jury
became subject to outside influences, and of his state and
federal constitutional rights to trial by jury, to a unanimous
verdict, to due process of law, and to be free from cruel and
unusual punishment.
As noted above, the trial court bifurcated the
sentencing proceedings so that Queen's unredacted statement could
be read to the jury without prejudicing Tirado. Tirado's capital
sentencing proceeding was held first. When the jury delivered
its sentencing verdicts as to Tirado on Friday, 7 April 2000, the
trial court examined the verdict forms for consistency, then
sealed them and delivered them to the clerk. The court
instructed the jurors that it will be necessary for you folks to
be polled individually as you were after the verdict in the first
part of the case when the verdict is opened and announced for the
record, and then excused the jurors with further instructions to
return the following week for the sentencing proceeding for
Queen.
Thereafter, during Queen's sentencing proceeding on 11
April 2000, his unredacted statements implicating Tirado were
admitted into evidence. The jury again deliberated and, that
same day, returned its sentencing verdicts as to Queen. The
trial judge unsealed the sentencing verdicts delivered theprevious week for Tirado, and the clerk announced both capital
verdicts. When the trial judge began to poll the jury, Tirado
objected and moved for a mistrial on the ground that the poll was
invalid because the jury had been exposed to extraneous material
after Tirado's sentencing phase verdict was delivered. The trial
court overruled the objection and denied the motion, then
proceeded to poll the jury individually on the sentencing
verdicts for Tirado and, separately, for Queen.
In a capital case, the right to an individual jury poll
is statutorily mandated. North Carolina General Statute § 15A-
2000(b) provides, in pertinent part, that [u]pon delivery of the
sentence recommendation by the foreman of the jury, the jury
shall be individually polled to establish whether each juror
concurs and agrees to the sentence recommendation returned.
N.C.G.S. § 15A-2000(b) (2000). The purpose of an individual poll
of the jury is:
[T]o give each juror an opportunity, before
the verdict is recorded, to declare in open
court his assent to the verdict which the
foreman has returned, and thus to enable the
court and the parties to ascertain with
certainty that a unanimous verdict has been
in fact reached and that no juror has been
coerced or induced to agree to a verdict to
which he has not fully assented.
Davis v. State, 273 N.C. 533, 541, 160 S.E.2d 697, 703 (1968).
If the record does not establish affirmatively that each
individual juror assents to the verdict returned, the verdict is
invalid. State v. Dow, 246 N.C. 644, 646, 99 S.E.2d 860, 862
(1957). The jury poll should occur [u]pon delivery of the
sentence recommendation by the foreman of the jury. N.C.G.S.
§ 15A-2000(b). The rationale behind the timing of the poll is to
ensure that nothing extraneous to the jury's deliberations cancause any of the jurors to change their minds. State v. Black,
328 N.C. 191, 198, 400 S.E.2d 398, 402-03 (1991). [O]nce the
jury is dispersed after rendering its verdict and later called
back, it is not the same jury that rendered the verdict. Id. at
198, 400 S.E.2d at 403.
Here, the jury returned its sentence recommendation as
to Tirado on 7 April 2000. The jurors were then excused for a
weekend recess. When they reassembled on 11 April 2000 for
Queen's sentencing proceeding, the jurors heard for the first
time Queen's complete statement, which included a description of
Tirado's participation in the planning and execution of the
crimes. Therefore, Tirado's statutorily mandated poll of the
individual jurors occurred after the passage of several days and
after the jury heard additional inculpatory evidence that the
trial court had ruled inadmissible as to Tirado. As a result,
the poll failed to measure each juror's intentions at the time
the jury returned its sentencing verdicts as to Tirado. Under
these circumstances, we believe it unlikely that any juror who
was wavering when the verdict was returned on 7 April would have
expressed any doubts when polled on 11 April.
Although counsel for both defendants had raised issues
relating to Queen's statement and their joint trial, Tirado's
attorney did not make a contemporaneous objection to the trial
court's decision to defer polling the jurors. Instead, counsel
moved for a mistrial after Queen's verdict was returned. The
trial court denied the motion. The statute applicable to such
motions states in pertinent part: The judge must declare a
mistrial upon the defendant's motion if there occurs during the
trial an error or legal defect in the proceedings, . . .resulting in substantial and irreparable prejudice to the
defendant's case. N.C.G.S. § 15A-1061 (2003). Here, the
procedure followed by the trial court violated the provisions of
N.C.G.S. § 15A-2000(b) because the poll was not timely and
because the intervening evidence heard by the jury led to
substantial and irreparable prejudice to Tirado. Accordingly, we
hold that the trial court erred in denying Tirado's motion for
mistrial and that he is entitled to a new sentencing proceeding.
As a result, we need not address his remaining assignments of
error related to sentencing.
DEFENDANT QUEEN
GUILT-INNOCENCE PHASE ISSUES
[11] Defendant Queen argues that the trial court erred
when it dismissed juror Margaret Lucier during the trial. Queen
argues that the trial court's handling of the matter was
fundamentally unfair and constitutes reversible error, or in the
alternative, that the trial court abused its discretion.
The record indicates that, after the trial had been
under way for several weeks, a police officer from Spring Lake
advised one of the prosecutors that juror Lucier was under
investigation for embezzlement. The prosecutor notified the
trial court and opposing counsel. Although the court recognized
that Lucier had not been arrested and was presumed innocent, it
posed the possibility of removing her from the jury. Both
defendants objected. After additional inquiries, the trial judge
stated, if I determine to my satisfaction that there exists
probable cause for an arrest warrant to issue or for the [S]tate
to proceed with an indictment, I will exercise my discretion totake her off. I will not have a person in those circumstances
sitting on the jury.
Three days later, after all the evidence had been
presented and as the court was preparing to instruct the jury on
issues related to defendants' guilt or innocence, Tirado changed
his position. Tirado's counsel advised the court that [w]e
would concur with the Court's removal of -- and would move to
strike her for cause. Queen continued to oppose Lucier's
removal. The court was then informed that felony warrants were
pending against Lucier. The trial judge instructed the jury, and
thereafter, in its discretion, discharged Lucier and replaced her
with an alternate.
North Carolina General Statute § 15A-2000(a)(2)
provides, in pertinent part, that
[i]f prior to the time that the trial jury
begins its deliberations on the issue of
penalty, any juror dies, becomes
incapacitated or disqualified, or is
discharged for any reason, an alternate juror
shall become a part of the jury and serve in
all respects as those selected on the regular
trial panel.
N.C.G.S. § 15A-2000(a)(2) (2003); see also N.C.G.S. § 15A-1215(a)
(2003). The decision to replace a juror with an alternate lies
within the trial court's discretion. State v. Nobles, 350 N.C.
at 513, 515 S.E.2d at 903.
The trial judge has broad discretion in
supervising the selection of the jury to the
end that both the state and the defendant may
receive a fair trial. This discretionary
power to regulate the composition of the jury
continues beyond empanelment. It is within
the trial court's discretion to excuse a
juror and substitute an alternate at any time
before final submission of the case to the
jury panel. These kinds of decisions
relating to the competency and service of
jurors are not reviewable on appeal absent ashowing of abuse of discretion, or some
imputed legal error.
State v. McLaughlin, 323 N.C. 68, 101, 372 S.E.2d 49, 70 (1988)
(quoting State v. Nelson, 298 N.C. at 593, 260 S.E.2d at 644)
(citations omitted)), judgment vacated on other grounds, 494 U.S.
1021, 108 L. Ed. 2d 601 (1990).
Queen contends that the trial court improperly allowed
the State to expedite juror Lucier's arrest, with the result that
she was excused despite Queen's desire to keep her on the panel.
However, the trial court took pains to ensure that the rights of
both defendants to a fair trial were protected. The judge
repeatedly expressed his desire not to interfere with law
enforcement's investigation. When he finally discharged juror
Lucier, the judge made the following findings:
That the Court finds that this is
absolutely necessary to preserve the
integrity of the jury. That the juror has --
the Court has a distinct concern that, aside
from the appearance of impropriety and
undermining the confidence of the public and
the parties and the integrity of the jury's
verdict in this case, that there might be
some real issue as to whether or not Ms.
Lucier's verdict would be completely fair and
unbiased and based solely on the evidence if
she recognizes or knows that she may be
required to have dealings with the state
concerning these charges against her.
That the Court has not delayed, deferred
or encouraged the preparation and/or service
of these warrants nor attempted to interfere
with the discretion of the district attorney
and the law enforcement officers in the
discharge of their official duties.
Therefore, when presented with this unusual situation,
the trial court exercised the discretion allowed under N.C.G.S.
§ 15A-2000(a)(2) and our case law to replace juror Lucier with an
alternate. The trial court's findings are fully supported by therecord, and we see no abuse of discretion. This assignment of
error is overruled.
[12] Queen next argues that the prosecutor failed to
provide essential discovery as required by N.C.G.S. § 15A-903 and
Brady v. Maryland, 373 U.S. 83, 10 L. Ed. 2d 215 (1963). The
heart of Queen's claim is that the prosecution failed to disclose
prior to trial his false exculpatory statement to investigators
to the effect that he had not participated in the kidnapping of
Moore and Lambert. Queen contends that, as a result, his
strategy of seeking mitigation on the basis of his early
cooperation was compromised, violating his federal and state
constitutional and statutory rights.
Our review of the record reveals that, prior to trial,
Queen filed a Request for Voluntary Discovery in which he
sought, among other things, all of his written and oral
statements. In response, Queen was given notes of an oral
interview conducted by Sergeant Ray Wood at the Myrtle Beach
Police Department. This interview began at 2:07 a.m. on
20 August 1998. However, at trial, Sergeant Wood provided direct
testimony about two statements Queen made to him at different
times on 20 August 1998. Sergeant Wood testified that during the
first interview, conducted at 2:07 a.m., when Queen was asked
about the shooting of Moore and Lambert, he responded that he
turned his back and heard pow, pow. Sergeant Wood testified
that he disbelieved Queen and told him that the interview was
over. Queen then admitted shooting one of the victims. Notes of
this interview were provided to Queen prior to trial. Sergeant
Wood then testified that the second interview began at 10:28 p.m.
Notes of this examination were not provided to Queen prior totrial. During this interview, Queen advised Sergeant Wood that
the investigators did not know everyone who had been involved,
and then described the actions of Carlos. In relating the
substance of this second statement, Sergeant Wood testified that
Queen went on to state that the two white females were trying to
drive out from the neighborhood when he was making a U-turn.
Queen stated the two white females could not go anywhere and he
left. In his cross-examination of Sergeant Wood, Queen's
counsel stressed his client's cooperation. However, during the
redirect examination, the prosecutor highlighted the fact that
Queen initially made inaccurate self-serving statements to the
sergeant.
Queen objected on the ground that, despite his request
for voluntary discovery, he was unaware of the false exculpatory
statement as to his role in the kidnapping. The trial court
conducted a voir dire hearing and determined that the sergeants
who had questioned Queen on 20 August 1998 had not turned over
their interview notes containing Queen's false claim that he had
not participated in the kidnapping of Moore and Lambert both
because they did not believe Queen and because verbal skirmishing
with suspects over details of a statement are routine during
police interrogations. The trial court also ascertained that the
district attorney's office had failed to advise the investigators
that a prior discovery order entered in the case required notes
of interviews be given to prosecutors for subsequent release to
defense counsel. During this voir dire, Queen moved for a
mistrial.
After hearing the evidence and considering the
arguments of counsel, the trial court concluded that the onlymaterial before the jury that had not been provided to defense
counsel prior to trial was Queen's statement to the effect that
he was not involved in the kidnapping of Moore and Lambert. The
trial court determined that the prosecutors had substantially
complied with the requirements of Brady and that Queen had not
been prejudiced. Accordingly, the trial court denied Queen's
motion for mistrial.
Queen argues that he was unfairly prejudiced because
the State never gave him notice of a false exculpatory statement
that could have altered his trial strategy of claiming to have
been cooperative at all times. However, the trial court's
determination that Queen was not unfairly prejudiced is
adequately supported by the record. Queen's 2:07 a.m. statement,
which had been given to him in a timely fashion and was the
subject of pretrial motions pertaining to redaction and
admissibility, contained Queen's initial claim that he did not
shoot either Moore or Lambert. This same statement also includes
the following: Queen states he, Paco [Tirado], C-Lo [Frink]
dropped Little 60 [Douglas], Star [Black] and Jr. [Tucker] off.
Queen states that he told them he had to go back to the crib. He
states they came back with the girls in the Grand Prix in the
trunk. This portion of Queen's 2:07 a.m. statement is
effectively indistinguishable from the corresponding portion of
his unrevealed 10:28 p.m. statement, quoted above, in which he
told Sergeant Wood that he left once the car containing the
victims was pinned and they could not drive away.
[T]he suppression by the prosecution of evidence
favorable to an accused upon request violates due process where
the evidence is material either to guilt or to punishment,irrespective of the good faith or bad faith of the prosecution.
Brady v. Maryland, 373 U.S. at 87, 10 L. Ed. 2d at 218. However,
in United States v. Agurs, 427 U.S. 97, 49 L. Ed. 2d 342 (1976),
the United States Supreme Court rejected the idea that every
nondisclosure automatically constitutes reversible error and held
that prejudicial error must be determined by examining the
materiality of the evidence. State v. Howard, 334 N.C. 602,
605, 433 S.E.2d 742, 744 (1993). The evidence is material only
if there is a reasonable probability that, had the evidence been
disclosed to the defense, the result of the proceeding would have
been different. A 'reasonable probability' is a probability
sufficient to undermine confidence in the outcome. United
States v. Bagley, 473 U.S. 667, 682, 87 L. Ed. 2d 481, 494
(1985). We have also held that when determining whether the
suppression of certain information was violative of a defendant's
constitutional rights, the focus should not be on the impact of
the undisclosed evidence on the defendant's ability to prepare
for trial, but rather should be on the effect of the
nondisclosure on the outcome of the trial. State v. Alston, 307
N.C. 321, 337, 298 S.E.2d 631, 642 (1983). The defendant has the
burden of showing that the undisclosed evidence was material and
affected the outcome of the trial. Id.
While we agree that Queen's 10:28 p.m. statement
denying involvement in the kidnapping of Moore and Lambert is
relevant to Queen's strategy of focusing on his cooperation in
order to win mitigation in the capital case, we conclude that he
failed to show any prejudice arising from the nondisclosure.
Queen was properly provided his 2:07 a.m. statement in which he
made the false initial claim that he had not shot either victim. Although the 10:28 p.m. statement contained Queen's false
exculpatory statement that he did not participate in the
kidnapping of these victims after their car was stopped, the
2:07 a.m. statement also contained a similar suggestion that
Queen claimed to be elsewhere when these victims were kidnapped.
Thus, Queen received pretrial notice that he had incorrectly told
investigators on 20 August 1998 that he was not present when
Moore and Lambert were kidnapped.
In addition, the record discloses that the 10:28 p.m.
statement had no effect on the outcome of Queen's trial. His
strategy of seeking mitigation on the basis of his cooperation
was not compromised by the revealing at trial of his second
statement. Queen presented his unredacted 2:07 a.m. statement to
the jury during the sentencing proceeding and was able to argue
to the jury that he was entitled to mitigation because of his
cooperation. The trial judge peremptorily instructed the jury
[t]he defendant aided in the apprehension of another capital
felon, and one or more jurors found both mitigating
circumstances submitted by Queen regarding cooperation. We
therefore conclude that the State's failure to disclose Queen's
10:28 p.m. statement did not constitute prejudicial error because
there is no reasonable probability that timely providing it would
have affected the outcome of Queen's trial. The judge did not
abuse his discretion in denying Queen's motion for mistrial.
This assignment of error is overruled.
[13] In his next assignment of error, Queen contends
that he received multiple punishments for the same offense in
violation of the prohibition against double jeopardy. Queen
argues that he was punished twice for the murders of Lambert andMoore, once when convicted of first-degree murder and again when
convicted of first-degree kidnapping based on a finding that the
victims were seriously injured. Queen also argues that he was
punished twice for serious injury to Cheeseborough, once when
convicted of assault with a deadly weapon with intent to kill
inflicting serious injury and again when convicted of first-
degree kidnapping based on a finding that the victim was
seriously injured.
As detailed above, both the Fifth Amendment to the
United States Constitution and Article I, Section 19 of the North
Carolina Constitution protect against multiple punishments for
the same offense. See State v. Fernandez, 346 N.C. 1, 18, 484
S.E.2d 350, 361 (1997). However, because Queen did not object to
the submission of first-degree kidnapping or to the instructions
on that offense, he has failed to preserve this issue for
appellate review. Id. (defendant waived appellate review when he
failed to object at trial to the submission of first-degree
murder and first-degree kidnapping based on the murders); see
also State v. Mitchell, 317 N.C. 661, 670, 346 S.E.2d 458, 463
(1986) (defendant waived appellate review when he did not raise
the double jeopardy issue at trial).
Even assuming arguendo that the issue had been
preserved, we conclude that double jeopardy does not apply here.
In Fernandez, where the defendant raised a similar argument, we
applied the test enunciated in Blockburger v. United States , 284
U.S. 299, 76 L. Ed. 306 (1932). State v. Fernandez, 346 N.C. at
19, 484 S.E.2d at 361-62. We follow that same analysis here.
Under our formulation of the Blockburger test, even where evidence to support two or more
offenses overlaps, double jeopardy does not
occur unless the evidence required to support
the two convictions is identical. If proof
of an additional fact is required for each
conviction which is not required for the
other, even though some of the same acts must
be proved in the trial of each, the offenses
are not the same.
State v. Murray, 310 N.C. at 548, 313 S.E.2d at 529. In the case
at bar, each crime charged contains an element not required to be
proved in the other. First-degree murder is the unlawful killing
of another human being with malice and with premeditation and
deliberation. N.C.G.S. § 14-17 (2003). First-degree kidnapping
is: (a) the unlawful, nonconsensual confinement, restraint or
removal of a person for the purpose of committing certain
specified acts; and (b) either the failure to release the person
in a safe place, or the injury or sexual assault of the person.
N.C.G.S. § 14-39 (2003). Thus, as to victims Lambert and Moore,
first-degree kidnapping is not a lesser-included offense of
murder, and because each of these offenses contains an element
that is not an element of the other, defendant was not subject to
double jeopardy. State v. Fernandez, 346 N.C. at 20, 484 S.E.2d
at 362. Similarly, because the elements of assault with a deadly
weapon inflicting serious injury and the elements of first-degree
kidnapping do not coincide, Queen was not punished twice for
inflicting the same injury on victim Cheeseborough.
These assignments of error are overruled.
SENTENCING PROCEEDING ISSUES
[14] Queen contends that his federal and state
constitutional right to individualized sentencing was violated
when the trial court allowed the same jury to consider his and
Tirado's sentences at separate sentencing proceedings. Queenargues that the Eighth Amendment to the United States
Constitution mandates individualized consideration of a
defendant's argument that he or she should be spared the death
penalty. See Lockett v. Ohio, 438 U.S. 586, 605, 57 L. Ed. 2d
973, 990 (1978). Queen also contends that the trial court's
procedures violated this Court's determination that a co-
defendant's sentence is irrelevant in a capital sentencing
determination. See State v. Jaynes, 353 N.C. 534, 563-64, 549
S.E.2d 179, 200-01 (2001), cert. denied, 535 U.S. 934, 152 L. Ed.
2d 220 (2002).
Although Queen objected to the separate sentencing
proceeding, he based his objection on his concern that the jury
might not be able to consider his cooperation with law
enforcement as mitigating evidence, a consideration that the
trial court later addressed. Thus, Queen's objection was not
founded on an alleged constitutional violation. Constitutional
claims not raised and passed on at trial will not ordinarily be
considered on appeal. State v. Golphin, 352 N.C. at 411, 533
S.E.2d at 202; State v. Benson, 323 N.C. at 322, 372 S.E.2d at
519. Accordingly, Queen waived appellate review of this
constitutional claim.
Even assuming arguendo that Queen did not waive
appellate review, the trial court took care to ensure that the
jury gave individualized consideration to his argument that he
should be spared the death penalty. The trial judge admonished
the jurors:
Now, ladies and gentlemen, you have
heard the evidence concerning Mr. Tirado and
his sentencing and you have submitted a
sentence recommendation for Mr. Tirado which
has been sealed by the Court. I want toadvise you now and instruct you now that as
we commence this sentencing hearing for Eric
Devon Queen, that if there was anything said
in the sentencing hearing concerning Mr.
Queen, and I frankly don't personally
remember any mention at all of Mr. Queen in
that sentencing hearing, but if there was
anything that was said in that sentencing
hearing which related to Mr. Queen, you may
not consider anything that you heard in the
sentencing hearing for Mr. Tirado against Mr.
Queen.
Now, everything that you heard during
the guilt-innocence phase of this trial as
against each of the defendants certainly is
something that you can consider as you
consider your sentence recommendation for Mr.
Queen, but you are not to consider any matter
that was asserted in Mr. Tirado's sentencing
hearing against Mr. Queen. If you understand
and will follow that instruction, raise your
hand, please.
Let the record show that all the jurors
have so indicated.
Because jurors are presumed to follow the instructions
of the trial court, State v. Hardy, 353 N.C. 122, 138, 540 S.E.2d
334, 346 (2000), cert. denied, 534 U.S. 840, 151 L. Ed. 2d 56
(2001), we conclude that Queen's constitutional right to
individualized sentencing was not violated.
[15] Queen also contends that he was prejudiced because
Tirado was sentenced first and the jury knew what the sentence
was. He claims that, as a result, the consecutive sentencing
proceedings violated the principle that a defendant's sentence is
irrelevant to the sentence of any co-defendant for the same
murder. See State v. Jaynes, 353 N.C. at 563, 549 S.E.2d at 200-
01. However, as quoted above, the trial court explicitly
instructed the jury that they could not consider anything
presented in Tirado's sentencing hearing against Queen and
required the jury to consider separately the evidence as to anyaggravating and mitigating circumstances for each defendant.
Accordingly, the separate sentencing procedure used here does not
implicate this Court's jurisprudence regarding the relevance of a
co-defendant's sentence. The record reflects that the trial
court severed the sentencing hearings of Tirado and Queen for the
specific purpose of protecting the right of each to
individualized sentencing. This assignment of error is
overruled.
[16] Queen next contends that his statutory right to
the assistance of two attorneys was violated when one of his
attorneys was absent during a portion of co-defendant Tirado's
sentencing hearing. Although North Carolina General Statute
§ 7A-450(b1) provides, in pertinent part, that [a]n indigent
person indicted for murder may not be tried where the State is
seeking the death penalty without an assistant counsel being
appointed in a timely manner, N.C.G.S. § 7A-450(b1) (2003), we
have held that the statute does not require, either expressly or
impliedly, that both of a capital defendant's attorneys be
present at all times for all matters. State v. Thomas, 350 N.C.
315, 337, 514 S.E.2d 486, 500, cert. denied, 528 U.S. 1006, 145
L. Ed. 2d 388 (1999). In Thomas, the trial court did not halt
the proceedings whenever one of the defendant's appointed
attorneys would briefly leave the courtroom. Id. Noting that
two counsel had been appointed to represent the defendant months
before the trial began, we concluded that the trial court
properly complied with the statute and did not err.
Queen received the assistance of both of his attorneys
throughout his entire trial and his individual sentencing
proceeding. As detailed below, the trial court instructed thatQueen and his counsel be present during Tirado's sentencing
proceeding. However, on the final day that evidence was being
presented at Tirado's sentencing proceeding, one of Queen's
attorneys went on a previously scheduled vacation. Queen
consented to the attorney's absence, and Queen and his other
attorney remained. Thus, one of Queen's attorneys was not
present during the cross- and redirect examination of Tirado's
expert witness. In light of our holding in Thomas and
defendant's acquiescence in the procedure, we hold that this
absence, occurring during a portion of his co-defendent's
sentencing hearing, did not violate Queen's statutory right to
the assistance of two attorneys. This assignment of error is
overruled.
[17] Queen contends that the trial court erred when it
submitted to the jury the aggravating circumstance that the
murders were especially heinous, atrocious, or cruel. N.C.G.S.
§ 15A-2000(e)(9). Queen argues that there was insufficient
evidence to support submission of this aggravating circumstance
and that the circumstance is unconstitutionally vague. When
'determining the sufficiency of the evidence to submit an
aggravating circumstance to the jury, the trial court must
consider the evidence in the light most favorable to the State,
with the State entitled to every reasonable inference to be drawn
therefrom, and discrepancies and contradictions resolved in favor
of the State.' State v. Anthony, 354 N.C. 372, 434, 555 S.E.2d
557, 596 (2001) (quoting State v. Syriani, 333 N.C. 350, 392, 428
S.E.2d 118, 141, cert. denied, 510 U.S. 948, 126 L. Ed. 2d 341
(1993)), cert. denied, 536 U.S. 930, 153 L. Ed. 2d 791 (2002). This Court has recognized several categories of murders that
warrant submission of the (e)(9) aggravating circumstance.
The first type consists of those killings
that are physically agonizing for the victim
or which are in some other way dehumanizing.
State v. Lloyd, 321 N.C. 301, 319, 364 S.E.2d
316, 328, sentence vacated on other grounds,
488 U.S. 807, 102 L. Ed. 2d 18 (1988). The
second type includes killings that are less
violent but involve infliction of
psychological torture by leaving the victim
in his or her last moments aware of but
helpless to prevent impending death, State
v. Hamlet, 312 N.C. [162,] 175, 321 S.E.2d
[837,] 846 [(1984)], and thus may be
considered conscienceless, pitiless, or
unnecessarily torturous to the victim, State
v. Brown, 315 N.C. 40, 65, 337 S.E.2d 808,
826-27 (1985), cert. denied, 476 U.S. 1164,
90 L. Ed. 2d 733 (1986), and overruled on
other grounds by State v. Vandiver, 321 N.C.
570, 364 S.E.2d 373 (1988). The third type
includes killings that demonstrate[] an
unusual depravity of mind on the part of the
defendant beyond that normally present in
first-degree murder[s]. Id. at 65, 337
S.E.2d at 827.
State v. Lloyd, 354 N.C. 76, 122, 552 S.E.2d 596, 627-28 (2001)
(alterations in original), quoted in State v. Anthony, 354 N.C.
at 434-35, 555 S.E.2d at 596. Moreover, a murder is not rendered
especially heinous, atrocious, or cruel merely by the specific
method in which a victim is killed, but by the entire set of
circumstances surrounding the killing. See, e.g., State v.
Golphin, 352 N.C. at 464, 533 S.E.2d at 233.
The evidence here supported each of the three types of
murder that warrant submission of the (e)(9) aggravating
circumstance. First, the evidence showed that victims Lambert
and Moore endured a prolonged dehumanizing ordeal. When Queen
and several other gang members pinned Moore's car at the end of a
dead-end road, Moore jumped out of her car and ran, repeatedly
screaming, Oh my God, oh my God. When she called her mother onher cellular telephone, a gang member wrestled the telephone out
of her hand. Another gang member forced Lambert and then Moore
into the trunk of Moore's car at gunpoint, and then Douglas,
Black, and Tucker drove away in Moore's car. From the trunk,
Lambert and Moore cried and begged their abductors not to hurt
them. When Moore pleaded that she had a seven-year-old daughter,
Douglas told her to shut up, bitch, and then turned up the
radio's volume. At one point, the driver stopped the car so that
Black and Douglas could open the trunk and rob the victims of
their jewelry. Upon the group's return to Walters' trailer, the
entire gang surrounded Moore's car and discussed who would kill
the two women in the trunk. On instructions from Walters, gang
members drove the two victims, still locked in the trunk, to a
location in Linden, where they were murdered. Based on this
evidence, we hold that the ordeal that Lambert and Moore endured
prior to their death supported submission of the (e)(9)
circumstance.
Second, the two victims were unquestionably aware of
but helpless to prevent impending death. State v. Lloyd, 354
N.C. at 122, 552 S.E.2d at 627-28. At Walters' trailer, Lambert
and Moore could hardly have failed to hear the gang members
discussing who would kill them. Once the gang drove the victims
to Linden and forced them out of the trunk, they pleaded for
mercy. Lambert stated, Oh, God, Susan, we're going to die. I
don't want to die. Queen told Lambert to shut up and shot her
in the head. Queen then walked back to the car and stood next to
Tirado, who held a large knife to Moore's throat. When Moore
begged Tirado not to cut her and to shoot her instead, he shot
her in the back of the head. This evidence, combined with theevidence narrated above, demonstrated that both victims
anticipated the moment the gang would end their lives, again
supporting submission of the (e)(9) circumstance. See State v.
Mann, 355 N.C. 294, 313, 560 S.E.2d 776, 788 (when the victim was
alive when forced into the trunk of her car and the evidence
supported a reasonable inference that she tried desperately, but
futilely, to free herself as she anticipated the moment when
defendant would end her life, the trial court committed no error
in submitting the (e)(9) aggravating circumstance), cert. denied,
537 U.S. 1005, 154 L. Ed. 2d 403 (2002).
Third, the killings of Lambert and Moore demonstrate
an unusual depravity of mind on the part of the defendant.
State v. Lloyd, 354 N.C. at 122, 552 S.E.2d at 627-28. Evidence
showed that immediately after shooting Lambert, Queen stated,
Oh, sh--, I seen that bitch's brains. Queen also stated to law
enforcement that the motivation behind his actions was to show
my B.G. [that is, baby gangster, or gang initiate] she ain't up
there with me. This evidence of Queen's unusually depraved
state of mind supported submission of the (e)(9) circumstance.
We also note that this Court has repeatedly held that
the North Carolina Pattern Jury Instructions on the (e)(9)
aggravating circumstance provide constitutionally sufficient
guidance to the jury. State v. Syriani, 333 N.C. at 391-92, 428
S.E.2d at 141. Because the instructions on the (e)(9)
aggravating circumstance here followed the pattern, Queen's
arguments to the contrary are without merit.
Viewed in the light most favorable to the State, the
evidence supported the trial court's submission of the (e)(9)
aggravating circumstance that the murders were especiallyheinous, atrocious, or cruel. In addition, the instruction as to
the circumstance was constitutionally sufficient. This
assignment of error is overruled.
[18] Queen next contends that he was denied his federal
and state constitutional rights to a fair sentencing hearing and
freedom from cruel and unusual punishment when the trial court
required him to be present during co-defendant Tirado's
sentencing hearing. Queen maintains that his presence prejudiced
him by allowing and encouraging the jury to consider the evidence
in Tirado's sentencing proceeding at Queen's sentencing
proceeding and by permitting the jury to draw improper adverse
inferences linking the two defendants' sentences together.
As noted above, constitutional claims not raised and
passed on at trial will not be considered on appeal. State v.
Golphin, 352 N.C. at 411, 533 S.E.2d at 202; State v. Benson, 323
N.C. at 322, 372 S.E.2d at 519. To preserve a question for
appellate review, a party must have presented the trial court
with a timely request, objection, or motion, stating the specific
grounds for the ruling if the specific grounds are not apparent
from the context. N.C. R. App. P. 10(b)(1). When the logistics
of Tirado's and Queen's separate sentencing hearings before the
same trial jury were discussed at trial, the following colloquy
occurred between the trial judge and Queen's counsel:
THE COURT: All right, now I want to
make it clear that Mr. Queen and counsel
certainly will be allowed to be here in the
courtroom and to observe the proceedings and
to hear and see the evidence that is
presented. What is the defendant Queen's
position in that regard?
. . . .
[DEFENSE COUNSEL]: -- it is the
position of the defendant Queen that if
counsel are allowed to be present during Mr.
Tirado's sentencing -- and [the other defense
counsel] and I have discussed this matter and
it's our intention that either one or both of
us will be present during the sentencing
hearing -- that it is not necessary for Mr.
Queen to attend.
I don't know if it's appropriate at this
time. And we object to the separate
sentencing hearings on grounds that we have
heretofore raised with the court and we
discussed at some length earlier in the
trial, and we're just renewing our objection
at this point.
Other than that, assuming that the court
is overruling the objection, we think it will
be sufficient as long as counsel are present
and observe and see what's going on, just in
case something does arise that we need to
deal with during Mr. Queen's sentencing.
THE COURT: Well, inasmuch as the
defendant has a nonwaivable right to be
present and inasmuch as this is the same jury
that has determined his guilt and will
determine the sentence recommendation, I am
ordering that he be here and that you folks
be here.
Queen made no objection to the court's ruling that he attend
Tirado's sentencing hearing. Therefore, Queen waived appellate
review of this assignment of error.
We further note that the trial judge acted out of an
abundance of caution and with the purpose of avoiding any claim
of error arising from Queen's absence at Tirado's sentencing
proceeding. Queen has failed to demonstrate prejudice arising
from the trial court's decision. This assignment of error is
overruled.
[19] Queen next contends that the trial court committed
reversible constitutional error by submitting as separate
aggravating circumstances that the murders were committed whilethe defendant was engaged . . . in the commission of . . .
kidnapping, N.C.G.S. § 15A-2000(e)(5), that the murders were
committed for pecuniary gain, N.C.G.S. § 15A-2000(e)(6), and
that the murders were part of a course of conduct . . . which
included the commission by the defendant of other crimes of
violence against another person or persons, N.C.G.S. § 15A-
2000(e)(11). Queen argues that these three aggravating
circumstances were based on the same evidence and are inherently
duplicitous.
Queen did not object, as required by Rule 10(b)(1) of
the Rules of Appellate Procedure, to the trial court's submission
of any of these three aggravating circumstances, either alone or
in combination with one another. See N.C. R. App. P. 10(b)(1).
Under these circumstances, we review for plain error. See State
v. Cummings, 346 N.C. 291, 330, 488 S.E.2d 550, 573 (1997), cert.
denied, 522 U.S. 1092, 139 L. Ed. 2d 873 (1998).
North Carolina law provides that impermissible double-
counting of aggravating circumstances occurs when two
aggravating circumstances based upon the same evidence are
submitted to the jury. State v. Call, 349 N.C. 382, 426, 508
S.E.2d 496, 523 (1998).
It is established law in North Carolina that
it is error to submit two aggravating
circumstances when the evidence to support
each is precisely the same. Conversely,
where the aggravating circumstances are
supported by separate evidence, it is not
error to submit both to the jury, even though
the evidence supporting each may overlap.
State v. Davis, 353 N.C. 1, 42, 539 S.E.2d 243, 270 (2000)
(quoting State v. East, 345 N.C. 535, 553-54, 481 S.E.2d 652,
664, cert. denied, 522 U.S. 918, 139 L. Ed. 2d 236 (1997))(citations omitted), cert. denied, 534 U.S. 839, 151 L. Ed. 2d 55
(2001). In determining whether such evidence is impermissibly
identical or merely overlapping, we may consider the aspect of
the case or defendant addressed by the aggravating circumstance.
[I]n some cases the same evidence will
support inferences from which the jury might
find that more than one of the enumerated
aggravating circumstances is present. This
duality will normally occur where the
defendant's motive is being examined rather
than where the state relies upon a specific
factual element of aggravation.
State v. Goodman, 298 N.C. 1, 30, 257 S.E.2d 569, 588 (1979).
The (e)(5) circumstance, carrying out the murder while
in commission of a kidnapping, directs the jury's attention to
the factual circumstances of defendant's crimes, and thus
addresses the defendant's conduct. State v. Green, 321 N.C. 594,
610, 365 S.E.2d 587, 597, cert. denied, 488 U.S. 900, 102 L. Ed.
2d 235 (1988). In contrast, the (e)(6) circumstance, committing
the murder for pecuniary gain, requires the jury to consider not
defendant's actions but his motive for killing the victims. Id.
Here, the evidence at trial showed that after Cheeseborough's car
was stolen and she was shot, Walters ordered several members of
the gang to find an additional vehicle because all of the members
could not fit into Cheeseborough's car. The gang then stole at
gunpoint Moore's 1989 Pontiac Grand Prix and forced the two women
into the trunk. On the way back to Walters' trailer, the gang
stopped the car and robbed Lambert and Moore of their cash and
jewelry. After the two women were eventually murdered, members
of the gang drove the stolen car to Myrtle Beach, where some of
the stolen jewelry was pawned. Hence, evidence that the murders
were committed in the course of kidnapping, which wasaccomplished while highjacking Moore's car, supported submission
of the (e)(5) circumstance. The subsequent robbery of Lambert
and Moore's jewelry and money supported submission of the (e)(6)
circumstance. See State v. Miller, 357 N.C. 583, 595, 588 S.E.2d
857, 866 (2003).
Queen also contends that impermissible double-counting
could have occurred if the jury used evidence of one of the
robberies to support the (e)(11) aggravating circumstance (course
of conduct). However, this Court has previously held that it is
proper for a sentencing jury in a double homicide case to find
each murder to be a course of violent conduct aggravating the
other murder. See, e.g., State v. Nicholson, 355 N.C. 1, 49, 558
S.E.2d 109, 142, cert. denied, 537 U.S. 845, 154 L. Ed. 2d 71
(2002); State v. Boyd, 343 N.C. 699, 719-20, 473 S.E.2d 327, 338
(1996), cert. denied, 519 U.S. 1096, 136 L. Ed. 2d 722 (1997).
In this case, each murder provided the basis for the (e)(11)
circumstance as to the other murder.
This analysis demonstrates that the evidence of the
stealing of Moore's car, the theft of the victims' jewelry, and
the double homicide independently supported different aggravating
circumstances without impermissible double-counting. Although
defendant argues that the trial court's instructions allowed
double-counting by failing to direct the jury as to which
evidence supported each aggravating circumstance, we have never
required such specificity. See State v. Prevatte, 356 N.C. 178,
570 S.E.2d 440 (2002), cert. denied, 538 U.S. 986, 155 L. Ed. 2d
681 (2003). Even so, the record demonstrates that the trial
court did not allow the jury to find . . . [all three]
aggravating circumstances using the exact same evidence. Statev. Call, 349 N.C. at 427, 508 S.E.2d at 524. After instructing
the jury on each submitted aggravating circumstance, the trial
court specifically instructed that the same evidence cannot be
used as a basis for more than one aggravating factor or
circumstance. See State v. Leeper, 356 N.C. 55, 63, 565 S.E.2d
1, 6 (2002) (trial court did not err when trial judge instructed
jurors not to use same evidence as basis for finding more than
one aggravating circumstance). Accordingly, we conclude both
that the (e)(5), (e)(6), and (e)(11) aggravating circumstances
were not subsumed within each other, and that the trial court did
not commit error by instructing the jury on all three
circumstances.
These assignments of error are overruled.
PRESERVATION ISSUES
Queen raises several additional issues that he concedes
previously have been decided by this Court contrary to his
position. He argues that the murder indictment was
constitutionally insufficient because it failed to allege the
aggravating circumstances applicable at the capital sentencing
proceeding. However, we have held that the failure to include
all aggravating circumstances in an indictment violates neither
the North Carolina nor the United States Constitution. State v.
Hunt, 357 N.C. 257, 278, 582 S.E.2d 593, 607, cert. denied, ___
U.S. ___, 156 L. Ed. 2d 702 (2003). Queen next contends that the
trial court erred when it instructed the jury that their answers
to Issues One, Three, and Four must be unanimous for capital
sentencing. We have previously held that because any jury
recommendation requiring a sentence of death or life imprisonment
must be unanimous pursuant to Article I, Section 24 of the NorthCarolina Constitution and N.C.G.S. § 15A-2000(b), Issues One,
Three, and Four must be answered unanimously by the jury. See
State v. McCarver, 341 N.C. 364, 388-94, 462 S.E.2d 25, 38-42
(1995), cert. denied, 517 U.S. 1110, 134 L. Ed. 2d 482 (1996).
Queen maintains that the trial court erroneously instructed the
jury that it had a duty to return a death sentence if it made
certain findings. We have previously approved such instructions.
See, e.g., State v. Williams, 355 N.C. 501, 588, 565 S.E.2d 609,
659 (2002), cert. denied, 537 U.S. 1125, 154 L. Ed. 2d 808
(2003). Queen also maintains that the trial court's instructions
as to his burden of proof to establish mitigating circumstances
was unconstitutionally vague as a result of the use of the term
satisfies you. We have previously approved similar
instructions. See State v. Anthony, 354 N.C. at 451, 555 S.E.2d
at 606.
Queen contends that the trial court erred in
instructing the sentencing jury that it could reject nonstatutory
mitigating circumstances on the grounds that the circumstances
had no mitigating value. We have held that such instructions do
not permit the jury to refuse to consider relevant mitigating
evidence and are constitutional. See, e.g., State v. Hill, 331
N.C. 387, 417-18, 417 S.E.2d 765, 780 (1992), cert. denied, 507
U.S. 924, 122 L. Ed. 2d 684 (1993). Queen further contends that
the trial court's sentencing instruction as to the definition of
aggravation was unconstitutionally broad. We have held that
North Carolina's capital sentencing scheme contained in N.C.G.S.
§ 15A-2000 is constitutional on its face and as applied, and thus
have approved of such instructions. See State v. Barfield, 298
N.C. 306, 343-54, 259 S.E.2d 510, 537-44 (1979), cert. denied,448 U.S. 907, 65 L. Ed. 2d 1137 (1980), overruled in part on
other grounds by State v. Johnson, 317 N.C. 193, 344 S.E.2d 775
(1986). Queen argues that the trial court erred by instructing
the jury that in considering Issues Three and Four, the jurors
may rather than must consider mitigating circumstances found
in Issue Two of the Issues and Recommendation as to Punishment
form. We have approved the use of the pattern jury instructions
in this regard and have upheld similar language as being
consistent with the requirements of the statute. See State v.
Gregory, 340 N.C. 365, 417-19, 459 S.E.2d 638, 668-69 (1995),
cert. denied, 517 U.S. 1108, 134 L. Ed. 2d 478 (1996). Queen
additionally contends that the trial court erred by instructing
the jury that for Issues Three and Four, each juror could only
consider mitigating circumstances which that particular juror had
found for Issue Two. We have previously approved of similar
instructions to the jury. See State v. Skipper, 337 N.C. 1, 50-
51, 446 S.E.2d 252, 280 (1994), cert. denied, 513 U.S. 1134, 130
L. Ed. 2d 895 (1995).
Queen raises these issues for the purposes of urging
this Court to reexamine its prior holdings and preserving the
issues for federal habeas corpus review. We have considered
Queen's arguments on these additional issues and find no
compelling reason to depart from our prior holdings.
These assignments of error are overruled.
PROPORTIONALITY ISSUES
[20] Having concluded that Queen's trial and sentencing
proceeding were free from prejudicial error, we now determine:
(1) whether the record supports the aggravating circumstances
found by the jury and upon which the sentence of death was based;(2) whether the death sentence was imposed under the influence of
passion, prejudice, or any other arbitrary factor; and (3)
whether the death sentence is excessive or disproportionate to
the penalty imposed in similar cases, considering both the crime
and the defendant. N.C.G.S. § 15A-2000(d)(2). The jury found
four aggravating circumstances: that defendant committed the
murders while engaged in the commission of first-degree
kidnapping, N.C.G.S. § 15A-2000(e)(5); that he committed the
murders for pecuniary gain, N.C.G.S. § 15A-2000(e)(6); that the
murders were especially heinous, atrocious, or cruel, N.C.G.S.
§ 15A-2000(e)(9); and that the murders were part of a course of
conduct in which Queen engaged and which included the commission
by Queen of other crimes of violence against other persons,
N.C.G.S. § 15A-2000(e)(11). After reviewing the record,
transcripts, briefs, and oral arguments, we conclude that the
evidence supports all four aggravating circumstances. In
addition, we conclude that the death sentence was not imposed
under the influence of passion, prejudice, or any other arbitrary
factor.
Proportionality review requires that we determine
whether the sentence of death is excessive or disproportionate
to the penalty imposed in similar cases, considering both the
crime and the defendant. State v. Williams, 308 N.C. 47, 79,
301 S.E.2d 335, 355, cert. denied, 464 U.S. 865, 78 L. Ed. 2d 177
(1983); see also N.C.G.S. § 15A-2000(d)(2). In undertaking this
review, which ultimately rests upon the 'experienced judgments'
of the members of this Court, State v. Green, 336 N.C. 142, 198,
443 S.E.2d 14, 47, cert. denied, 513 U.S. 1046, 130 L. Ed. 2d 547
(1994), we must compare the present case with other cases inwhich this Court has ruled upon the proportionality issue.
State v. McCollum, 334 N.C. 208, 240, 433 S.E.2d 144, 162 (1993),
cert. denied, 512 U.S. 1254, 129 L. Ed. 2d 895 (1994).
This Court has found that the death sentence was
disproportionate in eight cases. State v. Kemmerlin, 356 N.C.
446, 573 S.E.2d 870 (2002); State v. Benson, 323 N.C. 318, 372
S.E.2d 517 (1988); State v. Stokes, 319 N.C. 1, 352 S.E.2d 653
(1987); State v. Rogers, 316 N.C. 203, 341 S.E.2d 713 (1986),
overruled on other grounds by State v. Gaines, 345 N.C. 647, 483
S.E.2d 396, cert. denied, 522 U.S. 900, 139 L. Ed. 2d 177 (1997),
and by State v. Vandiver, 321 N.C. 570, 364 S.E.2d 373 (1988);
State v. Young, 312 N.C. 669, 325 S.E.2d 181 (1985); State v.
Hill, 311 N.C. 465, 319 S.E.2d 163 (1984); State v. Bondurant,
309 N.C. 674, 309 S.E.2d 170 (1983); State v. Jackson, 309 N.C.
26, 305 S.E.2d 703 (1983). We conclude that the case at bar is
not substantially similar to any of these cases. See State v.
Walters, 357 N.C. 68, 113, 588 S.E.2d 344, 371, cert. denied, ___
U.S. ___, 157 L. Ed. 2d 320 (2003).
The jury found Queen guilty of first-degree murder on
the basis of premeditation and deliberation and under the felony
murder rule. We have recognized that a finding of premeditation
and deliberation indicates 'a more calculated and cold-blooded
crime.' State v. Harris, 338 N.C. 129, 161, 449 S.E.2d 371, 387
(1994) (quoting State v. Lee, 335 N.C. 244, 297, 439 S.E.2d 547,
575, cert. denied, 513 U.S. 891, 130 L. Ed. 2d 162 (1994)), cert.
denied, 514 U.S. 1100, 131 L. Ed. 2d 752 (1995). This case
involved two murder victims, and our review reveals that no death
sentence involving multiple homicides has been determined to be
disproportionate. See State v. Brown, 357 N.C. 382, 394, 584S.E.2d 278, 285 (2003), (citing State v. Gregory, 348 N.C. 203,
213, 499 S.E.2d 753, 760, cert. denied, 525 U.S. 952, 142 L. Ed.
2d 952 (1998)), cert. denied, ___ U.S. ___, 158 L. Ed. 2d 106
(2004). In addition, this Court has never found a sentence of
death to be disproportionate where more than two aggravating
circumstances were found, and we recently found a death sentence
proportionate where the jury found the same four aggravating
circumstances that were found here. State v. Call, 353 N.C. 400,
545 S.E.2d 190, cert. denied, 534 U.S. 1046, 151 L. Ed. 2d 548
(2001). Based upon the facts of the case at bar and the
treatment of other similar cases, we are satisfied that the death
penalty recommended by the jury and ordered by the trial court is
not disproportionate. Queen received a fair trial and capital
sentencing proceeding, free from prejudicial error.
TIRADO: NO ERROR GUILT-INNOCENCE PHASE; DEATH SENTENCE
VACATED; REMANDED FOR NEW CAPITAL SENTENCING PROCEEDING.
QUEEN: NO ERROR.
Justice BRADY did not participate in the consideration
or decision of this case.
Footnote: 1 Prior to the jury being empaneled, juror number two,
who identified himself as Filipino-Hawaiian, was excused because
of a medical problem. Alternate juror number one, an African-
American female, took his place.
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