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IN THE SUPREME COURT OF NORTH CAROLINA
No. 182A00
FILED: 3 DECEMBER 2004
STATE OF NORTH CAROLINA
v.
JAMES LEWIS MORGAN
Appeal as of right pursuant to N.C.G.S. § 7A-27(a) from
a judgment imposing a sentence of death entered by Judge James U.
Downs on 8 July 1999 in Superior Court, Buncombe County, upon a
jury verdict finding defendant guilty of first-degree murder.
Heard in the Supreme Court 8 December 2003.
Roy Cooper, Attorney General, by David Roy Blackwell,
Special Deputy Attorney General, and Robert C.
Montgomery, Assistant Attorney General, for the State.
David G. Belser for defendant-appellant.
EDMUNDS, Justice.
On 5 January 1998, defendant James Lewis Morgan was
indicted for the murder of Patrina Lynette King (King). He was
convicted of first-degree murder on the basis of premeditation
and deliberation. Following a capital sentencing proceeding, the
jury recommended a sentence of death, and the trial court entered
judgment accordingly.
The State's evidence at trial showed that defendant and
his nephew, Kenneth Cato (Cato), were living at 13 Ridge Street
in Asheville. On the evening of 25 November 1997, Cato arrived
home around midnight to find defendant and King sitting in the
living room. They appeared to him to have been smoking crack
cocaine, and Cato heard defendant tell King that he wanted ahead job. When King refused and tried to depart, defendant
started shouting and smacked her. Defendant also grabbed a beer
bottle by the neck, threatened Cato with it, and ordered him to
leave. Although Cato stepped out of the room, defendant
continued hitting King. Cato told defendant to stop, then
reentered the room and began to wrestle with defendant. During
their struggle, defendant hit Cato on the head with the beer
bottle, then chased Cato outside and around a vehicle parked on
Ridge Street. According to Cato, defendant was holding a knife
during the chase. Meanwhile, King emerged from the house and
started down the street. When defendant began to follow her,
Cato ran for help to the home of defendant's brother, Richard
Morgan (Rick), about a half mile away.
The two drove back to Ridge Street, where Cato saw a
broken bottle in the street and King lying between two cars.
Rick knocked on the door of Stacey Miller's home at 12 Ridge
Street and asked him to call 911. Unable to comply because he
did not have a telephone, Miller stepped outside to see what was
happening. Defendant returned to the scene, carrying a knife.
Miller saw defendant, Rick, and Cato standing together, engaged
in conversation. Defendant said, You-all are the reason why
this happened to me, and chased Cato around the car shouting
either I'll kill you, too or I should have killed you.
Someone called 911, and defendant walked away when police arrived
at the scene.
Shortly before 2:00 a.m. on 26 November 1997, Sergeant
Mike Hahn of the Asheville Police Department, driving a ChevroletBlazer, responded to a call requesting police assistance on Ridge
Street. As Sergeant Hahn approached the scene, he observed a
black male in dark clothing walking in the opposite direction.
Sergeant Hahn then came upon a Chevrolet Monte Carlo parked on
the wrong side of the road. He exited his vehicle and found King
lying on her stomach with her shoulders and head under the rear
of the Monte Carlo. Her jeans and underwear were pulled down and
a sheet or curtain partially covered her body. The entire area
behind the car was covered with blood and broken glass, although
no knife was found at the scene. As Sergeant Hahn began to
assess King's condition, he noticed Cato and Rick and heard Cato
say, You just drove right by him. EMS personnel arrived at the
scene and King was transported to a nearby hospital, where
doctors performed emergency surgery in an unsuccessful attempt to
save her life.
Forest Weaver, a detective in the Criminal
Investigations Division of the Asheville Police Department, went
to Ridge Street around 9:00 a.m. on 26 November 1997. He found
defendant hiding in the basement of 20 Ridge Street. Once
defendant emerged, he was handcuffed and transported to the
Asheville Police Department.
Willie Albert Jones, an inmate at the Buncombe County
Jail, shared dormitory space in the jail with defendant. Jones
testified that defendant told everyone in earshot about the
murder, saying the victim used his drugs but would not give him
sex. Defendant also wrote and sang a rap song about the murder.
Jones recalled that the words of the song were You shouldn'thave done what you done . . . smoke my rock, wouldn't give me
none, you know, and I went and did what I did . . . I told you
once, I told you twice, that you are going to have to pay the
sacrifice . . . with your life. Another inmate, Eddie Oglesby,
similarly testified that defendant sang about the killing and
told Oglesby that he slashed the victim. According to Oglesby,
defendant told him that the victim would not give him oral sex
after smoking defendant's cocaine and that, in frustration,
defendant hit the victim on the back of the head with a bottle
and stabbed her.
Donald Jason, M.D., the forensic pathologist who
performed the autopsy on King, testified that she suffered a
total of forty-eight wounds to the face, head, back, buttocks,
and upper back of her legs. Dr. Jason was of the opinion that
King bled to death because of multiple stab and incised wounds
caused by a sharp object. These wounds are not consistent with
typical knife wounds. They are all different sizes, shapes,
irregular, fairly shallow. But some other type of sharp object
such as something made out of glass that has a broken, sharp
edge, or broken sharp edges of varying sizes and shapes.
Defendant testified on his own behalf and claimed that
he acted in self-defense. According to defendant, he and King
drank beer and smoked cocaine the evening of 25 November 1997.
When Cato arrived later that evening, he gave defendant some
crumbs of crack cocaine. King, who wanted more, began screaming
and hollering when defendant declined to share the crumbs. Cato
offered to let King use his pipe, and then both she and Catoasked defendant to buy more cocaine. Defendant refused because
he wanted to save the rest of his money for his daughter.
Defendant pulled his money out of his pocket and Cato snatched it
away from him. When defendant attempted to retrieve it, King hit
defendant over the shoulder with a beer bottle. As defendant
turned to grab the bottle away from King, Cato approached
defendant from behind and put him in a choke hold. Defendant hit
Cato with the beer bottle in an unsuccessful attempt to free
himself. Cato pulled a .25 automatic pistol from his pocket,
placed it against defendant's head, and pulled the trigger. When
the gun failed to fire, defendant reached for a knife that was on
the table in front of him and Cato ran out the door. Defendant
followed Cato and chased him around a car but could not catch
him. Defendant stopped to catch his breath, and King hit him
from behind with a beer bottle. The two began to fight in the
middle of the street. According to defendant, [King] would
swing the bottle, I would swing the knife. It was rough.
Defendant claimed that the incident had nothing to do with sex
and denied that he ever sang a song about the murder while in
custody.
PRETRIAL ISSUES
Defendant raises several issues pertaining to the
pretrial proceedings in his case. Because two of the issues are
intertwined, we address them together. First, defendant argues
that the trial court erred in denying his motion to continue the
pretrial hearing held pursuant to Rule 24 of the General Rules of
Practice for the Superior and District Courts and in denying hismotion to continue his trial. Second, defendant contends the
court improperly removed his second chair counsel, Carol Andres.
The record establishes that attorney Faye Burner was
originally appointed to represent defendant. When the trial
court was notified on 20 January 1998 that defendant would be
tried capitally, Assistant Public Defender Calvin Hill was
appointed to serve as co-counsel. On 10 March 1998, the trial
court allowed motions to withdraw filed by both Hill and Burner
and, to replace them, appointed attorney Stan Young as lead
counsel and attorney Carol Andres as second chair counsel.
Defendant's Rule 24 hearing was set for 5 April 1999.
Several weeks before the hearing, the State informed defendant of
its intention to schedule the trial for 21 June 1999. On 1 April
1999, defendant filed a motion to continue the Rule 24 hearing
and the trial. The motion stated that attorney Andres had
recently undergone surgery to remove a pituitary tumor and would,
in 30 days, begin five weeks of radiation therapy that could
cause some cognitive disruption that may affect [her] ability to
engage in Defendant's serious and complicated case. During the
6 April 1999 hearing on that motion, lead counsel Young opposed
appointment of a new second chair because attorney Andres had
been involved in the case for over a year. Attorney Young asked
the court instead to allow the motion to continue in anticipation
that attorney Andres would be able to resume representation of
defendant once the radiation regimen was completed. However,
attorney Andres acknowledged that her treatment might result in
short-term memory loss, which could cause additional issues toarise if the case had to be appealed. The court removed attorney
Andres from the case and appointed attorney Bruce Elmore, Jr. as
second chair. Because of the new appointment, the court
recalendared the Rule 24 hearing for the following week and
elected not to rule on the motion to continue the trial date.
On 13 April 1999, the rescheduled date for defendant's
Rule 24 hearing, defendant filed a second motion to continue the
hearing and to continue the trial until late September or October
1999. The motion was based on the complexities of the case,
attorney Elmore's unfamiliarity with the file and facts, and
possible scheduling conflicts arising from attorney Elmore's
civil practice. Attorney Elmore, however, consented to
proceeding with the Rule 24 hearing as scheduled, and the court
thereafter denied defendant's motion to continue the trial.
On 4 June 1999, defendant filed a third motion to
continue. This motion cited attorney Elmore's prior trial
obligations, including a malpractice suit that had been set
peremptorily for 23 August 1999; a trial involving attorney Young
that had been set peremptorily for the week of 7 June 1999; the
inability of defense experts to conduct a thorough examination of
both defendant and any forensic evidence by the date set for
trial; and the State's failure to provide timely discovery to
defendant. After considering the arguments of counsel, the court
denied this motion on 7 June 1999. Defendant's case was called
for trial on 21 June 1999.
We first consider whether the trial court erred in
denying defendant's motions to continue. Defendant contends thedenial of these motions violated his federal and state
constitutional rights to effective assistance of counsel, to
compulsory process, to confront his accusers, and to due process
of law. Defendant claims the error was prejudicial because
attorney Elmore did not have sufficient time to prepare an
adequate defense.
We review a trial court's resolution of a motion to
continue for abuse of discretion. State v. Searles, 304 N.C.
149, 153, 282 S.E.2d 430, 433 (1981).
When a motion to continue raises a
constitutional issue, however, the trial
court's ruling thereon involves a question of
law that is fully reviewable on appeal by
examination of the particular circumstances
presented in the record. Even when the
motion raises a constitutional issue, denial
of the motion is grounds for a new trial only
upon a showing that the denial was erroneous
and also that [defendant] was prejudiced as a
result of the error. [State v.] Branch, 306
N.C. [101,] 104, 291 S.E.2d [653,] 656
[(1982)].
State v. Blakeney, 352 N.C. 287, 301-02, 531 S.E.2d 799, 811
(2000) (citations omitted) (first alteration in original), cert.
denied, 531 U.S. 1117, 148 L. Ed. 2d 780 (2001).
Prejudice due to ineffective assistance of counsel is
presumed 'without inquiry into the actual conduct of the trial'
when 'the likelihood that any lawyer, even a fully competent one,
could provide effective assistance' is remote. State v.
Tunstall, 334 N.C. 320, 329, 432 S.E.2d 331, 336 (1993) (quoting
United States v. Cronic, 466 U.S. 648, 659-60, 80 L. Ed. 2d 657,
668 (1984)). 'To establish a constitutional violation, a
defendant must show that he did not have ample time to conferwith counsel and to investigate, prepare and present his
defense.' State v. Rogers, 352 N.C. 119, 125, 529 S.E.2d 671,
675 (2000) (quoting Tunstall, 334 N.C. at 329, 432 S.E.2d at
337).
While a defendant must be afforded a reasonable
opportunity to prepare a defense, neither the United States
Constitution nor the North Carolina Constitution guarantees a
particular length of time for the preparation. The facts of each
case are pertinent. For instance, in Rogers, a capital case, the
defendant retained private counsel shortly after his first court
appearance, then moved to dismiss that attorney one week before
trial because he believed the attorney had not been preparing
adequately and also may have had conflicting interests. The
trial court allowed the motion, and the case was postponed for
several weeks. However, the defendant was unable to retain other
private counsel. With the rescheduled trial set to begin in
thirty-four days, the court appointed lead counsel and, the next
day, co-counsel. Once the defendant's newly appointed lawyers
obtained the case file, they discovered that none of the
witnesses had been interviewed. Nevertheless, despite two
additional motions for a continuance, the trial was conducted as
scheduled. On appeal, [t]aking into account the unique factual
circumstances of that case, we held that the defendant had
successfully established a presumption of ineffective assistance
of counsel. Id. at 126, 529 S.E.2d at 676. This Court concluded
that under the singular circumstances found in Rogers, it was
unreasonable to think that any attorney could prepare adequatelyfor a complex bifurcated capital trial in thirty-four days when
little or no advance trial preparation had been conducted. Id.
at 125, 529 S.E.2d at 675-76.
Rogers is distinguishable from the case at bar. Here,
the trial court appointed attorney Young as lead counsel for
defendant on 10 March 1998. By the time attorney Elmore was
appointed as second chair, attorney Young had already been
involved in the case for over a year. By contrast, in Rogers,
both of the newly-assigned attorneys had barely more than one
month to become familiar with the case and prepare a defense. In
addition, despite attorney Elmore's hectic professional schedule,
the record demonstrates that he effectively participated in
defendant's trial as second chair counsel. He filed numerous
motions on defendant's behalf and met several times with the
prosecutors while preparing a defense. During the guilt-
innocence phase, attorney Elmore engaged in aggressive and
informed cross-examination of several of the State's witnesses,
conducted the direct examination of three out of the four defense
witnesses, and gave defendant's final closing argument to the
jury. After a careful review of the record, we are satisfied
that attorneys Young and Elmore were given adequate time to
prepare for the defense of this case. Defendant has not
established that he would have been better prepared had the
continuance been granted. State v. Williams, 355 N.C. 501, 541,
565 S.E.2d 609, 632 (2002), cert. denied, 537 U.S. 1125, 154 L.
Ed. 2d 808 (2003). Defendant further claims that the trial court's denial
of his motions to continue prevented his expert witness from
conducting a thorough examination of a report of blood spatter
(or, more formally, bloodstain patterns) that linked defendant to
the crime. Defendant's clothes were seized at the time of his
arrest in November 1997, and the State conducted blood spatter
testing on the clothing. On 22 April 1999, defendant learned
that preliminary blood spatter reports tied him to the murder.
The State received its final report on this evidence on 28 April
1999, but did not provide a copy to defendant until 11 May 1999.
Defendant's expert witness was unable to conduct her own
examination until approximately one week before trial.
Defendant relies on State v. Barlowe, 157 N.C. App.
249, 578 S.E.2d 660, disc. rev. denied, 357 N.C. 462, 586 S.E.2d
100 (2003), in which the defendant was granted a new trial when
the denial of her motion to continue precluded her from securing
a blood spatter expert witness. In Barlowe, the blood spatter
evidence was critical to the State's case against defendant
because it was the only physical evidence potentially placing
[the defendant] at the scene at the time of the murder. Id. at
257, 578 S.E.2d at 665. We do not find Barlowe to be
controlling. While the defendant in Barlowe was unable to obtain
an expert in time for trial, defense counsel here stated at the 7
June 1999 motion hearing that he had retained an expert to review
the State's blood spatter report. In addition, while the blood
spatter evidence in Barlowe was key to proving the defendant's
participation in the murder, in the case at bar, additionalcompelling evidence, including defendant's own statements, linked
defendant to the murder.
Thus, defendant has failed to demonstrate he suffered
material prejudice by the denial of his motions to continue.
This assignment of error is overruled.
We next consider whether the trial court erred in
removing attorney Andres as second chair counsel and substituting
attorney Elmore in her stead. Defendant argues that he was
deprived of his constitutional right to effective assistance of
counsel because the trial court did not have justifiable grounds
to remove attorney Andres on its own motion.
The decision to substitute counsel rests solely in the
discretion of the trial court. State v. Robinson, 290 N.C. 56,
66, 224 S.E.2d 174, 180 (1976). Moreover, [a] trial court is
constitutionally required to appoint substitute counsel whenever
representation by counsel originally appointed would amount to
denial of defendant's right to effective assistance of counsel.
State v. Thacker, 301 N.C. 348, 352, 271 S.E.2d 252, 255 (1980).
Defendant cites State v. Nelson, 76 N.C. App. 371, 333
S.E.2d 499 (1985), aff'd as modified, 316 N.C. 350, 341 S.E.2d
561 (1986), to support his argument. In Nelson, counsel was
appointed to represent the defendant at his trial. Thereafter,
the defendant's family, without seeking approval from the
defendant, retained private counsel. The trial court ex mero
motu removed the defendant's court-appointed counsel and
substituted the retained attorney. However, the Court of Appeals
observed that private counsel had been retained only to assistappointed counsel and that no evidence existed to suggest that
the defendant had lost his status as an indigent entitled to
court-appointed counsel under the federal and state
constitutions. Id. at 373-74, 333 S.E.2d at 501. Therefore, the
Court of Appeals held that no justifiable cause existed to
warrant the termination of the satisfactory attorney-client
relationship and ordered a new trial. Id. In affirming, this
Court addressed only the issue of the timeliness of the
defendant's notice that he would mount an insanity defense.
Nelson, 316 N.C. at 354-56, 341 S.E.2d at 564-65.
Unlike Nelson, the record here establishes beyond a
doubt that the trial court had reason to question attorney
Andres' competency as an advocate at the time of defendant's
trial and was justified in removing her as second chair counsel.
During the 6 April 1999 pretrial hearing on defendant's motion to
continue, attorney Andres informed the trial court of her recent
brain surgery and pending radiation therapy. She reported that
the radiation therapy might result in short-term memory loss that
could interfere with [her] ability to prepare a serious and
detailed and intensive case. She also acknowledged that we'll
be setting it up for some reason to appeal it if it turned out
that I did have some sort of memory loss. In response, the
trial court stated:
[I]n view of those circumstances I think the
prudent thing to do would be to remove you
from any further responsibility in this case.
If anything, it may cause to complicate your
own physical well[-]being by having to
concern yourselves and worry yourself with
it. I think that justice would require thatwe relieve you of any further responsibility
. . . .
After removing attorney Andres, the trial court appointed
attorney Elmore.
We are satisfied that the trial court, faced with the
prospect of having an impaired or incapacitated second chair
counsel representing defendant in a capital trial, reasonably
understood that it was constitutionally required to remove
attorney Andres. Realizing that attorney Andres' current medical
condition could affect her ability to provide competent legal
assistance and thereby interfere with defendant's constitutional
right to effective assistance of counsel, the trial court
justifiably and properly removed her. This assignment of error
is overruled.
Defendant next claims that the short-form indictment
used to charge him violated his federal and state constitutional
rights because it failed to allege every element of the offense
and the aggravating circumstances on which the State intended to
rely at sentencing. Citing Ring v. Arizona, 536 U.S. 584, 153 L.
Ed. 2d 556 (2002), defendant argues that aggravating
circumstances are elements of first-degree capital murder that
must be included in the indictment and proved beyond a reasonable
doubt. However, this Court has consistently held that the short-
form indictment is sufficient to charge first-degree capital
murder without the inclusion of aggravating circumstances. See
State v. Hunt, 357 N.C. 257, 278, 582 S.E.2d 593, 607, cert.
denied, 539 U.S. 985, 156 L. Ed. 2d 702 (2003). This assignment
of error is overruled. JURY SELECTION ISSUES
Defendant argues that the trial court erred by refusing
to excuse for cause prospective jurors May Trantham and Kevin
Cutshaw. Defendant contends that each indicated during voir dire
an intent always to vote for death upon finding first-degree
murder.
We begin by considering the statutory requirements for
preserving such a challenge. A trial court's refusal to grant a
challenge for cause is reversible on appeal only when a
defendant has: (1) Exhausted the peremptory challenges
available to him; (2) Renewed his challenge as provided in
subsection (i) of this section; and (3) Had his renewal motion
denied as to the juror in question. N.C.G.S. § 15A-1214(h)
(2003). This statutory method for preserving a defendant's
right to seek appellate relief when a trial court refuses to
allow a challenge for cause is mandatory and is the only method
by which such rulings may be preserved for appellate review.
State v. Sanders, 317 N.C. 602, 608, 346 S.E.2d 451, 456 (1986).
Here, the record reveals that defendant failed to
comply with this statutory requirement. Following questioning by
defense counsel of prospective juror Trantham, the trial court
denied defendant's challenge for cause. Consequently, defendant
peremptorily struck this prospective juror. Later, after
defendant exhausted his peremptory challenges, the trial court
denied his motion to excuse prospective juror Cutshaw for cause.
Defendant, however, never renewed his challenge for cause as to
either prospective juror Trantham, as required by N.C.G.S. § 15A-1214(h)(2), or to prospective juror Cutshaw, as required by id. §
15A-1214 (i)(2). See Sanders, 317 N.C. at 607-08, 346 S.E.2d at
455-56; State v. Johnson, 317 N.C. 417, 432-33, 347 S.E.2d 7,
16-17 (1986).
Even if defendant had complied with statutory
procedures, he would not be entitled to relief. A prospective
juror can be challenged for cause when he or she [a]s a matter
of conscience, regardless of the facts and circumstances, would
be unable to render a verdict with respect to the charge in
accordance with the law of North Carolina. N.C.G.S. § 15A-
1212(8) (2003). However, excusal of a prospective juror for
cause is not mandatory when he or she is able to disregard any
personal convictions, follow the laws of the state as provided by
the trial court, and render a fair and impartial verdict based on
the evidence. State v. Jaynes, 342 N.C. 249, 270-71, 464 S.E.2d
448, 461 (1995) (citing State v. Green, 336 N.C. 142, 166-67, 443
S.E.2d 14, 28-29, cert. denied, 513 U.S. 1046, 130 L. Ed. 2d 547
(1994)), cert. denied, 518 U.S. 1024, 135 L. Ed. 2d 1080 (1996).
The decision '[w]hether to allow a challenge for cause
in jury selection is . . . ordinarily left to the sound
discretion of the trial court which will not be reversed on
appeal except for abuse of discretion.' State v. Stephens, 347
N.C. 352, 365, 493 S.E.2d 435, 443 (1997) (quoting State v.
Locklear, 331 N.C. 239, 247, 415 S.E.2d 726, 731 (1992)), cert.
denied, 525 U.S. 831, 142 L. Ed. 2d 66 (1998). An appellate
court should affirm a discretionary decision by the trial court
that is supported by the record, Wainwright v. Witt, 469 U.S.412, 434, 83 L. Ed. 2d 841, 858 (1985), and reverse only where
the decision is 'manifestly unsupported by reason' and 'so
arbitrary that it could not have been the result of a reasoned
decision.' State v. T.D.R., 347 N.C. 489, 503, 495 S.E.2d 700,
708 (1998) (quoting White v. White, 312 N.C. 770, 777, 324 S.E.2d
829, 833 (1985)). Our review of the record satisfies us that the
trial court did not abuse its discretion here.
When prospective juror Trantham was questioned by
defense counsel, the following exchange ensued:
Q. Can you think of any circumstance . . .
under which you could give life rather than
death? . . .
A. That I would give life instead of death?
Q. Yes, ma'am. Once you found First Degree Murder,
aggravation, no mitigation.
A. No.
Defense counsel later questioned prospective juror Cutshaw
regarding his views on the death penalty. He responded as
follows:
Q. You will have found unanimously and
beyond a reasonable doubt that one or more of
these 11 aggravators exist, and you also will
have found that no mitigating factors exist,
or that the mitigating factors are not
sufficient to outweigh the aggravating
factors. At that point, would death be
automatic to you?
A. Only after -- Yes, it would.
Defendant contends that these responses by prospective
jurors Trantham and Cutshaw impart a definite impression that
[they] would be unable to faithfully and impartially apply the
law, Wainwright, 469 U.S. at 426, 83 L. Ed. 2d at 852, requiringtheir excusal for cause. However, further questioning of both
prospective jurors revealed that neither would automatically
impose the death penalty regardless of the circumstances or the
law. After giving the responses quoted above, prospective juror
Trantham was asked additional questions by defense counsel:
Q. Ma'am, you have found First Degree Murder
and aggravating factors and mitigating, but
they don't outweigh the aggravating
factor[s], could you then seriously consider
the imposition of a life sentence?
A. Yes, I would abide by what the law said.
Additional questioning of prospective juror Cutshaw by
defense counsel revealed that he too would consider the
imposition of a life sentence:
Q. Well, is there anything that you can
think of right now that Mr. Young or I could
say or present to you at that point, assuming
you have found First Degree Murder,
aggravators and no mitigators or that the
aggravators outweigh the mitigators, is there
anything that we can do to convince you to
give a sentence of life without parole rather
than death?
A. I would just have to hear the whole
case. You know, I can't -- I can't answer
that right now.
. . . .
Q. Are your feelings about murder so strong
that your ability to seriously consider a
sentence of life in prison without parole
rather than death by execution would be
substantially impaired?
A. No, sir.
Q. Again, I guess my final question to you,
I know you are going to go through these four
steps as the law requires, each box has to be
filled in. Would it just be going through
the steps or going through the motions, orwill you seriously consider all of these
factors, including mitigating circumstances?
A. I would have to hear all of the factors.
Thus, both of these prospective jurors affirmed that
they could set aside their personal opinions and reach a decision
based on the law. Where a prospective juror initially expresses
a belief that every convicted first-degree murderer should
receive the death penalty, but later indicates he or she would
follow the trial court's instructions with respect to
recommending the appropriate sentence, a trial court's denial of
a challenge for cause is not error. State v. Walls, 342 N.C. 1,
35, 463 S.E.2d 738, 754-55 (1995), cert. denied, 517 U.S. 1197,
134 L. Ed. 2d 794 (1996). The responses here were sufficient to
support the decision by the trial court to deny the challenges
for cause. See State v. Rogers, 355 N.C. 420, 430, 562 S.E.2d
859, 867 (2002) (A judge who observes the prospective juror's
demeanor as he or she responds to questions and efforts at
rehabilitation is best able to determine whether the juror should
be excused for cause.). Therefore, the trial court did not err
in denying the challenges for cause. This assignment of error is
overruled.
Next, defendant argues that the trial court improperly
excused for cause thirty-six prospective jurors who expressed
reservations about imposing the death penalty. Citing
Witherspoon v. Illinois, defendant claims that none of the
thirty-six prospective jurors were irrevocably committed . . .
to vote against the penalty of death regardless of the facts and
circumstances. 391 U.S. 510, 522 n.21, 20 L. Ed. 2d 776, 785n.21 (1968). He contends that the entire voir dire examination
of each prospective juror indicates an ability to consider and
impose the appropriate punishment, including death.
[M]ere opposition to the death penalty does not
disqualify a prospective juror if the juror can set aside his or
her personal beliefs and follow the law. State v. Berry, 356
N.C. 490, 502, 573 S.E.2d 132, 141 (2002). The test is whether
the views of a prospective juror on capital punishment 'prevent
or substantially impair the performance of his duties as a juror
in accordance with his instructions and his oath.' Wainwright,
469 U.S. at 424, 83 L. Ed. 2d at 851-52 (quoting Adams v. Texas,
448 U.S. 38, 45, 65 L. Ed. 2d 581, 589 (1980)).
We have reviewed the record and transcript pertinent to
each of these thirty-six prospective jurors. As to one
prospective juror named by defendant, Thomas Morgan, our review
indicates that he was excused because he was a reporter who was
familiar with the case and whose professional responsibilities
made him uncomfortable with the idea of serving as a juror.
However, we have also considered the voir dire of another
prospective juror, Robin Harwell, who was being questioned along
with prospective juror Morgan and was excused for cause as being
opposed to the death penalty. In addition, while defendant names
prospective juror Sharon Norton in this assignment of error, the
transcript pages cited by defendant contain the voir dire
examination of prospective juror Shannon Fox, who was excused for
cause. Accordingly, we have also considered the responses given
by prospective juror Fox. Our review reveals that each of the thirty-six
prospective jurors involved in this assignment of error stated
during voir dire that he or she possessed views on capital
punishment that would substantially impair his or her ability
to render a verdict in accordance with the law. For example, the
prosecutor questioned prospective juror Johanna Hensley about her
religious and personal beliefs with respect to the death penalty.
After she indicated that she has held a strong opposition to the
death penalty since childhood, the following exchange took place:
Q. Would you say that it's true that
nothing I presented by way of aggravating
circumstances would get you to change your
beliefs?
A. Well, I can differentiate, but it's
going to make me sick to think -- I mean,
it's going to make me feel bad. I can follow
the law and do what you say I should do, but
it's going to make me personally feel upset.
So, no, I can't. No, I cannot --
Q. You would --
A. -- render death.
Q. So no matter what I presented, you could
not do that?
A. No.
Q. So would you indicate or state that your
strong personal and religious beliefs would
substantially impair your ability to render a
verdict of death in this case?
A. Yes.
[PROSECUTOR]: The State moves for cause
in Ms. Hensley's case.
[DEFENSE COUNSEL]: Objection.
THE COURT: Overruled.
Virtually identical responses were elicited from each
of the other prospective jurors named by defendant. Each
expressed an inability to impose the death penalty regardless of
the facts and circumstances. Accordingly, the trial court did
not abuse its discretion in excusing for cause these thirty-six
prospective jurors. This assignment of error is overruled.
GUILT-INNOCENCE ISSUES
Kenneth Cato was unavailable because he died before
defendant's trial. Defendant contends that the trial court
erroneously admitted three of Cato's out-of-court statements.
First, the trial court admitted Cato's statement to
Rick Morgan. The evidence indicated that Cato arrived at Rick's
house at approximately 1:30 a.m. on 26 November 1997. Rick
testified that Cato said he [Cato] wanted me to come with him,
my brother was tripping.
Second, Sergeant Douglas Berner of the Asheville Police
Department testified that he interviewed Cato at approximately
3:30 a.m. on 26 November 1997. At trial, over defendant's
objection, Berner read aloud the notes he had taken from his
interview of Cato. He related to the jury that Cato described
how he had arrived home to find defendant and King apparently
smoking crack, that King had refused to give defendant a head
job, that defendant slapped King and threatened Cato with a beer
bottle, that Cato and defendant had fought, that defendant hit
Cato with a beer bottle and chased him outside while wielding a
knife, that defendant began to follow King, that Cato ran to Rick
Morgan's house, then returned and saw King lying in the street,and that defendant, still carrying a knife, chased Cato again,
shouting I should have killed you.
Third, Cato also spoke with Detective Kevin Taylor of
the Asheville Police Department. At a pretrial suppression
hearing, the State agreed not to elicit from Detective Taylor any
of Cato's statements to him, and no questions about the
statements were asked during Detective Taylor's direct testimony
at trial. However, during defense counsel's cross-examination of
Detective Taylor, in an apparent effort to impeach Cato based on
inconsistencies in his statements, counsel asked Detective Taylor
whether he had interviewed Cato after the murder. In response,
Detective Taylor testified that he attended part of the interview
that Sergeant Berner conducted with Cato in which Cato told
Sergeant Berner that defendant came out of the house with a knife
and that defendant also hit him with a beer bottle. Detective
Taylor provided additional cross-examination testimony to the
effect that he conducted another interview with Cato, during
which Cato said that King was carrying a beer bottle when she
came out of the house. Detective Taylor also related that he
took custody of Cato's overalls and jacket to have them tested
for blood.
The trial court admitted all three statements pursuant
to Rules 803(1) and 803(2) of the North Carolina Rules of
Evidence, which respectively designate present sense impressions
and excited utterances as hearsay exceptions. Defendant argues
in his original brief that these statements did not fit within
either exception and, therefore, were inadmissible hearsay underRule 802. However, the case was tried and defendant's initial
brief to this Court was filed before the United States Supreme
Court issued its opinion in Crawford v. Washington, 541 U.S. 36,
158 L. Ed. 2d 177 (2004). In that case, the Supreme Court held
that the Confrontation Clause bars the admission of out-of-court
testimonial statements unless the declarant is unavailable and
the defendant had a prior opportunity to cross-examine him or
her. Id. at ___, 158 L. Ed. 2d at 203. Because defendant had
entered notice of appeal and his case was pending when Crawford
was issued, that decision applies to defendant's case. Griffith
v. Kentucky, 479 U.S. 314, 322-23, 93 L. Ed. 2d 649, 658 (1987).
Accordingly, defendant filed a supplemental brief in which he
argues that the admission of Cato's statements to Sergeant Berner
and Detective Taylor violated his constitutional rights, as set
out in Crawford.
We begin by considering the admissibility of Cato's
statement to Rick Morgan. Because defendant does not argue that
Crawford applies to this statement, our analysis focuses on
whether it was properly admitted as a hearsay exception.
Hearsay is defined as a statement, other than one made
by the declarant while testifying at the trial or hearing,
offered in evidence to prove the truth of the matter asserted.
N.C.G.S. § 8C-1, Rule 801(c) (2003). As a general rule, hearsay
is inadmissible at trial. Id. Rule 802 (2003). Rules 803 and
804, however, provide exceptions and permit the admission of
hearsay statements under certain circumstances. As to the specific exceptions invoked by the trial
court in the case at bar, Rule 803(1) provides for the
admissibility of present sense impressions. A present sense
impression is [a] statement describing or explaining an event or
condition made while the declarant was perceiving the event or
condition, or immediately thereafter. Id. Rule 803(1) (2003).
The basis of the present sense impression exception is that
closeness in time between the event and the declarant's statement
reduces the likelihood of deliberate or conscious
misrepresentation. State v. Pickens, 346 N.C. 628, 644, 488
S.E.2d 162, 171 (1997); see also State v. Reid, 322 N.C. 309,
315, 367 S.E.2d 672, 675 (1988). In addition, Rule 803(2)
provides that [a] statement relating to a startling event or
condition made while the declarant was under the stress of
excitement caused by the event or condition is not excluded by
Rule 802. N.C.G.S. § 8C-1, Rule 803(2) (2003). For a statement
to fall under this excited utterance exception, 'there must be
(1) a sufficiently startling experience suspending reflective
thought and (2) a spontaneous reaction, not one resulting from
reflection or fabrication.' State v. Maness, 321 N.C. 454, 459,
364 S.E.2d 349, 351 (1988) (quoting State v. Smith, 315 N.C. 76,
86, 337 S.E.2d 833, 841 (1985)).
Evidence presented at trial established that after
wrestling with defendant at 13 Ridge Street, Cato fled to Rick's
house, seeking help. Rick testified that Cato woke him up and
explained that he needed help because defendant was tripping.
This statement, made to explain or describe a conditionimmediately after the declarant perceived the condition, is a
typical example of a present sense impression. Maness, 321 N.C.
at 458-59, 364 S.E.2d at 351. Although there is no per se
definition of immediately thereafter, prior holdings of this
Court indicate that a brief lapse in time does not disqualify a
statement from falling under Rule 803(1). See Pickens, 346 N.C.
at 644-45, 488 S.E.2d at 171 (statements identifying the
defendant as the person who shot the victim were made while
perceiving the event, or immediately thereafter, because there
was evidence that the defendant was still in the process of
leaving the scene of the crime with a gun in hand when the
statements were made); State v. Cummings, 326 N.C. 298, 314, 389
S.E.2d 66, 75 (1990) (statement made after having driven from
Willow Springs to Raleigh was held sufficiently close to the
event to be admissible); State v. Odom, 316 N.C. 306, 313, 341
S.E.2d 332, 336 (1986) (statement by an eyewitness to police, who
arrived at the scene ten minutes after the event, is admissible
as a present sense impression). Here, the lapse in time between
defendant's behavior and Cato's description to Rick was the time
it took to for him to reach Rick's house, just half a mile away.
The likelihood that this time afforded Cato an opportunity
deliberately to misrepresent defendant's condition is remote.
Therefore, we conclude that Cato's statement was made
sufficiently close to the event and was admissible as a present
sense impression under Rule 803(1). Accordingly, we need not
address whether this statement was also admissible as an excited
utterance. Next, we address the statements Cato made to Sergeant
Berner and Detective Taylor. As detailed above, Detective Taylor
testified about his interviews with Cato only when asked by
defense counsel during cross-examination. Because defendant
elicited Detective Taylor's testimony, he cannot object to its
admission. N.C.G.S. § 15A-1443(c) (2003); State v. Mitchell, 342
N.C. 797, 806, 467 S.E.2d 416, 421 (1996). Consequently,
defendant's argument that this evidence was inadmissible under
Crawford fails.
We now turn to Cato's statements admitted through
Sergeant Berner. Defendant contends that the trial court
violated his constitutional right to confrontation because he
never had an opportunity to cross-examine Cato. We agree that
Cato's statement to Sergeant Berner was testimonial in nature
because it was knowingly given in response to structured police
questioning. Crawford, 541 U.S. at ___ n.4, 158 L. Ed. 2d at
194 n.4. The record further reveals that defendant was never
afforded a chance to cross-examine Cato regarding this statement.
As a result, Cato's statement to Sergeant Berner was admitted in
violation of defendant's Sixth Amendment right to confront his
accuser.
However, a constitutional violation does not
necessarily result in a new trial. A violation of the
defendant's rights under the Constitution of the United States is
prejudicial unless the appellate court finds that it was harmless
beyond a reasonable doubt. N.C.G.S. § 15A-1443(b) (2003). The
State bears the burden of proving the error was harmless. Id. [T]he presence of overwhelming evidence of guilt may render
error of constitutional dimension harmless beyond a reasonable
doubt. State v. Autry, 321 N.C. 392, 400, 364 S.E.2d 341, 346
(1988).
Defendant argues that he was prejudiced by the
admission of this statement because it contradicted his testimony
and undermined his contention that he acted in self-defense.
Although defendant concedes there was ample evidence that he
killed King, including his own testimony, he asserts that the
State presented no evidence that the killing was premeditated or
deliberate. Therefore, according to defendant, it is possible
that, had Cato's statement to Sergeant Berner not been admitted,
the jury could have returned a lesser verdict of second-degree
murder or voluntary manslaughter.
After a review of the entire record in this case, we
conclude that the erroneous admission of this testimony by the
trial court was harmless in light of other overwhelming evidence
that was properly admitted to establish defendant's guilt of
first-degree murder, including blood spatter evidence, the broken
bottle on the street beside King's body, the forty-eight wounds
inflicted on King, see State v. Skipper, 337 N.C. 1, 35, 446
S.E.2d 252, 271 (1994) (nature and number of the wounds and
evidence that the murder[] w[as] done in a brutal manner are
circumstances from which premeditation and deliberation can be
inferred), cert. denied, 513 U.S. 1134, 130 L. Ed. 2d 895
(1995), Stacey Miller's testimony that defendant chased Cato
while yelling, I'll kill you, too, and the testimony of inmatesJones and Oglesby that defendant composed and sang a rap song in
which he said that King paid with her life for smoking
defendant's crack and denying him sex. Accordingly, we are
satisfied that the error in the admission of Cato's hearsay
statement to Sergeant Berner was harmless beyond a reasonable
doubt. See also Bell v. State, 278 Ga. 69, 71-72, 597 S.E.2d
350, 353 (2004); Cassidy v. State, ___ S.W.3d ___, 2004 Tex. App.
LEXIS 4519, at *10-11 (May 20, 2004) No. 03-03-00098-CR, disc.
rev. refused, 2004 Tex. Crim. App. LEXIS 1720 (Oct. 13, 2004).
This assignment of error is overruled.
In defendant's next assignment of error, he argues that
the trial court erred in denying his motion to exclude evidence
of two prior assaults he committed against Abraham Adams in 1992.
The trial court admitted this evidence pursuant to Rule 404(b) of
the North Carolina Rules of Evidence. Defendant contends that
the evidence was irrelevant and was presented only to establish
his bad character.
On voir dire, Adams testified that he had promised to
give defendant a dollar in exchange for a ride. A few days
later, on 28 July 1992, defendant demanded the dollar and
threatened to jump on Adams if he did not pay up. Adams declined
to pay and entered a nearby cafe. When Adams exited, defendant
attacked him, then grabbed a beer bottle off a ledge and used it
to hit Adams on the side of the head. Adams fell and defendant
continued to kick him and hit him on the head with the bottle.
The fight was eventually broken up by onlookers. The second
assault occurred on 29 December 1992, when defendant againattacked Adams. As the two walked toward each other, defendant
knocked Adams to the ground, and jumped on top of him. Defendant
hit Adams, then grabbed trash from a nearby pile and began
beating Adams with it. Although Adams could not recall just what
defendant hit him with during the second fight, he knew there
were bottles in the trash and that he was cut by glass.
Defendant was charged with assault with a deadly weapon with
intent to kill inflicting serious injury and with assault with a
deadly weapon. At the conclusion of the voir dire, the trial
court ruled that evidence of these assaults was admissible
pursuant to Rule 404(b) to show proof of motive, opportunity,
intent, identity, or absence of mistake. When Adams later
testified before the jury, the trial court gave a limiting
instruction.
Rule of Evidence 404(b) provides:
Evidence of other crimes, wrongs, or acts is
not admissible to prove the character of a
person in order to show that he acted in
conformity therewith. It may, however, be
admissible for other purposes, such as proof
of motive, opportunity, intent, preparation,
plan, knowledge, identity, or absence of
mistake, entrapment or accident.
N.C.G.S. § 8C-1, Rule 404(b) (2003). Pursuant to this rule,
evidence of prior bad acts is generally admissible if it tends to
prove any relevant fact other than the defendant's propensity to
commit the offense, Berry, 356 N.C. at 505, 573 S.E.2d at 143,
unless the probative value of the evidence is substantially
outweighed by its prejudicial effect, N.C.G.S. § 8C-1, Rule 403
(2003). See State v. Artis, 325 N.C. 278, 299-300, 384 S.E.2d
470, 481-82 (1989) (relevant prior incidents must be sufficientlysimilar and not so remote in time so as to run afoul of the
balancing test set forth in Rule 403), judgment vacated on other
grounds, 494 U.S. 1023, 108 L. Ed. 2d 604 (1990).
The State advised the trial court that it was tendering
evidence of defendant's two prior assaults on Adams under Rule
404(b) for the purpose of proving the identity of King's
assailant. Defendant asserts that this evidence was irrelevant
because identity was not an issue. He admitted that he was
responsible for King's death, and witnesses put him at the scene.
However, defendant pled not guilty. State v. Perry, 275 N.C.
565, 570, 169 S.E.2d 839, 843 (1969) (defendant's plea of not
guilty placed in issue every material allegation contained in the
indictment, including his identity as the perpetrator). He did
not make any pretrial statement and did not admit his involvement
until he testified in his own defense at trial, after the State
had presented its case-in-chief. In addition, defendant's cross-
examination on several occasions insinuated that Cato was at
least involved in the murder. As a result, we are unwilling to
conclude that the identity of the perpetrator of the murder was
not an issue at the time of Adams' testimony.
Moreover, even if the evidence were inadmissible to
establish identity, defendant has failed to demonstrate
prejudice. To establish prejudicial error, a defendant must show
there was a reasonable possibility that a different result would
have been reached had the evidence been excluded. N.C.G.S. §
15A-1443(a). Although the State offered the evidence
specifically to show identity, the trial court admitted it forthe multiple purposes of showing proof of motive, opportunity,
intent, identity, or absence of mistake. [W]here at least one
of the [other] purposes for which the prior act evidence was
admitted was [proper,] there is no prejudicial error. State v.
Haskins, 104 N.C. App. 675, 683, 411 S.E.2d 376, 382 (1991),
disc. rev. denied, 331 N.C. 287, 417 S.E.2d 256 (1992). See also
State v. Bagley, 321 N.C. 201, 206, 362 S.E.2d 244, 247 (1987)
(even though testimony was inadmissible to show identity of the
perpetrator, it was admissible for other purposes provided in
Rule 404(b)), cert. denied, 485 U.S. 1036, 99 L. Ed. 2d 912
(1988).
One of the other purposes for which the trial court
admitted the prior crime evidence was to prove intent. Intent is
an element of first-degree murder, and evidence of prior crimes
that tends to establish a particular mental state may be admitted
into evidence. See State v. Jones, 353 N.C. 159, 172-73, 538
S.E.2d 917, 928 (2000) (evidence of pending charges admissible
under 404(b) to establish element of malice); State v. Rich, 351
N.C. 386, 400, 527 S.E.2d 299, 306-07 (2000) (same result as to
evidence of prior convictions). In his first assault against
Adams, defendant beat him with a beer bottle. The bottle broke
when defendant struck the left side of Adams' head, causing
shards of glass to lodge in Adams' skin. In the second attack,
Adams' clothes were cut as a result of defendant's hitting him
with items found in a nearby trash pile that included cans and
bottles. In the murder at bar, the forensic pathologist who
performed the autopsy of King testified that she suffered forty-eight wounds caused by a sharp object such as something made out
of glass that has a broken, sharp edge. The evidence of
defendant's attacks on Adams demonstrates that defendant was
aware that the act of striking another individual with a beer
bottle was a reckless and dangerous act that could cause serious
injury. The trial court properly admitted this evidence under
Rule 404(b) to show intent. This assignment of error is
overruled.
Defendant next argues that the trial court erred in
qualifying State Bureau of Investigation Special Agent Mike
Garrett as an expert in bloodstain pattern interpretation and in
admitting his expert testimony. Defendant, relying upon State v.
Goode, 341 N.C. 513, 461 S.E.2d 631 (1995), and Daubert v.
Merrell Dow Pharmaceuticals, Inc., 509 U.S. 579, 125 L. Ed. 2d
469 (1993), contends that Agent Garrett's testimony was
inherently unreliable because he lacked the requisite knowledge
and credentials to permit his qualification as an expert.
Defendant filed his brief before we issued our opinion
in Howerton v. Arai Helmet, Ltd., 358 N.C. 440, 597 S.E.2d 674
(2004). In Howerton, we addressed the admissibility of expert
testimony and concluded that North Carolina is not a Daubert
state. Id. at 469, 597 S.E.2d at 693. This Court was concerned
about the excessively mechanical application of the Daubert
factors that seem to have evolved in the federal courts. Id. at
464-66, 597 S.E.2d at 690-91. We were also uneasy about the
potential interpretations and applications of Daubert that could
strip the jury of its function as the ultimate finder of fact. Id. at 468, 597 S.E.2d at 692. Accordingly, we reiterated that
under North Carolina law, a trial court that is considering
whether to admit proffered expert testimony pursuant to North
Carolina Rule of Evidence 702 must conduct a three-step inquiry
to determine: (1) whether the expert's proffered method of proof
is reliable, (2) whether the witness presenting the evidence
qualifies as an expert in that area, and (3) whether the evidence
is relevant. Id. at 458, 597 S.E.2d at 686 (citing Goode, 341
N.C. at 527-29, 461 S.E.2d at 639-41). In discussing the trial
court's determination of the reliability of proffered expert
evidence where the trial court is without precedential guidance
or faced with novel scientific theories, unestablished
techniques, or compelling new perspectives on otherwise settled
theories or techniques, we set out several indices of
reliability that the trial court could consider. Id. at 460,
597 S.E.2d at 687 (citing State v. Pennington, 327 N.C. 89, 393
S.E.2d 847 (1990)). Because we did not intend to tie the hands
of the State's able trial bench, we specifically stated that
these indices were not exclusive. Id. A trial court is
afforded 'wide latitude of discretion when making a
determination about the admissibility of expert testimony.' Id.
at 458, 597 S.E.2d at 686 (quoting State v. Bullard, 312 N.C.
129, 140, 322 S.E.2d 370, 376 (1984)). Accordingly, a trial
court's rulings under Rule 702 will not be reversed on appeal
absent an abuse of discretion. Id.
Turning to the case at bar, defendant does not contend
that bloodstain pattern interpretation is not a sufficientlyreliable area for expert testimony, and at any rate we have
recognized this discipline to be an appropriate area for expert
testimony. Goode, 341 N.C. at 531, 461 S.E.2d at 641. In
addition, defendant does not argue that the evidence is
irrelevant. Defendant's contention is that Agent Garrett was not
qualified in the field of bloodstain pattern interpretation.
Accordingly, we will limit our analysis to this issue.
We have held that
[i]t is not necessary that an expert be
experienced with the identical subject matter
at issue or be a specialist, licensed, or
even engaged in a specific profession. It is
enough that the expert witness 'because of
his expertise is in a better position to have
an opinion on the subject than is the trier
of fact.'
Id. at 529, 461 S.E.2d at 640 (citations omitted). The record
reveals that Agent Garrett possessed sufficient knowledge,
experience, and training in the field of bloodstain pattern
interpretation to warrant his qualification as an expert in that
field. Agent Garrett testified that he had completed two
training sessions on bloodstain pattern interpretation, had
analyzed bloodstain patterns in dozens of cases, and had
previously testified in a homicide case as a bloodstain pattern
interpretation expert. In addition, Agent Garrett described in
detail to the judge and jury the difference between blood spatter
and transfer stains and produced visual aids to illustrate his
testimony.
Based on this testimony, the trial court reasonably
could have determined that Agent Garrett was in a better position
to have an opinion on bloodstain pattern interpretation than thetrier of fact. There is more than one road to expertise that
assists a jury in understanding the evidence or determining a
fact at issue, and Agent Garrett's qualifications are not
diminished, as defendant suggests, by the fact that he has never
written an article, lectured, or taken a college-level course on
bloodstain or blood spatter analysis. The trial court did not
abuse its discretion in qualifying Agent Garrett as an expert.
This assignment of error is overruled.
Defendant next contends that the trial court erred in
denying his motion to dismiss the first-degree murder charge. At
the close of the State's case-in-chief, defendant moved to
dismiss for insufficiency of the evidence. The motion was
denied. Defendant asserts this ruling was erroneous because the
evidence failed to establish that he acted with deliberation.
When considering a motion to dismiss, the trial court
must view the evidence in the light most favorable to the State,
giving the State the benefit of all reasonable inferences. State
v. Gladden, 315 N.C. 398, 430, 340 S.E.2d 673, 693, cert. denied,
479 U.S. 871, 93 L. Ed. 2d 166 (1986). If substantial evidence
exists to support each essential element of the crime charged and
that defendant was the perpetrator, it is proper for the trial
court to deny the motion. State v. Malloy, 309 N.C. 176, 178,
305 S.E.2d 718, 720 (1983).
Premeditation and deliberation relate to
mental processes and ordinarily are not
readily susceptible to proof by direct
evidence. Instead, they usually must be
proved by circumstantial evidence. Among
other circumstances to be considered in
determining whether a killing was with
premeditation and deliberation are: (1) wantof provocation on the part of the deceased;
(2) the conduct and statements of the
defendant before and after the killing; (3)
threats and declarations of the defendant
before and during the course of the
occurrence giving rise to the death of the
deceased; (4) ill-will or previous difficulty
between the parties; (5) the dealing of
lethal blows after the deceased has been
felled and rendered helpless; and (6)
evidence that the killing was done in a
brutal manner. We have also held that the
nature and number of the victim's wounds are
circumstances from which premeditation and
deliberation can be inferred.
Gladden, 315 N.C. at 430-31, 340 S.E.2d at 693 (citations
omitted).
Here, sufficient evidence was presented at trial to
prove the killing was carried out deliberately. Defendant
inflicted numerous stab and slash injuries to the victim over a
period of time. According to the pathologist who performed the
autopsy, several of the victim's bones were broken, indicating
that some of the blows were delivered with great force. In
addition, defendant partially disrobed the victim during the
assault and later returned to the scene and threatened to kill
Cato while brandishing a knife. Accordingly, the trial court
properly denied defendant's motion to dismiss. This assignment
of error is overruled.
Defendant assigns error to several of the trial court's
instructions that were delivered at the conclusion of the guilt
phase of the trial. He contends that the trial court's
instructions impermissibly: (1) placed the burden of proof on
defendant to satisfy the jury that his evidence was believable
beyond a reasonable doubt; (2) required that the jurorsunanimously believe the evidence beyond a reasonable doubt; and
(3) instructed the jury that it must be simply satisfied with
defendant's evidence for it to be believed. Defendant claims
that the instructions violated his constitutional rights under
the Fifth, Sixth, Eighth, and Fourteenth Amendments to the United
States Constitution and Article I, Sections 19, 23, and 27 of the
North Carolina Constitution. In addition, defendant claims that
his trial counsel's failure to object to these instructions
constituted ineffective assistance of counsel.
Rule (10)(b)(2) of the North Carolina Rules of
Appellate Procedure states that [a] party may not assign as
error any portion of the jury charge or omission therefrom unless
he objects thereto before the jury retires to consider its
verdict. N.C. R. App. P. 10(b)(2). Because defendant concedes
that he did not object to any portion of the trial court's
instructions, our review of these contentions is limited to plain
error. See id. 10(c)(4). Plain error is applied only in
exceptional cases where a review of the entire record establishes
that the erroneous instructions probably had an effect on the
jury's finding of guilt. State v. Odom, 307 N.C. 655, 660-61,
300 S.E.2d 375, 378-79 (1983). See also State v. Jones, 355 N.C.
117, 125, 558 S.E.2d 97, 103 (2002).
A charge must be construed contextually, and
isolated portions of it will not be held
prejudicial when the charge as a whole is
correct. If the charge as a whole presents
the law fairly and clearly to the jury, the
fact that isolated expressions, standing
alone, might be considered erroneous will
afford no ground for a reversal.
Furthermore, insubstantial technical errors
which could not have affected the result willnot be held prejudicial. The judge's words
may not be detached from the context and the
incidents of the trial and then critically
examined for an interpretation from which
erroneous expressions may be inferred.
State v. McWilliams, 277 N.C. 680, 684-85, 178 S.E.2d 476, 479
(1971) (citations omitted).
We first address defendant's argument that the
instructions impermissibly placed the burden of proof on him.
Defendant takes exception to the following portion of the jury
charge:
In order to resolve whatever conflicts
that exist in the testimony, in order to
decide what evidence is of some degree of
more importance than is some other aspect of
the evidence, the jury under the law is
empowered to do two things with regard to the
evidence.
First of all, decide what credibility
you're going to give the witnesses that
testified in this case. And then once you
decide the evidence is believable to the
extent of beyond a reasonable doubt in
accordance with what the State must prove,
then decide what evidence is more important
or of less importance to you as to some other
aspect you deem to be believable.
(Emphasis added.) Defendant contends that because this portion
of the instructions made no distinction between the State's
evidence and defendant's evidence, he was saddled with the burden
of proving to the jury that his evidence was believable beyond a
reasonable doubt. Defendant's contention is without merit.
Although the quoted portion of the instruction is awkwardly
phrased, it advises the jury that the State has the burden of
proving its evidence beyond a reasonable doubt. We do not
interpret this instruction as shifting any burden to defendant.
Moreover, the trial court unquestionably instructed the jurycorrectly elsewhere as to the burden of proof. Just before
giving the instruction quoted above, the trial court advised the
jury: [Defendant] is presumed to be innocent. He has no burden
to prove his innocence. The burden is upon the State, the party
that has charged him, to satisfy you of his guilt to the crime
charged or some lesser offense from the evidence . . . to the
extent of beyond a reasonable doubt. In addition, after giving
the instruction to which defendant objects, the trial court on
several other occasions instructed the jury that the State bore
the burden of proving its case beyond a reasonable doubt. When
viewed in context, we are satisfied that the jury understood that
defendant did not bear the burden of proof in this case.
We next address defendant's contention that the trial
court's instructions erroneously required the jurors unanimously
to decide what evidence to believe beyond a reasonable doubt.
The trial court instructed the jury as follows:
During the course of your deliberations,
after recalling each witness's testimony,
which it is your duty to do, decide for
yourselves collectively and unanimously what
you're going to see fit to believe to the
extent of beyond a reasonable doubt in
accordance with what the State must prove.
And then from that, you find the facts, and
then apply the law to those facts.
(Emphasis added.) Defendant argues that this instruction
deprived the jurors of their right individually to assess witness
credibility and to decide what evidence was believable in
determining whether the State met its burden. Although defendant
relies on McKoy v. North Carolina, 494 U.S. 433, 108 L. Ed. 2d
369 (1990), to support his argument, that case isdistinguishable. In McKoy, the United States Supreme Court
invalidated North Carolina's requirement that a sentencing jury
unanimously find the existence of mitigating circumstances. 494
U.S. at 444, 108 L. Ed. 2d at 381. Because the alleged error in
the case at bar occurred during the guilt phase of trial, not the
sentencing phase, the holding in McKoy is not implicated.
We do not believe that this instruction suggested that
individual jurors should surrender their own convictions.
State v. Ward, 301 N.C. 469, 478, 272 S.E.2d 84, 90 (1980).
While the wording of the instruction is infelicitous, we read it
as restating both that the State bore the burden of proving every
element of the offense beyond a reasonable doubt and that the
jury must believe beyond a reasonable doubt that each element had
been proven before it could convict. See N.C. Const. art. I, §
24 (No person shall be convicted of any crime but by the
unanimous verdict of a jury . . . .).
Defendant also argues that the trial court
impermissibly instructed the jury that it must be simply
satisfied with defendant's evidence in order for it to be
believed. The trial court instructed as follows:
There are three things, and three things
only, that you use to come to whatever
conclusion you come to in this case; the
testimony from the mouths of the witnesses
after they took some kind of oath, that is,
as much of that testimony as you deem to be
believable to the extent of beyond a
reasonable doubt. And I'll remind you that
the Defendant does not have to prove anything
to the extent of beyond a reasonable doubt.
In order to believe his evidence, you must be
just simply satisfied. The State has the
burden of proving to you its evidence to the
extent of beyond a reasonable doubt.
(Emphasis added.) This Court addressed a similar issue in State
v. Roache, where the trial court instructed the jury that it
must be 'simply satisfied' with defendant's evidence in order to
find it believable. 358 N.C. 243, 302-03, 595 S.E.2d 381, 419
(2004). Unlike the case at bar, the defendant in Roache objected
in time for the trial court to give a clarifying instruction the
next day. We found no error in Roache because
the trial court properly charged the jury as
to the burden of proof at two separate points
in the jury charge by specifically stating
that defendant had no burden of proof and
also that the jury was to decide the case
using as much of th[e] evidence as you see
fit to believe, to the extent of beyond a
reasonable doubt in accordance with what the
State must prove.
Id. at 303, 595 S.E.2d at 419. Our review of the record shows
that the trial court here similarly advised the jury that
defendant has no burden to prove his innocence and repeatedly
instructed the jury that the State bore the burden of proof, not
defendant. Accordingly, we see no plain error in this
instruction.
Where the instructions to the jury, taken as a whole,
present the law fairly and clearly to the jury, we will not find
error even if isolated expressions, standing alone, might be
considered erroneous. State v. Chandler, 342 N.C. 742, 751-52,
467 S.E.2d 636, 641 (citing McWilliams, 277 N.C. at 684-85, 178
S.E.2d at 479), cert. denied, 519 U.S. 875, 136 L. Ed. 2d 133
(1996). The sentences and phrases highlighted here by defendant
cannot be scrutinized out of context for inferential error. Id.
Even assuming arguendo that these portions of the instructionswere improper, we fail to see how the jury would have reached a
different result. Compelling evidence of defendant's guilt was
presented at trial, and the instructions, taken as a whole, were
correct. This assignment of error is overruled.
SENTENCING ISSUES
Defendant raises several issues relating to the jury's
perception of possible sentences in this case. Before trial,
defendant filed a motion in limine pursuant to Rule 403 of the
North Carolina Rules of Evidence to exclude evidence of a prior
life sentence on the ground that the jury might confuse the
sentences of life imprisonment with the possibility of parole and
life imprisonment without parole. The trial court denied
defendant's motion. When defendant testified during the
guilt-innocence phase of the trial, he acknowledged on
cross-examination that previously he had been convicted of
second-degree murder and received a life sentence.
Defendant asserts that the admission of his prior life
sentence misled the jury into believing that, because he received
parole in that earlier case, he could again be paroled if
sentenced to life in this case. However, when a defendant
chooses to testify, evidence of the time and place of a prior
conviction, along with the sentence imposed, is admissible under
Rule 609(a) of the North Carolina Rules of Evidence for the
purpose of impeaching his or her credibility. State v. Lynch,
334 N.C. 402, 408-09, 432 S.E.2d 349, 352 (1993). The
prosecutor's two-question impeachment of defendant as to this
prior conviction did not exceed the permissible scope of inquiry. Defendant's next argument with respect to his prior
murder conviction relates to remarks made by the prosecutor to
the jury during the sentencing proceeding. The prosecutor argued
that [a] life sentence would be a travesty of justice because
defendant could write poems, play his guitar, and enjoy human
contact. The prosecutor pointed out that, if given a life
sentence, defendant could pose a danger to guards, inmates, and
others within the prison. The prosecutor emphasized this
argument by stating that [t]here's only one way to keep that
cold-blooded killer from killing again.
Defendant claims that the prosecutor improperly implied
in these arguments that he might become eligible for parole if
given a life sentence. However, while defendant correctly points
out that evidence regarding parole eligibility is not a relevant
consideration in a capital sentencing proceeding, State v.
Conaway, 339 N.C. 487, 520, 453 S.E.2d 824, 845, cert. denied,
516 U.S. 884, 133 L. Ed. 2d 153 (1995), this Court has held that
it is not improper for a prosecutor to urge the jury to
recommend death out of concern for the future dangerousness of
the defendant, State v. Williams, 350 N.C. 1, 28, 510 S.E.2d
626, 644, cert. denied, 528 U.S. 880, 145 L. Ed. 2d 162 (1999).
See also State v. McNeil, 350 N.C. 657, 687, 518 S.E.2d 486, 504
(1999), cert. denied, 529 U.S. 1024, 146 L. Ed. 2d 321 (2000).
Here, the prosecutor's argument did not improperly interject[]
defendant's prior parole eligibility to suggest that defendant
would be eligible for parole if death was not imposed. State v.
Cummings, 352 N.C. 600, 629, 536 S.E.2d 36, 57 (2000), cert.denied, 532 U.S. 997, 149 L. Ed. 2d 641 (2001). In the case at
bar, the prosecutor never used the word 'parole' and never
mentioned the possibility that a life sentence could mean that
defendant would eventually be released. Williams, 350 N.C. at
28, 510 S.E.2d at 644. Instead, the prosecutor permissibly
argued that defendant might endanger others if the jury did not
recommend death. The prosecutor's argument was not improper.
Defendant argues that the trial court erred in
rejecting his proposed instruction relating to the difference
between a life sentence for a first-degree murder conviction and
a life sentence for a second-degree murder conviction. Prior to
the sentencing proceeding, defendant moved the trial court to
instruct the jury that a sentence of life in prison is different
for first-degree and for second-degree murder. I . . . instruct
you that a sentence of life in prison in this case would be life
in prison without parole. The trial court denied this motion
and instructed the jury as follows:
Now, members of the jury, having found
the Defendant guilty of Murder in the First
Degree, it is now your duty to decide whether
to recommend to the Court whether the
Defendant should be sentenced to death or to
life in prison without parole. Your
recommendation would be binding upon the
Court. If you unanimously recommend that the
Defendant is to be sentenced to death, the
Court will impose the sentence of death. If
you unanimously recommend a sentence of life
imprisonment without parole, the Court will
impose a sentence of life imprisonment
without parole.
The jury recommended death. Defendant contends the trial court's instructions to
the jury did not correctly instruct that a life sentence means
life without parole. N.C. Gen. Stat. § 15A-2002 provides:
If the recommendation of the jury is
that the defendant be sentenced to death, the
judge shall impose a sentence of death in
accordance with the provisions of Chapter 15,
Article 19 of the General Statutes. If the
recommendation of the jury is that the
defendant be imprisoned for life in the
State's prison, the judge shall impose a
sentence of imprisonment for life in the
State's prison, without parole.
The judge shall instruct the jury, in
words substantially equivalent to those of
this section, that a sentence of life
imprisonment means a sentence of life without
parole.
N.C.G.S. § 15A-2002 (2003). In the instant case, the trial
court's instructions mirrored the language contained in this
statute. Therefore, the jury was adequately informed of the
meaning of life imprisonment, i.e., life without parole. See
State v. Haselden, 357 N.C. 1, 12, 577 S.E.2d 594, 601-02, cert.
denied, ___ U.S. ___, 157 L. Ed. 2d 382 (2003). See also State
v. Davis, 353 N.C. 1, 41, 539 S.E.2d 243, 269 (2000) (We find
nothing in the statute that requires the judge to state 'life
imprisonment without parole' every time he alludes to or mentions
the alternative sentence.), cert. denied, 534 U.S. 839, 151 L.
Ed. 2d 55 (2001); State v. Steen, 352 N.C. 227, 273-75, 536
S.E.2d 1, 28-29 (2000) (no error when the trial court refused to
instruct the jury on how parole laws had changed), cert. denied,
531 U.S. 1167, 148 L. Ed. 2d 997 (2001). This assignment of
error is overruled. Defendant next claims that the trial court erred in
denying his requests to modify the North Carolina Pattern Jury
Instructions pertaining to capital sentencing. Defendant argues
that his proposals would address a tendency of jurors to favor
the State and would correct juror misinterpretation of standard
jury instructions, as alleged in several studies. See, e.g.,
James Luginbuhl and Julie Howe, Discretion in Capital Sentencing
Instructions: Guided or Misguided?, 70 Ind. L.J. 1161 (1995).
Defendant further contends that the trial court's denial of his
requests violated the Eighth and Fourteenth Amendments to the
United States Constitution and Article I, Sections 19 and 27 of
the North Carolina Constitution.
Defendant urged the trial court to make the following
modifications to the sentencing instructions: substitute all
references to the jury recommending defendant's sentence with
language indicating that it is their duty to sentence defendant
either to death or to life imprisonment without parole; include
the phrase without parole with every reference to life
imprisonment; delete the language that requires the jury
unanimously to find a sentence of life imprisonment without
parole; and delete any portion of the instructions that placed
the burden of proof on defendant to prove the existence of
mitigating circumstances or that the mitigating circumstances
outweighed the aggravating circumstances. The trial court
sustained the State's objection to defendant's requests and
instructed the jury in accordance with N.C. Gen. Stat. § 15A-2000and the North Carolina Pattern Jury Instructions. See 1
N.C.P.I.--Crim. 150.10 (2004).
This Court has previously held that the trial court is
not required to give the exact instructions requested by a
defendant. See State v. Monk, 291 N.C. 37, 54, 229 S.E.2d 163,
174 (1976). Instead, requested instructions need only be given
in substance if correct in law and supported by the evidence.
State v. Bell, 338 N.C. 363, 391, 450 S.E.2d 710, 726 (1994),
cert. denied, 515 U.S. 1163, 132 L. Ed. 2d 861 (1995). Here, the
trial court used the pattern jury instructions to give in
substance those of defendant's requested instructions which were
correct in law. For instance, the trial court properly
instructed that if the State did not prove that the mitigating
circumstances were insufficient to outweigh the aggravating
circumstances, it was the jury's duty to recommend that the
Defendant be sentenced to life imprisonment without parole. We
have encouraged the trial court to utilize the pattern jury
instructions [g]iven the danger of distraction and prejudice and
the desirability of uniform jury instructions for all trials,
despite the unique features of each. Artis, 325 N.C. at 295,
384 S.E.2d at 479. In addition, the trial court correctly
declined to give those portions of defendant's requested
instructions which were not supported by the law. See N.C.G.S.
§§ 15A-2000(b), -2002 (2003) (providing that the jury recommends
a unanimous sentence that the trial judge then imposes); Davis,
353 N.C. at 41, 539 S.E.2d at 269 (trial judge need not add the
phrase without parole to every reference to a life sentence);State v. Johnson, 298 N.C. 47, 76, 257 S.E.2d 597, 618 (1979)
(requiring the defendant to prove mitigating circumstances by a
preponderance of the evidence). Furthermore, defendant has not
demonstrated that the instructions given were erroneous or
prejudicial to him. He has presented no evidence that any juror
misunderstood or failed to follow the court's instructions,
misapplied the law, or reached the sentencing recommendation by
inappropriate means. The court's instructions were correct and
met both state and federal constitutional standards. This
assignment of error is overruled.
Defendant next contends that the trial court erred in
submitting his prior conviction of second-degree murder in
support of the aggravating circumstance that he had been
previously convicted of a prior violent felony. N.C.G.S. § 15A-
2000(e)(3) (2003). On 10 May 1976, defendant pled guilty to
second-degree murder. On 7 May 1999, defendant filed a motion
for appropriate relief (MAR) in which he claimed that the State
obtained the 1976 conviction in violation of his constitutional
right to effective assistance of counsel. The superior court
judge who considered the MAR was not the judge who presided over
the instant case. The MAR judge, without conducting an
evidentiary hearing, examined the file of the 1976 case and
determined that defendant had stated under oath in open court
that he was pleading guilty of [his] own free will and was
satisfied with his [lawyer's] services. Based upon those
declarations, the MAR judge denied defendant's motion. Defendant
then, on 4 June 1999, filed in the case at bar a motion in limineto preclude the introduction of his prior murder conviction on
the same basis as recited in his MAR. This motion was also
denied.
The trial court properly submitted the prior murder
conviction as an aggravating circumstance, pursuant to N.C. Gen.
Stat. § 15A-2000(e)(3). See State v. Prevatte, 356 N.C. 178,
256, 570 S.E.2d 440, 483 (2002), cert. denied, 538 U.S. 986, 155
L. Ed. 2d 681 (2003). As to the resolution of his MAR, defendant
concedes that this Court's holding in State v. Wiley, 355 N.C.
592, 565 S.E.2d 22 (2002), cert. denied, 537 U.S. 1117, 154 L.
Ed. 2d 795 (2003), controls but asks that we reconsider our
holding in that case. In Wiley, a capital case, the defendant
filed a MAR alleging ineffective assistance of counsel in a
juvenile matter that had occurred approximately seven years
before the defendant's murder trial. The trial court denied the
MAR, and the prior adjudication of delinquency was then used as a
basis for submitting to the jury the prior violent felony
aggravating circumstance in his capital murder case. Thereafter,
when the defendant appealed his murder conviction to this Court,
he also sought our review of the trial court's denial of his MAR.
We denied the defendant's petition for writ of certiorari, State
v. Wiley, 548 S.E.2d 158 (2001), and his motion to bypass the
Court of Appeals, id., and held that the [ineffective assistance
of counsel] claim aris[ing] from defendant's juvenile case . . .
must be raised in a separate proceeding. 355 N.C. at 606, 565
S.E.2d at 34. Accordingly, defendant's MAR alleging ineffectiveassistance of counsel in his prior murder case is not properly
before us. This assignment of error is overruled.
Defendant next argues that the trial court erred in
submitting his prior conviction in Georgia of robbery by sudden
snatch to support the prior violent felony aggravating
circumstance. N.C.G.S. § 15A-2000(e)(3). Defendant claims that
the State failed to present sufficient evidence that this offense
involved the use or threat of violence. Id. He supports this
argument with citations to Georgia statutes and Georgia case law
which state that neither physical injury nor the threat of
violence is an element of robbery by sudden snatch. However, we
have held that violence need not be an element of an offense in
order for a prior conviction to be admissible under (e)(3).
State v. McDougall, 308 N.C. 1, 18, 301 S.E.2d 308, 319, cert.
denied, 464 U.S. 865, 78 L. Ed. 2d 173 (1983). The aggravating
circumstance may be submitted where the use or threat of violence
was actually involved in the commission of the crime. Id.
Defendant relies on State v. Robertson, 138 N.C. App.
506, 531 S.E.2d 490 (2000), cert. denied, 560 S.E.2d 357 (2002),
to support his contention that the act of snatching a purse
involves neither actual nor constructive violence. In that case,
a divided Court of Appeals vacated the defendant's robbery
conviction because the defendant did not use violence, actual or
constructive, to gain possession of the victim's purse. [T]he
only force used by defendant was that sufficient to remove her
purse from her shoulder. Defendant never attempted to overpower
her or otherwise restrain her. Rather, this was no more than atypical purse-snatching incident, which courts in other
jurisdictions routinely have held to be larceny, not robbery.
Id. at 509, 531 S.E.2d at 493.
Robertson is distinguishable from the instant case.
Here, Gary Garner, a former employee of the Georgia Bureau of
Investigation, testified at defendant's sentencing proceeding
that in 1974 he saw defendant sprint up to a woman and snatch her
purse. The victim started screaming and holding onto her purse.
And they fought over the purse, and he slung her down and
snatched the purse, the lady was still screaming, and then he
ran. On further questioning, Agent Garner confirmed that
defendant forced the victim to her knees or to a sitting position
as she tried to defend her purse. While the act of purse
snatching may not invariably involve the use or threat of
violence, Garner's testimony as to the circumstances surrounding
this prior felony was sufficient to prove that violence was
actually used during the commission of the crime. Accordingly,
the trial court's submission of the (e)(3) aggravating
circumstance in this case was proper. This assignment of error
is overruled.
PRESERVATION ISSUES
Defendant raises additional issues that he concedes
have been decided against him by this Court. Defendant complains
that the trial court erred in permitting the jury to be death
qualified. We have repeatedly held that prospective jurors who
express an unequivocal opposition to the death penalty may be
excused without violating a defendant's constitutional rights. See Gladden, 315 N.C. at 438-39, 340 S.E.2d at 698; State v.
Young, 312 N.C. 669, 686, 325 S.E.2d 181, 191 (1985); State v.
Avery, 299 N.C. 126, 135-37, 261 S.E.2d 803, 809-10 (1980).
Defendant argues that the trial court erred in submitting the
aggravating circumstance that the murder was especially heinous,
atrocious, or cruel because it is unconstitutionally vague.
N.C.G.S. § 15A-2000(e)(9) (2003). We have previously held that
this aggravating circumstance is constitutional. State v.
Syriani, 333 N.C. 350, 388-92, 428 S.E.2d 118, 138-41, cert.
denied, 510 U.S. 948, 126 L. Ed. 2d 341 (1993). Further,
defendant contends that the trial court erred in instructing the
jury that it must not consider any nonstatutory mitigating
circumstance unless it is deemed to have mitigating value. This
Court has upheld such instructions. State v. Hill, 331 N.C. 387,
417-18, 417 S.E.2d 765, 780 (1992), cert. denied, 507 U.S. 924,
122 L. Ed. 2d 684 (1993).
Defendant raises these issues for the purposes of
urging this Court to reconsider its prior decisions and
preserving his right to argue these issues on federal review. We
have considered defendant's arguments on these additional issues
and find no compelling reason to depart from our previous
holdings.
These assignments of error are overruled.
Lastly, defendant suggests that the record is
insufficient to reveal potential ineffective assistance of
counsel claims. Defendants are required to raise on direct
review any ineffective assistance of counsel claims that areapparent from the record. See N.C.G.S. § 15A-1419(a)(3) (2003).
If such apparent claims are not raised on direct appeal, they are
subject to procedural default. Id. Accordingly, defendant is
entitled to assert in a subsequent MAR any ineffective assistance
of counsel claims not apparent from the record. See State v.
Long, 354 N.C. 534, 539-40, 557 S.E.2d 89, 93 (2001); State v.
Fair, 354 N.C. 131, 166-67, 557 S.E.2d 500, 524-25 (2001), cert.
denied, 535 U.S. 1114, 153 L. Ed. 2d 162 (2002); State v. Kinch,
314 N.C. 99, 106, 331 S.E.2d 665, 669 (1985).
PROPORTIONALITY REVIEW
We now consider (1) whether the aggravating
circumstances are supported by the record in this case; (2)
whether the jury recommended the death sentence under the
influence of passion, prejudice, or any other arbitrary factor;
and (3) whether the death sentence is excessive or
disproportionate to the penalty imposed in similar cases,
considering both the crime and the defendant. N.C.G.S. § 15A-
2000(d)(2) (2003).
The jury found the aggravating circumstances that
defendant had been previously convicted of a felony involving
the use or threat of violence on two occasions, id. § 15A-
2000(e)(3); and that the murder was especially heinous,
atrocious, or cruel, id. § 15A-2000(e)(9). After a thorough
review of the record, we conclude that the evidence supports both
aggravating circumstances. In addition, nothing in the record
suggests the death sentence was imposed under the influence of
passion, prejudice, or any other arbitrary factor. Finally, we must determine whether the death sentence
was excessive or disproportionate by comparing the present case
with other cases in which we have found the death sentence to be
disproportionate. State v. McCollum, 334 N.C. 208, 240, 433
S.E.2d 144, 162 (1993), cert. denied, 512 U.S. 1254, 129 L. Ed.
2d 895 (1994). This Court has found the death sentence
disproportionate on eight occasions. State v. Kemmerlin, 356
N.C. 446, 573 S.E.2d 870 (2002); State v. Benson, 323 N.C. 318,
372 S.E.2d 517 (1988); State v. Stokes, 319 N.C. 1, 352 S.E.2d
653 (1987); State v. Rogers, 316 N.C. 203, 341 S.E.2d 713 (1986),
overruled in part on other grounds by State v. Gaines, 345 N.C.
647, 483 S.E.2d 396, cert. denied, 522 U.S. 900, 139 L. Ed. 2d
177 (1997), and by State v. Vandiver, 321 N.C. 570, 364 S.E.2d
373 (1988); Young, 312 N.C. 669, 325 S.E.2d 181 (1985); State v.
Hill, 311 N.C. 465, 319 S.E.2d 163 (1984); State v. Bondurant,
309 N.C. 674, 309 S.E.2d 170 (1983); State v. Jackson, 309 N.C.
26, 305 S.E.2d 703 (1983). We conclude that this case is not
substantially similar to any of these cases.
Several factors support the determination that the
imposition of the death penalty in this case was neither
excessive nor disproportionate. The evidence indicated that
defendant's attack on the victim was unprovoked, that defendant
began the affray with a knife and then switched to a bottle to
hit, stab, and slash the victim numerous times, and that at some
point defendant had pulled down the victim's pants. The jury
found defendant guilty of first-degree murder on the basis of
premeditation and deliberation, which suggests a calculated andcold-blooded crime. State v. Lee, 335 N.C. 244, 297, 439 S.E.2d
547, 575, cert. denied, 513 U.S. 891, 130 L. Ed. 2d 162 (1994).
In addition, the jury's finding of the (e)(3) aggravating
circumstance was based upon defendant's prior convictions of
second-degree murder and robbery by sudden snatch. We have never
held that a death sentence was disproportionate where a jury
found the (e)(3) aggravating circumstance. State v. Peterson,
350 N.C. 518, 538, 516 S.E.2d 131, 143-44 (1999), cert. denied,
528 U.S. 1164, 145 L. Ed. 2d 1087 (2000). Finally, the jury
found the (e)(9) aggravating circumstance, which we have held is
sufficient, standing alone, to affirm a death sentence. Roache,
358 N.C. at 330, 595 S.E.2d at 436 (citing State v. Bacon, 337
N.C. 66, 110 n.8, 446 S.E.2d 542, 566 n.8 (1994), cert. denied,
513 U.S. 1159, 130 L. Ed. 2d 1083 (1995)). Considering
defendant's violent history and the brutal nature of the present
crime, this case is more similar to cases in which we have found
the sentence of death proportionate.
Based upon the foregoing, we conclude that defendant
received a fair trial and capital sentencing proceeding, free of
prejudicial error.
NO ERROR.
Justice NEWBY did not participate in the consideration
or decision of this case.
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