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STATE OF NORTH CAROLINA
v.
BRYAN CHRISTOPHER BELL
Appeal as of right pursuant to N.C.G.S. § 7A-27(a) from
a judgment imposing a sentence of death entered by Judge Jay D.
Hockenbury on 24 August 2001 in Superior Court, Onslow County,
upon a jury verdict finding defendant guilty of first-degree
murder. On 27 September 2004, the Supreme Court allowed
defendant's motion to bypass the Court of Appeals as to his
appeal of additional judgments. Heard in the Supreme Court 11
May 2004. Additional issues raised in defendant's supplemental
brief determined without oral argument pursuant to Rule 30(f) of
the North Carolina Rules of Appellate Procedure.
Roy Cooper, Attorney General, by Gail E. Dawson,
Special Deputy Attorney General, for the State.
Rudolf Widenhouse & Fialko, by M. Gordon Widenhouse,
Jr., for defendant-appellant.
LAKE, Chief Justice.
On 2 October 2000, defendant was indicted for the
first-degree murder of Elleze Thornton Kennedy. On 27 November
2000, defendant was indicted on additional charges of first-
degree kidnapping and burning of personal property. He was tried
capitally to a jury at the 9 July 2001 Special Criminal Session
of Superior Court, Onslow County, the Honorable Jay D. Hockenburypresiding. The jury found defendant guilty of first-degree
murder based on malice, premeditation, and deliberation as well
as felony murder and, following a capital sentencing proceeding,
recommended that defendant be sentenced to death. Judge
Hockenbury sentenced defendant accordingly. The jury also found
defendant guilty of first-degree kidnapping and burning of
personal property. Judge Hockenbury sentenced defendant to
consecutive prison terms of 133 months to 169 months for the
kidnapping conviction and 11 to 14 months for the burning of
personal property conviction. Defendant appeals his conviction
and death sentence for first-degree murder to this Court.
The evidence at trial tended to show that on 3 January
2000, defendant met two friends, Antwaun Sims and Chad Williams,
at a game room in Newton Grove. At defendant's request, Williams
brought a BB gun with him to Newton Grove and gave it to
defendant upon arrival at the game room. After spending some
time at the game room, defendant, Sims, and Williams left for the
Newton Grove traffic circle where they hung out, smoked
marijuana, and drank brandy. Defendant told Sims and Williams
that he wanted to steal a car so that he could leave town, and
Sims said he was down for whatever. At that point, defendant
spotted Elleze Kennedy leaving Hardee's, and he said, I want to
rob the lady for her Cadillac.
The evidence further showed that defendant, Sims, and
Williams followed Kennedy to her nearby home and watched as she
exited her car and turned to lock the door. Defendant then ran
up to Kennedy, pointed the BB gun at her and said, Give me yourkeys. Kennedy threw her keys into the yard and began to scream,
at which time, defendant hit her with the gun, knocking her to
the ground.
Sims and Williams found the car keys and then put
Kennedy into the car. Kennedy bit Williams as he grabbed her,
and Williams punched her in the jaw to make her release his hand.
Defendant sat in the back seat with Kennedy. Sims drove the car,
and Williams sat in the front passenger seat. At one point,
Kennedy asked defendant why he was so mean and where he was
taking her. He responded by hitting Kennedy in the face with the
BB gun. Kennedy, bleeding badly at that point due to repeated
beatings, laid her head against the door and did not say anything
else.
Defendant instructed Sims to drive to the Bentonville
Battleground and, upon arrival, defendant, Sims, and Williams
pulled Kennedy from the car and placed her in the trunk. They
got back in the car and drove toward Benson. Kennedy was
unconscious when placed in the trunk, but she later awoke and
began moving around in the trunk. Defendant told Sims to turn up
the radio so that he did not have to listen to Kennedy in the
trunk.
The three men then went to the trailer of Mark Snead,
Williams' cousin. They went inside and smoked marijuana with
Snead. The men told Snead that the car was rented and that the
three were traveling to Florida. Soon thereafter, the three left
Snead's trailer and went to the trailer of two individuals
referred to as Pop and Giovonni Surles, where Sims used Pop'sphone to call his girlfriend, and then the three left. Before
leaving the trailer park, Williams got out of the car and walked
back to Snead's trailer because, as he testified at trial, he did
not wish to go anywhere with Kennedy in the trunk of the car.
Defendant and Sims returned a short time later and told Williams
that they had released Kennedy, after which Williams left with
them.
Defendant, Sims, and Williams made one more stop in
Benson to clean the blood from the backseat of the car. They
then drove towards Fayetteville on Interstate 95. Sims stopped
for gas at a truck stop, and defendant looked through Kennedy's
purse and found four dollars to use towards gas. While at the
gas station, Williams heard movement in the trunk of the car and
realized Kennedy was still trapped in the trunk. Williams
confronted defendant with his suspicions, and defendant told
Williams he was tripping. Defendant disposed of the BB gun and
Kennedy's credit cards by throwing them out of the window along
Interstate 95. Once in Fayetteville, Sims stopped the car, and
he and defendant went to the trunk. According to Williams' trial
testimony, Sims slammed the trunk repeatedly on Kennedy as she
was trying to get out.
Defendant then decided that the group needed to return
to Kennedy's house in Newton Grove to look for the scope to the
BB gun. Defendant did not find the gun scope, but he did find
one of Kennedy's shoes. He picked it up and put it in the car.
As they were leaving the house, Williams again asked defendantand Sims to release Kennedy. Defendant told Williams they would
release Kennedy, but they had to go somewhere else to do so.
The trio left Kennedy's house a second time and drove
the car down a path into a field, parking on a hill at the edge
of the clearing. Sims turned off the headlights and opened the
trunk. Williams testified at trial that he could hear Kennedy
moaning. Williams asked defendant what he was going to do.
Defendant responded, Man, I ain't trying to leave no witness.
This lady done seen my face. I ain't trying to leave no
witness. With that, defendant shut the trunk on Kennedy.
Defendant then got a lighter from Sims and set his coat on fire,
threw the burning coat into the car, and shut the door.
The next morning, defendant sent Sims to check on the
car. Sims rode his bicycle down to the car and found that the
windows were covered in smoke and Kennedy was dead. Sims
reported back to defendant, who then called a friend, Ryan
Simmons, to come and pick them up. Before leaving the area,
defendant had Simmons drive them down to the car. Defendant and
Sims got out to wipe fingerprints from the car. Williams stayed
in the car with Simmons and admitted to him that the car was
stolen. He did not give the details of the prior evening.
Simmons took defendant and Williams to their respective houses to
get some personal items and then dropped all three at Sims'
brother's home, where they stayed for the next few days.
Kennedy's car was discovered by Joe Godwin on 4 January
2000. The car was parked close to Godwin's property line, and
when he went to investigate, he found that all of the windowswere covered over. At Godwin's request, his wife called the
sheriff's department, and a detective discovered Kennedy's body
upon examination of the car. An autopsy report concluded that
Kennedy suffered several blunt force trauma injuries to the head
but ultimately died from carbon monoxide poisoning, a direct
result of the fire set by defendant inside of the car.
Defendant, Sims, and Williams were ultimately linked to the
crime. Williams gave several statements to police and eventually
pled guilty to murder, kidnapping, and theft. Williams testified
against defendant and Sims in exchange for acknowledgment of his
assistance by the prosecution during his own sentencing
proceeding.
Defendant asserts several assignments of error in his
trial. He additionally argues that the sentence of death imposed
upon him is disproportionate to the crime. For the reasons that
follow, we find no prejudicial error in defendant's trial and
capital sentencing proceeding, nor do we find defendant's death
sentence disproportionate.
In his first assignment of error, defendant contends
that the trial court violated defendant's constitutional right to
a jury of his peers by allowing the State to dismiss jurors on
the basis of their race. The State exercised nine peremptory
challenges to exclude African-American prospective jurors from
the jury in this case. Defendant argues that the State's conduct
constituted a pattern of racial discrimination in violation of
defendant's constitutional rights. The United States Supreme Court addressed this issue in
Batson v. Kentucky and set forth a three-part test to determine
whether the State has impermissibly excluded jurors on the basis
of their race in a given case. 476 U.S. 79, 90 L. Ed. 2d 69
(1986). The first step requires the defendant to establish a
prima facie case of discrimination. Id. at 94, 90 L. Ed. 2d at
86-87. If the trial court determines that such a prima facie
case has been made, the State is then required to offer a
facially valid and race-neutral reason for the peremptory
challenges. Id. at 97, 90 L. Ed. 2d at 88. Finally, the trial
court must determine whether the defendant has proven purposeful
discrimination. Id. at 98, 90 L. Ed. 2d at 88-89.
Generally, when a trial court rules that the defendant
has failed to establish a prima facie case of discrimination,
this Court's review is limited to a determination of whether the
trial court erred in this respect. State v. Barden, 356 N.C.
316, 343, 572 S.E.2d 108, 127 (2002), cert. denied, 538 U.S.
1040, 155 L. Ed. 2d 1074 (2003). However, '[o]nce a prosecutor
has offered a race-neutral explanation for the peremptory
challenges and the trial court has ruled on the ultimate question
of intentional discrimination, the preliminary issue of whether
the defendant had made a prima facie showing becomes moot.'
State v. Lemons, 348 N.C. 335, 361, 501 S.E.2d 309, 325 (1998)
(quoting Hernandez v. New York, 500 U.S. 352, 359, 114 L. Ed. 2d
395, 405 (1991)), judgment vacated on other grounds, 527 U.S.
1018, 144 L. Ed. 2d 768 (1999). Since the State, in the instant
case, did offer race-neutral explanations for each challenge, andthe trial court ultimately accepted the State's reasons as valid
for the exercise of peremptory challenges, the only issue for us
to determine is whether the trial court correctly concluded that
the prosecutor had not intentionally discriminated. Id. As
this Court has held in this regard, the trial court maintains the
unique ability to assess, first-hand, all the circumstances
relating to the prosecutor's credibility in each case, and we
will not overturn its determination absent clear error.
This Court has held that the State may use several
general factors to rebut charges of discrimination in the jury
selection process, including evidence that the State accepted
some jurors of the challenged minority race and that the State
did not use all of its peremptory challenges. See State v.
Smith, 328 N.C. 99, 120-21, 400 S.E.2d 712, 724 (1991). Eighteen
African-American prospective jurors were examined in this case.
The State exercised peremptory challenges against nine of those.
Two African-American prospective jurors were passed by the State,
and the State only used twenty-four of its thirty-two available
peremptory challenges.
The State also enumerated specific reasons for
exercising peremptory challenges against dismissed jurors each
time defendant lodged an objection based on Batson. The trial
court found the State's reasons to be reasonable and valid, and
we agree. Defendant's first Batson challenges came when the
State used peremptory challenges to dismiss two African-American
prospective jurors and one white prospective juror. The Stateoffered valid, race-neutral reasons for the peremptory challenges
of both African-American prospective jurors.
Prospective juror Milford Hayes was excused by the
State because he was strongly opposed to the death penalty. Mr.
Hayes made his opposition clear from the beginning of the jury
selection process and continued to state his opinions during jury
voir dire. He said, in response to a question, that he would be
unable to impose a death sentence upon anyone, even Jeffrey
Dahmer. Such a strong and absolute opposition to the death
penalty is certainly a valid, race-neutral reason for the State
to exercise a peremptory challenge.
Prospective juror Mary Shird-Malone was excused by the
State because her foster child was seeking psychiatric treatment
due to relationship problems with his natural parents. The State
expected defendant to put on evidence of problems similar to
those of Ms. Shird-Malone's child, and the prosecutor was
concerned that Ms. Shird-Malone's personal family situation might
make her overly sympathetic to defendant. Concern for undue
sympathy towards defendant is a valid and race-neutral reason to
exercise a peremptory challenge. Defendant contends that
similarly situated jurors were treated differently based upon a
difference in race. Defendant asserts that Connie Phillips, a
juror of a different race, was similarly situated because she was
in a business where she worked with and around psychologists on a
daily basis. However, Ms. Phillips stated that her opinion of
psychiatrists and psychologists depended upon the individual, and
she was not seeking treatment or counseling of any kind. Furthermore, there were factors weighing in favor of Ms. Phillips
that were not applicable to Ms. Shird-Malone. Ms. Phillips was
married to a twenty-six-year law-enforcement veteran, and she had
no objections to the death penalty. All of these factors go to
show that Ms. Shird-Malone and Ms. Phillips were not, in fact,
similarly situated individuals. Likewise, there were other
prospective jurors who had minor connections to the psychiatric
field, but none were such that they would cause the same concerns
expressed by the State regarding Ms. Shird-Malone. No other
prospective juror was in a similar situation that would create
the same concern as that expressed by the State regarding Ms.
Shird-Malone. The State's concerns were valid, race-neutral, and
specific to Ms. Shird-Malone.
The State later exercised a peremptory challenge to
excuse prospective juror La Star Williams, and defendant again
objected based on Batson. The State offered several race-neutral
reasons for exercising a peremptory challenge to excuse Ms.
Williams. Ms. Williams was pregnant, and although she was
starting to feel better, she had been very sick. The State felt
that Ms. Williams may find it difficult to vote for the death
penalty when she was carrying a life of her own. Additionally,
Ms. Williams seemed unhappy to be there and inattentive at times.
She also had a brother who had recently been prosecuted for
stealing by the same district attorney's office prosecuting
defendant's case. All of these factors, taken together, serve as
valid, race-neutral reasons for dismissing Ms. Williams.
Defendant again contends that similarly situated prospectivejurors were treated differently based only on their race. One
prospective juror's father had been convicted of price fixing
years before. Another prospective juror's stepson, with whom he
had no relationship, was charged with first-degree rape.
Defendant claims that because these two prospective jurors had
family members with legal troubles, they too should have been
dismissed but were not because of their race. However, these two
jurors had only one factor in common with Ms. Williams. There
were a number of reasons why the State chose to exercise a
peremptory challenge against Ms. Williams. While each of the
factors may or may not have been sufficient individually, it was
the combination that led the State to act as it did. Defendant
has failed to establish disparate treatment because the same
combination of factors was not present in the other two
prospective jurors.
The State also exercised a peremptory challenge to
excuse prospective juror Yvonne Midgette. Ms. Midgette was
dismissed by the State for several reasons. First, Ms. Midgette
ran a prison ministry and dealt with violent criminals on a
regular basis. The State was concerned that Ms. Midgette might
find it difficult to sentence a man to death considering her
prison ministry work. Other factors leading the State to excuse
Ms. Midgette included her position as chairperson of Alcoholics
Anonymous and the personal problems she was having with her
daughter. The State felt that these factors might cause Ms.
Midgette to be unduly sympathetic to defendant during the
sentencing phase. The State's reasons for exercising aperemptory challenge to excuse Ms. Midgette were valid and race-
neutral.
Defendant next made a Batson objection to the State's
peremptory challenge of prospective juror Viola Denise Morrow.
Ms. Morrow suffers from rheumatoid arthritis. The State was
concerned about having Ms. Morrow serve as a juror because she
could, on any given day, suffer so much pain that she would be
unable to participate in the proceedings. This was a valid and
race-neutral reason to excuse Ms. Morrow.
The State exercised a peremptory challenge to excuse
prospective juror Diana Roach over defendant's Batson objection.
The State exercised a peremptory challenge against Ms. Roach
because she did not believe in the death penalty. Ms. Roach
testified that she was adverse to the death penalty and had been
so opposed for her entire life. The State's reason was valid and
race-neutral.
The State exercised a peremptory challenge to excuse
prospective juror June Leaks based on similar reasoning. The
State was concerned about Ms. Leaks' ability to recommend death
because as soon as the State brought up the subject, Ms. Leaks
began darting her eyes, twisting in her chair, and hesitating in
her answers. Defendant contends that a similarly situated juror
was passed by the State and that the only difference between the
two was their race. Defendant claims that prospective juror
Merilyn Thomasson was passed by the State even though she, like
Ms. Leaks, seemed uncomfortable with the death penalty. However,
Ms. Thomasson testified during voir dire that she was sure shecould consider the death penalty and recommend it, if proper.
She also had previously served on a criminal jury. These factors
distinguish Ms. Leaks from Ms. Thomasson, and the State's reason
for excusing Ms. Leaks is valid and race-neutral.
The State used a peremptory challenge to excuse
prospective juror Mary Adams, over defendant's Batson objection.
The State explained that Ms. Adams was excused based on several
factors. Ms. Adams was a homemaker with a child with special
needs. The State was concerned that Ms. Adams might be more
lenient or sympathetic towards defendant for these reasons.
Further, Ms. Adams had been charged with failure to pay state
sales tax in 1998. While the charge was ultimately dropped, the
crime was one of fraud or dishonesty which caused the State some
concern. Defendant contends that similarly situated jurors were
treated differently based upon their race. As support for this
contention, defendant points to two other jurors with previous
experiences in the criminal justice system who were passed by the
State. While there were other jurors who had earlier encounters
with the criminal justice system, no juror had experienced all of
the circumstances that caused the State to dismiss Ms. Adams.
The State did not engage in disparate treatment, and the reasons
for the State's peremptory challenge of Ms. Adams were valid and
race-neutral.
The State exercised a ninth peremptory challenge to
excuse prospective juror Donald Morgan. Mr. Morgan, like Ms.
Adams, had a criminal record. He also had a child with substance
abuse issues, and he worked in the mental health field. Thefactors leading the State to exercise a peremptory challenge
against Mr. Morgan were valid and race-neutral.
The State provided valid and race-neutral reasons for
exercising each peremptory challenge objected to on the basis of
Batson. The trial court properly determined, after each Batson
objection, that the State did not discriminate against African-
American prospective jurors on the basis of their race.
Defendant's assignment of error is without merit.
In his second assignment of error, defendant contends
that the trial court violated defendant's right to a fair trial
and due process of law by joining the trials of defendant and
codefendant Antwaun Sims. Prior to trial, the State made a
motion to join defendant and codefendant's cases for trial.
Defendant objected to joinder, but the trial court granted the
State's motion. Several months later, and still before trial,
defendant made a motion to sever his case from that of his
codefendant. The trial court, finding no change in circumstances
making it necessary to sever the cases, denied defendant's
motion. Defendant renewed his motion several more times
throughout the trial, and the trial court repeatedly denied it.
Defendant contends that the trial court erred by denying
defendant's motions to sever and that, as a result, he received
an unfair trial. We disagree.
Joinder is appropriate when (1) each defendant is
charged with accountability for each offense; or (2) the offenses
charged were (a) part of a common scheme, (b) part of the same
transaction, or (c) so closely connected in time, place, andoccasion that it would be difficult to separate proof of one
charge from proof of the others. N.C.G.S. § 15A-926(b)(2)
(2003). 'The propriety of joinder depends upon the
circumstances of each case and is within the sound discretion of
the trial judge.' State v. Golphin, 352 N.C. 364, 399, 533
S.E.2d 168, 195 (2000) (quoting State v. Pickens, 335 N.C. 717,
724, 440 S.E.2d 552, 556 (1994)), cert. denied, 532 U.S. 931, 149
L. Ed. 2d 305 (2001). The trial court's decision to consolidate
cases for trial will not be disturbed on appeal absent a showing
that joinder resulted in defendant receiving an unfair trial.
Id.
Here, defendant and codefendant Sims were each charged
with accountability for first-degree murder, first-degree
kidnapping, and burning of personal property. Additionally,
these charges arose from the same series of events involving the
same victim and witnesses, and the evidence tended to indicate a
common scheme. There was ample reason for the trial court to
decide to join the cases for trial.
Defendant contends that he received an unfair trial as
a result of the joinder because inflammatory evidence was
admitted against codefendant Sims which likely prejudiced
defendant's case. At trial, the State introduced evidence that a
cloth containing semen was discovered in the victim's car. The
State's DNA evidence connected the cloth to codefendant Sims.
Both defendant and codefendant Sims argued that this evidence was
prejudicial because the jury could use the evidence to infer a
sexual assault. The trial court allowed the evidence andinstructed the jury that it could consider the evidence for
purposes of identification and corroboration, but it could not
consider the evidence as proof of a sexual assault on the victim.
Defendant contends that, despite the trial court's instruction,
the evidence could have inflamed the jury, thereby prejudicing
defendant's case. However, the State's main witness, Chad
Williams, testified that no sexual assault occurred, and the
medical examiner testified that there was no evidence of a sexual
assault. This testimony, coupled with the trial court's limiting
instruction, was sufficient to safeguard against the jury's
misuse of the State's evidence against defendant.
Defendant additionally contends that he received an
unfair trial as a result of joinder because codefendant Sims
exercised a peremptory challenge against a prospective juror
defendant would have chosen. The trial court conducted jury
selection by having one defendant question all jurors passed by
the State and exercise all of his peremptory challenges before
the other defendant examined the jurors. Codefendant Sims was
given the first opportunity to question the prospective jurors
and, despite defendant's vocal approval of a particular juror,
codefendant Sims exercised a peremptory challenge to excuse that
prospective juror from the panel.
The trial court's method of jury selection in this
joint trial did not prejudice defendant. The very nature of a
joint trial requires that each defendant be entitled to exercise
his peremptory challenges separate and independent of his
codefendant. Regardless of the method, each defendant would havethe opportunity to question and excuse jurors from service. If
elimination of a desirable juror were a reason for severance,
joinder would never occur. Codefendant Sims' exercise of a
peremptory challenge during jury selection to excuse a
prospective juror defendant wanted did not result in an unfair
trial for defendant and did not require severance.
Defendant further contends that codefendant Sims' alibi
evidence and jury arguments prejudiced defendant, requiring
severance and separate trials. Sims offered witness testimony
that he was not present when Ms. Kennedy was kidnapped or
assaulted. Codefendant Sims argued to the jury that defendant
and Chad Williams were the true culprits in this crime.
Defendant argues that Sims' trial tactics prejudiced him and
required severance and separate trials. However, there was ample
evidence presented at trial to implicate both defendant and
codefendant Sims in the murder of Ms. Kennedy. Codefendant Sims'
witnesses did nothing to further incriminate defendant. In fact,
defendant used some of codefendant Sims' witnesses to advance his
own case. The jury apparently did not find codefendant Sims'
evidence persuasive, because he was convicted of the charges
against him as well. The jury was picked fairly, and a solid
case was presented against both defendant and codefendant Sims.
Joinder in this case was proper and did not cause defendant an
unfair trial. This assignment of error is overruled.
Defendant's third assignment of error is that the trial
court erred by placing certain prospective jurors in specific
jury panels, thus violating the requirement for random juryselection. Section 15A-1214 of the North Carolina General
Statutes states in part that [t]he clerk, under the supervision
of the presiding judge, must call jurors from the panel by a
system of random selection which precludes advance knowledge of
the identity of the next juror to be called. N.C.G.S. § 15A-
1214(a) (2003). Here, the clerk randomly called prospective
jurors to be assigned to eight different panels. However, three
prospective jurors were left unassigned to panels. Defendant
contends that the trial court violated the randomness requirement
of N.C.G.S. § 15A-1214 by assigning those three remaining
prospective jurors to the last jury panel, thus requiring a new
trial. We hold that defendant failed to properly preserve this
issue for our review.
A defendant's challenge to a jury panel must be made in
accordance with the requirements of N.C.G.S. § 15A-1211(c), which
states that a challenge to a jury panel:
(1) May be made only on the ground that the
jurors were not selected or drawn
according to law.
(2) Must be in writing.
(3) Must specify the facts constituting the
ground of challenge.
(4) Must be made and decided before any
juror is examined.
N.C.G.S. § 15A-1211(c) (2003). Here, defendant never made a
challenge to the jury selection process. In fact, defendant
requested that two of the three remaining jurors, about whom he
now objects, be assigned to the last panel. At the conclusion of
jury selection, defendant was asked if he approved of the jurypanel. Defendant answered affirmatively, again without objection
to the jury selection process. Because defendant failed to
challenge the jury selection process in accordance with N.C.G.S.
§ 15A-1211(c), he now cannot request appellate review. See e.g.,
State v. Jones, 358 N.C. 330, 337-38, 595 S.E.2d 124, 130 (2004);
State v. Cummings, 353 N.C. 281, 292, 543 S.E.2d 849, 856, cert.
denied, 534 U.S. 965, 151 L. Ed. 2d 286 (2001); State v. Atkins,
349 N.C. 62, 102-03, 505 S.E.2d 97, 122 (1998), cert. denied, 526
U.S. 1147, 143 L. Ed. 2d 1036 (1999). Defendant's assignment of
error is overruled.
Defendant's fourth assignment of error is that the
trial court erred by allowing the prosecutor to make certain
characterizations of defendant during the State's closing
argument. The prosecutor began his guilt-phase closing argument
by saying:
He who hunts with the pack is
responsible for the kill. Each of you [has]
seen those nature shows: Discovery Channel,
Animal Planet. You've seen where a pack of
wild dogs or hyenas in a group attack a herd
of wildebeests, and they do it as a group.
When they take that wildebeest, one of
them might be the one that chases after it
and grabs the leg of the wildebeest, slows
them down. Another one might be out fending
off the wildebeests that are coming and
making their counterattacks. You have
another that will be the one that actually
grasps its jaws about the throat of the
wildebeest, ultimately, crushing the throat
and taking the very life out of that animal.
He who hunts with the pack is
responsible for the kill. Each and every one
of those animals are responsible for that
kill. Each and every one of those animals
will feast on the spoils of that kill. Hewho hunts with the pack is responsible for
the kill.
Just like the predators of the African
plane [sic], Chad Williams, Antwaun Sims, and
Christopher Bell stalked their prey. They
chased after their pray [sic]. They attacked
their prey. Ultimately, they fell [sic]
their prey.
Defendant contends that the prosecutor's characterizations were
abusive and improper, in violation of N.C.G.S. § 15A-1230(a). We
disagree.
Counsel are afforded wide latitude in arguing hotly
contested cases, and the scope of this latitude lies within the
sound discretion of the trial court. State v. Gregory, 340 N.C.
365, 424, 459 S.E.2d 638, 672 (1995), cert. denied, 517 U.S.
1108, 134 L. Ed. 2d 478 (1996). A prosecutor's arguments are not
to be reviewed in isolation; rather, consideration must be given
to the context of the remarks and to the overall factual
circumstances. State v. Moseley, 338 N.C. 1, 50, 449 S.E.2d 412,
442 (1994), cert. denied, 514 U.S. 1091, 131 L. Ed. 2d 738
(1995).
Looking at the prosecutor's statements in context, it
is clear that the prosecutor employed the use of an analogy to
aid in explaining a complex legal theory. Defendant and
codefendant Sims were prosecuted on the theory that they acted
in concert with Chad Williams to steal the victim's car, kidnap
the victim, and eventually murder the victim. The statement, he
who hunts with the pack is responsible for the kill is a passage
that serves to illustrate for juries the theory of acting inconcert. See State v. Lee, 277 N.C. 205, 214, 176 S.E.2d 765,
770 (1970).
Here, the prosecutor built upon the basic premise that
he who hunts with the pack is responsible for the kill. The
prosecutor created a clear representation of the pack mentality
for the jury by describing how animals hunt their prey. Reading
the text of the prosecutor's argument in its entirety, it is
clear that the prosecutor was using an analogy to explain the
theory of acting in concert for the jury. The prosecution even
went so far as to directly link the analogy to the legal
principle, stating, [h]e who hunts with the pack is responsible
for the kill. It's called acting in concert. That's a legal
term. Given that the prosecution clearly linked its analogy to
the legal theory it was meant to represent, we cannot now say
that the trial court erred by allowing the prosecution to make
its argument.
The prosecutor also stated during closing arguments,
[i]f you are going to try the devil, you have to go to hell to
get your witnesses. Defendant contends that this also was an
improper and inflammatory characterization. Again, we disagree.
The prosecutor made this statement in response to a
direct attack by defendant on the credibility of the State's star
witness, Chad Williams. The prosecution defended Williams'
credibility to the extent that one can defend the credibility of
a participant in the crime:
I want to talk to you a little bit about
Chad Williams. One of the things you may
wonder--they made a big deal about was why
did you put Chad on? Why call Chad as awitness? Think about it. Our job and what
we attempted to do is to put on all the
evidence before you to give you what happened
that night, put it all on. That includes to
put on what happened that night.
Now, if the physical evidence tells you
things--we wanted to flesh out what happened
that night, flesh out the details. The
physical evidence doesn't talk and Ms.
Kennedy can't tell us. We don't have her to
call up here and say, Ms. Kennedy, what did
these boys do to you? What did they do to
you? She is just standing there in the yard,
getting out of her car, and these young men
come up and attack her. We don't have her to
tell the story.
What we do have is Chad Williams. We
put him on, and the defense attorneys, How
dare you call someone like that. How dare
you call somebody who is a liar, who is a
convicted murderer who says all these things.
How dare you do that.
Well, I can tell you if there would have
been a Baptist or Methodist preacher that was
riding with these guys that night and could
tell you what happened that night and live to
tell it, I would be the first one to call
him. I would put him up here. We don't have
that luxury.
Over defendant's objection, the prosecutor went on to say, [i]f
you are going to try the devil, you have to go to hell to get
your witnesses.
We have previously considered and approved use of the
phrase to which defendant objects. State v. Willis, 332 N.C.
151, 171, 420 S.E.2d 158, 167 (1992). In Willis, the State used
the phrase to illustrate the type of witnesses available to the
State. Id. Here, just as in Willis, the prosecutor's statement
was meant merely to illustrate the type of witness available in
this case. Chad Williams was a participant in the crime, not an
innocent person. In this case, Williams' credibility is notbased on his character. It is based upon his participation in
the events to which he testified.
After reviewing each of the prosecutor's statements in
context, we conclude that neither statement amounted to improper
characterization or name calling. The prosecution, in its
zealous representation of the State, simply used vivid analogies
to illustrate points for the jury. The trial court did not err
in allowing the prosecution's statements. This assignment of
error is overruled.
Defendant's fifth assignment of error is that the trial
court erred by telling the jury that its decision would be
reviewed by an appellate court. Defendant contends that the
trial court's statements to the jury insinuated that any error
the jury made would be corrected by a higher court, thereby
reducing the jury's feeling of responsibility for its decision.
Defendant did not object to the trial court's jury charge at the
time.
Rule 10(b)(2) of the North Carolina Rules of Appellate
Procedure provides:
A party may not assign as error any portion
of the jury charge or omission therefrom
unless he objects thereto before the jury
retires to consider its verdict, stating
distinctly that to which he objects and the
grounds of his objection; provided, that
opportunity was given to the party to make
the objection out of the hearing of the jury,
and, on request of any party, out of the
presence of the jury.
N.C. R. App. P. 10(b)(2). Because defendant did not object to
the trial court's statements at the time they were made, we arenow limited to conducting a plain error review. State v. Odom,
307 N.C. 655, 660, 300 S.E.2d 375, 378 (1983).
[T]he plain error rule . . . is always to be
applied cautiously and only in the
exceptional case where, after reviewing the
entire record, it can be said the claimed
error is a fundamental error, something so
basic, so prejudicial, so lacking in its
elements that justice cannot have been done,
or where [the error] is grave error which
amounts to a denial of a fundamental right of
the accused, or the error has 'resulted in
a miscarriage of justice or in the denial to
appellant of a fair trial' or where the
error is such as to seriously affect the
fairness, integrity or public reputation of
judicial proceedings or where it can be
fairly said the instructional mistake had a
probable impact on the jury's finding that
the defendant was guilty.
Id. at 660, 300 S.E.2d at 378 (quoting United States v.
McCaskill, 676 F.2d 995, 1002 (4th Cir.), cert. denied, 459 U.S.
1018, 74 L. Ed. 2d 513 (1982)) (internal citations omitted).
The adoption of the 'plain error' rule does not mean that every
failure to give a proper instruction mandates reversal regardless
of the defendant's failure to object at trial. To hold so would
negate Rule 10(b)(2) which is not the intent or purpose of the
'plain error' rule. Id. (citing United States v. Ostendorff,
371 F.2d 729 (4th Cir.), cert. denied, 386 U.S. 982, 18 L. Ed. 2d
229 (1967)). [E]ven when the 'plain error' rule is applied,
'[i]t is the rare case in which an improper instruction will
justify reversal of a criminal conviction when no objection has
been made in the trial court.' Id. at 660-61, 300 S.E.2d at 378
(quoting Henderson v. Kibbe, 431 U.S. 145, 154, 52 L. Ed. 2d 203,
212 (1977)). In deciding whether a defect in the jury
instruction constitutes 'plain error,' the appellate court mustexamine the entire record and determine if the instructional
error had a probable impact on the jury's finding of guilt. Id.
at 661, 300 S.E.2d at 378-79 (citing United States v. Jackson,
569 F. 2d 1003 (7th Cir.), cert. denied, 437 U.S. 907, 57 L. Ed.
2d 1137 (1978)).
Here, the statements made by the trial court cannot
even be considered instructions to the jury. The trial court
made three statements of which defendant now complains. The
first statement was made upon first meeting with the jurors.
Upon review of Judge Hockenbury's opening statements in context,
it is clear that the trial court's statements were merely
introductory in nature and were not meant to influence or
instruct the jury in any way. Judge Hockenbury introduced
himself to the jury and then proceeded to introduce court
personnel who would be in the courtroom during jury selection and
the trial. In making its introductions, the trial court said the
following:
Let me introduce some of the court
personnel that you will see up here who will
be working during this term of court. The
Clerk of Superior Court here in Onslow County
is The Honorable Ed Cole, and the courtroom
clerk here to my right is Lisa Edwards. She
will be the clerk during your jury selection
process during this term. It's a pleasure to
have her here with us. She will, of course,
assist the Court with all the administrative
matters that the Court has to do when they
hold superior court.
The court reporter here to my left is
Briana Nesbit. Her job is to take down and
transcribe everything that is said here in
the courtroom. As you could see when we had
the conference here at the bench, Mrs. Nesbit
came over with her machine and transcribed
everything that was said here. This is veryimportant because this court is the highest
level trial court of the State of North
Carolina. The decisions in this court get
appealed to the North Carolina Court of
Appeals or the North Carolina Supreme Court,
as the case may be. Everything needs to get
transcribed for that purpose.
Defendant now objects to the portion of Judge
Hockenbury's statement referencing appeal of decisions to the
North Carolina Court of Appeals and to this Court. However,
reviewing this statement in context, it is clear that he merely
wished to explain the function of the court reporter to the jury.
We do not view this statement as a jury instruction, and
therefore, it does not fall within the purview of plain error.
The second statement to which defendant now objects was
made during the jury selection process. The trial court was
asking a prospective juror questions about her ability to
consider the death penalty as a punishment. The prospective
juror responded by nodding her head, and the trial court informed
the juror that she should speak audibly because the court
reporter was recording responses for appellate purposes. The
trial court's statement did not constitute a jury instruction and
thus does not fall within the purview of plain error.
The third statement to which defendant now objects
occurred during a break in trial proceedings when the trial court
took a moment to recognize National Court Reporter Day. The
trial court took the opportunity to explain the importance of
court reporters in honor of the special day:
Also, this was a day today for a
ceremony for Briana Nesbit. It's National
Court Reporter Day, August 3, 2001. We had a
ceremony honoring her for the good job thatshe does for the superior court. There
wouldn't be any Supreme Court, because this
is the highest level trial court, unless we
had a court reporter transcribing. That's
how integral they are to the judicial
process.
Again, the trial court's statements did not constitute jury
instructions and thus do not fall within the purview of plain
error. Because none of the trial court's statements regarding
appellate review were made for the purpose of instructing the
jury as to its role in deciding defendant's case, we decline to
consider the merits of defendant's argument. This assignment of
error is overruled.
Defendant's sixth assignment of error is that the trial
court erred by failing to dismiss the first-degree kidnapping
charge against defendant. Defendant contends that the State
presented insufficient evidence to convict defendant of first-
degree kidnapping under any of the theories submitted, and
therefore, the trial court should have dismissed the charge. We
disagree.
When ruling on a motion to dismiss, the trial court
must determine whether the prosecution has presented substantial
evidence of each essential element of the crime. State v. Call,
349 N.C. 382, 417, 508 S.E.2d 496, 518 (1998). 'Substantial
evidence is that amount of relevant evidence that a reasonable
mind might accept as adequate to support a conclusion.' State
v. Williams, 355 N.C. 501, 579, 565 S.E.2d 609, 654 (2002)
(quoting State v. Armstrong, 345 N.C. 161, 165, 478 S.E.2d 194,
196 (1996)), cert. denied, 537 U.S. 1125, 154 L. Ed. 2d 808
(2003) (internal citation omitted). In making its decision, thetrial court must view the evidence in the light most favorable to
the State. State v. Hyatt, 355 N.C. 642, 666, 566 S.E.2d 61, 77
(2002), cert. denied, 537 U.S. 1133, 154 L. Ed. 2d 823 (2003).
Kidnapping is the unlawful confinement, restraint, or
removal of a person from one place to another for the purpose of:
(1) holding that person for a ransom or as a hostage, (2)
facilitating the commission of a felony or facilitating flight of
any person following the commission of a felony, (3) doing
serious bodily harm to or terrorizing the person, or (4) holding
that person in involuntary servitude. N.C.G.S. § 14-39(a)
(2003). Kidnapping is considered to be in the first-degree when
the kidnapped person is not released in a safe place or is
seriously injured or sexually assaulted during the commission of
the kidnapping. N.C.G.S. § 14-39(b).
Defendant was indicted for first-degree kidnapping on
the basis that he confined, restrained, or removed the victim to
facilitate felonious larceny of a motor vehicle, burning of
personal property, and assault with a deadly weapon,
(See footnote 1)
resulting
in serious injury to the victim. Defendant was also indicted for
first-degree kidnapping on the basis that he confined,
restrained, or removed the victim for the purpose of doing
serious bodily harm to or terrorizing the victim, resulting in
serious injury to the victim. The State presented sufficientevidence at trial of each of these alternative theories of first-
degree kidnapping in order to survive a motion to dismiss.
Substantial evidence was presented by the State that
defendant intended to steal the victim's car and that he
kidnapped the victim to facilitate the theft. Chad Williams
testified that defendant stated he wanted to steal a car so that
he could leave town. Williams also testified that when defendant
spotted the victim getting into her car, defendant said, I want
to rob the lady for her Cadillac. Williams testified that the
three approached the victim in her driveway, and defendant
pointed a gun at her and demanded the keys to the vehicle. The
victim threw the keys and began to scream. At that point,
defendant hit the victim with the gun and ordered Williams and
Sims to place the victim in the car. Defendant's action in
confining the victim was clearly meant to facilitate the larceny
of the car. The victim was screaming, and defendant acted so as
to prevent the victim from calling attention to the crime.
Substantial evidence also was presented that defendant
continued to confine the victim in order to facilitate his
repeated assaults upon her with a deadly weapon. The evidence
presented at trial indicated that defendant got in the backseat
with the victim upon initially stealing the car. According to
testimony, defendant repeatedly hit the victim in her face with
the gun until she quit struggling and lay back quietly against
the door. Defendant then had Sims stop the car, and the three
confined the victim to the trunk of her car. The State's
evidence at trial indicated that defendant continued to confinethe victim in the back seat and in the trunk in order to
facilitate the larceny of her vehicle and defendant's continued
assaults upon the victim.
In addition, substantial evidence was presented that
defendant confined the victim in order to facilitate the burning
of her personal property. The three eventually drove the car to
a secluded area and opened the trunk to check on the victim.
Upon noticing that the victim was still alive, defendant closed
the trunk, set fire to his coat, and threw it in the car.
Defendant's actions in continuing to confine the victim
facilitated the burning of the car.
While it may have been unnecessary to confine,
restrain, or remove the victim in order to accomplish any of the
defendant's crimes, substantial evidence was presented that
defendant did, in fact, make the decision to confine, restrain,
and remove the victim in order to facilitate larceny of a motor
vehicle, assault with a deadly weapon, and burning of personal
property. Substantial evidence also was presented that
defendant's actions were meant to terrorize the victim.
Defendant beat the victim, yelled at her, and confined her to the
trunk of her car for hours. Defendant's actions resulted in
serious injury, and ultimately death, to the victim. Therefore,
each element of first-degree kidnapping was established. The
evidence presented by the State was sufficient to submit each of
these alternative theories of first-degree kidnapping to the
jury. This assignment of error is overruled. Defendant's seventh assignment of error is that the
trial court erred in allowing a prior statement of witness Chad
Williams into evidence for the purpose of corroborating his trial
testimony. Defendant contends that the prior statement was
different from Williams' trial testimony and, therefore, not
corroborative. However, defendant failed to object at trial or
properly preserve this issue for appellate review.
Rule 10(b)(1) of the North Carolina Rules of Appellate
Procedure states that [i]n order to preserve a question for
appellate review, a party must have presented to the trial court
a timely request, objection or motion, stating the specific
grounds for the ruling the party desired the court to make if the
specific grounds were not apparent from the context. N.C. R.
App. P. 10(b)(1). In this case, defendant did not object to the
testimony of Agent Jay Tilley regarding various prior statements
made by the State's witness, Chad Williams. Codefendant Sims
made an objection to the testimony, arguing that it was
repetitive and noncorroborative. Defendant never separately
objected or joined in codefendant Sims' objection, thereby
waiving his right to appellate review.
Defendant has further waived his opportunity for plain
error review of this issue. Rule 10(c)(4) of the North Carolina
Rules of Appellate Procedure requires that an assignment of error
be specifically and distinctly contended to amount to plain
error. N.C. R. App. P. 10(c)(4). Defendant failed to
specifically assert plain error. He therefore failed to properlypreserve this issue for appellate review. This assignment of
error is overruled.
Defendant's eighth assignment of error is that the
trial court erred in submitting the charges of first-degree
murder and first-degree kidnapping based on the victim having
been seriously injured because the two charges together violate
double jeopardy principles. Defendant failed to object to
submission of these charges at trial, and he has therefore failed
to properly preserve this issue for appellate review.
It is well settled that an error, even one of
constitutional magnitude, that defendant does not bring to the
trial court's attention is waived and will not be considered on
appeal. State v. Wiley, 355 N.C. 592, 615, 565 S.E.2d 22, 39
(2002), cert. denied, 537 U.S. 1117, 154 L. Ed. 2d 795 (2003).
Here, not only did defendant fail to raise the issue at trial, he
failed to properly raise double jeopardy in his assignments of
error. Defendant refers to the following assignment of error as
the basis for his double-jeopardy argument:
34. The trial court committed
reversible or, in the alternative, plain
error in overruling defendant's objection to
an instruction on kidnapping for the purpose
of committing an assault with a deadly weapon
inflicting serious injury, as this
instruction was not supported by the evidence
and the applicable legal authorities, thereby
denying defendant his federal and state
constitutional rights to a fair trial, due
process of law, equal protection of the law,
and freedom from cruel and unusual
punishment.
This assignment of error makes no reference to double jeopardy or
submission of a first-degree murder charge. The transcript pagescited, likewise, do not reference double jeopardy. Our scope of
appellate review is limited to those issues set out in the record
on appeal. State v. Hamilton, 351 N.C. 14, 22, 519 S.E.2d 514,
519 (1999), cert. denied, 529 U.S. 1102, 146 L. Ed. 2d 783
(2000). Given that defendant failed to raise double jeopardy at
trial, and his assignment of error makes no reference to the
issue, he has not properly preserved the issue for our review.
This assignment of error is overruled.
Defendant's ninth assignment of error is that the trial
court erred in instructing the jury and submitting a verdict form
which did not require the jury to be unanimous as to the purpose
for which the victim was kidnapped. We note at the outset that
it is unclear whether defendant objected to the kidnapping
instruction at the trial level on this particular basis as
required by Rule 10(b)(1). However, even if defendant properly
preserved this issue for appellate review, we conclude there was
no error.
The trial court instructed the jury as to first-degree
kidnapping, in accord with the pattern jury instructions, as
follows:
The elements of first-degree kidnapping
under the theory of facilitating a felony or
inflicting serious injury are:
First, that the defendant, or someone
with whom he was acting in concert,
unlawfully confined a person, Elleze Kennedy,
that is, imprisoned her within a given area
or restrained a person, that is, restricted
her freedom of movement, or removed a person
from one place to another.
Second, that the person, Elleze Kennedy,
did not consent to this confinement or
restraint or removal.
Third, that the defendant, or someone
with whom he was acting in concert, confined
or restrained or removed that person for the
purpose of facilitating the defendant's
commission, or the commission by someone with
whom he was acting in concert, of felonious
larceny of a vehicle, or burning of personal
property, or assault with a deadly weapon
inflicting serious injury, or for the purpose
of doing serious bodily injury to that
person.
Similar instructions were given when the trial court instructed
the jury on kidnapping as an underlying felony to support a
conviction for felony murder. Defendant contends that the trial
court's disjunctive instructions were fatally ambiguous because
the jury could have convicted defendant without a unanimous
decision that defendant confined, restrained, or removed the
victim for the purpose of committing a specific crime. We
disagree.
Two lines of cases have developed regarding the use of
disjunctive jury instructions. State v. Diaz stands for the
proposition that
a disjunctive instruction, which allows the
jury to find a defendant guilty if he commits
either of two underlying acts, either of
which is in itself a separate offense, is
fatally ambiguous because it is impossible to
determine whether the jury unanimously found
that the defendant committed one particular
offense.
State v. Lyons, 330 N.C. 298, 302-03, 412 S.E.2d 308, 312 (1991)
(citing Diaz, 317 N.C. 545, 346 S.E.2d 488 (1986). In such
cases, the focus is on the conduct of the defendant. Id. at 307,
412 S.E.2d at 314. In contrast, this Court has recognized a second line of
cases standing for the proposition that if the trial court
merely instructs the jury disjunctively as to various alternative
acts which will establish an element of the offense, the
requirement of unanimity is satisfied. Lyons, 330 N.C. at 302-
03, 412 S.E.2d at 312 (citing State v. Hartness, 326 N.C. 561,
391 S.E.2d 177 (1990)). In this type of case, the focus is on
the intent or purpose of the defendant instead of his conduct.
The present case falls into the Hartness line of cases.
N.C.G.S. § 14-39(a) provides that a defendant is guilty of
kidnapping if he
shall unlawfully confine, restrain, or remove
from one place to another, any other person
. . . without the consent of such person
. . . if such confinement, restraint or
removal is for the purpose of:
(1) Holding such other person for a
ransom or as a hostage or using
such other person as a shield; or
(2) Facilitating the commission of any
felony or facilitating flight of
any person following the commission
of a felony; or
(3) Doing serious bodily harm to or
terrorizing the person so confined,
restrained or removed or any other
person; or
(4) Holding such other person in
involuntary servitude in violation
of G.S. 14-43.2.
N.C.G.S. § 14-39(a). This statute provides numerous routes by
which a defendant may be convicted of first-degree kidnapping.
Ultimately, however, a defendant can only be found guilty and
punished once. It is not necessary for the State to prove, norfor the jury to find, that a defendant committed a particular act
other than that of confining, restraining, or removing the
victim. Beyond that, a defendant's intent or purpose is the
focus, thus placing the case sub judice squarely within the
Hartness line of cases. The trial court's instructions and the
verdict form were proper. This assignment of error is overruled.
Defendant's tenth assignment of error is that the trial
court erred in submitting the (e)(6) aggravating circumstance
that the murder was committed for pecuniary gain because the
evidence did not show that defendant killed the victim to obtain
money.
At the beginning of the sentencing proceeding charge
conference, the State requested submission of the pecuniary gain
aggravating circumstance, as well as several other aggravating
circumstances for consideration during the sentencing for
defendant's first-degree murder conviction. Defendant objected
solely on the basis of double counting and argued that the jurors
should not be permitted to use larceny of a car to support two
different aggravating circumstances: (1) that the murder was
committed while the defendant was engaged in the commission of a
first-degree kidnapping, N.C.G.S. § 15A-2000(e)(5), and (2) that
the murder was committed for pecuniary gain, N.C.G.S. § 15A-
2000(e)(6). In response to defendant's concerns of double
counting, the trial court limited the evidence supporting the
aggravating circumstance that defendant murdered the victim for
pecuniary gain to evidence that money was taken from the victim's
purse. The trial court also limited the evidence to support theaggravating circumstance that the murder was committed during the
course of the kidnapping to evidence that defendant kidnapped the
victim to facilitate the larceny of the car. Defendant approved
the instructions after these changes were made.
Further, during argument on how to instruct the jury
regarding the aggravating circumstances, defendant actually
supplied the trial court with the language it used to instruct
the jury for the pecuniary gain circumstance. At no time did
defendant object or argue that the evidence was insufficient to
submit the pecuniary gain aggravating circumstance. The only
objection defendant made was that the same evidence was being
used to support more than one aggravating circumstance. These
concerns were alleviated when the trial court limited the
evidence for the aggravating circumstances and defendant agreed
to the changes.
Defendant may not swap horses after trial in order to
obtain a thoroughbred upon appeal. State v. Benson, 323 N.C.
318, 322, 372 S.E.2d 517, 519 (1988); see also State v. Sharpe,
344 N.C. 190, 194, 473 S.E.2d 3, 5 (1996); State v. Frye, 341
N.C. 470, 496, 461 S.E.2d 664, 677 (1995), cert. denied, 517 U.S.
1123, 134 L. Ed. 2d 526 (1996).
Defendant did not object to the sufficiency of the
evidence to support the pecuniary gain aggravating circumstance
at trial and has not preserved this issue for appellate review.
N.C. R. App. P. 10(b)(1). In fact, defendant expressly approved
the action of the trial court to which he now objects. Becausedefendant did not properly preserve this issue for our review,
this assignment of error should be overruled.
Even if defendant had properly preserved this issue for
appeal, he has failed to demonstrate that the trial court erred
in submitting the aggravating circumstance that the murder was
committed for pecuniary gain, specifically to obtain money. 'In
determining the sufficiency of the evidence to submit an
aggravating circumstance to the jury, the trial court must
consider the evidence in the light most favorable to the State,
with the State entitled to every reasonable inference to be drawn
therefrom.' State v. Anthony, 354 N.C. 372, 434, 555 S.E.2d
557, 596 (2001) (quoting State v. Syriani, 333 N.C. 350, 392, 428
S.E.2d 118, 141, cert. denied, 510 U.S. 948, 126 L. Ed. 2d 341
(1993)), cert. denied, 536 U.S. 930, 153 L. Ed. 2d 791 (2002).
In order to submit the pecuniary gain aggravating circumstance,
there must be evidence that defendant was motivated to kill, at
least in part, for money or something of value. State v. White,
355 N.C. 696, 710, 565 S.E.2d 55, 64 (2002), cert. denied, 537
U.S. 1163, 154 L. Ed. 2d 900 (2003). However, financial gain
need not be defendant's primary motivation. State v. Davis, 353
N.C. 1, 36, 539 S.E.2d 243, 266 (2000), cert. denied, 534 U.S.
839, 151 L. Ed. 2d 55 (2001).
The evidence at trial showed that defendant wished to
leave Newton Grove but had no car and no job. Therefore, in
order to leave town, defendant needed a means of transportation
and money to finance his trip. It is reasonable to infer, based
on the evidence, that defendant acted for his own pecuniary gainwhen he kidnapped the victim, stole her car, looked through her
purse, and took her money. While obtaining a car may have been
defendant's primary motivation, it may be reasonably inferred
from the evidence that he was also motivated by the need for
money.
The fact that defendant killed the victim after he had
obtained the money from her purse is irrelevant. This Court
addressed the issue in State v. Oliver and determined that the
hope of pecuniary gain and the murder itself were inextricably
intertwined. 302 N.C. 28, 62, 274 S.E.2d 183, 204 (1981). The
hope of pecuniary gain motivated the murder which was ultimately
committed in an effort to enjoy the fruits of the crime. Id.
The evidence here showed that defendant unequivocally told his
codefendants that he had no intention of leaving a witness. It
is reasonable to infer from the evidence that defendant,
motivated by the hope for pecuniary gain, kidnapped the victim,
stole her car and her money, and then killed her in an attempt to
elude the authorities. Considering the evidence in the light
most favorable to the State, we hold that there was sufficient
evidence to support submission of the pecuniary gain aggravating
circumstance based on defendant's theft of money from the
victim's purse. This assignment of error is overruled.
On 7 May 2004, this Court allowed defendant's motion to
amend the record on appeal and motion to file a supplemental
brief addressing two additional assignments of error. In one of
defendant's additional assignments of error, he contends that the
trial court improperly and unconstitutionally instructed the juryon the pecuniary gain aggravating circumstance. Defendant failed
to object to this jury instruction, and this Court is limited to
a plain error review. See Odom, 307 N.C. at 659, 300 S.E.2d at
378. However, a review of the record shows that not only did
defendant fail to object to the trial court's jury instruction
regarding pecuniary gain, he actually supplied the trial court
with the language that it used in instructing the jury on this
aggravating circumstance.
This Court has consistently denied appellate review to
defendants who have attempted to assign error to the granting of
their own requests. In State v. Basden, the defendant requested
a jury instruction on a mitigating circumstance and expressed his
satisfaction with the proposed jury instruction when read by the
trial court. 339 N.C. 288, 302, 451 S.E.2d 238, 246 (1994),
cert. denied, 515 U.S. 1152, 132 L. Ed. 2d 845 (1995). The trial
court instructed the jury in accordance with the defendant's
request, and the defendant voiced no objection. Id. On appeal,
the defendant challenged the language used in the instruction.
Id. This Court rejected the defendant's contention and stated:
Having invited the error, defendant cannot now claim on appeal
that he was prejudiced by the instruction. Id. at 303, 451
S.E.2d at 246; see also N.C.G.S. § 15A-1443(c) (2003); State v.
Harris, 338 N.C. 129, 150, 449 S.E.2d 371, 380 (1994), cert.
denied, 514 U.S. 1100, 131 L. Ed. 2d 752 (1995); State v.
Weddington, 329 N.C. 202, 210, 404 S.E.2d 671, 677 (1991).
Here, the evidence shows that the trial court and the
State agreed with defendant's request to limit the instruction onthe pecuniary gain aggravating circumstance to the money taken
from Ms. Kennedy's purse. The trial court and the State further
agreed to limit the instruction on the aggravating circumstance
that the murder was committed during the commission of a first-
degree kidnapping to evidence that the victim was kidnapped to
facilitate the larceny of the car. The record shows that these
instructions were so modified in response to defendant's
concerns.
Furthermore, reading the jury instruction as a whole,
we cannot say as a matter of law that the error, if any, rose to
the level of plain error such that there is a reasonable
probability that the result would have been different had the
error not occurred. State v. Collins, 334 N.C. 54, 62, 431
S.E.2d 188, 193 (1993). This assignment of error is overruled.
In defendant's other additional assignment of error set
forth in his supplemental brief, he contends that the trial court
erred by overruling his objection to the admission of a
testimonial statement made by a witness who was not found to be
unavailable and had never been subjected to cross-examination by
defendant. During the sentencing phase of defendant's trial, one
of the aggravating circumstances upon which the State relied was
defendant's commission of a prior crime of violence. See
N.C.G.S. § 15A-2000(e)(3) (2003). To prove this aggravating
circumstance, the State introduced an indictment and judgment
against defendant for a prior common-law robbery. The State also
called Officer John Conerly to testify regarding the incident
because he had investigated the robbery and taken a statementfrom the victim at the time of the crime. The prosecutor
explained, [T]he victim is not available. The victim was a
Hispanic and has left, we tracked, pulled the record, he's left
the state and possibly the country. The State offered no other
evidence to prove the victim's unavailability, and the trial
court made no findings of fact or conclusions of law regarding
unavailability.
Officer Conerly testified that he was the Chief of
Police in Newton Grove in 1998 when he received a call about a
robbery. Officer Conerly stated that he investigated the crime
and took a statement from Jose Gasca, the victim, regarding the
robbery. The statement provided:
He [Gasca] stated that he was in West Hunting
and Fishing. That he had seven hundred
dollars, I believe he was sending back to his
sister in Mexico. That someone ran up behind
him and pushed and shoved him, grabbed his
money. That he chased them outside. That
they jumped into a vehicle and had taken off,
and that he was struggling with the fella who
was getting in the vehicle. That he cut him
with what he thought was a knife.
In Crawford v. Washington, ___ U.S. ___, 158 L. Ed. 2d
177 (2004), the United States Supreme Court overruled Ohio v.
Roberts, 448 U.S. 56, 65 L. Ed. 2d 597 (1980), and held the
Confrontation Clause bars out-of-court testimony by a witness
unless the witness was unavailable and the defendant had a prior
opportunity to cross-examine him, regardless of whether the trial
court deems the statements reliable. In Crawford, the Court
held:
Where testimonial statements are
involved, we do not think the Framers meant
to leave the Sixth Amendment's protection tothe vagaries of the rules of evidence, much
less to amorphous notions of reliability.
. . . Admitting statements deemed reliable by
a judge is fundamentally at odds with the
right of confrontation. To be sure, the
Clause's ultimate goal is to ensure
reliability of evidence, but it is a
procedural rather than a substantive
guarantee. It commands, not that evidence be
reliable, but that reliability be assessed in
a particular manner: by testing in the
crucible of cross-examination.
Id. at ___, 158 L. Ed. 2d at 199.
Here, the State presented Gasca's statement relating
details of the robbery through the testimony of Officer Conerly.
The only evidence of Gasca's unavailability was the State's
assertion. The State presented no evidence of the efforts it
took to procure Gasca beyond stating that it had pulled the
record and found that Gasca had left the state. [O]nce the
[S]tate decides to present the testimony of a witness to a
capital sentencing jury, the Confrontation Clause requires the
[S]tate to undertake good-faith efforts to secure the 'better
evidence' of live testimony before resorting to the 'weaker
substitute' of former testimony. State v. Nobles, 357 N.C. 433,
441, 584 S.E.2d 765, 771 (2003) (quoting United States v. Inadi,
475 U.S. 387, 394-95, 89 L. Ed. 2d 390, 398 (1986)). The
evidence presented by the State of its efforts to find Gasca does
not amount to the good-faith efforts required by Nobles.
Further, the admission of Gasca's statement by Officer
Conerly violates the cross-examination requirements of Crawford.
Where testimonial evidence is at issue . . . the Sixth Amendment
demands what the common law required: unavailability and a prior
opportunity for cross-examination. Crawford, ___ U.S. at ___,158 L. Ed. 2d at 203. In Crawford, the Supreme Court failed to
spell out a comprehensive definition of testimonial but stated,
[w]hatever else the term covers, it applies at a minimum to
prior testimony at a preliminary hearing, before a grand jury, or
at a former trial; and to police interrogations. Id. The Court
also declined to define police interrogation and stated in
footnote four: Just as various definitions of 'testimonial'
exist, one can imagine various definitions of 'interrogation,'
and we need not select among them in this case. Id. at ___ n.4,
158 L. Ed. 2d at 194 n.4. A witness's recorded statement,
knowingly given in response to structured police questioning,
qualifies under any conceivable definition. Id.
Here, the statement made by Gasca was in response to
structured police questioning by Officer Conerly regarding the
details of the robbery committed by defendant. There can be no
doubt that this statement was made to further Officer Conerly's
investigation of the crime. Gasca's statement contributed to
defendant's arrest and conviction of common-law robbery.
Therefore, Gasca's statement is testimonial in nature, triggering
the requirement of cross-examination set forth by Crawford.
The record is devoid of evidence that defendant had a
prior opportunity to cross-examine Gasca at any point before
Gasca's statement was introduced into evidence through the
testimony of Officer Conerly. Therefore, the trial court erred
in allowing the State to introduce Gasca's statement through
Officer Conerly. We now turn our attention to whether the trial court's
error prejudiced defendant. Because this error is one with
constitutional implications, the State bears the burden of
proving that the error was harmless beyond a reasonable doubt.
N.C.G.S. § 15A-1443(b). One way the State may meet its burden is
by showing that there is overwhelming evidence of defendant's
guilt. State v. Autry, 321 N.C. 392, 400, 364 S.E.2d 341, 346
(1988).
At trial, Officer Conerly first read defendant's
statement admitting to committing the robbery against Gasca.
Officer Conerly then proceeded to read into evidence Gasca's
statement that he was robbed and cut by defendant. The substance
of Gasca's statement was already in evidence, based on
defendant's own statement and Officer Conerly's observations.
Defendant's cross-examination of Officer Conerly further
confirmed that not only did defendant confess to committing the
crime, but that defendant thereafter pled guilty to common-law
robbery. Defendant contends that he was prejudiced because
Gasca's statement was the only evidence that the robbery was
violent and that without this statement the jury may have
rejected this aggravating circumstance. We disagree.
The aggravating circumstance of committing a prior
crime of violence can be found if the defendant has been
previously convicted of a felony involving the use or threat of
violence to a person, not just the use of violence. Here, the
indictment and judgment presented into evidence show that
defendant pled guilty to common-law robbery. The elements ofcommon-law robbery are ' the felonious, non-consensual taking
of money or personal property from the person or presence of
another by means of violence or fear. State v. Smith, 305 N.C.
691, 700, 292 S.E.2d 264, 270, cert. denied, 459 U.S. 1056, 74 L.
Ed. 2d 622 (1982).' State v. Moss, 332 N.C. 65, 72, 418 S.E.2d
213, 217 (1992) (quoting State v. Herring, 322 N.C. 733, 739-40,
370 S.E.2d 363, 368 (1988)). Therefore, defendant's guilty plea
to common-law robbery was an admission of the commission of a
felony involving the use or threat of violence even without the
erroneous admission of Gasca's statement that defendant robbed
him and cut him with a knife. Since defendant's plea of guilty
to common-law robbery sufficiently established the aggravating
circumstance in and of itself, the trial court's erroneous
admission of Gasca's statement is harmless error beyond a
reasonable doubt. This assignment of error is overruled.
Defendant's eleventh assignment of error is that the
trial court erred in overruling defendant's objection to the
submission of the (f)(1) statutory mitigating circumstance that
he had no significant prior criminal history.
During the charge conference portion of the sentencing
proceeding, the trial court stated its intention to submit the
(f)(1) mitigating circumstance for the jury's consideration.
Defendant objected and requested that the jury be instructed that
defendant objected to the submission of this mitigating
circumstance and that the submission was required by law. The
trial court granted defendant's request. At sentencing, the
trial court instructed the jury on the mitigating circumstanceand made it clear that defendant had not requested it. The trial
court listed defendant's prior crimes, which included felony
possession of stolen goods, felony common-law robbery,
misdemeanor possession of stolen goods, misdemeanor larceny,
misdemeanor communicating a threat, use of alcohol while under
age, and use of illegal drugs. Defendant also informed the jury
that he had not requested the instruction and that it was
required by law.
Defendant argues that because he specifically objected
to the submission of the mitigating circumstance and because no
rational jury could have found it from the evidence presented at
trial, the trial court erred in submitting it to the jury. We
disagree.
The test governing the decision to
submit the (f)(1) mitigator is 'whether a
rational jury could conclude that defendant
had no significant history of prior criminal
activity.' If so, the trial court has no
discretion; the statutory mitigating
circumstance must be submitted to the jury,
without regard to the wishes of the State or
the defendant.
State v. White, 343 N.C. 378, 394-95, 471 S.E.2d 593, 602-03
(quoting State v. Walker, 343 N.C. 216, 223, 469 S.E.2d 919, 922,
cert. denied, 519 U.S. 901, 136 L. Ed. 2d 180 (1996)), cert.
denied, 519 U.S. 936, 136 L. Ed. 2d 229 (1996) (internal
citations omitted). The circumstance under consideration here is
after all a statutory mitigating circumstance which, if found,
must be taken as having value to defendant. Any reasonable doubt
regarding whether to submit a mitigating circumstance must be
resolved in favor of a defendant. State v. Smith, 347 N.C. 453,469, 496 S.E.2d 357, 366-67, cert. denied, 525 U.S. 845, 142 L.
Ed. 2d 91 (1998). The trial court should focus on 'whether the
criminal activity is such as to influence the jury's sentencing
recommendation' in determining if a defendant's history is
significant. State v. Blakeney, 352 N.C. 287, 319, 531 S.E.2d
799, 821 (2000) (quoting State v. Greene, 351 N.C. 562, 569, 528
S.E.2d 575, 580, cert. denied, 531 U.S. 1041, 148 L. Ed. 2d 543
(2000)), cert. denied, 531 U.S. 1117, 148 L. Ed. 2d 780 (2001).
The nature and age of a defendant's criminal activities are
important to the trial court's analysis of whether a rational
juror could reasonably find the no significant history of prior
activity mitigating circumstance. State v. Jones, 346 N.C. 704,
716, 487 S.E.2d 714, 721 (1997). However, 'the mere number of
criminal activities is not dispositive.' Id. (quoting State v.
Geddie, 345 N.C. 73, 102, 478 S.E.2d 146, 161 (1996), cert.
denied, 522 U.S. 825, 139 L. Ed. 2d 43 (1997)).
Here, the trial court properly submitted the (f)(1)
mitigating circumstance because a rational jury could have found
from the evidence submitted that defendant had no significant
history of prior criminal activity. Most of defendant's prior
convictions were crimes against property. Defendant had been
convicted of common-law robbery but had not repeatedly engaged in
threatening or violent behavior beyond that one conviction.
Defendant's convictions for use of drugs and alcohol, while prior
convictions, were not significant enough to keep this mitigating
circumstance from the jury. These same convictions were used to
support two other mitigating circumstances. Defendant receivedno active prison time for any of his prior convictions, and
although defendant's history was fairly recent, numerous
mitigating circumstances based on his age and family history were
presented for the jury to consider when viewing his criminal
history. In light of these circumstances, the trial court did
not err in determining that a rational juror could have
reasonably found the mitigating circumstance that defendant had
no significant history of prior criminal activity.
Even assuming arguendo that the trial court erred in
submitting the (f)(1) mitigating circumstance to the jury, this
Court has held that '[a]bsent extraordinary facts . . . , the
erroneous submission of a mitigating circumstance is harmless.'
State v. Bone, 354 N.C. 1, 16, 550 S.E.2d 482, 492, (2001)
(quoting Walker, 343 N.C. at 223, 469 S.E.2d at 923), cert.
denied, 535 U.S. 940, 152 L. Ed. 2d 231 (2002).
Defendant contends that extraordinary facts are
presented when the trial court submits the (f)(1) (no significant
history of criminal activity) mitigating circumstance and the
State also relies on the (e)(3) aggravating circumstance (a prior
conviction for a crime involving violence to another person).
This Court has repeatedly upheld submission of the (f)(1)
mitigating circumstance in cases where the (e)(3) aggravating
circumstance was submitted to the jury. Blakeney, 352 N.C. at
319, 531 S.E.2d at 821; see also State v. Ball, 344 N.C. 290,
310-11, 313, 474 S.E.2d 345, 357, 359 (1996), cert. denied, 520
U.S. 1180, 137 L. Ed. 2d 561 (1997); Walker, 343 N.C. at 224-26,
469 S.E.2d at 923-24; State v. Brown, 315 N.C. 40, 61-63, 337S.E.2d 808, 824-25 (1985), cert. denied, 476 U.S. 1165, 90 L. Ed.
2d 733 (1986), overruled on other grounds by State v. Vandiver,
321 N.C. 570, 364 S.E.2d 373 (1988).
Defendant also contends that because the prosecutor
argued to the jury that it should reject the (f)(1) mitigating
circumstance, the mitigating circumstance was effectively turned
into an aggravating circumstance. We disagree.
In Walker, this Court examined the issue of a
prosecutor's conduct in addressing the jury regarding the (f)(1)
mitigating circumstance when defendant had specifically objected
to its submission. The Court stated that:
[P]rosecutors must not argue to the jury that
a defendant has requested that a particular
mitigating circumstance be submitted or has
sought to have the jury find that
circumstance, when the defendant has in fact
objected to the submission of that particular
mitigating circumstance. Additionally, the
better practice when a defendant has objected
to the submission of a particular mitigating
circumstance is for the trial court to
instruct the jury that the defendant did not
request that the mitigating circumstance be
submitted. In such instances, the trial
court also should inform the jury that the
submission of the mitigating circumstance is
required as a matter of law because there is
some evidence from which the jury could, but
is not required to, find the mitigating
circumstance to exist.
Walker, 343 N.C. at 223-24, 469 S.E.2d at 923. Here, the
prosecutor never argued to the jury that defendant had requested
the (f)(1) mitigating circumstance. All the prosecutor did was
explain to the jury why it should reject the mitigating
circumstance. Further, the trial court specifically instructed
the jury that defendant did not request the mitigatingcircumstance and that the trial court was required by law to give
the instruction. Defendant also explained to the jury that he
had not requested the mitigating circumstance.
Defendant has failed to show that the trial court erred
in submitting the (f)(1) mitigating circumstance to the jury or
that the prosecutor's actions in addressing the jury regarding
the mitigating circumstance were error. But, even if the trial
court had erred in submitting the mitigating circumstance to the
jury, defendant has failed to show that extraordinary
circumstances exist which would cause the error to be prejudicial
to defendant. This assignment of error is overruled.
Defendant's twelfth assignment of error is that the
trial court erred in denying defendant's request to instruct the
jury, throughout its sentencing instructions to the jury, that
life imprisonment meant life in prison without parole.
During the charge conference, defendant's codefendant
requested that the trial court continuously define the term life
imprisonment as meaning life without parole. Defendant joined
in this request. The trial court denied the request and relied
on the pattern jury instructions. Defendant also requested that
the trial court modify the verdict sheet to reflect life without
parole. This request was denied as well.
Section 15A-2002 of the General Statutes states: The
judge shall instruct the jury, in words substantially equivalent
to those of this section, that a sentence of life imprisonment
means a sentence of life without parole. N.C.G.S. § 15A-2002
(2003). This Court has held that when a trial court instructsthe jury pursuant to N.C.G.S. § 15A-2002, the trial court has no
duty to inform the jury that a life sentence means life without
parole every time [it] mention[s] a life sentence. State v.
Bonnett, 348 N.C. 417, 448-49, 502 S.E.2d 563, 584 (1998), cert.
denied, 525 U.S. 1124, 142 L. Ed. 2d 907 (1999); see also Davis,
353 N.C. at 40-41, 539 S.E.2d at 269 (We find nothing in the
statute that requires the judge to state 'life imprisonment
without parole' every time he alludes to or mentions the
alternative sentence.).
Here, the jurors twice heard the term life without
parole as one of the two sentencing alternatives in the trial
court's preliminary instructions during jury voir dire. The
jurors were questioned during voir dire with the term life
without parole used numerous times as one of the sentencing
alternatives. One juror even demonstrated an understanding of
what the term meant under questioning by defendant as to what
life imprisonment meant by stating, I meant life in prison
without any chance of getting out. Further, during closing
arguments, the State and defense counsel frequently referred to
life without parole.
The trial court began sentencing phase instructions by
saying:
Members of the Jury, having found the
defendants Antwaun Kyral Sims and Bryan
Christopher Bell guilty of murder in the
first degree, it is now your duty to
recommend to the Court whether each defendant
should be sentenced to death or life
imprisonment. A sentence of life
imprisonment means a sentence of life without
parole. The Court has allowed the
defendants' cases to be joined for thissentencing hearing. Even though the
defendants are joined for this sentencing
hearing, you must determine the sentence of
each defendant individually.
(Emphasis added.) After this instruction, the trial court used
the term life imprisonment. Based on this instruction, the
trial court instructed the jury in accordance with N.C.G.S. §
15A-2002 and with corresponding case law that a sentence of life
imprisonment means a sentence of life without parole. This
instruction, in conjunction with the jury voir dire and the
closing arguments of the parties in which the term life without
parole was used numerous times, makes it clear that the jurors
had no reasonable basis for misunderstanding the meaning of the
term life imprisonment.
Defendant also contends that the trial court erred by
submitting the Issues and Recommendation as to Punishment form
to the jury with sentencing alternatives of death or life
imprisonment instead of death or life imprisonment without
parole. We disagree.
This Court has previously held that the Issues and
Recommendation as to Punishment form need not describe the
punishment as life imprisonment without parole when the trial
court instructs the jury that life imprisonment means life
without parole. State v. Gainey, 355 N.C. 73, 110-11, 558 S.E.2d
463, 487, cert. denied, 537 U.S. 896, 154 L. Ed. 2d 165 (2002).
The trial court's instructions regarding life imprisonment were
in accordance with N.C.G.S. § 15A-2002, and the jurors were
informed numerous times as to the meaning of life imprisonment.
Defendant's assignment of error on this issue is overruled. Defendant's thirteenth assignment of error is that the
trial court erred by failing to intervene and censor the
prosecutor's sentencing proceeding closing argument when each
juror was called upon by name to impose a sentence of death.
Defendant argues that the prosecutor improperly appealed to the
emotions of the jurors. Defendant concedes that he failed to
object to this argument and therefore this Court is limited to
reviewing this issue to determine whether the conduct was so
grossly improper that the trial court erred in failing to
intervene ex mero motu to correct the error. State v. Sexton,
336 N.C. 321, 348-49, 444 S.E.2d 879, 894-95, cert. denied, 513
U.S. 1006, 130 L. Ed. 2d 429 (1994). [T]he impropriety of the
argument must be gross indeed in order for this Court to hold
that a trial judge abused his discretion in not recognizing and
correcting ex mero motu an argument which defense counsel
apparently did not believe was prejudicial when he heard it.
State v. Johnson, 298 N.C. 355, 369, 259 S.E.2d 752, 761 (1979).
This Court has previously considered this issue and
ruled against defendant's position. See State v. Wynne, 329 N.C.
507, 524-25, 406 S.E.2d 812, 821 (1991). Just as in those cases,
the prosecutor here did not improperly appeal to the jurors'
emotions when asking them to impose the death penalty. Rather,
the prosecutor was reminding the jurors that they had earlier
averred that they could and would follow the law if the State
proved what was required to impose the death penalty. [T]he
prosecutor in a capital case has a duty to strenuously pursue the
goal of persuading the jury that the facts of the particular caseat hand warrant imposition of the death penalty. State v.
Green, 336 N.C. 142, 188, 443 S.E.2d 14, 41, cert. denied, 513
U.S. 1046, 130 L. Ed. 2d 547 (1994). Here, the prosecutor did
nothing more than argue to the jurors that the State had proven
its case and that the jurors should now impose the death penalty.
This argument is of a different nature than a
defendant's emotional appeal to each individual juror to spare
his life. See State v. Holden, 321 N.C. 125, 163, 362 S.E.2d
513, 536-37 (1987), cert. denied, 486 U.S. 1061, 100 L. Ed. 2d
935 (1988). A defendant's argument to each juror individually to
spare his life is not based on the evidence presented at trial or
the reasonable inferences that could be taken from it. Id.
Defendant has failed to show that the prosecutor's sentencing
arguments were grossly improper and that the trial court abused
its discretion in failing to intervene ex mero motu. This
assignment of error is overruled.
Defendant's fourteenth assignment of error is that the
trial court erred in submitting the death penalty to the jury as
a potential punishment because the death penalty violates
provisions of the International Covenant on Civil and Political
Rights, which this country ratified on 8 September 1992. We
first note that defendant failed to make this objection before
the trial court and has not properly preserved this issue for
appellate review. Beyond that, this Court has previously
considered, and affirmed, the constitutionality of our death
penalty against the backdrop of the International Covenant on
Civil and Political Rights. See Williams, 355 N.C. at 586, 565S.E.2d at 658; State v. Smith, 352 N.C. 531, 566, 532 S.E.2d 773,
795 (2000), cert. denied, 532 U.S. 949, 149 L. Ed. 2d 360 (2001).
We see no reason to depart from our previous holdings in this
regard. This assignment of error is overruled.
Defendant's fifteenth assignment of error is that the
trial court erred in submitting the aggravating circumstance that
this murder was especially heinous, atrocious, or cruel.
Defendant first argues that N.C.G.S. § 15A-2000(e)(9) is
unconstitutionally vague. However, we have previously considered
and rejected this argument. See e.g., State v. Garcia, 358 N.C.
382, 424, 597 S.E.2d 724, 753 (2004); State v. Roache, 358 N.C.
243, 327, 595 S.E.2d 381, 434 (2004); State v. Miller, 357 N.C.
583, 601, 588 S.E.2d 857, 869 (2003), cert. denied, ___ U.S. ___,
___ L. Ed. 2d ___, 72 U.S.L.W. 3768 (2004); State v. Haselden,
357 N.C. 1, 26, 577 S.E.2d 594, 610, cert. denied, ___ U.S. ___,
157 L. Ed. 2d 382 (2003). We see no reason to depart from our
previous holdings as to this issue.
Defendant additionally argues that the trial court
erred in submitting the (e)(9) aggravating circumstance because
it was unsupported by the evidence. We disagree.
We have previously identified three types of murders
which warrant submission of the (e)(9) aggravating circumstance.
See State v. Gibbs, 335 N.C. 1, 61-62, 436 S.E.2d 321, 356
(1993), cert. denied, 512 U.S. 1246, 129 L. Ed. 2d 881 (1994).
One type includes those killings that are physically agonizing or
otherwise dehumanizing to the victim. State v. Lloyd, 321 N.C.
301, 319, 364 S.E.2d 316, 328, judgment vacated on other grounds,488 U.S. 807, 102 L. Ed. 2d 18 (1988). Another type includes
those killings involving psychological torture where the victim
is left to her last moments aware of but helpless to prevent
impending death. State v. Hamlet, 312 N.C. 162, 175, 321 S.E.2d
837, 846 (1984). The final type includes those killings that
demonstrate[] an unusual depravity of mind on the part of the
defendant beyond that normally present in first-degree murder.
Brown, 315 N.C. at 65, 337 S.E.2d at 827.
When determining whether it is proper to submit the
(e)(9) aggravating circumstance, evidence must be considered in
the light most favorable to the State and every reasonable
inference must be drawn in its favor. State v. Flippen, 349 N.C.
264, 270, 506 S.E.2d 702, 706 (1998), cert. denied, 526 U.S.
1135, 143 L. Ed. 2d 1015 (1999).
In the present case, the victim, an eighty-nine year
old woman, was kidnapped from her own home, repeatedly beaten,
and placed in the trunk of her own car to await most certain
death. The victim fought to free herself from the trunk of her
car, only to have the trunk lid repeatedly slammed down upon her.
The victim was trapped in her car for hours, helpless and
obviously in fear for her life. She struggled and fought for her
life, ultimately losing the fight and dying alone in the trunk of
her own car, which defendant had set on fire.
After reviewing the evidence presented at trial, in the
light most favorable to the State, we conclude that there was
substantial evidence for the jury to conclude that the victim was
subjected to both physical and psychological torture beyond thatpresent in most first-degree murders. Therefore, the trial court
did not err in submitting the (e)(9) aggravating circumstance.
This assignment of error is overruled.
Defendant's sixteenth assignment of error is that the
trial court erred in failing to dismiss defendant's murder
indictment because the indictment failed to specifically allege
each element of first-degree murder. This Court has repeatedly
held contrary to defendant's position. See State v. Hunt, 357
N.C. 257, 582 S.E.2d 593, cert. denied, 539 U.S. 985, 156 L. Ed.
2d 702 (2003); State v. Braxton, 352 N.C. 158, 531 S.E.2d 428
(2000), cert. denied, 531 U.S. 1130, 148 L. Ed. 2d 797 (2001);
State v. Wallace, 351 N.C. 481, 528 S.E.2d 326, cert. denied, 531
U.S. 1018, 148 L. Ed. 2d 498 (2000). We have considered
defendant's argument on this issue and find no reason to depart
from our previous holdings. This assignment of error is
overruled.
Defendant's seventeenth assignment of error is that the
trial court committed plain error by instructing the jury,
according to the pattern jury instructions, that unanimity was
required for any answer to Issues I, III, and IV on the Issues
and Recommendation as to Punishment form. As to Issue I, the
trial court instructed the jury that it must be unanimous in its
findings regarding the existence of aggravating circumstances.
As to Issue III, the trial court instructed the jury that it must
be unanimous in its decision as to whether the mitigating
circumstances found were insufficient to outweigh the aggravating
circumstances found by the jury. Finally, as to Issue IV, thetrial court instructed the jury that if it unanimously determined
that the mitigating circumstances were insufficient to outweigh
the aggravating circumstances, it must then be unanimous in its
decision as to whether the aggravating circumstances were
sufficient to impose the death penalty. This Court has
previously considered arguments regarding these jury instructions
and has held contrary to defendant's position. See State v.
DeCastro, 342 N.C. 667, 467 S.E.2d 653, cert. denied, 519 U.S.
896, 136 L. Ed. 2d 170 (1996); State v. McLaughlin, 341 N.C. 426,
462 S.E.2d 1 (1995), cert. denied, 516 U.S. 1133, 133 L. Ed. 2d
879 (1996); State v. McCarver, 341 N.C. 364, 462 S.E.2d 25
(1995), cert. denied, 517 U.S. 1110, 134 L. Ed. 2d 482 (1996).
We have considered defendant's argument on this issue and find no
reason to depart from our previous holdings. This assignment of
error is overruled.
Defendant's eighteenth assignment of error is that the
trial court erred by instructing the jury, according to the
pattern jury instructions, that it had a duty to recommend a
death sentence if it determined that mitigating circumstances
were insufficient to outweigh aggravating circumstances and that
the aggravating circumstances were sufficiently substantial to
warrant the death penalty. This Court has previously held the
pattern jury instruction at issue to be constitutional. See
State v. Skipper, 337 N.C. 1, 57, 446 S.E.2d 252, 283 (1994),
cert. denied, 513 U.S. 1134, 130 L. Ed. 2d 895 (1995); State v.
McDougall, 308 N.C. 1, 26, 301 S.E.2d 308, 323-24, cert. denied,
464 U.S. 865, 78 L. Ed. 2d 173 (1983). We have considereddefendant's argument and see no reason to depart from our
previous holdings. This assignment of error is overruled.
Defendant's nineteenth assignment of error is that the
trial court erred by instructing the jury regarding defendant's
burden of proof on mitigating circumstances and argues that the
instruction was unconstitutionally vague due to the use of the
term satisfy. This Court has previously considered this
argument and held contrary to defendant's position. See State v.
Payne, 337 N.C. 505, 532-33, 448 S.E.2d 93, 109 (1994), cert.
denied, 514 U.S. 1038, 131 L. Ed. 2d 292 (1995); Skipper, 337
N.C. at 58, 446 S.E.2d at 284. We have considered defendant's
argument and see no reason to depart from our prior holdings.
This assignment of error is overruled.
Defendant's twentieth assignment of error is that the
trial court erred by instructing the jury that it was to
determine whether factually proven nonstatutory mitigating
circumstances had actual mitigating value. Defendant contends
that such an instruction allows the jury to refuse to consider
mitigating evidence in violation of the constitutional
requirement that a sentencer consider and give effect to all
mitigating evidence. However, nonstatutory mitigating
circumstances, in and of themselves, do not have mitigating value
as a matter of law. State v. Lee, 335 N.C. 244, 292, 439 S.E.2d
547, 572, cert. denied, 513 U.S. 891, 130 L. Ed. 2d 162 (1994).
This Court has previously held that such an instruction to the
jury does not violate the Constitution. See State v. Robinson,
336 N.C. 78, 117-18, 443 S.E.2d 306, 325 (1994), cert. denied,513 U.S. 1089, 130 L. Ed. 2d 650 (1995); State v. Hill, 331 N.C.
387, 417-18, 417 S.E.2d 765, 780 (1992), cert. denied, 507 U.S.
924, 122 L. Ed. 2d 684 (1993). We have considered defendant's
argument on this issue and see no reason to depart from our
earlier holdings. This assignment of error is overruled.
Defendant's twenty-first assignment of error is that
the trial court erred by instructing the jury, according to the
pattern jury instructions, on a definition of aggravation that
was unconstitutionally broad. This Court has previously
considered this issue and ruled against defendant's position.
See Lee, 335 N.C. at 288-89, 439 S.E.2d at 570-71; State v.
Hutchins, 303 N.C. 321, 350-51, 279 S.E.2d 788, 806-07 (1981).
We have considered defendant's argument and see no reason to
depart from our earlier holdings. This assignment of error is
overruled.
Defendant's twenty-second assignment of error is that
the trial court erred in instructing the jury as to Issues III
and IV on the Issues and Recommendation as to Punishment form
that each juror may consider mitigating circumstances found to
exist in Issue II. Defendant argues that these instructions made
consideration of proven mitigation discretionary rather than
mandatory. This Court has previously ruled that such
instructions are not erroneous. See Gregory, 340 N.C. at 418-19,
459 S.E.2d at 668-69; Lee, 335 N.C. at 286-87, 439 S.E.2d at 569-
70. We have considered defendant's arguments and see no reason
to depart from our prior holdings. This assignment of error is
overruled. Defendant's twenty-third assignment of error is that
the trial court erred by instructing the jury that each juror
could only consider at Issues III and IV the mitigating
circumstances which that particular juror had found at Issue II.
Defendant argues that this instruction unconstitutionally
precluded the full and free consideration of mitigating evidence.
This Court has previously considered this argument and ruled
against defendant's position. See Robinson, 336 N.C. at 120-21,
443 S.E.2d at 326-27; Lee, 335 N.C. at 287, 439 S.E.2d at 569-70.
We have considered defendant's arguments and see no reason to
depart from our prior holdings. This assignment of error is
overruled.
Defendant's twenty-fourth assignment of error is that
the North Carolina death penalty statute is vague and overly
broad, unconstitutionally applied, and cruel and unusual
punishment. This Court has consistently held that North
Carolina's capital sentencing statute, N.C.G.S. § 15A-2000, is
constitutional on its face and as applied. See State v. McKoy,
327 N.C. 31, 394 S.E.2d 426 (1990); State v. Barfield, 298 N.C.
306, 259 S.E.2d 510 (1979), cert. denied, 448 U.S. 907, 65 L. Ed.
2d 1137 (1980). We have reviewed defendant's arguments and find
no reason to depart from our prior holdings. This assignment of
error is overruled.
Having concluded that defendant's trial and capital
sentencing proceeding were free of prejudicial error, we must now
review the record and determine: (1) whether the evidence
supports the aggravating circumstances found by the jury and uponwhich the sentencing court based its sentence of death; (2)
whether the sentence was imposed under the influence of passion,
prejudice, or any other arbitrary factor; and (3) whether the
sentence is excessive or disproportionate to the penalty imposed
in similar cases, considering both the crime and the defendant.
N.C.G.S. § 15A-2000(d)(2) (2003).
After a thorough review of the record on appeal,
briefs, and oral arguments of counsel, we conclude that the
evidence fully supports the aggravating circumstances found by
the jury. Additionally, we find no indication that the sentence
of death in this case was imposed under the influence of passion,
prejudice, or any other arbitrary factor. We therefore turn to
our final statutory duty of proportionality review.
We conduct a proportionality review to eliminate the
possibility that a person will be sentenced to die by the action
of an aberrant jury. Holden, 321 N.C. at 164-65, 362 S.E.2d at
537. In doing so, we must look at both the defendant and the
crime. State v. Watts, 357 N.C. 366, 379, 584 S.E.2d 740, 750
(2003), cert. denied, ___ U.S. ___, 158 L. Ed. 2d 370 (2004). In
the present case, defendant was found guilty of first-degree
murder, first-degree kidnapping, and burning of personal
property. Following a capital sentencing proceeding, the jury
found the existence of five aggravating circumstances: (1)
defendant had been previously convicted of a felony involving the
use or threat of violence, N.C.G.S. § 15A-2000(e)(3); (2) the
murder was committed for the purpose of avoiding lawful arrest,
N.C.G.S. § 15A-2000(e)(4); (3) the murder was committed whiledefendant was engaged in the commission of a first-degree
kidnapping, N.C.G.S. § 15A-2000(e)(5); (4) the murder was
committed for pecuniary gain, N.C.G.S. § 15A-2000(e)(6); and (5)
the murder was especially heinous, atrocious, or cruel, N.C.G.S.
§ 15A-2000(e)(9).
The trial court submitted five statutory mitigating
circumstances to the jury, including the catchall statutory
mitigating circumstance, N.C.G.S. § 15A-2000(f)(9). However,
the jury found only two statutory mitigating circumstances to
exist: that the murder was committed while defendant was under
the influence of mental or emotional disturbance, N.C.G.S. §
15A-2000(f)(2); and defendant's age at the time of the crime,
N.C.G.S. § 15A-2000(f)(7). The trial court additionally
submitted ten nonstatutory mitigating circumstances, of which the
jury found six to exist: (1) a lack of adequate role modeling
during defendant's formative years contributed to defendant's
acceptance of peer pressure in forming his opinions and shaping
his behavior; (2) defendant was intoxicated, reducing his ability
to make appropriate judgments; (3) defendant has a desire to
correct his deficiencies and make a positive contribution to
society in the future; (4) defendant was negatively affected as a
young teen by the family trauma caused by his father; (5)
defendant had a chaotic and unstable home life lacking in
parental guidance; and (6) defendant changed and began acting
tough when his father entered into his life.
We begin our proportionality review by comparing this
case to the eight cases where this Court has determined thesentence of death to be disproportionate. See State v.
Kemmerlin, 356 N.C. 446, 573 S.E.2d 870 (2002); Benson, 323 N.C.
318, 372 S.E.2d 517; State v. Stokes, 319 N.C. 1, 352 S.E.2d 653
(1987); State v. Rogers, 316 N.C. 203, 341 S.E.2d 713 (1986),
overruled on other grounds by State v. Gaines, 345 N.C. 647, 483
S.E.2d 396, cert. denied, 522 U.S. 900, 139 L. Ed. 2d 177 (1997),
and by Vandiver, 321 N.C. 570, 364 S.E.2d 373; State v. Young,
312 N.C. 669, 325 S.E.2d 181 (1985); State v. Hill, 311 N.C. 465,
319 S.E.2d 163 (1984); State v. Bondurant, 309 N.C. 674, 309
S.E.2d 170 (1983); and State v. Jackson, 309 N.C. 26, 305 S.E.2d
703 (1983). After careful review, we conclude that this case is
not substantially similar to any case in which this Court has
previously found the death penalty disproportionate.
In conducting a proportionality review, we must also
compare this case with prior cases where this Court has found the
death penalty to be proportionate. Haselden, 357 N.C. at 31, 577
S.E.2d at 613. First, defendant was convicted on the basis of
malice, premeditation and deliberation and under the felony
murder rule. 'The finding of premeditation and deliberation
indicates a more cold-blooded and calculated crime.' Id. at 30,
577 S.E.2d at 612 (quoting State v. Artis, 325 N.C. 278, 341, 384
S.E.2d 470, 506 (1989), judgment vacated on other grounds, 494
U.S. 1023, 108 L. Ed. 2d 604 (1990)). This Court has repeatedly
noted that 'a finding of first-degree murder based on theories
of premeditation and deliberation and of felony murder is
significant.' State v. Carroll, 356 N.C. 526, 554-55, 573S.E.2d 899, 917 (2002) (quoting Bone, 354 N.C. at 22, 550 S.E.2d
at 495), cert. denied, 539 U.S. 949, 156 L. Ed. 2d 640 (2003).
Further, defendant was convicted of two additional
crimes against the victim: first-degree kidnapping and burning
of personal property. The jury found five aggravating
circumstances in this case, including that the murder was
committed during the commission of a first-degree kidnapping,
N.C.G.S. § 15A-2000(e)(5), and that the murder was especially
heinous, atrocious, or cruel, N.C.G.S. § 15A-2000(e)(9). This
Court has previously determined that the (e)(5) and (e)(9)
aggravating circumstances are sufficient, standing alone, to
sustain a death sentence. See Haselden, 357 N.C. at 30, 577
S.E.2d at 612; State v. Bacon, 337 N.C. 66, 110 n.8, 446 S.E.2d
542, 566 n.8 (1994), cert. denied, 513 U.S. 1159, 130 L. Ed. 2d
1083 (1995).
Upon comparison of the present case with those in which
we have previously conducted a proportionality review, we
conclude that this case is more similar to cases in which this
Court has found the sentence of death proportionate than to those
in which this Court has found the sentence of death
disproportionate.
The inquiry into proportionality does not, however, end
here. The similarities between this case and prior cases in
which a sentence of death was found proportionate merely serves
as an initial point of inquiry. State v. Daniels, 337 N.C. 243,
287, 446 S.E.2d 298, 325 (1994), cert. denied, 513 U.S. 1135, 130
L. Ed. 2d 895 (1995). The final decision of whether a deathsentence is disproportionate ultimately rest[s] upon the
'experienced judgments' of the members of this Court. Green,
336 N.C. at 198, 443 S.E.2d at 47. Therefore, having thoroughly
reviewed the entire record in this matter, and based upon the
characteristics of defendant and his crime, we cannot conclude as
a matter of law that the sentence of death in this case is
disproportionate or excessive.
Accordingly, we hold that defendant received a fair
trial and capital sentencing proceeding, free of prejudicial
error.
NO ERROR.
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