All opinions are subject to modification and technical correction prior to official publication in the North Carolina Reports and North Carolina Court of Appeals Reports. In the event of discrepancies between the electronic version of an opinion and the
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STATE OF NORTH CAROLINA v. TODD CHARLES BOGGESS
No. 310A97
FILED: 13 AUGUST 2004
1. Jury--peremptory challenges_-voir dire reopened
The trial court erred in a first-degree murder and robbery with a dangerous weapon case
by failing to allow defendant to exercise one of his remaining peremptory challenges to excuse a
juror after the trial court permitted counsel to question the juror upon finding out that after
completing her individual voir dire the juror learned that defendant's mother would be staying at
the home of one of the juror's friends during the trial, because: (1) if the judge at any point
allows the attorneys to question the juror directly, voir dire has necessarily been reopened and the
procedures set out in N.C.G.S. § 15A-1214(g)(1)-(3) are triggered; and (2) once the examination
of a juror has been reopened, the parties have an absolute right to exercise any remaining
peremptory challenges to excuse such a juror.
2. Criminal Law-_recordation and transcription_-reconstruction
The trial court did not err in a first-degree murder and robbery with a dangerous weapon
case by allegedly failing to ensure the complete recordation and transcription of all critical stages
of his trial, because: (1) although defendant contends the trial court improperly denied his pretrial
motions for a bill of particulars, this issue is moot since the case is being remanded for retrial,
defendant has now heard the evidence in the case, and the transcript of the first trial is available;
(2) the trial court's reconstruction accurately cited the notices that defendant had filed prior to
trial concerning his mental state, and other than the ultimate fact that the judge allowed the
State's motion to have defendant evaluated, defendant has not shown any prejudice alleged to
have arisen from the loss of the content of these arguments; and (3) although defendant contends
that he cannot know the reasons why the trial court denied his objection to being arraigned in
Durham County, denied his contention that Durham County was not a proper venue for the trial,
and denied his motion to continue the arraignment, defendant failed to set out any way in which
he was prejudiced by the loss of the recording of the arguments as to these motions.
3. Confessions and Incriminating Statements--motion to suppress--ambiguous request
for counsel
The trial court did not err in a first-degree murder and robbery with a dangerous weapon
case by denying defendant's motion to suppress his custodial statements, because: (1) in regard to
defendant's interview on 24 August 1995 at the sheriff's department, defendant's words that [i]f
y'all going to treat me this way, then I would probably want a lawyer did not constitute a request
for an attorney, and thus, his voluntary statements after a knowing waiver of his rights were
admissible; (2) investigators did not violate defendant's Fifth Amendment rights when they
responded to his 25 August 1995 request to discuss his case, and defendant waived his Sixth
Amendment right to counsel; and (3) in regard to defendant's 17 October 1995 statement,
defendant knowingly waived his Fifth and Sixth Amendment rights to counsel when he gave this
statement since he initiated this conference.
4. Sentencing--capital--instructions--meaning of life sentence
The trial court erred in a first-degree murder case by its reinstruction to the jury pertaining
to the meaning of a life sentence when it inserted extraneous language that the jury should decide
the question of punishment according to the issues submitted by the trial court wholly
uninfluenced by consideration of what another arm of the government might or might not do in
the future.
Appeal as of right pursuant to N.C.G.S. § 7A-27(a) from
a judgment imposing a sentence of death entered by Judge Orlando
F. Hudson, Jr., on 20 March 1997 in Superior Court, Durham
County, upon a jury verdict finding defendant guilty of
first-degree murder. Heard in the Supreme Court 13 April 2004.
Roy Cooper, Attorney General, by William B. Crumpler
and Robert C. Montgomery, Assistant Attorneys General,
for the State.
Office of the Appellate Defender, by Staples Hughes,
Appellate Defender; and Daniel K. Shatz, for defendant-
appellant.
EDMUNDS, Justice.
In August 1995, Todd Boggess (defendant) and his
girlfriend, Melanie Gray (Gray), a fourteen-year-old runaway,
were staying together at Wrightsville Beach. The victim in this
case, Danny Pence (Pence), lived with his parents in Wilmington
and was a rising senior at Laney High School. He owned a 1987
Ford Mustang automobile that his parents had given him about the
time he turned sixteen. Although Pence customized his Mustang by
repainting it, improving the sound system, and changing the
wheels, at the time of his death he was considering selling it
and purchasing a motorcycle.
Pence was employed at Philly Steak and Sub in
Murrayville. On the evening of 21 August 1995, Pence went home
after completing his day's work, and then, at about 10:00 p.m.,
drove his Mustang to Johnny Mercer's Pier, a hangout for
teenagers at Wrightsville Beach. Defendant and Gray were also at
Johnny Mercer's Pier that night. Defendant asked Adam Fredericks
if he knew anyone who was selling a car. After checking with
Pence, Fredericks told defendant that Pence was interested insuch a sale. Pence showed his Mustang to defendant, and they
left together on a test ride. Defendant was driving, while Pence
was in the front passenger seat and Gray was in one of the rear
seats. When Pence did not return home that evening, his
increasingly-worried mother searched unsuccessfully for him and
then filed a missing person's report with the New Hanover County
Sheriff's Department.
The next morning, 22 August 1995, a male and female
matching the descriptions of defendant and Gray were observed
driving Pence's Mustang on Terry Road in Durham County. At
approximately 10:30 a.m., defendant and Gray pawned in Durham
speakers from Pence's car and a socket set that Pence's father
had given him to keep in the car. Around noon, several teenage
boys who were gathered in a wooded area along Terry Road found a
body and notified the police. The body was subsequently
determined to be Pence's. During an autopsy performed the next
day, the forensic pathologist observed multiple injuries to the
victim's head and body. Based on the number of wounds, the
pathologist's opinion was that Pence had been beaten over a
period of time. He testified that the cause of Pence's death was
blunt-force trauma, multiple blows, but most importantly the
blows that struck him in the head and caused injury to the skull
and the brain.
Connecting Pence's disappearance from Wilmington with
the discovery of a body in Durham County, Beaufort County
Sheriff's deputies began surveillance of the home of defendant's
parents in Chocowinity. On 24 August 1995, investigators spotted
Pence's Mustang, which had been repainted, in front of the
Boggess residence. Following a brief and unsuccessful attempt toevade capture by fleeing into a cornfield, defendant and Gray
surrendered.
Defendant made several post-arrest statements in which
he admitted stealing Pence's car and beating him. All these
statements were introduced as evidence at trial. Details of the
statements will be discussed below.
Defendant was tried capitally at the 13 January 1997
Criminal Session of Superior Court, Durham County. The jury
found defendant guilty of first-degree murder on the basis of
premeditation and deliberation; felony murder, with kidnapping
and robbery with a dangerous weapon serving as the underlying
felonies; and murder by torture. He was also convicted of first-
degree kidnapping and robbery with a dangerous weapon. At
defendant's sentencing proceeding, the jury found three
aggravating circumstances: that the murder was committed while
defendant was engaged in kidnapping; that the murder was
committed for pecuniary gain; and that the murder was especially
heinous, atrocious, or cruel. The jury also found nine of
twenty-two submitted mitigating circumstances. The jury then
found that the mitigating circumstances were insufficient to
outweigh the aggravating circumstances and recommended a sentence
of death. The trial court arrested judgment as to the conviction
of first-degree kidnapping, imposed a sentence of death as to the
murder, and sentenced defendant to a 69 to 92 months'
imprisonment for the conviction of robbery with a dangerous
weapon. The appeal of this case was delayed substantially
because of a dispute between the State and the court reporter
over payment for a transcript of the trial.
JURY SELECTION ISSUE
[1] Defendant first claims that the trial court erred
when it would not allow him to exercise one of his peremptory
challenges to excuse juror Nita Gladstone. Jurors in this case
were selected after individual voir dire. After juror Gladstone
was selected, she was allowed to go home, subject to the court's
call to return once all the jurors had been selected. However,
when juror Gladstone was contacted and told to report back to
court, she advised the clerk that, after completing her
individual voir dire, she had learned that Mrs. Pence, who was
both the mother of the victim and a witness for the prosecution,
would be staying with one of juror Gladstone's friends during the
trial. At this point, the jury had not been impaneled and
defendant had not exhausted his peremptory challenges.
The clerk reported this information to the trial judge,
who advised counsel in open court what had happened. The judge
and counsel recognized that the pertinent statute is N.C.G.S.
§ 15A-1214(g), which states:
(g) If at any time after a juror has
been accepted by a party, and before the jury
is impaneled, it is discovered that the juror
has made an incorrect statement during voir
dire or that some other good reason exists:
(1) The judge may examine, or permit
counsel to examine, the juror to
determine whether there is a basis
for challenge for cause.
(2) If the judge determines there is a
basis for challenge for cause, he
must excuse the juror or sustain
any challenge for cause that has
been made.
(3) If the judge determines there is no
basis for challenge for cause, any
party who has not exhausted his
peremptory challenges may challenge
the juror.
Any replacement juror called is subject to
examination, challenge for cause, and
peremptory challenge as any other unaccepted
juror.
N.C.G.S. § 15A-1214(g) (2003). The attorneys and the judge
discussed both the potential significance of this new information
and the proper response. The district attorney suggested that
the judge could either find the information was insufficient to
warrant further inquiry or ask juror Gladstone questions without
formally reopening voir dire. Defense counsel argued that any
inquiry of juror Gladstone would reopen jury selection. The
judge, observing that N.C.G.S. § 15A-1214(g) did not give
specific guidance as to the procedure a court must follow under
the circumstances presented here, remarked:
The issue is, what does reopen it mean? I
don't know. If the juror comes out here and
tells us some information, I mean, can the
Court decide it wants to reopen after it
hears that information, or is the fact of the
juror coming out here telling us . . . is
that reopening?
After thoughtful discussion with counsel, the judge declared:
I'm going to bring the juror out and ask her
to go ahead and state what it is she wants to
be heard about. After the juror tells us
that, the Court will make some decision about
whether or not the Court should reopen the
voir dire under our [s]tatutes . . . .
When juror Gladstone was brought into the courtroom,
the judge asked a very few questions about the situation. Her
statement in response was consistent with the report originally
made by the clerk. The judge excused juror Gladstone from the
courtroom and continued his discussion with counsel. Both the
district attorney and defense counsel asked the judge to pose
additional questions. Defense counsel also advised the court
that if he had known this information while he was originally
questioning juror Gladstone, he would have excused her
peremptorily. Despite defense counsel's continued argument thatvoir dire was reopened as soon as any questions were asked of
juror Gladstone, the judge determined that he had not found that
good cause existed to reopen voir dire. The judge then had juror
Gladstone returned to the court for additional inquiry. She
advised that Mrs. Pence was friends with the daughter of one of
juror Gladstone's friends and would be staying at the home of
juror Gladstone's friend during the trial. After receiving this
information, the judge allowed counsel to question juror
Gladstone.
The next day, citing State v. Rogers, 316 N.C. 203, 341
S.E.2d 713 (1986), overruled in part on other grounds by State v.
Gaines, 345 N.C. 647, 483 S.E.2d 396, cert. denied, 522 U.S. 900,
139 L. Ed. 2d 177 (1997), and by State v. Vandiver, 321 N.C. 570,
364 S.E.2d 373 (1988), the judge concluded that a trial court has
the authority to question a juror before determining whether good
cause exists to reopen voir dire. The judge then found, based
on the hearing that was held, based on all your arguments, that
good cause does not exist to reopen voir dire and allow the
lawyers an additional time to question Ms. Gladstone. Defendant
renewed his objection and noted for the record that he would have
exercised a peremptory challenge on juror Gladstone if the voir
dire had been reopened.
Although the parties and the trial judge here spoke of
reopening voir dire, that term is not found in N.C.G.S. § 15A-
1214(g). Nevertheless, we agree that the statute can be
interpreted logically only when it is read as permitting a judge
to reopen voir dire if the initial conditions specified in that
statute are found to exist. Accordingly, the key question is the
nature of the initial inquiry a court may appropriately conductbefore making a determination whether a juror has made an
incorrect statement or whether a good reason to reopen voir dire
has been discovered.
Earlier decisions of this Court that address related
issues reveal guiding principles. In State v. Freeman, 314 N.C.
432, 333 S.E.2d 743 (1985), before the jury was impaneled, a
juror who had been passed by both parties spontaneously admitted
that she had provided incorrect information. The trial judge
allowed the attorneys to ask additional questions of the juror.
We held that the trial court committed reversible error in not
allowing the defendant to exercise his final peremptory challenge
at that time. Id. at 437-38, 333 S.E.2d at 746-47. In State v.
Rogers, after both sides passed a juror, but before the jury was
impaneled, the district attorney discovered that the juror could
have provided false information during voir dire. The trial
judge conducted a hearing during which a witness verified that
the information was false. The judge then called the juror and
asked additional questions. When the juror admitted giving
inaccurate information, the prosecutor exercised a peremptory
challenge. We found that this procedure comported with N.C.G.S.
§ 15A-1214(g). State v. Rogers, 316 N.C. at 215-16, 341 S.E.2d
at 720-21. In State v. Willis, 332 N.C. 151, 420 S.E.2d 158
(1992), the trial judge received allegations that family members
of one of the parties had been in contact with a juror. The
judge stated on the record that when he had asked the juror if
any contact had taken place, the juror denied it. The judge
conducted no further inquiry. Determining that the trial court
had discretion as to what inquiry to make, we found no error.
Id. at 172-74, 420 S.E.2d at 168. When read with the statute, these cases indicate that a
trial judge has leeway to make an initial inquiry when
allegations are received before a jury has been impaneled that
would, if true, establish grounds for reopening voir dire under
N.C.G.S. § 15A-1214(g). As part of this initial investigation,
the judge may question any involved juror and may consult with
counsel out of the juror's presence. Based on information thus
developed, the judge has discretion to reopen voir dire or take
other steps suggested by the circumstances. Because the jury has
not been impaneled and other potential jurors are still
available, minimal disruption occurs if the judge resolves any
doubts in favor of reopening voir dire and accords counsel the
right to exercise any remaining peremptory challenges. If the
judge at any point allows the attorneys to question the juror
directly, voir dire has necessarily been reopened and the
procedures set out in N.C.G.S. § 15A-1214(g)(1)-(3) are
triggered. [O]nce the examination of a juror has been reopened,
'the parties have an absolute right to exercise any remaining
peremptory challenges to excuse such a juror.' State v. Rogers,
316 N.C. at 216, 341 S.E.2d at 721 (quoting State v. Freeman, 314
N.C. at 438, 333 S.E.2d at 747). Accordingly, the trial judge
erred when he permitted counsel to question juror Gladstone but
did not allow defendant thereafter to exercise one of his
remaining peremptory challenges.
ADDITIONAL ISSUES
Although defendant's conviction must be reversed
because of the error in jury selection, we will address
additional issues that may arise upon retrial.
I. Pretrial Motions
[2] Defendant argues that the trial court erred by
failing to ensure the complete recordation and transcription of
all critical stages of his trial. On 2 April 1996, defendant
filed a number of pre-trial motions, including a Motion for
Complete Recordation of All Proceedings. The trial court
allowed the motion on 13 November 1996. On that same date, the
court also ruled on several other pre-trial motions that
defendant had filed. Years later, when the record of the case
was being settled preparatory to appeal, the trial court
determined that the hearing on those motions had been tape
recorded but never transcribed, and that the tape had been
irretrievably lost. The trial judge conducted a hearing on
9 February 2001, and on 7 June 2002, entered a Reconstruction of
Hearing (Reconstruction) in which he set out the motions that
had been heard and the resolution of those motions.
Defendant generally contends that because the record
does not contain the arguments made at the hearing on the
motions, he has been prejudiced because he cannot reconstruct the
showings made as to each motion. Moreover, in his brief,
defendant specifically objects to the trial court's treatment of
certain motions and argues that the failure to provide complete
transcription of the 13 November 1996 hearing has made it
impossible for him to obtain full and fair appellate review of
these issues.
First, defendant argues that the trial court improperly
denied his pre-trial motions for a bill of particulars. Because
the case is being remanded for retrial, this issue is moot.
Defendant has now heard the evidence in the case and the
transcript of the first trial is available. Thus, it isimmaterial whether the trial court abused its discretion in
denying the motions for a bill of particulars. State v. Garcia,
358 N.C. 382, 597 S.E.2d 724 (2004).
Defendant next claims that the arguments relating to
the State's motion to have his mental competence evaluated are
important to his appeal. The trial court found in its
Reconstruction
[t]hat the Court then heard the State's
Motion to Evaluate Defendant at Dorothea Dix.
District Attorney James E. Hardin, Jr. argued
that this was appropriate due to the
defendant's attorneys previously filed
notices of insanity and diminished capacity
defenses. The Court granted this motion.
The Court ordered that any documents from
Dorothea Dix regarding this defendant's
evaluation be sealed.
Although defendant maintains that the contested mental evaluation
constitutes a substantial issue on appeal, the trial court's
Reconstruction accurately cited the notices that defendant had
filed prior to trial concerning his mental state. Accordingly,
defendant had placed his mental competence at issue.
Where a defendant gives notice of his intent
to pursue a defense of insanity, it is not
only reasonable, but necessary, that the
prosecution be permitted to obtain an expert
examination of him. Otherwise there would be
no means by which the State could confirm a
well-founded claim of insanity, discover
fraudulent mental defenses, or offer expert
psychiatric testimony to rebut the
defendant's evidence where insanity is
genuinely at issue. Thus, we believe that
the trial court has the authority to order
such an examination as a part of its inherent
power to oversee the proper administration of
justice.
State v. Jackson, 77 N.C. App. 491, 498, 335 S.E.2d 903, 907-08
(1985); see also State v. Huff, 325 N.C. 1, 49, 381 S.E.2d 635,
663 (1989), judgment vacated on other grounds, 497 U.S. 1021, 111L. Ed. 2d 777 (1990). We acknowledge that defendant's argument
is not so much that the order requiring that he be evaluated was
incorrect as it is that his appeal is hampered because he cannot
now know the arguments that were made in support of and in
opposition to this motion. Nevertheless, we have held in the
context of unrecorded bench conferences in a capital case that
it is the trial court's evidentiary rulings, and not the
arguments of counsel during a bench conference, that facilitate
effective appellate review. State v. Blakeney, 352 N.C. 287,
307, 531 S.E.2d 799, 814 (2000), cert. denied, 531 U.S. 1117, 148
L. Ed. 2d 780 (2001). In addition, a defendant must establish
that he was prejudiced by the failure to record the proceedings.
See State v. Pittman, 332 N.C. 244, 251-53, 420 S.E.2d 437,
441-42 (1992). Other than the ultimate fact that the judge
allowed the State's motion, defendant has not specified, nor can
we see, any prejudice alleged to have arisen from the loss of the
content of the arguments. Because the trial court's decision
ordering the examination was fully supported by the holdings both
of this Court and of the Court of Appeals and is reviewed for
abuse of the trial court's inherent power, we do not perceive
that defendant has been denied effective appellate review of this
issue or that the trial court erred in ordering the evaluation.
Finally, defendant argues that he cannot know the
reasons why the trial court denied his objection to being
arraigned in Durham County, denied his contention that Durham
County was not a proper venue for the trial, and denied his
motion to continue the arraignment. Again, defendant has not set
out any way in which he was prejudiced by the loss of the
recording of the arguments as to these motions. See id. Thetrial court correctly set out in its Reconstruction that Durham
County was a proper venue for the trial. See N.C.G.S. § 15-133
(2003). Moreover, rulings on motions to continue are ordinarily
within the discretion of the trial court. State v. Williams, 355
N.C. 501, 540, 565 S.E.2d 609, 632 (2002), cert. denied, 537 U.S.
1125, 154 L. Ed. 2d 808 (2003). Therefore, we hold that
defendant has not been denied effective appellate review as to
these issues and that the trial court did not err in its ruling
on these matters.
We have also carefully reviewed the trial court's
Reconstruction of the other motions heard and resolved at the
13 November 1996 hearing and have determined that defendant has
not been prejudiced because arguments made at the hearing cannot
be recovered. Accordingly, this assignment of error is
overruled.
II. Defendant's Statement
[3] Defendant's next claim is that the trial court
erred in denying his motion to suppress his custodial statements.
Defendant's Motion to Suppress Any In-Custody Statement of
Defendant and accompanying affidavit recite that defendant made
an oral statement to detectives of the Durham County Sheriff's
Department on 25 August 1995, and that trial counsel were
appointed to represent defendant on 28 August 1995. Defendant
further alleges that when he was questioned again on 17 October
1995, investigators only advised him of his Fifth Amendment right
to counsel, but not his Sixth Amendment right to counsel. The
trial court conducted an evidentiary hearing on 16 December 1996
and at the conclusion of the hearing orally denied defendant's
motion to suppress. The trial court later entered a writtenorder dated 11 December 2000, effective nunc pro tunc 16 December
1995, making extensive findings of fact and conclusions of law.
We will address each of defendant's statements
separately. Defendant was first interviewed by New Hanover
County Sheriff's Detective Marcus Benson on 24 August 1995 while
at the Beaufort County Sheriff's Department. Defendant was read
his Miranda rights and signed a written waiver of those rights.
He then gave a somewhat disjointed statement in which he claimed
that he had stolen Pence's Mustang but left the victim unharmed
in Durham. After completing his narration, defendant provided a
written version of this statement. Detective Benson told
defendant that he did not believe this statement, and a heated
exchange ensued. When one of the investigators told defendant
that he was a lying piece of s---, defendant responded, I'm
not lying. I'm telling the truth. If y'all going to treat me
this way, then I probably would want a lawyer.
The investigators then terminated the interview and
Detective Benson, along with New Hanover County Sheriff's
Detective Douglas Vredenburgh, transported defendant to
Wilmington. Although the detectives had some desultory
conversation with defendant during the trip, they did not discuss
the case under investigation. Upon their arrival at the New
Hanover County Law Enforcement Center, Detective Vredenburgh
began filling out an arrest report. Defendant spontaneously
spoke up and said that what he had told the investigators earlier
was not correct and that he had hit the victim with a stick.
When asked, defendant said he had no objection to the
investigators recording any further conversation. Defendant
stated that he recalled his rights and acknowledged that nopromises or threats had been made to him. Defendant then
admitted taking Pence's car at knifepoint, tying him up, and
taking him to a site in Durham where he beat Pence in the head
with a board and a rock.
Although defendant argues that this statement was
inadmissible because he had asked for a lawyer, we agree with the
trial court's conclusion that defendant's words, [i]f y'all
going to treat me this way, then I probably would want a lawyer,
do not constitute a request for an attorney. We have held that a
request for counsel must be unambiguous. State v. Hyatt, 355
N.C. 642, 655, 566 S.E.2d 61, 70 (2002) (citing Davis v. United
States, 512 U.S. 452, 459, 129 L. Ed. 2d 362, 371 (1994)), cert.
denied, 537 U.S. 1133, 154 L. Ed. 2d 823 (2003). Unless the in-
custody suspect 'actually requests' an attorney, lawful
questioning may continue. Id. (quoting Davis v. United States,
512 U.S. at 462, 129 L. Ed. 2d at 373). Defendant's conditional
statement was not an actual and unambiguous request. Instead,
his words reflect that he understood perfectly well his right to
an attorney and was threatening to exercise it unless the
investigators improved their behavior. Because defendant's
24 August 1995 statement was made voluntarily after a knowing
waiver of his rights, it was admissible at his trial. See
Miranda v. Arizona, 384 U.S. 436, 16 L. Ed. 2d 694 (1966).
Defendant's next statement was made on 25 August 1995.
Defendant was taken before a judge in New Hanover County early
that morning, and counsel was appointed to represent him. After
defendant spoke briefly with the attorney, he was transported to
Durham County, where he was booked. Defendant asked Durham
County Sheriff's Detective O. A. Clayton, Jr., if they would havea chance to talk later. After defendant appeared before a Durham
County magistrate, he was taken to an interview room. There
Detective Clayton formally introduced himself and asked defendant
if he had an attorney. When defendant responded affirmatively,
Detective Clayton gave him a business card and told defendant
that he was available if defendant needed anything. Defendant
then told Detective Clayton that he wanted to talk with him.
Detective Clayton made arrangements to transport defendant to his
office. They proceeded to a conference room, where, with
Detective Gordon, the interview was recorded. Detective Clayton
began by readvising defendant of all of his Miranda rights,
including defendant's right to talk to a lawyer and have the
lawyer present. After acknowledging each right individually,
defendant stated that he did not want counsel and that he desired
to talk with Detective Clayton. Defendant also executed a
written waiver of his rights. Defendant then provided an
inculpatory statement in which he admitted taking Pence's car and
beating him.
Defendant argues that this statement was inadmissible
because it was taken in violation of his right to counsel under
both the Fifth and Sixth Amendments to the United States
Constitution and under Article I, Sections 19, 23, and 27 of the
North Carolina Constitution. Although defendant was
unrepresented and did not ask for counsel when advised of his
rights on 24 August 1995, counsel had been appointed in New
Hanover County when defendant made his 25 August 1995 statement
in Durham County. Accordingly, for this analysis, we will assume
that defendant invoked his right to counsel for all purposes when
an attorney was appointed. As to defendant's rights under the Fifth Amendment,
because counsel had been appointed, any subsequent statement
resulting from interrogation initiated by law enforcement
investigators would be inadmissible as a violation of his Fifth
Amendment rights. See Edwards v. Arizona, 451 U.S. 477, 484-87,
68 L. Ed. 2d 378, 386-88 (1981). However, the record here
reflects that the genesis of this statement was defendant's
request to speak with the investigators on 25 August 1995. When
the accused himself initiates further communication, exchanges,
or conversations with the police, a represented defendant may
waive his or her Fifth Amendment right to counsel. Id. at 485,
68 L. Ed. 2d at 386. See also Patterson v. Illinois, 487 U.S.
285, 291, 101 L. Ed. 2d 261, 271 (1988). Therefore, we conclude
that the investigators did not violate defendant's Fifth
Amendment rights when they responded to his 25 August 1995
request to discuss his case.
A similar analysis applies to defendant's right to
counsel under the Sixth Amendment. Although the State correctly
points out that the right under this amendment is offense-
specific and argues that defendant was not represented for all
the crimes under investigation at the time this statement was
made, we conclude that, in any event, defendant waived his Sixth
Amendment right to counsel. [N]othing in the Sixth Amendment
prevents a suspect charged with a crime and represented by
counsel from voluntarily choosing, on his own, to speak with
police in the absence of an attorney. Michigan v. Harvey, 494
U.S. 344, 352, 108 L. Ed. 2d 293, 303 (1990); see also State v.
Williams, 355 N.C. at 545, 565 S.E.2d at 635. The waiver was
also effective to waive defendant's rights to counsel under theNorth Carolina Constitution. See State v. Palmer, 334 N.C. 104,
109-10, 431 S.E.2d 172, 175 (1993). Accordingly, we hold that
defendant's statement to investigators made on 25 August 1995 was
properly admitted into evidence.
Defendant's third statement was made on 17 October
1995. The record reflects that when defendant made his first
appearance in District Court, Durham County, on 28 August 1995,
new counsel were appointed. Between that date and 17 October
1995, defendant made several attempts to contact investigators.
On 17 October 1995, Detective Clayton met defendant at a
magistrate's office to serve indictments on him. Because of the
number of calls he had received from defendant, Detective Clayton
brought Detective Gordon along as a witness. Defendant told
Detective Clayton that he wanted to talk about Melanie Gray.
When Detective Clayton responded that defendant would have to
speak to his attorneys, defendant asked if he could ignore his
attorney's advice and talk to [Detective Clayton] anyway.
Detective Clayton told defendant that it was up to him, and
defendant said that he wanted to talk to the detectives. As
defendant executed a new waiver of rights, one of the
investigators reminded defendant that his attorneys might be
angry with him for making a statement. Defendant said he
understood, but declined the offer to call counsel. Defendant
then provided a statement that was substantially consistent with
the statements he had given earlier. Because defendant initiated
this conference, he knowingly waived his Fifth and Sixth
Amendment rights to counsel when he gave this statement. See,
e.g., Michigan v. Harvey, 494 U.S. at 352, 108 L. Ed. 2d at 303;
State v. Williams, 355 N.C. at 545, 565 S.E.2d at 635. Accordingly, defendant's 17 October 1995 statement was properly
admitted into evidence. This assignment of error is overruled.
III. Jury Instructions
[4] Defendant next claims that the trial court erred in
its instructions to the jury pertaining to the meaning of a life
sentence. During the sentencing proceeding, the prosecutor's
cross-examination of one of defendant's expert witnesses elicited
testimony that defendant believed he might be paroled if he
received a life sentence. When the court later instructed the
jury, it began by stating that [i]f you unanimously recommend a
sentence of life imprisonment, the Court will impose a sentence
of life imprisonment without parole. At least twice more in the
instructions, the court specifically referred to life
imprisonment without parole. However, during its deliberations,
the jury sent out a note asking, Please define life imprisonment
for us. After discussing with counsel the various ramifications
of this inquiry, including the governor's pardon power and
whether the jury was indirectly asking whether defendant could be
paroled, the court gave the jury the following instruction:
In considering whether to recommend death or
life imprisonment, you should determine the
question as though life imprisonment means
exactly what the statute says: Imprisonment
in the state's prison for life without
parole. You should decide the question of
punishment according to the issues submitted
to you by the Court, wholly uninfluenced by
consideration of what another arm of the
government might or might not do in the
future.
Shortly thereafter the jury returned with its sentencing
recommendation of death.
Pursuant to N.C.G.S. § 14-17, first-degree murder is
punishable by death or imprisonment in the State's prison forlife without parole. N.C.G.S. § 14-17 (2003). Similarly,
N.C.G.S. § 15A-1370.1 provides that [a] prisoner serving a
sentence of life imprisonment without parole shall not be
eligible for parole at any time. N.C.G.S. § 15A-1370.1 (2003).
In accordance with these statutes, the North Carolina Pattern
Jury Instructions contain the following admonition to trial
judges: NOTE WELL: Where a jury makes an inquiry about the
meaning of Life Imprisonment, in those cases that the offense
occurred on or after 10/1/94, the jury should be instructed as
follows: A sentence of life imprisonment means a sentence of
life without parole. 1 N.C.P.I.--Crim. 150.13 (2000). Although
the judge and counsel were aware of legal nuances raised by the
question, the additional extraneous language that the judge
inserted in the instruction to address those issues contained the
ineluctable suggestion that life without parole was not the
absolute alternative to death that the General Assembly intended
jurors to consider when weighing the appropriate sentence to
impose in a capital case. Accordingly, the instruction given was
erroneous.
IV. Conduct of Counsel
Finally, defendant objects to certain questions that
the prosecutor asked of his mental health experts and to
particular closing arguments made by the prosecutor. Because we
reverse for other reasons, we need not address these issues in
detail. However, we encourage counsel to review our holdings in
State v. Jones, 355 N.C. 117, 558 S.E.2d 97 (2002), and State v.
Rogers, 355 N.C. 420, 562 S.E.2d 859 (2002), prior to any retrial
of this case.
NEW TRIAL.
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