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STATE OF NORTH CAROLINA v. MARCUS DOUGLAS JONES, SR.
No. 22A02
FILED: 7 MAY 2004
1. Jury_voir dire_conceptions of parole
There was no error in the denial of a capital first-degree murder defendant's
motion to permit voir dire of prospective jurors about conceptions of parole eligibility for a
person serving a life sentence.
2. Jury_selection_capital trial_passage of entire panel to defendant
The trial court did not err in a capital first-degree murder prosecution by following
the method of jury selection in N.C.G.S. § 15A-1214(d), under which the state is allowed to
remove some prospective jurors and replace them with others before passing the entire panel to
the defendant.
3. Jury_selection_15 member panels_randomness
Defendant waived review of the randomness of a jury chosen from 15 member
panels by not challenging them properly.
4. Jury_selection_rehabilitation_ability of system to answer concerns_legal
conclusion
There was no abuse of discretion during jury selection for a capital first-degree
murder in sustaining the state's objection to defendant's question about whether the system took
into account his concerns about the strength of the evidence. The question called for a legal
conclusion.
5. Jury_selection_capital trial_excusal for cause
The trial court did not abuse its discretion by excusing two jurors for cause during
jury selection for a capital first-degree murder prosecution where one juror wavered about
whether he could vote for the death penalty and eventually said that he was predisposed for life
imprisonment, and the other remained unequivocal in his unwillingness to give proper weight to
aggravators and in his preference for a life sentence.
6. Evidence_statements by defendant_duplicative_relevant and admissible
Statements by a first-degree murder defendant to medical personnel that he shot
his wife and stepson and that he was drinking at the time were relevant and admissible, even if
they duplicated other evidence.
7. Appeal and Error_preservation of issues_statements to nurses_not raised at
trial or in assignments of error
A first-degree murder defendant's contention that his statements to nurses were
inadmissible hearsay was not reviewed where defendant did not include that argument in his trial
court motions or his assignments of error on appeal.
8. Evidence_audiotape_properly authenticated
An audiotape of a first-degree murder defendant arguing with his victims was
properly authenticated where the tape was found in a victim's desk ten months after the murder
and passed through several hands before coming into the custody of the district attorney's office.
Testimony at a voir dire hearing was sufficient to establish the accuracy of the tape, demonstrate
that it was legally obtained, and support a finding that the tape contained competent evidence of
defendant's malice, intent, and ill will toward the victim.
9. Evidence_hearsay_tape of defendant arguing with victims_offered to show
malice
An audiotape of a first-degree murder defendant arguing with his victims was not
inadmissible hearsay because it was offered to show malice rather than that the truth of the
statements.
10. Evidence_audiotape_defendant arguing with victims_probative value not
exceeded by prejudice
The probative value of an audiotape of a murder defendant arguing with his
victims was not exceeded by its prejudice. When a husband is charged with murdering his wife,
as here, evidence spanning the entire marriage has been allowed consistently to show malice,
intent, and ill will.
11. Evidence_officer's opinion_admissible
There was no error in a first-degree murder prosecution in the admission of a
police officer's opinion about which victim was shot first. The court implicitly recognized the
officer to be an expert in crime scene investigation, and his experience, the nature of his job, and
his personal investigation of the crime scene qualified him to offer expert testimony to
demonstrate how the crime scene was found.
12. Evidence_defendant's mental status_basis of expert's opinion
There was no error in a capital first-degree murder prosecution in allowing an
expert in forensic psychiatry to testify about an on-call physician's observations of defendant's
mental state on the night of the murders, or about his own observations of defendant's mental
state when he was admitted to Dorothea Dix Hospital. An expert may testify about the
information he relied upon in forming his opinion so long as that information is of a type
reasonably relied upon by experts in the field.
13. Evidence_psychiatrist's opinion_defendant's mental state at time of
murder_interview one year later
An expert in forensic psychiatry was properly allowed to render an opinion about
a first-degree murder defendant's mental state at the time of the murders based upon his
interviews, personal observations, and review of reports, although he did not meet defendant
until more than a year after the murder.
14. Criminal Law_prosecutor's argument_first-degree murder_alcoholism and
low I.Q.
A prosecutor's argument that the jury should not accept any attempt by defense
counsel to blame defendant's murders on alcoholism or low IQ instead of his own choices was
not improper.
15. Criminal Law_prosecutor's argument_defense psychologist
A prosecutor's argument that defendant's psychologist only noted those things
useful to his client was not condoned, but there was no objection at trial and the argument was
not so grossly improper that the trial court erred by not intervening ex mero moto.
16. Sentencing_capital_aggravating circumstance_course of conduct for two
murders_separate evidence for each murder
There was no error in submitting the course of conduct aggravating circumstance
in a capital sentencing proceeding for each of two murders where defendant contended that the
jury must have relied on the same evidence in both crimes because both victims were killed at
approximately the same time. There was separate evidence for each murder, and the jury may
find this aggravating circumstance where defendant killed more than one victim. N.C.G.S. §
15A-2000(e)(11).
17. Sentencing_aggravating circumstance_especially heinous, atrocious, or
cruel_family killing
The trial court did not err by submitting the especially heinous, atrocious, or cruel
circumstance in a capital sentencing proceeding for the murder of defendant's stepson where
defendant killed his wife and then his stepson. This circumstance is proper when a parental
relationship exists between the victim and the accused; moreover, defendant's stepson was in
close proximity to the horrific murder of his mother, being sprayed with her blood after a shotgun
blast, and he was aware of but helpless to prevent his own impending death. N.C.G.S. § 15A-
2000(e)(9).
18. Sentencing_aggravating circumstances_especially heinous, atrocious, or
cruel_course of conduct_not overlapping
The especially heinous, atrocious, or cruel aggravating circumstance did not
completely overlap the course of conduct aggravating circumstance. Ample evidence existed to
support each circumstance.
19. Sentencing_aggravating circumstance_course of conduct_not
unconstitutionally vague
The course of conduct aggravating circumstance is not unconstitutionally vague.
20. Criminal Law_prosecutor's closing argument_prosecutor allowed to cure
error
The trial court did not err in a capital sentencing proceeding where the prosecutor,
during his closing argument, attempted to play an audiotape of the defendant arguing with the
victims, defendant objected, and the court allowed the prosecutor to cure any error by telling the
jury that the tape had been admitted only to show malice. Allowing the prosecutor to cure the
error did not show favoritism because the decision was made at a bench conference.
21. Sentencing_prosecutor's argument_sequence of murders_supported by
evidence
The prosecutor's capital sentencing argument that defendant shot his wife before
shooting his stepson was supported by the evidence.
22. Sentencing_prosecutor's argument_gunshot sound effects
There was no gross error requiring intervention by the trial court ex mero moto in
a capital sentencing proceeding where the prosecutor used sound effects while holding the
shotgun used to kill the victims. However, the prosecutor's use of sound effects is not condoned.
23. Sentencing_prosecutor's argument_jury to imagine victims' thoughts
The prosecutor's argument in a capital sentencing proceeding that the jurors
should imagine what the victims were thinking was not so grossly improper that the trial court
erred by failing to intervene ex mero moto.
24. Criminal Law_prosecutor's argument_defense expert_impeachment
The prosecutor argued from the evidence in a capital sentencing proceeding when
he impeached an expert defense witness by emphasizing that the witness had said that certain test
data should not be turned over to unqualified people, and then pointed to a test answer that
seemed well within the grasp of jury members but was unfavorable to defendant's theory of the
case.
25. Sentencing_instructions_life without parole
There was no error in a capital sentencing hearing where the court included
without parole when it first described life imprisonment, but merely said life in prison
thereafter.
26. Sentencing_death penalty_proportionate
A death sentence was proportionate for a defendant who murdered his wife and
stepson with a shotgun in their home.
Appeal as of right pursuant to N.C.G.S. § 7A-27(a) from
judgments imposing sentences of death entered by Judge W. Allen
Cobb, Jr., on 9 November 2000 in Superior Court, Onslow County,
upon jury verdicts finding defendant guilty of two counts of
first-degree murder. Heard in the Supreme Court 7 April 2003.
Roy Cooper, Attorney General, by Teresa H. Pell,
Special Deputy Attorney General, for the State.
Margaret Creasy Ciardella for defendant-appellant.
ORR, Justice.
Defendant, Marcus Douglas Jones, Sr., was indicted on
14 September 1999 for the first-degree murders of his wifeBenita
(See footnote 1)
Irene Futrell Jones and stepson Marvin Chase Thomas.
Defendant was tried capitally, and the jury found him guilty of
both murders on the basis of premeditation and deliberation.
Following a capital sentencing proceeding, the jury recommended a
sentence of death for each of the murders, and the trial court
entered judgments accordingly.
The State's evidence at trial tended to show the
following:
On the night of 24 July 1999, while in his marital
home, defendant used a twelve gauge shotgun to shoot and kill his
wife, Benita Jones, and stepson, Marvin Thomas. Defendant then
used the shotgun to shoot himself in the face.
Onslow County Deputy Sheriffs Robert Marshall and Ralph
Hines went to defendant's home in response to a 911 call.
Defendant answered the door. Deputy Marshall testified that
[w]hen Mr. Jones opened the door, I noticed a large portion of
his face appeared to be missing. There was a large area [sic]
appeared to be blood and soft tissue hanging down from the chin
area.
Deputy Marshall further testified that he saw two
bodies (later identified as the bodies of Benita Jones and Marvin
Thomas) lying on the couch in defendant's home. Deputy Hines
testified that he rode with defendant to Onslow Memorial
Hospital, where defendant was treated for his gunshot wound. Defendant was later transferred to Pitt County Memorial Hospital
where he remained until 24 August 1999, when he was arrested and
taken into custody.
JURY SELECTION
[1] First, defendant argues the trial court erred by
denying his pretrial Motion to Permit Voir Dire Examination of
Potential Jurors Regarding Conceptions of Parole Eligibility on a
Life Sentence. Defendant claims his state and federal
constitutional rights to be tried before a fair and impartial
jury were violated because he was unable to determine jurors'
perceptions regarding life in prison without possibility of
parole. Defendant argues he was unable to make reasonably
intelligent use of his peremptory challenges because of the trial
court's denial of his motion. However, [w]e have held that a
trial court does not err by refusing to allow voir dire
concerning prospective jurors' conceptions of the parole
eligibility of a defendant serving a life sentence. State v.
Smith, 347 N.C. 453, 460, 496 S.E.2d 357, 361, cert. denied, 525
U.S. 845, 142 L. Ed. 2d 91 (1998); State v. Neal, 346 N.C. 608,
617, 487 S.E.2d 734, 739-40 (1997), cert. denied, 522 U.S. 1125,
140 L. Ed. 2d 131 (1998). We find no reason to depart from our
prior rulings on this issue. Therefore, defendant's assignment
of error is overruled.
[2] Next, defendant contends the trial court erred by
following the method of jury selection set out by N.C.G.S. §
15A-1214(d). Defendant claims N.C.G.S. § 15A-1214(d) improperly
permits the State to remove prospective jurors from a twelvejuror panel and replace them with other potential jurors before
passing the entire panel to defendant, and thus violates
defendant's constitutional rights.
Defendant contends that N.C.G.S. § 15A-1214(d) is
unconstitutional and deprives him of his right to a fair and
unbiased jury because, according to defendant, the statute allows
the State the advantage of passing the jury panel of its
choosing. However, in State v. Anderson, we upheld the
statutorily mandated procedure, stating: We believe that in
enacting N.C.G.S. § 15A-1214, the legislature intended to provide
uniformity in the selection of jurors in criminal cases. State
v. Anderson, 355 N.C. 136, 147, 558 S.E.2d 87, 95 (2002). In the
case at bar, the trial court did not err because it followed the
mandate in N.C.G.S. § 15A-1214(d). Hence, defendant's assignment
of error is without merit.
[3] In his next assignment of error, defendant contends
the process of subdividing potential jurors into fifteen member
panels violates the randomness requirement of N.C.G.S. §
15A-1214(a) and violates his constitutional right to a fair and
impartial jury. N.C.G.S. § 15A-1214(a) states in part:
The clerk, under the supervision of the
presiding judge, must call jurors from the
panel by a system of random selection which
precludes advance knowledge of the identity
of the next juror to be called.
N.C.G.S. § 15A-1214(a) (2003).
In order to properly allege a violation of N.C.G.S. §
15A-1214, a defendant's challenge to a jury panel [m]ust be in
writing, [m]ust specify the facts constituting the ground ofchallenge, and [m]ust be made and decided before any juror is
examined. N.C.G.S. § 15A-1211(c) (2003). Such challenges to
jury selection must be made at the trial court level. N.C.G.S. §
15A-1211(b) (2003). Because defendant did not properly challenge
the jury selection procedure before the trial court, he waived
his assignment of error. State v. Cummings, 353 N.C. 281, 292,
543 S.E.2d 849, 856, cert. denied, 534 U.S. 965, 151 L. Ed. 2d
286 (2001) (holding that by failing to object to the trial court,
defendant waived his argument that juror panels violated the
randomness requirement of N.C.G.S. § 15A-1214(a)). Additionally,
because defendant failed to object to the jury panels, he has
waived review of his argument that the panels were
unconstitutional. Id. Accordingly, we overrule this assignment
of error.
[4] Defendant next contends the trial court improperly
sustained the State's objection to a question defense counsel
posed during his attempted rehabilitation of prospective juror
Robert Coxe after the State challenged him for cause. [W]hile
counsel is allowed wide latitude in examining jurors on voir
dire, the form of counsel's questions is within the sound
discretion of the trial court. State v. Jones, 339 N.C. 114,
134, 451 S.E.2d 826, 835 (1994), cert. denied, 515 U.S. 1169, 132
L. Ed. 2d 873 (1995). Hence, we must determine whether the trial
court abused its discretion by sustaining the State's objection.
Prospective juror Coxe raised his hand when the trial
court asked whether any of the prospective jurors had personal
feelings about capital punishment. Through questioning, theprosecutor elicited from Coxe that Coxe had strong reservations
about the death penalty and was reluctant to give weight to
aggravating factors. The prosecutor challenged Coxe for cause.
The trial court then permitted defense counsel to attempt to
rehabilitate Coxe as follows:
[Defense]: Specifically, one of the
questions, of course, you
understand that the aggravating
factors, there's a greater
burden of proof on those than
other mitigating factors. Do
you understand that?
[Coxe]: Sure.
[Defense]: Proof beyond a reasonable doubt
and that the defendant, if we
do get to mitigating facts, the
facts which reduce the reason
for the imposition of the death
penalty in a certain case, they
only have to be proved by a
preponderance or fifty percent
of the evidence and you
understand that.
[Coxe]: Sure.
[Defense]: So the system already seems to
take into account your concerns
about the strength of the
evidence with respect to the
cases, is that correct, Mr.
Coxe?
[State]: Objection.
[Court]: Sustained.
[Defense]: Understanding that, do you
believe you could now be a fair
and impartial juror in this
case and follow the Court's
instructions as to the law, Mr.
Coxe?
[Coxe]: Going back over what I've
already said, if my duty as a
juror is to give both sentencesequal consideration, I don't
think I could.
The prosecutor then renewed its challenge to prospective juror
Coxe for cause, and the trial court excused him. Defendant
contends that the trial court erred by sustaining the State's
objection. We disagree.
The regulation of the manner and the extent of the
inquiry rests largely in the trial judge's discretion. State v.
Bryant, 282 N.C. 92, 96, 191 S.E.2d 745, 748 (1972), cert.
denied, White v. North Carolina, 410 U.S. 958, 35 L. Ed. 2d 691,
and cert. denied, Holloman v. North Carolina, 410 U.S. 987, 36 L.
Ed. 2d 184 (1973). This Court may reverse for abuse of
discretion only upon a showing that the trial court's ruling in
regards to the examination of prospective jurors was so
arbitrary that it could not have been the result of a reasoned
decision. State v. Allen, 322 N.C. 176, 189, 367 S.E.2d 626,
633 (1988).
Defense counsel's question was improper because it
called for a legal conclusion: whether the system already
addresses the prospective juror's concerns about the strength of
the evidence. We have consistently held that counsel is not
permitted to 'fish' for legal conclusions. State v. Leroux, 326
N.C. 368, 384, 390 S.E.2d 314, 325, cert. denied, 498 U.S. 871,
112 L. Ed. 2d 155 (1990) (quoting State v. Phillips, 300 N.C.
678, 682, 268 S.E.2d 452, 455 (1980)). Thus, the trial court
acted within its discretion in sustaining the State's objection,
and defendant's assignment of error is overruled. [5] Defendant next contends the trial court erred by
excusing for cause prospective jurors Coxe and Zirnheld, both of
whom voiced objections regarding the application of the death
penalty. A prospective juror may be excused for cause when [a]s
a matter of conscience, regardless of the facts and
circumstances, [the juror] would be unable to render a verdict
with respect to the charge in accordance with the law of North
Carolina. N.C.G.S. § 15A-1212(8) (2003). We recently
reiterated the test for determining when a prospective juror
should be excused for cause in State v. Jones:
The test . . . is whether his or her
views would 'prevent or substantially impair
the performance of his duties as a juror in
accordance with his instructions and his
oath.' Wainwright v. Witt, 469 U.S. 412,
424, 83 L. Ed. 2d 841, 849, (1985) (quoting
Adams v. Texas, 448 U.S. 38, 45, 65 L. Ed. 2d
581, 589 (1980)).
State v. Jones, 355 N.C. 117, 121, 558 S.E.2d 97, 100 (2002).
Moreover, the decision to excuse a prospective juror is within
the discretion of the trial court because 'there will be
situations where the trial judge is left with the definite
impression that a prospective juror would be unable to faithfully
and impartially apply the law.' State v. Nobles, 350 N.C. 483,
495, 515 S.E.2d 885, 893 (1999) (quoting Wainwright v. Witt, 469
U.S. at 425-26, 83 L. Ed. 2d at 851-52).
Though Coxe stated there were certain types of cases
which warranted the imposition of the death penalty, the
transcript reveals he remained unequivocal in his unwillingness
to give proper weight to aggravators and in his preference for a
life sentence over the death penalty. Likewise, althoughZirnheld stated that he believed in the death penalty, he wavered
when asked whether he could vote for the death penalty as a
possible punishment. When pushed further by the prosecutor,
Zirnheld responded yes when asked whether he was predisposed to
vote for life imprisonment. In State v. Simpson, we held
excusals for cause may properly include persons who equivocate
or who state that although they believe generally in the death
penalty, they indicate that they personally would be unable or
would find it difficult to vote for the death penalty. State v.
Simpson, 341 N.C. 316, 342-43, 462 S.E.2d 191, 206 (1995), cert.
denied, 516 U.S. 1161, 134 L. Ed. 2d 194 (1996). Therefore, we
conclude the excusals of prospective jurors Coxe and Zirnheld
were well within the sound discretion of the trial court, and
defendant's assignment of error is overruled.
GUILT-INNOCENCE PHASE
[6] Defendant next claims the trial court erred by
admitting the out-of-court statements defendant made to two
nurses while he received treatment at Pitt County Memorial
Hospital on the night of 29 July 1999. In a pre-trial motion,
defendant moved to suppress the statements, contending they were
inadmissible because they were protected under the physician-
patient privilege and were unreliable. Defendant now argues to
this Court that the statements at issue were irrelevant and were
inadmissible hearsay.
On 29 July 1999, defendant was in Pitt County Memorial
Hospital receiving treatment for a self-inflicted gunshot wound
to the head. Nurses Deborah Anderson and Diana Watson providedhim with treatment to help him breathe after he became agitated.
In order to determine whether he was cognizant, the nurses asked
defendant if he knew where he was and why he was there. In
response, defendant stated the following: I shot myself. . . .
I shot my wife and the kid. . . . [T]hey are both dead.
Additionally, defendant replied yes when the nurses asked if he
had been drinking. Defendant claims the trial court erred by
admitting these statements into evidence.
Defendant argues that because other evidence proves he
shot his wife and stepson, and that he was inebriated during the
incident, his statements to the nurses are irrelevant because
they are duplicative of other evidence. We agree with
defendant's contention that his statements to the nurses are
duplicative evidence. We disagree, however, with defendant's
contention that duplicative evidence cannot be relevant.
'Relevant evidence' means evidence having any tendency to make
the existence of any fact that is of consequence to the
determination of the action more probable or less probable than
it would be without the evidence. N.C.G.S. § 8C-1, Rule 401
(2003). Defendant's statements that he shot his wife and
stepson, and that he was drinking at the time make it more likely
that he shot his wife and stepson and that he was inebriated when
he shot them. Thus, we conclude that his statements are
relevant.
[7] Defendant also argues that his statements to the
two nurses were inadmissible hearsay. However, defendant failed
to include his hearsay argument in his trial court motion tosuppress or in his assignments of error before this Court. In
order to preserve a question for appellate review, a party must
have presented to the trial court a timely request, objection or
motion,
stating the specific grounds for the ruling the party
desired the court to make . . . . N.C. R. App. P. 10(b)(1)
(2004) (emphasis added). Also, the scope of review on appeal is
confined to a consideration of those assignments of error set out
in the record on appeal . . . . N.C. R. App. P. 10(a).
Therefore, this argument is not properly before this Court.
Defendant's assignment of error regarding admission of the
statements in question is overruled.
Next, defendant claims the trial court erred by: (a)
admitting an audiotape (State's Exhibit Number 80), (b)
permitting a deputy sheriff to render opinions he was not
qualified to render, and (c) allowing the State's forensic
psychiatry expert to state inadmissible opinions.
[8] Defendant contends that the trial court erroneously
admitted into evidence, over his objections, an audiotape
(State's Exhibit 80) found in a tape recorder at his home ten
months after the murders took place. Defendant challenges the
admissibility of this tape on the grounds that: (1) it was not
properly authenticated; (2) it contained inadmissible hearsay,
and (3) its probative value was substantially outweighed by the
danger of unfair prejudice in violation of N.C.G.S. § 8C-1, Rule
403.
The evidence showed that the audiotape contained the
voices of defendant and the two victims as they engaged in heateddiscussions at an unknown time. Testimony established the
following circumstances of the tape's discovery and its
subsequent chain of custody: Members of Benita's family closed
the marital home in June 2000, ten months after the murders.
Shirley Horne, Benita's niece, observed a tape recorder
containing an audiotape in a desk in a room that Benita used as
an office. Horne and Wendy Futrell, Benita's daughter, packed
the tape recorder in a box. William Futrell moved the box to the
house of Frances Williams, Benita's sister. Williams first
listened to the tape in August 2000, after she unpacked the box
containing the tape recorder.
After listening to the tape, Frances Williams carried
it to Jo Williams, a legal assistant in the Onslow County
District Attorney's office, and left it with her on 22 August
2000. Each person who handled or played the tape between its
being discovered and its being placed in the custody of the
District Attorney denied altering or changing the tape in any
way. Defendant stipulated that the tape was delivered to the
District Attorney and that the tape was not altered, changed or
otherwise modified. Defendant also stipulated that Detective Bud
Major at the Onslow County Sheriff's Department kept the tape
unaltered, unchanged, or unmodified in any way until the trial.
Outside of the presence of the jury, defendant first
objected for the purpose of ascertaining the reason underlying
the State's desire to admit the tape. The prosecutor argued that
he tendered the tape for the limited purpose of showing defendant
had malice, intent, and ill will towards the victims. At thishearing, defendant initially stipulated that: (1) the audiotape
was authentic because the State had a witness who could testify
to the voices on the tape, and (2) the tape was legally obtained
because the witnesses who obtained the tape had a legal basis for
packing up the house.
However, the next day, defendant requested that the
trial court hold a
voir dire hearing so the prosecution could
present witness testimony regarding the tape's authenticity.
Defendant further requested the trial court to make findings of
fact and conclusions of law regarding the authenticity of the
tape. During this hearing, defendant objected to the tape's
admission under N.C.G.S. § 8C-1, Rule 403, contending that the
highly prejudicial contents of the tape substantially outweighed
its probative value.
The trial court denied defendant's Rule 403 objection
and admitted the audiotape on the basis that the evidence was
relevant under the holding of State vs. M[u]rillo[,] 349 NC 573
to show malice, intent and ill will towards the victims.
Defendant took exception to the trial court's decision. The jury
returned to the courtroom and heard testimony regarding the
discovery of the tape and its subsequent chain of custody. Over
defendant's objection, the tape was played for the jury with
limiting instructions that it was received solely for the
purpose of showing malice, intent and ill will towards the
victims.
Defendant now argues that the trial court's order was
based on erroneous findings of fact and erroneous conclusions oflaw. Defendant specifically challenges the following five
findings of fact that supported the trial court's order admitting
the tape:
4. Tape recording was made some time before
July [1999] in the residence of the
defendant [and] of the two deceased
victims.
. . . .
6. Tape recorder was operating in close
proximity to the victim--excuse me--to
the defendant and the deceased victims
so as to adequately pick up the voice
levels of the defendant and the victims.
7. The defendant appeared to not be aware
that he was being taped and his comments
appeared to be spontaneous in nature.
. . . .
10. The recording accurately relates the
conversations or statements on the tape.
. . . .
12. The tape is sufficiently intelligible.
Defendant specifically challenges as error the
following three conclusions of law that also supported the order:
2. The tape recorder was capable of
recording testimony and that it was
operating properly at the time the
conversation was recorded.
. . . .
5. That the recording is accurate and
authentic.
6. That no changes, additions or deletions
have been made since the tape has been
made.
Defendant argues that the preceding five findings of
fact were not supported by the record and that the conclusions of
law were not supported by the trial court's findings of fact;
therefore, he argues, the trial court erred. He asserts that the
State failed to present evidence relating to the location and
time of the recording, or recordings. Furthermore, defendant
contends the State failed to present evidence to show whether the
tape comprised one conversation or several conversations recorded
over a period of time. Defendant also contends that in many
instances, the voices are unintelligible and the only persons
able to identify whether the recording accurately reflects the
conversations are the persons participating in the conversations
or the person or persons who recorded the tape.
Evidence is authentic if it conforms to Rule 901 of the
North Carolina Rules of Evidence.
(See footnote 2)
The requirement of
authentication or identification as a condition precedent to
admissibility is satisfied by evidence sufficient to support a
finding that the matter in question is what its proponent
claims. N.C.G.S. § 8C-1, Rule 901(a) (2003). Under Rule 901,
testimony as to accuracy based on personal knowledge is all that
is required to authenticate a tape recording, and a recording soauthenticated is admissible if it was legally obtained and
contains otherwise competent evidence.
State v. Stager, 329
N.C. 278, 317, 406 S.E.2d 876, 898 (1991). We conclude that the
testimony during the
voir dire hearing was sufficient to
establish the accuracy of the tape, demonstrate that it was
legally obtained, and support a finding that the tape contained
competent evidence of defendant's malice, intent and ill will
towards the victims. Therefore, the prosecutor properly
authenticated the audiotape.
[9] Defendant also argues that the conversations on the
tape constituted inadmissible hearsay. Hearsay is defined as a
statement, other than one made by the declarant while testifying
at the trial or hearing, offered in evidence to prove the truth
of the matter asserted. N.C.G.S. § 8C-l, Rule 801(c) (2003).
In the case at bar, the prosecution sought to introduce the tape
to show defendant had malice, intent and ill will towards the
victims and not for the truth of the matter asserted therein.
Because the audiotape was not admitted to show that the
statements contained therein were true, the trial court did not
err by admitting the audiotape.
[10] Lastly, defendant argues that the audiotape's
contents were more prejudicial than probative and that the trial
court erred by not excluding the tape's contents under N.C.G.S. §
8C-1, Rule 403. Rule 403 states that [a]lthough relevant,
evidence may be excluded if its probative value is substantially
outweighed by the danger of unfair prejudice. N.C.G.S. § 8C-l,
Rule 403 (2003). Relevant evidence is defined as evidencehaving any tendency to make the existence of any fact that is of
consequence to the determination of the action more probable or
less probable than it would be without the evidence. N.C.G.S. §
8C-1, Rule 401.
The decision to exclude evidence under Rule 403 is a
matter left to the sound discretion of the trial court.
Stager,
329 N.C. at 308, 406 S.E.2d at 893. [T]he trial court's ruling
should not be overturned on appeal unless the ruling was
'manifestly unsupported by reason or [was] so arbitrary that it
could not have been the result of a reasoned decision.'
State
v. Hyde, 352 N.C. 37, 55, 530 S.E.2d 281, 293 (2000),
cert.
denied, 531 U.S. 1114, 148 L. Ed. 2d 775 (2001) (quoting
State v.
Hennis, 323 N.C. 279, 285, 372 S.E.2d 523, 527 (1988)).
In the case at bar, the evidence was admitted for the
limited purpose of showing that defendant had malice, intent, and
ill will towards the victims. We consistently have allowed
evidence spanning the entire marriage when a husband is charged
with murdering his wife in order 'to show malice, intent and ill
will towards the victim.'
State v. Murillo, 349 N.C. 573, 591,
509 S.E.2d 752, 763 (1998),
cert. denied, 528 U.S. 838, 145 L.
Ed. 2d 87 (1999) (quoting
State v. Braswell, 312 N.C. 553, 561,
324 S.E.2d 241, 247 (1985))
quoted in State v. Lynch, 327 N.C.
210, 219, 393 S.E.2d 811, 816 (1990). Therefore, the trial court
did not abuse its discretion in admitting evidence of the entire
pattern and history of violence between defendant and the
victims. Defendant's assignment of error regarding the admission
of the audiotape is overruled. [11] Next, defendant argues the trial court erroneously
admitted opinion testimony from Lieutenant Richard Sutherland of
the Onslow County Sheriff's Department. Defendant contends
Sutherland was unqualified to render an expert opinion that,
based on the blood on the clothing of the victims, Benita was
shot first, followed by Marvin. Defendant also complains that
Sutherland was unqualified to testify that Marvin was shot while
he was in a defensive position.
Defendant failed to object at trial to the admission of
Sutherland's testimony; thus, we must review this assignment of
error under the plain error rule.
State v. Bishop, 346 N.C. 365,
385, 488 S.E.2d 769, 779 (1997). Under the plain error standard
of review, defendant has the burden of showing: (i) that a
different result probably would have been reached but for the
error or (ii) that the error was so fundamental as to result in a
miscarriage of justice or denial of a fair trial.
Id.
Lieutenant Sutherland testified that he was a forensic
investigator for three and a half years with the Onslow County
Sheriff's Department. His duties included conducting crime scene
investigations, preserving physical evidence, and assisting in
analysis and presentation of the evidence for court. Sutherland
testified that he had investigated over five hundred cases, ten
to fifteen of which were homicide cases. In addition to his on-
the-job training, his formal education included basic law
enforcement school and classroom training.
The prosecution concedes Lieutenant Sutherland was
never formally tendered as an expert witness. However, in
Statev. White, we held that although the better practice may be to
make a formal tender of a witness as an expert, such a tender is
not required.
State v. White, 340 N.C. 264, 293, 457 S.E.2d
841, 858,
cert. denied, 516 U.S. 994, 133 L. Ed. 2d 436 (1995).
A review of the record reveals that the trial court implicitly
found Sutherland to be an expert in crime scene investigation and
admitted his testimony under N.C.G.S. § 8C-1, Rule of Evidence
702(a), which reads:
If scientific, technical or other
specialized knowledge will assist the trier
of fact to understand the evidence or to
determine a fact in issue, a witness
qualified as an expert by knowledge, skill,
experience, training, or education, may
testify thereto in the form of an opinion.
N.C.G.S. § 8C-1, Rule 702(a) (2003). Sutherland's experience,
the nature of his job, and his personal investigation of the
crime scene at issue here qualified him to offer expert testimony
to demonstrate how the crime scene was found after the police
arrived.
We find no evidence in the transcript that Lieutenant
Sutherland opined that the blood on Benita's socks originated
from Marvin or that Benita was shot first. Sutherland testified
that neither the blood on either of [Benita's] socks, either the
drops or the transfer blood, are consistent with having
originated from her injuries. This neither implies nor suggests
that the blood on Benita's socks originated from Marvin. This
testimony merely states that the blood on Benita's socks did not
originate from her own injuries. This testimony is proper
because as an expert witness, Sutherland is permitted to offerscientific, technical or other specialized knowledge to assist
the trier of fact to understand the evidence or to determine a
fact in issue.
Id.
Defendant's contention that it was improper for the
trial court to allow Sutherland to testify about the position of
Marvin's arms and legs is also without merit for the reasons
stated above. As an expert in crime scene investigation,
Sutherland's testimony was properly admitted to assist the trier
of fact to understand the evidence or to determine a fact in
issue.
Id.
Because we conclude that the trial court implicitly
found Sutherland to be an expert, Sutherland's testimony was
admissible as expert testimony, and defendant has failed to show
that the admission of Sutherland's opinion testimony amounted to
error, much less plain error. Therefore, defendant's assignment
of error is overruled.
[12] Defendant next argues the trial court erred in
allowing James Groce, M.D., an expert in forensic psychiatry, to
testify to the on-call physician's observations of defendant's
mental status upon defendant's admission to Dorothea Dix Hospital
for psychiatric evaluation on 16 October 2000. Defendant also
argues that Dr. Groce should not have been allowed to render an
opinion regarding defendant's state of mind on the night of the
murders. Dr. Groce testified as a rebuttal witness for the
State.
Defendant failed to object at trial to the admission of
Dr. Groce's testimony. Because defendant failed to object, hehas the burden of showing that the error constituted plain
error, that is, (i) that a different result probably would have
been reached but for the error or (ii) that the error was so
fundamental as to result in a miscarriage of justice or denial of
a fair trial.
Bishop, 346 N.C. at 385, 488 S.E.2d at 779.
Defendant argues that Dr. Groce's testimony about
defendant's mental status on 16 October 2000 was inadmissible
hearsay. Dr. Groce first interviewed defendant on 17 October
2000, the day after defendant was admitted to the hospital. To
prepare for that interview, Dr. Groce relied on the admitting
physician's notes stating that defendant did not report any
delusions, was logical in his presentation of information, and
was coherent.
Dr. Groce testified about the admitting physician's
out-of-court statements in order to provide the jury the
information he relied upon to form his opinion of defendant's
state of mind. An expert may testify about the information he
relied upon in forming his opinion so long as the information is
of a type reasonably relied upon by experts in his field.
N.C.G.S. § 8C-1, Rule 703 (2003). [T]estimony as to information
relied upon by an expert when offered to show the basis for the
expert's opinion is not hearsay, since it is not offered as
substantive evidence.
State v. Huffstetler, 312 N.C. 92, 107,
322 S.E.2d 110, 120 (1984),
cert. denied, 471 U.S. 1009, 85 L.
Ed. 2d 169-70 (1985). Therefore, the trial court did not commit
error, much less plain error, by allowing Dr. Groce to make useof the admitting physician's notes, in addition to his own
personal observations, to form his expert opinion.
[13] Defendant further complains that Dr. Groce should
not have been allowed to render an opinion of defendant's mental
state at the time of the murders because Dr. Groce did not meet
with defendant until 17 October 2000, more than a year after the
murders took place. Based on his interviews with defendant on 17
October and 20 October 2000, Dr. Groce testified, without
objection, that in his expert opinion defendant had the mental
capacity on 24 July 1999 to form specific intent and that
defendant would have been able to make and carry out plans at
that time. Defendant also contends that Dr. Groce's failure to
review defendant's medical records from his month-long stay at
Pitt Memorial Hospital after the night of the shootings renders
Dr. Groce's opinion inadmissible.
Review of the record in this case reveals that the
trial court did not commit plain error in admitting the now
challenged testimony from Dr. Groce. He also testified that
during the second interview, defendant related that he had bits
and pieces of memory about the day of the murders. Dr. Groce
testified that during his second interview with defendant, Dr.
Groce asked defendant to clarify some of the things defendant had
said in their prior interview. Nonetheless, in response to Dr.
Groce's follow-up questions, defendant was able to clarify the
events as they transpired on the day of the murders. Based on
both interviews, his personal observations of defendant, and his
review of reports prepared by the defense and the State, Dr.Groce rendered his expert opinion that on 24 July 1999,
defendant's mental functioning would have been well enough at
that time that he would have been able to form that specific
intent. Dr. Groce further testified that defendant would have
been able to make and carry out plans at that time.
We conclude that the trial court did not err by
admitting Dr. Groce's testimony under N.C.G.S. § 8C-1, Rule 702.
Rule 702 provides that a witness qualified as an expert may
testify in the form of an opinion if it will assist the trier of
fact in understanding the evidence. The rule does not require
that an opinion be based on a personal interview.
State v.
Daniels, 337 N.C. 243, 269, 446 S.E.2d 298, 314 (1994),
cert.
denied, 513 U.S. 1135, 130 L. Ed. 2d 895 (1995). In the case
sub
judice, Dr. Groce had ample information to form his opinion
regarding defendant's mental state. Therefore, defendant's
assignment of error is overruled.
Next we address defendant's complaint that portions of
the prosecutors' closing arguments in the guilt-innocence phase
of defendant's trial were improper.
Defense counsel failed to object during the
prosecutors' closing arguments. This Court has previously set
the standard of review under such circumstances as follows:
The standard of review for assessing
alleged improper closing arguments that fail
to provoke timely objection from opposing
counsel is whether the remarks were so
grossly improper that the trial court
committed reversible error by failing to
intervene
ex mero motu.
State v. Trull, 349
N.C. 428, 451, 509 S.E.2d 178, 193 (1998),
cert. denied, 528 U.S. 835, 145 L. Ed. 2d 80
(1999). In other words, the reviewing courtmust determine whether the argument in
question strayed far enough from the
parameters of propriety that the trial court,
in order to protect the rights of the parties
and the sanctity of the proceedings, should
have intervened on its own accord and: (1)
precluded other similar remarks from the
offending attorney; and/or (2) instructed the
jury to disregard the improper comments
already made.
Jones, 355 N.C. at 133, 558 S.E.2d at 107.
[C]ounsel are given wide latitude in arguments to the
jury and are permitted to argue the evidence that has been
presented and all reasonable inferences that can be drawn from
that evidence.
State v. Richardson, 342 N.C. 772, 792-93, 467
S.E.2d 685, 697,
cert. denied, 519 U.S. 890, 136 L. Ed. 2d 160
(1996). However, counsel may not, by argument or
cross-examination, place before the jury incompetent and
prejudicial matters by injecting his own knowledge, beliefs and
personal opinions not supported by the evidence.
State v.
Locklear, 294 N.C. 210, 217, 241 S.E.2d 65, 69 (1978).
[14] Defendant contends that during the State's closing
argument, the prosecutors improperly disparaged defense counsel
in an effort to shift the focus from determination of defendant's
guilt or innocence to degradation of defense counsel, thus making
statements unsupported by evidence. The prosecution's closing
argument included the following statements:
The evidence proves beyond a reasonable doubt
that this particular defendant did these
things, and don't let his lawyers get up here
and attempt to blame something called
alcoholism or attempt to blame low I.Q. or
attempt to blame anything else for these
acts, . . . .
. . . .
Now, [defense counsel] can come up here all,
with all the excuses they want about low
I.Q.[,] about alcohol, about dimished [sic]
capacity. The truth is this defendant
intentionally, with specific intent to kill,
pulled the trigger against those two
individuals. . . . It's not because of
alcohol; it's not because of low I.Q.; it's
not because of dimished [sic] capacity,
[it's] because he chose to do this, and
ladies and gentlemen, don't let [defense
counsel] get away with that.
We conclude that the prosecutors' remarks were not improper
because they were arguing reasonable inferences drawn from the
evidence. Furthermore, we find that the prosecution did not
personally disparage opposing counsel by making the comments to
which defense counsel failed to object.
State v. Gaines, 345
N.C. 647, 675, 483 S.E.2d 396, 413,
cert. denied, 522 U.S. 900,
139 L. Ed. 2d 177 (1997).
At trial, defendant's counsel argued that because
defendant's capacity was diminished, defendant did not have the
specific intent to kill the victims. To show diminished
capacity, defense counsel introduced evidence of defendant's low
I.Q. and evidence that defendant was intoxicated on the evening
of 24 July 1999. The prosecutors' comments in closing argument
about defendant's I.Q. and intoxication were not improper because
these comments countered defense counsel's argument that
defendant did not have the requisite intent to kill on the night
in question. As we stated above, the prosecutor argued
reasonable inferences drawn from the evidence and thus stayed
within the parameters of proper closing arguments. [15] Defendant next contends the following statements
made by the prosecution in closing argument improperly implied
defendant's expert was paid to intentionally hide unfavorable
information:
Now, [defense counsel] can call every
psychologist in the world, pay them all to
come in here and say he didn't have a
specific intent to kill.
. . . .
[T]he psychologist only writes down things
apparently favorable to the defendant.
. . . .
[Dr. Noble] never ask[ed] the defendant, the
one who pulled the trigger[,] why did you
pull the trigger. Why did you shoot them?
He never asked him that. Apparently he
didn't want to know the answer.
. . . .
[Dr. Noble] had the word loaded crossed out
[of his notes] because it wasn't favorable
to his client.
Defendant also contends the prosecutor improperly
argued that defendant's expert concealed information and was paid
to do so. However, this Court has rejected similar challenges in
past cases.
See, e.g.,
State v. May, 354 N.C. 172, 180-81, 552
S.E.2d 151, 157 (2001),
cert. denied, 535 U.S. 1060, 152 L. Ed.
2d 830 (2002);
State v. Cummings, 352 N.C. 600, 626, 536 S.E.2d
36, 55 (2000),
cert. denied, 532 U.S. 997, 149 L. Ed. 2d 641
(2001). Although we do not condone the prosecutor's argument
that the defense's expert witness only writes down things
apparently favorable to his client, we conclude that the
prosecutor's comments are not so grossly improper that the trialcourt erred when it failed to intervene
ex mero motu.
State v.
Barden, 356 N.C. 316, 358, 572 S.E.2d 108, 135 (2002),
cert.
denied ___ U.S. ___, 155 L. Ed. 2d 1074 (2003). Defendant's
assignment of error is overruled.
SENTENCING PROCEEDING
[16] Defendant argues that the trial court erred by
submitting the course of conduct aggravating circumstance for
both murders. N.C.G.S. § 15A-2000(e)(11) (2003). Defendant
contends that because the victims were killed at approximately
the same time, the jury must have relied on the same evidence to
find the course of conduct aggravating factor for each murder.
In State v. Cummings, we held the closer the incidents of
violence are connected in time, the more likely that the acts are
part of a plan, scheme, system, design or course of action. 332
N.C. 487, 510, 422 S.E.2d 692, 705 (1992). [I]n order to find
course of conduct, a court must consider the circumstances
surrounding the acts of violence and discern some connection,
common scheme, or some pattern or psychological thread that ties
them together. Id. Moreover, the fact that the victims were
related to each other and to the accused supports submission of
the course of conduct aggravator. Id. at 511, 422 S.E.2d at 706.
The rationale in Cummings applies to the case at bar.
Here, defendant shot and killed his wife and then killed his
stepson. Thus, there exists separate evidence upon which the
jury can rely for each murder. Moreover, we have consistently
held that a jury may find the N.C.G.S. § 15A-2000(e)(11)
aggravating circumstance where defendant killed more than onevictim. See, e.g., State v. Walters, 357 N.C. 68, 112, 588
S.E.2d 344, 370, cert. denied, __ U.S. __, 157 L. Ed. 2d 320
(2003); State v. Conaway, 339 N.C. 487, 530, 453 S.E.2d 824, 851,
cert. denied, 516 U.S. 884, 133 L. Ed. 2d 153 (1995). Therefore,
we conclude that the trial court did not err by submitting the
course of conduct aggravating factor for each murder.
[17] Next, defendant contends the trial court
erroneously submitted the especially heinous, atrocious, or
cruel aggravating circumstance for the murder of Marvin Thomas.
N.C.G.S. § 15A-2000(e)(9) (2003). However, this Court has
remained steadfast in upholding the submission of the (e)(9)
aggravating circumstance when a parental relationship exists
between the victim and the accused. See, e.g., State v.
Anderson, 350 N.C. 152, 186, 513 S.E.2d 296, 316, cert. denied,
528 U.S. 973, 145 L. Ed. 2d 326 (1999); State v. Flippen, 349
N.C. 264, 270, 506 S.E.2d 702, 706 (1998); State v. Elliott, 344
N.C. 242, 280, 475 S.E.2d 202, 219 (1996), cert. denied, 520 U.S.
1106, 137 L. Ed. 2d 312 (1997). The victim's age and the
existence of a parental relationship between the victim and the
defendant may also be considered in determining the existence of
the especially heinous, atrocious, or cruel circumstance.
Elliott, 344 N.C. at 280, 475 S.E.2d at 219.
A murder is especially heinous, atrocious, or cruel
when it is a 'conscienceless or pitiless crime which is
unnecessarily torturous to the victim.' Walters, 357 N.C. at
98, 588 S.E.2d at 362 (quoting State v. Dixon, 283 So. 2d 1
(Fla.) (1973), cert. denied, 416 U.S. 943, 40 L. Ed. 2d 295(1974)), quoted in Flippen, 349 N.C. at 270, 506 S.E.2d at 706
(1998). Moreover, we have upheld submission of the especially
heinous, atrocious, or cruel aggravating factor in those cases
that involve infliction of psychological torture by leaving the
victim in his last moments aware of but helpless to prevent
impending death. State v. Hamlet, 312 N.C. 162, 175, 321 S.E.2d
837, 846 (1984).
The evidence demonstrates that defendant shot Marvin's
mother in the chest with a shotgun, spraying blood onto Marvin
who sat on the same couch. Then defendant pulled the trigger and
shot his stepson. Though defendant was not Marvin's biological
father, Marvin had been known to call defendant dad. Because
of the existence of the parental relationship, and because Marvin
was aware of but helpless to prevent [his] impending death,
id., in close proximity to the horrific murder of his mother, the
murder of Marvin was conscienceless and unnecessarily
torturous. Walters, 357 N.C. at 98, 588 S.E. 2d at 362. Thus,
the trial court did not err by submitting the (e)(9) aggravating
factor.
[18] Additionally, defendant contends the especially
heinous, atrocious, or cruel aggravating circumstance (N.C.G.S. §
15A-2000(e)(9)) submitted for the murder of Marvin Thomas
completely overlapped the course of conduct aggravating factor
(N.C.G.S. § 15A-2000(e)(11)). A jury may not consider two
aggravating circumstances when one completely overlaps the
other. State v. Miller, 357 N.C. 583, 593, 588 S.E.2d 857, 865
(2003). However, [w]hile a complete overlap is impermissible,some overlap in the evidence supporting each aggravating
circumstance is permissible. Id. at 595, 588 S.E.2d at 866.
We conclude that ample evidence exists to support each
aggravating factor. For example, the evidence indicating
defendant killed Marvin minutes after he killed Benita supports
the course of conduct aggravating factor for each murder.
Cummings, 332 N.C. at 510, 422 S.E.2d at 705. The evidence that
Marvin was only fourteen years old and that defendant was a
father-figure to Marvin supports submission of the especially
heinous, atrocious, or cruel aggravating factor. Anderson, 350
N.C. at 186, 513 S.E.2d at 316. Thus, defendant's assignment of
error is overruled.
[19] Defendant also contends that the course of conduct
aggravating circumstance is unconstitutionally vague. However,
we have consistently held to the contrary. See, e.g., State v.
Williams, 305 N.C. 656, 685, 292 S.E.2d 243, 260-61, cert.
denied, 459 U.S. 1056, 74 L. Ed. 2d 622 (1982). We find no
reason to depart from our prior holdings. Therefore, we overrule
defendant's assignment of error.
Next, defendant contends the trial court made several
errors during the prosecutor's sentencing proceeding closing
argument.
[20] First, defendant claims the trial court erred by
allowing the prosecutor to give a limiting instruction related to
an audiotape containing heated discussions between defendant and
the victims. In the guilt/innocence phase, the trial court
admitted this tape for the sole purpose of showing defendant'sill will towards the victims. The tape was not admitted as
substantive evidence.
The prosecutor attempted to play the tape again during
his closing argument at the sentencing phase. Once the
prosecutor began to play the tape, defendant objected on the
grounds that the tape was not admitted as substantive evidence.
The prosecutor and defense counsel then approached the bench,
whereupon defense counsel requested an instruction that the tape
was only admitted for the limited purposes of showing motive and
intent and that the tape was not admitted for the purpose of
showing the taped statements were true. The prosecutor then said
he would notify the jury that the tape was not admitted as
substantive evidence. The trial court then stated, I'll let
[the prosecutor] cure it that way. If he does not, then I will.
Next, the prosecutor told the jury that the tape was offered
solely to show [defendant's] malice, intent and ill will
towards the victims.
Defendant contends the prosecutor did not properly cure
his own error. We disagree. Defendant objected to the
prosecutor's playing the audiotape on the grounds that the jury
could have believed the tape was substantive evidence. We
conclude that the prosecutor cured any potential error by
instructing the jury that the tape was not substantive evidence,
but was admitted solely to show malice, intent and ill will
towards the victims.
Defendant further contends the trial court improperly
expressed bias in favor of the prosecution when choosing themanner in which the jury would be informed of the specific
purposes for which the tape could be considered. Instead of
personally instructing the jury on this matter, the trial court
allowed the prosecutor to cure his own error directly with the
jury. However, at trial defendant did not object to the
prosecutor curing his own error. Therefore, we must determine
whether the trial court committed a gross impropriety by allowing
the prosecutor to instruct the jury on the limited admissibility
of the tape. Barden, 356 N.C. at 358, 572 S.E.2d at 135.
The trial court may not express during any stage of
the trial, any opinion in the presence of the jury on any
question of fact to be decided by the jury. N.C.G.S. § 15A-1222
(2003). Also, an alleged improper statement will not be
reviewed in isolation, but will be considered in light of the
circumstances in which it was made. Furthermore, defendant must
show that he was prejudiced by a judge's remark. State v.
Weeks, 322 N.C. 152, 158, 367 S.E.2d 895, 899 (1988) (internal
citations omitted).
However, a trial court generally is not impermissibly
expressing an opinion when it makes ordinary rulings during the
course of the trial. Id. In the instant case, the trial court
merely required the prosecutor to keep his argument within the
bounds of the law. We conclude that the trial court made an
ordinary ruling[] during the course of the trial, id., and
hence, defendant was not prejudiced by the ruling. Moreover,
contrary to defendant's contentions, the trial court did not
intimate favoritism towards the State. Although the trial courtallowed the prosecutor to cure any potential error, the trial
court made this decision at a bench conference which the jury did
not hear. Because the jury had no knowledge of the trial court's
decision, we will not conclude that the decision inevitably
prejudiced defendant. Defendant's assignment of error is
overruled.
[21] Next, defendant argues he was prejudiced by the
prosecutor's sentencing phase closing argument because the
prosecutor stated that Benita was shot first, used sound effects
of a gun firing, asked jurors to put themselves in the place of
the victims, and disparaged defendant's expert witness. Because
defendant did not object to the prosecutor's closing argument, we
must determine whether the remarks were so grossly improper that
the trial court committed reversible error by failing to
intervene ex mero moto. Jones, 355 N.C. at 133, 558 S.E.2d at
107.
In a capital trial, the prosecutor is permitted to
argue the facts which have been presented, as well as reasonable
inferences which can be drawn therefrom. State v. McCollum, 334
N.C. 208, 223, 433 S.E.2d 144, 152 (1993), cert. denied, 512 U.S.
1254, 129 L. Ed. 2d 895 (1994). The prosecutor stated that
defendant shot Benita before he shot Marvin. Defendant argues
that the evidence does not show defendant shot Benita first.
However, defendant's expert witness, Dr. Noble, testified that
defendant stated in an interview that defendant believed that
B[e]nita was shot first. Moreover, Lieutenant Sutherland
proffered testimony regarding the crime scene which could lead tothe reasonable inference that Benita was shot before Marvin.
Therefore, it was not improper for the prosecutor to argue the
inference that defendant shot Benita before he shot Marvin.
[22] The prosecutor twice used the sound effect of a
gun firing during his closing argument. Defendant also complains
that the prosecutor used these sound effects while holding the
shotgun defendant used to kill the victims.
During the sentencing phase of the trial, the jury may
not be influenced by passion, prejudice, or any other arbitrary
factor. N.C.G.S. § 15A-2000(d)(2) (2003). While the melodrama
inherent to closing argument might well inspire some attorneys to
favor stage theatrics over reasoned persuasion, such preference
cannot be countenanced . . . . Jones, 355 N.C. at 135, 558
S.E.2d at 109. Although we do not condone the prosecutor's use
of gunshot sound effects during his closing argument, we conclude
that his actions were not so grossly improper that the trial
court erred in failing to intervene ex mero motu. Barden, 356
N.C. at 358, 572 S.E.2d at 135. Defendant's assignment of error
is overruled.
[23] We next address defendant's argument that the
prosecutor erred by asking the jurors to place themselves in
place of the victims. A prosecutor may not ask the jury to 'put
themselves in place of the victims.' State v. McCollum, 334
N.C. at 224, 433 S.E.2d at 152 (quoting United States v.
Pichnarcik, 427 F.2d 1290, 1292 (9th Cir. 1970)).
The record indicates that, although the prosecutor
repeatedly asked the jury to imagine what the victims werethinking, he never asked the jury to put themselves in the
victims' positions. We have consistently found such requests to
imagine what the victims were thinking to be proper. See, e.g.,
State v. Miller, 357 N.C. at 597, 588 S.E.2d at 867. Therefore,
we conclude that the prosecutor's requests for the jury to
imagine what the victims were thinking were not so grossly
improper that the trial court erred in failing to intervene ex
mero motu. Barden, 356 N.C. at 358, 572 S.E.2d at 135.
[24] Additionally, defendant argues that during closing
argument, the prosecutor disparaged Dr. Noble, defendant's expert
witness. At trial, Dr. Noble testified that he had an ethical
responsibility to ensure psychological test materials were not
released to untrained, unqualified individuals and that the adult
intelligence scale and MMPI-2 carry a warning that only qualified
psychologists may use and interpret them. On cross-examination,
Dr. Noble reviewed some of the questions and statements that were
presented to defendant during testing and provided defendant's
responses to the jury. Dr. Noble testified that one of the
statements on the MMPI-2 was I'll do something desperate to
prevent a person I love from abandoning me and that defendant's
response was True. Based on this evidence the prosecutor
argued:
And you heard their own psychologist. All
these witnesses, I would contend or State
contends, were pretty honest to you except
that man. He sat there and said, told Mr.
Paramore I don't want to give you this
psychological I.Q. testing because you folks
won't understand. Well, MMPI--excuse me.
You all won't understand. What in the world
couldn't you understand about the one
question--Would you do something drastic ifyour family were about to abandon you? Yes.
What was it that you folks are not smart
enough to understand about that? Well, maybe
he just didn't want you to know about that.
Counsel may not become abusive during closing
argument. N.C.G.S. § 15A-1230(a) (2003); Jones, 355 N.C. at 127,
558 S.E.2d at 104 (quoting N.C.G.S. § 15A-1230(a) (1999)).
However, it is not improper for the prosecutor to impeach the
credibility of an expert during his closing argument. State v.
Norwood, 344 N.C. 511, 536, 476 S.E.2d 349, 361 (1996), cert.
denied, 520 U.S. 1158, 137 L. Ed. 2d 500 (1997).
In this passage from the prosecutor's closing argument,
the prosecutor was not abusive. Rather, the prosecutor attempted
to impeach the expert witness's credibility. In his argument the
prosecutor emphasized that Dr. Noble said testing data should not
be turned over to unqualified persons, meaning--by reasonable
inference--the jury. Then the prosecutor pointed out an
inference that could reasonably be drawn from a test question and
answer that were reviewed on cross-examination--data that seemed
to be well within the grasp of jury members, but unfavorable to
defendant's theory of the case. We conclude that the prosecutor
properly argued the evidence in an attempt to impeach Dr. Noble's
credibility and that the prosecutor neither exceeded the bounds
allowed in capital sentencing proceedings nor violated the scope
of permissible prosecutorial conduct.
[25] Defendant asserts next that the trial court
committed reversible constitutional error by failing to include
the words without parole when describing the sentence of lifeimprisonment as an alternative to the death sentence. Defendant
admits that the trial court correctly stated that [a] sentence
of life imprisonment means a sentence of life without parole at
the beginning of the jury charge, but contends that later during
the jury charge, the court merely said life in prison.
Defendant argues the trial court erred by failing to instruct the
jury adequately that life in prison means life in prison without
parole.
In State v. Davis, this Court concluded that N.C.G.S. §
15A-2002 does not require the trial judge to use the words
without parole in each instance he describes a life sentence.
We find nothing in the statute that requires the judge to state
'life imprisonment without parole' every time he alludes to or
mentions the alternative sentence. State v. Davis, 353 N.C. 1,
41, 539 S.E.2d 243, 269 (2000), cert. denied, 534 U.S. 839, 151
L. Ed. 2d 55 (2001).
N.C.G.S. § 15A-2002 provides in pertinent part: The
judge shall instruct the jury, in words substantially equivalent
to those of this section, that a sentence of life imprisonment
means a sentence of life without parole. N.C.G.S. § 15A-2002
(2003). Here, in instructing the jury, the trial court stated
the following:
All right, Members of the Jury, having found
the defendant guilty of murder in the first
degree, it is now your duty to recommend to
the Court whether the defendant should be
sentenced to death or to life imprisonment. A
sentence of life imprisonment means a
sentence of life without parole.
Thus, the trial court met the statutory requirement, and
defendant's assignment of error is overruled.
PRESERVATION ISSUES
Defendant raises additional issues that he concedes
this Court has previously decided against him. First, defendant
claims the trial court erred by denying his motion to require the
State to disclose the criminal records of all witnesses.
However, we have previously rejected this argument.
See, e.g.,
State v. Gibson, 342 N.C. 142, 149-50, 463 S.E.2d 193, 198
(1995).
Defendant also argues the trial court erred by denying
his motion to prevent the State from relying on the N.C.G.S. §
15A-2000(e)(11) course of conduct aggravating factor. Defendant
contends N.C.G.S. § 15A-2000(e)(11) is unconstitutionally vague.
However, as discussed earlier in this opinion, we have previously
rejected this claim.
See, e.g.,
Williams, 305 N.C. at 684-85,
292 S.E.2d at 260-61.
Additionally, defendant argues that, in violation of
his constitutional rights, the murder indictments failed to
allege all the elements of first-degree murder and all the
aggravating circumstances to be applied at the capital sentencing
hearing. However, we previously rejected this claim. The
failure to include all aggravating circumstances in an indictment
violates neither the North Carolina nor the United States
Constitution.
State v. Hunt, 357 N.C. 257, 278, 582 S.E.2d 593,
607,
cert. denied, ___ U.S. ___, 156 L. Ed. 2d 702 (2003).
The
elements of first-degree murder need not be charged.
State v.Wallace, 351 N.C. 481, 508, 528 S.E.2d 326, 343,
cert. denied,
531 U.S. 1018, 148 L. Ed. 2d 498 (2000).
Next, defendant argues the trial court erred by denying
defendant's motion for Individual
Voir Dire and Sequestration of
Jurors During
Voir Dire. However, we rejected this argument in
State v. Burke, holding that such decisions are within the trial
court's discretion. 342 N.C. 113, 121-22, 463 S.E.2d 212, 217-18
(1995).
Additionally, defendant argues North Carolina's death
penalty statute is unconstitutional, arbitrary and discriminatory
on its face and that applying it in this case constitutes cruel
and unusual punishment. However, we have previously rejected
this argument.
See, e.g.,
State v. Garner, 340 N.C. 573, 605,
459 S.E.2d 718, 735 (1995),
cert. denied, 516 U.S. 1129, 133 L.
Ed. 2d 872 (1996).
Next, defendant argues the trial court erred by using
the terms satisfaction and satisfy when instructing the jury
on the burden of proof required to find that a given mitigating
circumstance exists. Defendant argues that the trial court's
instructions allowed jurors to establish for themselves the legal
standard to be applied to evidence of mitigating circumstances.
However, we have previously considered and rejected this
argument.
See, e.g.,
State v. Payne, 337 N.C. 505, 531-33, 448
S.E.2d 93, 108-09 (1994),
cert. denied, 514 U.S. 1038, 131 L. Ed.
2d 292 (1995).
Next, defendant argues that the trial court erred in
its instructions to the jury by stating that the jury had aduty to recommend death. Defendant argues the trial court's
instruction precluded jurors from considering a sentence of life
in prison. However, we have previously considered and rejected
this argument.
See, e.g.,
State v. Thomas, 350 N.C. 315, 363-64,
514 S.E. 2d 486m 515-16 (1999).
Defendant next argues the trial court erred by using
the word unanimously in three of the questions appearing on the
Issues and Recommendation as to Punishment form. Defendant
claims the trial court improperly used the word unanimously in
questions listed under the following three issues:
[Issue One] Do you
unanimously find
from the evidence, beyond a
reasonable doubt, the
existence of the following
aggravating circumstance?
. . . .
[Issue Three] Do you unanimously find
beyond a reasonable doubt
that the mitigating
circumstance or
circumstances found is, or
are, insufficient to
outweigh the aggravating
circumstance found by you?
[Issue Four] Do you unanimously find
beyond a reasonable doubt
that the aggravating
circumstance you found is
sufficiently substantial to
call for the imposition of
the death penalty when
considered with the
mitigating circumstance or
circumstances found by one
or more of you?
(Emphasis added.) Defendant contends that these instructions
prejudiced him by precluding jurors from considering a sentence
of life in prison. However, we have previously rejecteddefendant's argument in State v. McCarver, 341 N.C. 364, 388-94,
462 S.E.2d 25, 38-42 (1995), cert. denied, 517 U.S. 1110, 134 L.
Ed. 2d 482 (1996).
Defendant next contends the trial court erred by
instructing the jury during sentencing that each juror may
consider any mitigating circumstance or circumstances that he or
she determine to exist by a preponderance of the evidence in
issue two. (Emphasis added.) Defendant argues that the use of
the word may in these instructions permits jurors to ignore
established mitigation evidence. Defendant also argues that the
trial court's instruction precluded a juror from considering
mitigating evidence found by any other juror. However, we have
repeatedly considered and rejected these arguments. See, e.g.,
State v. McNeill, 349 N.C. 634, 653, 509 S.E.2d 415, 426 (1998),
cert. denied, 528 U.S. 838, 145 L. Ed. 2d 87 (1999); State v.
Green, 336 N.C. 142, 175, 443 S.E.2d 14, 33-34, cert. denied, 513
U.S. 1046, 130 L. Ed. 2d 547 (1994).
Finally, defendant contends the trial court erred by
denying his motion to prohibit the prosecution from death
qualifying the jury. However, this Court has previously rejected
defendant's argument. See, e.g., State v. Hyatt, 355 N.C. 642,
669, 566 S.E.2d 61, 78 (2002), cert. denied, 537 U.S. 1133, 154
L. Ed. 2d 823 (2003).
We see no reason to depart from our prior holdings.
Therefore, defendant's assignments of error which relate to his
preservation issues are overruled.
PROPORTIONALITY REVIEW
[26] Having found no error in either the
guilt/innocence phase or the sentencing proceeding of defendant's
trial, we must determine whether: (1) the evidence supports the
aggravating circumstances found by the jury; (2) passion,
prejudice, or any other arbitrary factor influenced the
imposition of the death sentence; and (3) the death sentence is
excessive or disproportionate to the penalty imposed in similar
cases, considering both the crime and the defendant. N.C.G.S. §
15A-2000(d)(2).
In the present case, defendant was convicted of two
counts of first-degree murder on the basis of malice,
premeditation, and deliberation. With respect to each murder,
the jury found the aggravating circumstance that the murder was
part of a course of conduct in which the defendant engaged and
which included the commission by the defendant of other crimes of
violence against another person or persons. N.C.G.S. §
15A-2000(e)(11). With respect to defendant's murder of Marvin
Thomas, the jury found as an additional aggravating circumstance
that the murder was especially heinous, atrocious, or cruel.
N.C.G.S. § 15A-2000(e)(9). After reviewing the records,
transcripts, briefs, and oral arguments, we conclude that the
evidence supports all of the aggravating circumstances for each
murder.
Additionally, we conclude, based on a thorough review
of the record, that the sentences of death were not imposed under
the influence of passion, prejudice, or any other arbitraryfactor. Thus, the final statutory duty of this Court is to
conduct a proportionality review.
Proportionality review is designed to eliminate the
possibility that a person will be sentenced to die by the action
of an aberrant jury.
State v. Holden, 321 N.C. 125, 164-65, 362
S.E.2d 513, 537 (1987),
cert. denied, 486 U.S. 1061, 100 L. Ed.
2d 935 (1988). In conducting proportionality review, we
determine whether the sentence of death in the present case is
excessive or disproportionate to the penalty imposed in similar
cases considering both the crime and the defendant.
State v.
Williams, 308 N.C. 47, 79, 301 S.E.2d 335, 355,
cert. denied, 464
U.S. 865, 78 L. Ed. 2d 177 (1983);
see N.C.G.S. § 15A-2000(d)(2).
Whether the death penalty is disproportionate ultimately rest[s]
upon the 'experienced judgments' of the members of this Court.
State v. Green, 336 N.C. at 198, 443 S.E.2d at 47 (
quoting
Williams, 308 N.C. at 81, 301 S.E.2d at 355).
This Court has determined that the death sentence was
disproportionate in eight cases.
State v. Kemmerlin, 356 N.C.
446, 489, 573 S.E.2d 870, 898 (2002);
State v. Benson, 323 N.C.
318, 328, 372 S.E.2d 517, 523 (1988);
State v. Stokes, 319 N.C.
1, 27, 352 S.E.2d 653, 668 (1987);
State v. Rogers, 316 N.C. 203,
237, 341 S.E.2d 713, 733 (1986),
overruled in part on other
grounds by State v. Gaines, 345 N.C. 647, 676-77, 483 S.E.2d 396,
414 (1997), and
by State v. Vandiver, 321 N.C. 570, 573-74, 364
S.E.2d 373, 375-76 (1988);
State v. Young, 312 N.C. 669, 691, 325
S.E.2d 181, 194 (1985);
State v. Hill, 311 N.C. 465, 479, 319
S.E.2d 163, 172 (1984);
State v. Bondurant, 309 N.C. 674, 693,309 S.E.2d 170, 183 (1983); and
State v. Jackson, 309 N.C. 26,
46, 305 S.E.2d 703, 717 (1983).
However, each of these eight cases is distinguishable
from the present case. First, in the present case, defendant was
convicted of two counts of first-degree murder. This Court has
never found the sentence of death disproportionate in a case
where the defendant was found guilty of murdering more than one
victim.
State v. Davis, 349 N.C. 1, 60, 506 S.E.2d 455, 488
(1998),
cert. denied, 526 U.S. 1161, 144 L. Ed. 2d 219 (1999).
In
Young, 312 N.C. at 691, 325 S.E.2d at 194, this
Court noted that the jury failed to find the especially heinous,
atrocious, or cruel aggravating circumstance. However, in the
case at bar, the jury found the especially heinous, atrocious, or
cruel aggravating circumstance.
In
Benson, 323 N.C. at 328, 372 S.E.2d at 522,
Stokes,
319 N.C. at 27, 352 S.E.2d at 667-68, and
Jackson, 309 N.C. at
43, 305 S.E.2d at 716, the defendants were convicted of felony
murder only. Here, defendant was convicted of murder with
premeditation and deliberation. This Court has held
[t]he
finding of premeditation and deliberation indicates a more cold-
blooded and calculated crime.
State v. Artis, 325 N.C. 278,
341, 384 S.E.2d 470, 506 (1989),
judgment vacated on other
grounds, 494 U.S. 1023, 108 L. Ed. 2d 604 (1990).
Additionally in the case
sub judice, the jury found the
course of conduct aggravating circumstance, N.C.G.S. §
15A-2000(e)(11), in connection with each murder. This Court has
held that the (e)(11) circumstance, standing alone, can support asentence of death.
See State v. Bacon, 337 N.C. 66, 110, 446
S.E.2d 542, 566 (1994),
cert. denied, 513 U.S. 1159, 130 L. Ed.
2d 1083 (1995).
Further, defendant murdered his wife and stepson in
their home. A murder in the home 'shocks the conscience, not
only because a life was senselessly taken, but because it was
taken [at] an especially private place, one [where] a person has
a right to feel secure.'
State v. Adams, 347 N.C. 48, 77, 490
S.E.2d 220, 236 (1997),
cert. denied, 522 U.S. 1096, 139 L. Ed.
2d 878 (1998) (alterations in original) (quoting
State v. Brown,
320 N.C. 179, 231, 358 S.E.2d 1, 34,
cert. denied, 484 U.S. 970,
98 L. Ed. 2d 406 (1987)). Finally, we note that [n]one of the
cases found disproportionate by this Court involved the murder of
a child.
State v. Elliott, 344 N.C. at 288, 475 S.E.2d at 224.
We also compare the present case with cases in which
this Court has found the death penalty proportionate.
See
McCollum, 334 N.C. at 244, 433 S.E.2d at 164. We consider all
the cases in the pool of similar cases when engaging in
proportionality review; however, we will not undertake to
discuss or cite all of those cases each time we carry out that
duty.
Id. For the reasons discussed in the preceding
paragraphs, we find the instant case more similar to cases in
which we have found a sentence of death proportionate than to
those in which we have found a sentence of death
disproportionate.
We conclude that defendant received a fair trial and
sentencing hearing free from prejudicial error. Accordingly, thedeath sentences imposed by the trial court must be left
undisturbed.
NO ERROR.
Footnote: 1 We note that the indictment refers to the female victim as
Benita, while the transcript and the parties' briefs refer to
her as Bonita. In order to remain consistent, we refer to her
as Benita.
Footnote: 2 The trial court appears to have made its findings of fact
and conclusions of law in accordance with State v. Lynch, 279
N.C. 1, 17, 181 S.E.2d 561, 571 (1971). We note that in State v.
Stager, this Court adopted N.C.G.S. § 8C-1, Rule 901 as the basis
for analyzing the admissibility of an audiotape. 329 N.C. 278,
317, 406 S.E.2d 876, 898 (1991) (stating the authentication
requirements of Rule 901 have superseded and replaced the
seven-pronged Lynch test). Although the trial court applied the
wrong test, it arrived at the correct conclusion: that the
audiotape was authentic.
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