All opinions are subject to modification and technical correction prior to official publication in the North Carolina Reports and North Carolina Court of Appeals Reports. In the event of discrepancies between the electronic version of an opinion and the print version appearing in the North Carolina Reports and North Carolina Court of Appeals Reports, the latest print version is to be considered authoritative.
1. Homicide_first-degree murder_short-form indictment--constitutionality
A short-form murder indictment is sufficient to charge a defendant with first-degree
murder under both the United States and the North Carolina Constitutions without the inclusion
of aggravating circumstances.
2. Jury_capital trial_excusal for cause--inability to recommend death penalty
The trial court did not abuse its discretion in a multiple murder prosecution by excusing
two prospective jurors for cause, because both prospective jurors demonstrated their inability to
render a verdict in accordance with the laws of the State including: (1) one juror's repeated
equivocations about his ability to recommend the death penalty and also his expressed concerns
about following the law of the State of North Carolina; and (2) the other juror's statement that
she could not recommend the death penalty for this defendant.
3. Jury-_capital trial_requested preselection instruction--process of sentencing
someone to death
The trial court did not abuse its discretion in a multiple murder prosecution by rejecting
the specific preselection instruction proposed by defendant which would have explained the
process of sentencing someone to death, because: (1) a review of the record reveals that the trial
court correctly instructed the potential jurors about the law governing the capital sentencing
process; (2) the actual instructions given by the trial judge were similar in substance to those
requested by defendant; and (3) defendant's argument that prejudice occurred is purely
speculative.
4. Jury--capital trial_right to impartial jury--voir dire concerning death penalty
The trial court did not abuse its discretion or impair defendant's right to an impartial jury
in a multiple murder prosecution by overruling his objection to a line of questioning by the State
which defendant claims chilled his right to conduct an adequate voir dire concerning whether a
prospective juror would automatically vote to impose the death penalty upon defendant's
conviction regardless of any evidence of mitigating circumstances, because: (1) the prosecutor's
questions were a correct statement of the law; and (2) the questions served to ensure that the
impaneled jury would consider both punishment alternatives before making a punishment
recommendation.
5. Jury--statutory obligation--full panel of twelve jurors
The trial court did not err in a capital multiple murder prosecution by allowing the State
to pass individual jurors to defendant rather than a panel of twelve because: (1) N.C.G.S. § 15A-
1214(j) authorizes a trial judge in a capital case to allow individual voir dire at his or her
discretion for good cause shown; (2) when the trial court directs individual voir dire on all issues
pursuant to N.C.G.S. § 15A-1214(j), all parties are required either to accept or reject a juror
before the next prospective juror is called; (3) in the instant case, inasmuch as defendant did not
request a finding of good cause when the trial judge indicated that he had reviewed the statute
and was satisfied that the procedure was permitted, it is presumed that the trial judge found thenecessary good cause; and (4) although defendant contends that the improper jury selection
procedure violated his constitutional right to a fair and impartial jury, defendant did not raise this
constitutional issue at trial, and thus, failed to preserve this assignment of error for appellate
review.
6. Jury--juror discussing opinion in jury pool room--plain error analysis
The trial court did not commit plain error in a multiple murder prosecution by failing to
intervene ex mero motu when a prospective juror revealed during questioning that another
unnamed member of the venire had discussed his or her opinions of the case in the jury pool
room because defendant did not object to this alleged error at trial, and plain error review is
limited to errors in a trial court's jury instructions or a trial court's rulings on admissibility of
evidence.
7. Constitutional Law--effective assistance of counsel--failure to request court action
Defendant's right to effective assistance of counsel was not violated in a multiple murder
prosecution based on his attorneys' failure to request that the court intervene when a prospective
juror revealed during questioning that another unnamed member of the venire had discussed his
or her opinions of the case in the jury pool room, because: (1) the juror was thoroughly examined
as to her ability to be impartial; and (2) counsel's failure to object or to challenge that day's
venire was not prejudicial when the pertinent juror was the only juror or alternate juror drawn
from the panel called for 28 March 2001, and as a result, she was the only person who potentially
could have been tainted by the unknown venire-member's comments that also could have
prejudiced defendant's trial.
8. Witnesses--pretrial motion to sequester--abuse of discretion standard
The trial court did not err in a multiple murder prosecution by denying defendant's
pretrial motion under N.C.G.S. § 8C-1, Rule 615 to sequester witnesses during the guilt phase of
trial even though defendant contends it allowed members of the victims' family to be present in
the courtroom throughout the presentation of testimony at the guilt phase which unduly elicited
the jury's sympathy, because: (1) a ruling on a motion to sequester witnesses rests within the
sound discretion of the trial court; and (2) defendant failed to demonstrate that the trial court's
judgment was so arbitrary that it would constitute an abuse of discretion.
9. Criminal Law--arraignment--same day trial began
The trial court did not violate N.C.G.S. § 15A-943(b) in a multiple murder prosecution by
arraigning defendant on the same day his trial began, nor was his counsel ineffective based on a
failure to object to this procedure, because: (1) defendant waived his right to a week's interlude
between his arraignment and trial; and (2) defense counsel were well-prepared for trial at that
time.
10. Constitutional Law--effective assistance of counsel--trial strategy
Defendant did not receive ineffective assistance of counsel in a multiple murder
prosecution based on defense counsel's admission during opening arguments of a murder for
which defendant was not on trial before the trial court had the chance to rule on defendant's
motion to suppress that crime, his concession that defendant was involved in a conspiracy to
commit armed robbery, his acknowledgment of an aggravating circumstance by admitting the
murder was brutal, and his allegedly undermining the trial strategy now claimed by defendant
that defendant lacked the capability to make rational choices about his actions on the night in
question, because: (1) defense counsel's decision to mitigate the effect of the murder bypreviewing it for the jury in his opening statement was reasonable and acceptable trial strategy
given the likelihood that this evidence would be admitted; (2) the decision to tell the jury about
defendant participating in a plan with three other men to rob drug dealers was a reasonable
strategy in that it merely forecast the evidence the jury would hear later in the trial, and a
counsel's statement of a fact strongly suggesting guilt of a crime does not necessarily amount to
an admission of legal guilt; (3) describing a murder as brutal does not satisfy the legal standard
in the § 15A-2000(e)(9) aggravator that the capital felony was heinous, atrocious, or cruel; (4)
viewed in light of the definition of diminished capacity, the statement that defendant made the
wrong choice by no measure suggested that counsel was not functioning as the counsel
guaranteed the defendant by the Sixth Amendment; and (5) defense counsel's admission of a
murder for which defendant was not on trial did not rise to the level of the act condemned by our
Supreme Court in State v. Harbison, 315 N.C. 175 (1985), and our Supreme Court refuses to find
per se ineffective assistance of counsel in this case.
11. Evidence--videotape--photographs--statements by defendant--speculation--
testimony
The trial court did not abuse its discretion in a multiple murder prosecution by allowing
the State to introduce five pieces of evidence including a videotape of the crime scene,
photographs of a murder victim for which defendant was not on trial, specific statements by
defendant, a witness's speculation, and the testimony of another witness, because: (1) the
videotape provided a unique perspective that the still photographs admitted into evidence did not
depict, and the trial court gave a limiting instruction to the jury before it viewed the videotape,
instructing it to consider the videotape only for the purpose of illustrating an officer's testimony;
(2) the photographs lent credibility to defendant's confession and helped to demonstrate the
circumstances and chain of events leading to the crimes for which defendant was being tried; (3)
defendant's remarks concerning his potential for future dangerousness had significant probative
value in light of the State's burden of proving premeditation and deliberation and were relevant
to defendant's defense of diminished capacity; (4) a witness's statement was properly admissible
as a shorthand restatement of his perception at the time of the attack that defendant was the
aggressor and would have done the witness severe bodily harm; and (5) meaningful review of
defendant's challenges to another witness's testimony was impossible when defendant referred
the Court to the entirety of the witness's testimony rather than to any particular portions of her
testimony, and it cannot be concluded that the mere fact that a relative of the victims testified
was so inflammatory as to constitute error.
12. Evidence_prosecutor's arguments in codefendant's case_not admissions of party
opponent_not evidence
The trial court did not err in a multiple murder prosecution by excluding two of
defendant's proffered exhibits consisting of excerpts from the State's arguments to the jury in a
codefendant's's trial in which the prosecutor avowed that the codefendant committed the
murders of two of the victims, because: (1) our Supreme Court has already decided that
arguments of counsel are not evidence or admissions of a party opponent, and (2) based on the
fact that the district attorney's arguments from the codefendant's trial are inadmissible,
defendant's constitutional argument also fails.
13. Constitutional Law--right to remain silent--effective assistance of counsel-_failure to
answer question about location of coparticipant after arrest
The trial court did not violate defendant's right to post-arrest silence in a multiple murder
prosecution by overruling defendant's objection to an investigator's testimony that defendant did
not answer a question about the location of his partner in crime shortly after his arrest, and his
attorney's failure to raise constitutional grounds for the objection was not ineffective assistanceof counsel, because: (1) the wording and context of counsel's objection coupled with his failure
to object to another mention of defendant's silence makes it clear that his objection was based on
a concern about incomplete discovery rather than constitutional error, and constitutional
arguments not raised at trial are not preserved for appellate review; and (2) defendant has failed
to show prejudice arising from this exchange for his ineffective assistance of counsel claim.
14. Appeal and Error--preservation of issues--pretrial motion to suppress_objection at
trial
Although defendant contends the trial court erred in a multiple murder prosecution by
denying his pretrial motion to suppress evidence concerning defendant's attempted robbery of
another victim, this argument is overruled, because: (1) defendant did not object to the victim's
testimony, a motion in limine is insufficient to preserve for appeal the question of admissibility
of evidence if the defendant does not object, and defendant has neither assigned nor argued plain
error as to the admission of this evidence; and (2) defendant was unable to show prejudice when
at the time the State introduced the victim's testimony, defendant had already given a detailed
description of the attempted robbery during his opening statement.
15. Evidence--testimony--defendant covering for someone else
The trial court did not err in a multiple murder prosecution by refusing to allow
defendant's former co-worker to testify that she believed that defendant was covering for his
coparticipant, and defense counsel's failure to proffer this testimony did not amount to
ineffective assistance of counsel, because: (1) the type of opinion to which the witness allegedly
would have testified was not a shorthand statement of fact for the reason that it was not rationally
based on her perception; (2) testimony about a defendant's motivation for confessing to a crime,
where as here the opinion is based on a telephone conversation and a prior relationship with a
defendant, is beyond the purview of N.C.G.S. § 8C-1, Rule 701; and (3) defendant's claims of
ineffective assistance fail when the witness was not competent to testify as to whether defendant
was covering for his coparticipant.
16. Evidence--hearsay--corroboration--diminished capacity
The trial court did not err in a multiple murder prosecution by preventing defendant from
presenting specific testimony from three witnesses who allegedly would have corroborated the
testimony of defendant's expert witness to show that defendant's actions on the night of the
murders were the result of diminished capacity based on the traumatic environment in which he
was raised and his alcohol and drug use before the murders, because: (1) the testimony of two of
the witnesses was properly excluded as inadmissible hearsay since the rule does not justify
admission of extrajudicial declarations of someone other than the witness purportedly being
corroborated; and (2) the testimony the other witness would have given was so tenuously related
to the issue of defendant's diminished capacity that it could not be said to be relevant under
N.C.G.S. § 8C-1, Rule 401.
17. Appeal and Error--preservation of issues--objections sustained
Although defendant contends the trial court erred by allowing the State to repeatedly pose
improper questions on cross-examination of defendant's witnesses and by failing to intervene ex
mero motu to prevent the prosecutor from making certain statements during closing argument,
any alleged error is not properly before the Court and would not have resulted in prejudice,
because: (1) the trial court sustained defendant's objections to the questions specifically
addressed by defendant in his brief; and (2) our Supreme Court will not review the propriety of
questions for which the trial court sustained a defendant's objection absent a further request
being denied by the court.
18. Criminal Law--prosecutor's argument_-comparison of defendant to wild dogs--
acting in concert
Although the prosecution in a multiple murder case improperly argued during closing
arguments that defendant and his coparticipant packed up like wild dogs that were high on the
taste of blood and power over their victims, the trial court did not err by failing to intervene ex
mero motu given the overwhelming evidence of defendant's guilt and the fact that the remarks
did not so infect the trial with unfairness that they rendered the conviction fundamentally unfair.
19. Criminal Law--prosecutor's argument_-jurors put self in victims' places
The prosecutor's closing argument in a multiple murder prosecution did not improperly
invite the jurors to put themselves in the victims' places through several comments during
closing arguments, because: (1) the prosecutor merely highlighted the random nature of this
killing, which has been held to be permissible; and (2) our Supreme Court has repeatedly found
no impropriety when the prosecutor asks the jury to imagine the fear and emotions of a victim.
20. Criminal Law--prosecutor's argument_-differences in life style between victims and
defendant
The trial court in a multiple murder prosecution did not improperly allow the prosecutor
to argue to the jury during closing arguments to convict defendant not because he was guilty, but
based on the fact that he was of less worth than the victims, because: (1) the prosecutor merely
drew a comparison to highlight the randomness of the murders and the innocence of the victims
who had an expectation of safety in their respective homes, factors which were relevant to the
issue of malice; and (2) the prosecutor did not go so far as to suggest to the jury that it base its
decision on the differences in life style between the victims and defendant.
21. Appeal and Error--preservation of issues_-failure to make argument
Although defendant contends the trial court erred by allowing the prosecutor to state
during closing arguments that defendant sits over there and grins and has a big time while his
attorneys try to paint him up as being the victim, this assignment of error is overruled because:
(1) beyond citing this argument as problematic, defendant makes no argument as to why it is
improper; and (2) N.C. R. App. P. 28(a) limits appellate review to issues defined clearly and
supported by arguments and authorities.
22. Criminal Law--prosecutor's argument_-expert's payment for testimony_comments
not grossly improper
Although the prosecutor's comments during closing arguments about defendant's mental
health expert's receipt of $5,000 in compensation for testifying verge on being unacceptable
comments that the expert's opinion testimony was bought or was perjured for compensation,
particularly the statement that you can get whatever you want for $5,000, such comments were
not so grossly improper as to require intervention by the trial court ex mero motu.
23. Criminal Law--prosecutor's argument_-defense counsel's integrity
The trial court did not err in a multiple murder prosecution by failing to intervene ex
mero motu during the prosecutor's closing argument that allegedly reflect negatively on defense
counsel's integrity because considered in context, the statements defendant contends reflected
poorly on defense counsel are more properly viewed as shorthand commentary on the arguments
presented by defense counsel during closing statements.
24. Criminal Law--prosecutor's argument_-personal opinion
The trial court did not err in a multiple murder prosecution by failing to intervene ex
mero motu to stop the two district attorneys from inserting what defendant alleges was their own
personal opinion throughout closing arguments, because: (1) the prosecutors' statements were
nothing more than rhetorical flourishes made to advocate zealously for conviction; and (2) rather
than stating his own beliefs, one of the prosecutors was emphasizing the severity of the crimes
and advocating the State's position that defendant's evidence of his difficult childhood did not
justify a diminished capacity defense.
25. Constitutional Law--effective assistance of counsel--failure to object
Defendant did not receive ineffective assistance of counsel in a multiple murder
prosecution based on defense counsel's failure to object to the prosecutor's statements during
closing arguments and by failing to request a mistrial, because it cannot be concluded that trial
counsel's failure to object or to move for mistrial on the basis of the challenged statements was
not within the bounds of accepted professional representation when the challenged comments did
not render defendant's trial fundamentally unfair nor deprive defendant of a trial whose result
was unreliable.
26. Criminal Law--instructions--simply satisfied with defendant's evidence
The trial court did not err in a multiple murder prosecution by instructing the jury that it
must be simply satisfied with defendant's evidence in order to find it believable, because: (1)
the trial court properly charged the jury as to the burden of proof at two separate points in the
jury charge by specifically stating that defendant had no burden of proof and also that the jury
was to decide the case using as much of the evidence as they saw fit to believe, to the extent of
beyond a reasonable doubt in accordance with what the State must prove; and (2) the charge to
the jury and the trial court's supplemental clarification were correct statements of law and did not
place an impermissible burden on defendant.
27. Homicide--diminished capacity--instructions
The trial court did not err in a multiple murder prosecution by refusing to give the exact
wording of defendant's requested instruction on diminished capacity which stated that the jury
must consider the evidence presented about mental capacity before determining defendant's guilt
of premeditated and deliberate murder, because: (1) the trial court used the pattern jury
instructions on diminished capacity which direct a jury to consider the defendant's mental
capacity and whether or not intoxication or a drugged condition prevented the defendant from
forming the specific intent necessary to commit the crimes charged; and (2) the charge as a whole
was an accurate statement of the law.
28. Homicide--felony murder--diminished capacity--instructions
The trial court did not err in a multiple murder prosecution by failing to give an
instruction on diminished capacity when instructing the jury on felony murder for the murder of
one of the victims and by failing to refer to diminished capacity based on mental illness for the
mandate given with reference to the felony murder of that victim, because by addressing specific
intent and diminished capacity within the instruction on another victim's death, the trial court
informed the jury that diminished capacity applied to armed robbery, which was the underlying
felony in this victim's murder.
29. Criminal Law--instructions--diminished capacity_-acting in concert
The trial court did not err in a multiple murder prosecution by failing to instruct on
diminished capacity with regard to acting in concert, because our Supreme Court has never
applied the doctrine of diminished capacity to the general intent necessary for acting in concert,
and defendant has cited no authority to support extension of its application.
30. Criminal Law--instructions--diminished capacity_-jury request for clarification on
points of law
The trial court did not commit plain error in a multiple murder prosecution by failing to
include an instruction on diminished capacity when the jury requested clarification on points of
law after deliberations had begun, because: (1) the trial court prefaced the reinstruction by
admonishing that the reinstruction was not to take the place of the original charge and that the
complete charge would not be repeated but must be considered; (2) the jury did not specifically
request reinstruction on diminished capacity, although the trial court included such instruction
with regard to some of the crimes; and (3) the trial court appropriately responded to the jury's
questions by answering only that which was asked.
31. Constitutional Law--effective assistance of counsel--failure to object to reinstruction
Defendant did not receive ineffective assistance of counsel in a multiple murder
prosecution based on defense counsel's failure to object to reinstruction on points of law after
deliberations had begun, because inasmuch as the reinstruction was not erroneous and did not
prejudice defendant, trial counsel's failure to renew earlier objections could not have amounted
to ineffective assistance.
32. Criminal Law--shifting burden of proof
The trial court did not err in a multiple murder prosecution by allegedly shifting the
State's burden of proof to defendant, because the trial court did not shift the State's burden or
otherwise violate defendant's constitutional rights.
33. Kidnapping--first-degree--instruction--safe place
The trial court did not err in a multiple murder prosecution by its instruction to the jury on
the not released in a safe place element of first-degree kidnapping that a person who is killed
during the course of a kidnapping is not released in a safe place, because: (1) the instruction was
proper and did not impermissibly usurp the jury's fact-finding role; (2) even assuming arguendo
that the instruction was improper, defendant would not be prejudiced in this case when the not
released in a safe place element applies to first-degree kidnapping, but not to second-degree
kidnapping, but either crime would have served as an underlying felony for felony murder; and
(3) even had the jury not been instructed that murder was the equivalent of not being released in a
safe place, defendant would have been convicted of felony murder.
34. Evidence--murder for which defendant was not on trial--instructions--intent
The trial court did not commit plain error in a multiple murder prosecution by its
instruction to the jury regarding evidence of a murder for which defendant was not on trial that
allegedly allowed the jury to consider the evidence too broadly, and defendant did not receive
ineffective assistance of counsel based on a failure to object to this instruction, because: (1) the
instruction was consistent with N.C.G.S. § 8C-1, Rule 404(b) which allows the State to introduce
evidence of other crimes of a defendant for the limited purpose of showing proof of motive,
opportunity, intent, preparation, or a plan; and (2) the murder could potentially be seen as
evidence of defendant's intent to kill or as part of defendant's preparation in or overall plan for
the crime spree.
35. Homicide--felony murder--instructions--unanimous jury
The trial court did not err in a multiple murder prosecution by failing to instruct the jury
on felony murder that the jury had to be unanimous in determining whether defendant was guilty
of felony murder based on defendant's commission of an underlying felony or based on acting in
concert with his coparticipant in committing an underlying felony, and defendant did not receive
ineffective assistance of counsel based on a failure to object to this instruction, because: (1) the
trial court properly instructed the jury that it must be unanimous in finding defendant guilty of
first-degree murder, whether based on felony murder or on premeditation and deliberation, and
that the jury must be unanimous in finding which felony defendant engaged in that subjected him
to the felony murder rule; (2) whether defendant acted in concert with his coparticipant or
committed the underlying felony, defendant would still be guilty of felony murder in either case;
and (3) the jurors were unanimous in finding defendant to be guilty of felony murder.
36. Homicide--felony murder--instructions--intent
The trial court did not err in a multiple murder prosecution by its instruction to the jury on
intent with respect to the murder of one of the victims, because: (1) the trial court's instruction
viewed as a whole correctly charged the jury on felony murder; and (2) the pertinent part of the
instruction to which defendant objects meant that whether the felonies were committed by
defendant or by his coparticipant, if defendant had the specific intent to commit one or any of the
felonies, then he would be guilty of felony murder.
37. Homicide-_alternative theories--aiding and abetting--acting in concert
The trial court did not err in a multiple murder prosecution by overruling defendant's
objection to the State's use of two alternative theories of guilt including aiding and abetting in
connection with premeditation and deliberation, and acting in concert with regard to felony
murder, because: (1) defendant's argument that the two theories utilized by the State are mutually
exclusive has no merit, and in any given case, both theories may be proven by the same evidence;
and (2) defendant failed to show prejudice.
38. Sentencing--exhibits_arguments in coparticipant's trial--coparticipant committed
murders
The trial court did not err in a multiple murder sentencing proceeding by denying
defendant's motion at sentencing to admit two exhibits which were excerpts from the State's
arguments to the jury at a coparticipant's trial during which the prosecutor avowed that the
coparticipant committed two of the murders, because: (1) the exhibits were relevant only to the
issue of whether defendant actually committed the murders for which he was already convicted,
and thus, this evidence was appropriately excluded from the sentencing hearing; (2) the jury's
final sentencing recommendation in this case demonstrates that defendant was not prejudiced by
the exclusion of this evidence even had the trial court erred in excluding it when defendant was
sentenced to life imprisonment instead of death for these two murders; and (3) although
defendant now tries to argue that the admission of this statement could have had an impact on the
jury's finding of the (e)(11) course of conduct aggravator in the murders for which he did
receive the death penalty, defendant did not raise this argument at trial, and thus, it is deemed
waived on appeal.
39. Sentencing--coparticipant's sentence--life imprisonment
The trial court did not err in a multiple murder sentencing proceeding by sustaining the
State's objection to defendant's attempt to introduce the fact that his coparticipant was sentenced
to life imprisonment for these same five murders, because: (1) our Supreme Court has previouslydetermined that a coparticipant's sentence has no mitigating effect in and of itself; (2) the fact
that the defendant's accomplices received a lesser sentence is not an extenuating circumstance;
(3) although the jury may consider an accomplice's sentence as a mitigating circumstance under
the catchall instruction, this consideration applies in a case where evidence of the coparticipant's
sentence is already before the court, such as where the coparticipant testified at trial and evidence
of a plea bargain was presented by way of impeachment; (4) at no point did counsel suggest that
this evidence be admitted for consideration in conjunction with the (f)(9) catchall mitigator; and
(5) a defendant has no constitutional right to have his coparticipant's sentence considered in
mitigation since such evidence is irrelevant to the sentencing proceeding.
40. Sentencing--victim impact statements--unique loss to society
The trial court did not err in a multiple murder sentencing proceeding by admitting victim
impact statements, because: (1) the State properly used victim impact testimony to describe the
specific harm caused by defendant's actions, including the psychological repercussions the
murders had on family members and the community; and (2) the evidence was not so
inflammatory as to render defendant's sentencing hearing fundamentally unfair, but instead
reminded the sentencer that the victims were individuals whose deaths represented a unique loss
to society and in particular to their families.
41. Sentencing--defendant's prior criminal history--effective assistance of counsel
The trial court did not err or commit plain error in a multiple murder sentencing
proceeding by permitting the State to cross-examine defendant's mother about defendant's prior
criminal history, and defense counsel was not ineffective based on a failure to object to these
additional questions, because: (1) evidence of defendant's prior criminal history, including five
cases of assault, was admitted during cross-examination of a witness by the State; (2) a trial court
has great discretion to admit any evidence relevant to sentencing; (3) defendant's mother testified
on direct examination that she did not know her son to be violent when he was not drinking and
that defendant would drink in a shed behind her home; and (4) defense counsel was not
ineffective by failing to object to these additional questions since the questions were relevant and
reliable, and thus, were admissible.
42. Sentencing--coparticipant's behavior--relevancy
The trial court did not abuse its discretion in a multiple murder sentencing proceeding by
sustaining the State's objection to defendant's attempt to elicit evidence from a behavioral
specialist concerning his coparticipant's behavior, because the coparticipant's behaviors from ten
years earlier, the only time period about which the behavioral specialist apparently had
knowledge, cannot be said to be relevant to defendant's character, record, or the circumstances of
the offense.
43. Sentencing_-cross-examination-_aggressive behavior-_relationship with family--
relevancy--good faith
The trial court did not err in a multiple murder sentencing proceeding by failing to
intervene ex mero motu to stop the prosecutor's cross-examination of two witnesses concerning
defendant's aggressive behavior while incarcerated, defendant's socializing with his sister and
their father in the courtroom, and the source of funds enabling defendant's sister to be present at
the trial, and defense counsel was not ineffective based on a failure to object to these additional
questions, because: (1) the trial court's implicit determination that the evidence in question was
relevant to the jury's sentencing decision did not constitute an abuse of discretion when the
testimony concerning defendant's behavior in prison was relevant to rebut a witness's testimony
on direct examination that defendant's character had changed while he was in prison and since helet the Lord come into his life, the State's questions to defendant's sister about defendant's
interaction with his father in the courtroom were designed to discredit defendant's evidence that
he and his father had a poor relationship, and the State sought to show that defendant's sister was
at the trial at someone else's behest rather than out of sisterly devotion; and (2) defendant has
pointed to nothing in the record suggesting that the prosecutor asked these questions in bad faith.
44. Sentencing--prosecutor's argument--personal opinion
The trial court did not err in a multiple murder sentencing proceeding by failing to
intervene ex mero motu when the prosecutor allegedly injected personal opinion into his closing
argument by use of phrases such as we think, we believe, our perspective, our idea, and
I come before you to state that many aggravating factors exist in this case, because: (1) the
complained-of passages are not impermissible statements of opinion; and (2) the phrases would
have been understood by the jury as remonstrances by the prosecutor to find that the aggravating
circumstances existed and outweighed the proposed mitigating circumstances to such an extent
that the death penalty was the proper sentencing recommendation.
45. Sentencing--prosecutor's argument--aggravating circumstances--mitigating
circumstances
The trial court did not err in a multiple murder sentencing proceeding by failing to
intervene ex mero motu during the prosecutor's closing argument concerning the statutory
scheme whereby the State is permitted to submit fewer aggravators than a defendant is allowed to
submit mitigators, because our Supreme Court has upheld arguments of this nature in the past as
methods of attacking the weight of mitigating circumstances and convincing the jury that a
greater number of mitigators should not outweigh a lesser number of aggravators.
46. Sentencing--prosecutor's argument--place self in position of victims
The trial court did not err in a multiple murder sentencing proceeding by failing to
intervene ex mero motu during the prosecutor's closing argument that allegedly urged the jury to
place itself in the position of the victims, because the prosecutor's argument was less about jurors
imagining themselves as the victims and more of an effort to force the jury to appreciate fully the
circumstances and impact of the crime.
47. Sentencing--prosecutor's argument--speculation
The trial court did not err in a multiple murder sentencing proceeding by failing to
intervene ex mero motu during the prosecutor's closing argument that allegedly speculated on
matters outside of the record, because: (1) in regard to the statements that one victim was
shielding his wife, another victim was protecting her daughter, and other statements concerning
how the victims felt physically and emotionally during the attack, the prosecutor did no more
than reconstruct the series of events from the perspectives of the victims using defendant's
confession and the physical evidence at the scene and from the coroner's report along with
reasonable inferences from these sources; (2) in regard to the statement that one of the victim's
fathers was a good man with a broken heart who can't stay in Haywood County at the home that
he put there since defendant destroyed his only daughter, and that the father was unable to take
the witness stand and give victim impact evidence, one of the victims' daughters had already
testified that he could not live in his Haywood County home since the crimes and that he got
upset if anyone mentioned his daughter's name; (3) in regard to the statement that defendant had
victimized people numbering in the hundreds, this argument was a rhetorical method of
reminding the jury that the victims were sentient beings with close family ties before they were
murdered by defendant; (4) in regard to the prosecutor's statement that if the other daughters of
two of the victims had also been present, then they probably would have been the victims of themass murderer and atrocity, a reasonable inference can be drawn from the evidence that had there
been more people present at the scene, defendant might have killed them also; (5) in regard to the
prosecutor's comment about defendant's laughing and grinning during the course of the trial, a
prosecutor may properly comment on a defendant's demeanor displayed throughout the trial; and
(6) in regard to the prosecutor's statement that if the adult victims could be at trial, they would
ask defendant to kill them instead of their child, the prosecutor was using the wide latitude
afforded counsel in hotly contested cases to suggest that the murder of the fourteen-year-old
victim was worthy of a death sentence.
48. Appeal and Error--preservation of issues--failure to make argument
Although defendant contends the trial court erred in a multiple murder sentencing
proceeding by failing to intervene ex mero motu when the prosecutor allegedly argued to the
jurors the positive impact a death verdict would have on the surviving relatives of the victims,
defendant has waived his right to appellate review of this issue because defendant does no more
than cite the allegedly problematic passages.
49. Sentencing--prosecutor's argument-_religion
The trial court did not err in a multiple murder sentencing proceeding by failing to
intervene ex mero motu when the prosecutor argued that each juror would lie in bed and thank
the Lord for their own safety, the safety of their family, and for the knowledge he or she did the
right thing, because: (1) rather than invoking religious law over secular law, this argument
merely urged jurors to make the decision the State viewed as the proper one which was
recommending a death sentence; and (2) even if it be assumed arguendo that this statement was
improper, the prejudice, if any, was neutralized by defense counsels' use of religious arguments
during their closing analogizing that jurors should be merciful as Jesus Christ was.
50. Constitutional Law--effective assistance of counsel--failure to object
Defendant did not receive ineffective assistance of counsel in a multiple murder
sentencing proceeding based on defense counsel's failure to object to alleged errors in the State's
closing argument and failure to request a mistrial.
51. Sentencing--nonstatutory mitigating circumstances-_peremptory instructions
The trial court did not err in a multiple murder sentencing proceeding by refusing to give
peremptory instructions for two of the forty-four nonstatutory mitigating circumstances
submitted to the jury as to the murder of two of the victims, including that defendant did not flee
after the murders and that defendant displayed remorse for his actions, because: (1) the evidence
presented at trial permitted the inference that defendant intended to flee Haywood County upon
leaving the scene of the crime; and (2) defendant's evidence showing remorse is indirect and
tenuous.
52. Sentencing--mitigating circumstances_peremptory instructions--mental or
emotional disturbance_impaired capacity
The trial court did not commit plain error in a multiple murder sentencing proceeding by
failing to give peremptory instructions on the N.C.G.S. § 15A-2000(f)(2) mitigating
circumstance that the murders were committed while defendant was under the influence of a
mental or emotional disturbance and the N.C.G.S. § 15A-2000(f)(6) mitigating circumstance that
defendant's capacity to appreciate the criminality of his conduct was impaired, and defense
counsel did not provide ineffective assistance by failing to request such instructions, because a
trial court's failure to give a peremptory instruction relating to a defendant's mental illness is noterror where the evidence supporting the instruction came from a mental health professional
evaluating the defendant in preparation for trial since this evidence lacks sufficient indicia of
reliability to permit the conclusion that it is manifestly credible.
53. Sentencing--aggravating circumstances--same evidence
The trial court did not commit plain error in a multiple murder sentencing proceeding by
failing to instruct the jury that it could not use the same evidence to support multiple aggravating
circumstances, because: (1) defendant failed to make any request for an instruction that the same
evidence cannot be used as a basis for finding more than one aggravating circumstance; and (2)
assuming arguendo that failure to give the instruction was error, defendant has failed to
demonstrate that the jury probably would have returned a different verdict absent the omission in
the instructions.
54. Sentencing--death penalty--proportionate
The trial court did not err by sentencing defendant to the death penalty for two first-
degree murders, because: (1) defendant was convicted of five first-degree murders, three on the
basis of premeditation and deliberation and under the felony murder rule and two solely under
the felony murder rule; (2) defendant killed one victim and then killed four other victims in an
attempt to rid the scene of witnesses; (3) defendant invaded the home of two of the victims and
killed five people from three generations of one family; and (4) the jury found three aggravating
circumstances including the N.C.G.S. § 15A-2000(e)(4) aggravator that the capital felonies were
committed for the purpose of avoiding or preventing a lawful arrest; the N.C.G.S. § 15A-
2000(e)(9) aggravator that the murders were especially heinous, atrocious, or cruel; and the
N.C.G.S. § 15A-2000(e)(11) aggravator that the murders were part of a course of conduct of
other crimes of violence against other persons, and our Supreme Court has deemed the (e)(9) and
(e)(11) aggravating circumstances standing alone to be sufficient to sustain a sentence of death.
Appeal as of right pursuant to N.C.G.S. § 7A-27(a) from
judgments imposing sentences of death entered by Judge James U.
Downs on 24 and 25 April 2001 in Superior Court, Haywood County,
upon a jury verdict finding defendant guilty of two counts of
first-degree murder. On 4 November 2002, the Supreme Court
allowed defendant's motion to bypass the Court of Appeals as to
his appeal of additional judgments. Heard in the Supreme Court
9 September 2003.
Roy Cooper, Attorney General, by William B. Crumpler,
Assistant Attorney General, for the State.
James P. Cooney III for defendant-appellant.
PARKER, Justice.
*** Converted from WordPerfect ***
Defendant Charles Wesley Roache was indicted on 18 October
1999 for the first-degree murders of Earl Phillips, Cora Owens
Phillips, Eddie Lewis Phillips, Mitzi Carolyn Blazer Phillips,
and Katie Phillips. Defendant was tried capitally and found
guilty of first-degree murder based on felony murder alone in the
deaths of Earl Phillips and Cora Phillips. Defendant was found
guilty of first-degree murder based on premeditation and
deliberation and felony murder for the deaths of Eddie Phillips,
Mitzi Phillips, and Katie Phillips. Following a capital
sentencing proceeding, the jury recommended that defendant be
sentenced to death for the murders of Mitzi Phillips and Katie
Phillips, and to life imprisonment without parole for each of the
other three murders. The trial court entered judgment
accordingly.
The State's evidence tended to show that on the evening of
30 September 1999 defendant and Chris Lippard were on Rabbit Skin
Road in the vicinity of the victims' houses. The two had been on
a crime spree of approximately forty-eight hours duration, during
which defendant killed a man named Chad Watt early in the morning
of 29 September 1999 and assaulted a man named Bart Long at a
rest area west of Hickory on Interstate 40 in the afternoon of 30
September 1999. Defendant and Lippard were driving on Interstate
40 in an attempt to leave North Carolina when they left the
interstate at exit 20, Jonathan Creek Road, which intersects
Rabbit Skin Road approximately thirty to fifty yards away.
Lippard accidentally backed the truck off the road and into a
ditch. After their truck was disabled, Lippard offered the driver
of one vehicle that stopped fifty dollars to drive them to the
interstate. Defendant also attempted to stop at least one
additional vehicle to get a ride. Two of the people in these
cars later testified that one of the two men carried a case of
beer. The efforts to obtain a ride from passers-by were
unsuccessful.
Defendant and Lippard walked towards the nearest house on
Rabbit Skin Road in order to steal a car. This house was 126
Earl Lane, the home of Earl and Cora Phillips. Lippard went into
the house. Defendant entered the house after he heard a woman
screaming from within. Upon entering, defendant saw the woman,
Cora Phillips, on the floor with Lippard holding a shotgun to her
head. The woman's husband, Earl Phillips, pleaded with defendant
to prevent Lippard from killing the woman. Defendant assured
Earl that no one was going to die.
At defendant's request, Earl Phillips showed defendant the
cabinet in which Earl kept his guns. Defendant took a 20 gauge
shotgun, several shotgun shells, and a .22 caliber rifle.
Defendant then disabled the telephone by cutting the cord leading
into the wall. He also bound Earl and Cora Phillips' hands
together with duct tape. Defendant and Lippard left in Earl
Phillips' 1986 Ford pickup truck.
Defendant and Lippard drove Phillips' truck away from the
house towards Rabbit Skin Road. While driving down the lane,
they passed a small red car heading towards the house. Before
reaching the intersection of Earl Lane and Rabbit Skin Road,Lippard overturned the truck. Defendant broke the passenger
window in order for the pair to escape. Lippard returned to the
house. Defendant stayed behind to gather their items from the
truck and then waited in the woods near the wrecked truck.
Shortly thereafter, defendant heard Lippard yelling for
assistance. The man from the red car was fighting with Lippard
for control of a gun. Defendant shot the man, Eddie Phillips,
once in the chest with the shotgun he was carrying. Defendant
then reloaded the gun and went to the house with Lippard. The
woman from the car, Mitzi Phillips, was standing in the doorway
refusing the pair entry. Defendant broke open the door and shot
Mitzi Phillips once in the face. Defendant saw a girl, fourteen-
year-old Katie Phillips, run into the bathroom. He pushed open
the door to find her sitting on the toilet. Defendant shot Katie
Phillips once in the side of the head. Lippard, meanwhile, had
gone to the living room where he and defendant had left Cora and
Earl Phillips bound. Defendant returned to that room to find
Earl Phillips slumped over. Cora Phillips was lying on the floor
with blood coming from her head. Defendant shot both Cora and
Earl Phillips once in the head.
Lippard drove himself and defendant away from the house in
the red car, a 1993 Saturn belonging to Mitzi Phillips. While
driving down Earl Lane they passed one car, later found to
belong to Danny Messer. As they reached the end of the lane
they passed another car, later found to belong to Todd Berrong.
They drove the Saturn onto Interstate 40.
Danny Messer had been driving home that evening when he sawEarl Phillips' truck upside down at the end of Earl Lane. He
turned into the lane to notify Earl Phillips that his truck had
rolled off. As he drove up to Earl and Cora Phillips' house,
he saw Mitzi Phillips' red Saturn leave the parking area near
the house, heading towards Rabbit Skin Road.
At the house, Messer saw the bodies of four of the victims:
Eddie, Mitzi, Earl and Cora Phillips. Messer testified at trial
that he believed Eddie Phillips was still alive at that time.
After making this discovery, Messer left, encountering Todd
Berrong at the end of Earl Lane at Rabbit Skin Road. Although
there was some evidence to the contrary, Berrong and Messer
apparently returned to the Phillips' house so that Berrong could
view the bodies. The two then drove to a convenience store
located approximately one-quarter of a mile away, and Berrong
called 911.
Berrong testified that he waited at the end of Earl Lane
for police. When the police arrived, they noted the locations
of the bodies and that all the victims were deceased. The
police secured the scene.
After defendant and Lippard left the scene of the crime,
they drove for a short distance on Interstate 40 before they hit
a concrete divider. The crash disabled the car. The accident
occurred approximately one to one and a half miles west of the
Jonathan Creek Road exit on Interstate 40. Defendant exited the
vehicle and left the highway on the side with the guardrail.
Lippard crossed the barrier at the opposite side of the road and
disappeared. Around 8:30 a.m. on 1 October 1999, Jim Fowler discovered
defendant hiding under a camper top lying on Fowler's property,
about three-quarters of a mile to one mile from the interstate
where the red car crashed. Fowler's son called the police while
Fowler watched defendant, holding him at gunpoint until a deputy
arrived from the Haywood County Sheriff's Department.
Officer Beecher Phillips transported defendant to the
sheriff's department, where he turned defendant over to the
custody of Detective Larry Bryson and State Bureau of
Investigation Agent Toby Hayes. Agent Hayes advised defendant
of his rights, and defendant indicated his understanding.
Defendant waived his rights by signing a form offered him by
Agent Hayes.
Defendant initially told the officers that he had shot the
man in the yard, the woman in the kitchen, and the girl in the
bathroom. He stated that Lippard had shot the older couple in
the living room. During the course of the questioning and the
recording of his statement, however, defendant admitted that he
had shot all five victims. He persisted in stating that he was
responsible for all five deaths even after officers pointed out
the discrepancy between this statement and his earlier story.
Defendant also talked to police about the murder of Chad
Watt in Alexander County. This murder resulted from a fight
between the two, during which defendant beat [Watt] so bad
[defendant] knew [he]'d have to kill him so he wouldn't tell on
[defendant]. Defendant gave police information on the
location of the body, which led Alexander County Sheriff'sdeputies to recover Watts' body on 2 October 1999.
Defendant confessed as well to an attack on a man which
occurred at a rest area on Interstate 40 west of Hickory.
Defendant pretended to use a urinal while waiting for a victim
to enter the restroom. When the victim, a man named Bart Long,
entered a stall and sat on the toilet, defendant sprayed him
with pepper spray and put him in a sleeper hold. Defendant
attempted to obtain the man's wallet, but Long's yells attracted
a crowd of people, causing defendant to flee.
Defendant additionally gave police information concerning
his accomplice, Chris Lippard. At the time of his initial
conversations with police, defendant did not know Lippard's last
name. Over the next several days, however, defendant made
telephone calls which eventually led him to discover Lippard's
last name, information which he shared with police. This
information led to Lippard's arrest in New Orleans about a week
later.
Pathologists performed autopsies on all five victims on 2
October 1999 in Chapel Hill, North Carolina. Dr. John Butts,
the Chief Medical Examiner of North Carolina, either performed
or supervised each of these autopsies and testified at
defendant's trial about the cause of death for and injuries to
each victim. Earl Phillips' autopsy showed severe injury to his
head as a result of a contact gunshot wound to the right side of
his head, in the area of his right temple, meaning that the
barrel of the shotgun was against the body of the victim at the
time the gun was fired. Pathologists removed lead shot from hisbody. Dr. Butts testified that Earl Phillips' death was caused
by a shotgun wound to the head. The pathologists also noted
that Earl Phillips' hands were bound with duct tape.
Dr. Butts performed the autopsy of Cora Phillips, which
revealed several injuries to her body. Her death was due to a
single contact shotgun wound in the corner of her mouth on the
left side of her face, which caused massive injury to her head.
Pathologists found lead pellets and a plastic shot cup in her
head. The autopsy also showed blunt force injuries --
lacerations and bruising -- on her right forearm, which were
consistent with defensive injuries. These were incurred before
she died. Cora Phillips' hands were also fastened together with
duct tape.
The autopsy of the body of Eddie Phillips revealed a single
gunshot to the left side of the body which struck multiple
organs in the chest and abdomen. Pathologists determined that
the gunshot wound was a contact wound. Shotgun pellets and
shotgun wadding were recovered from Eddie Phillips' body at the
time of the autopsy. In Dr. Butts' opinion the shotgun wound
would have resulted in unconsciousness within a matter of
seconds. Pathologists also found blunt force injuries on Eddie
Phillips' head behind and a little above the left ear; these
injuries were likely inflicted while the victim was still alive.
Dr. Butts testified that Eddie Phillips' death was caused by the
shotgun wound to his chest.
The autopsy on Mitzi Phillips disclosed that she died from
a shotgun wound to the head. The entrance wound was a largeinjury which effectively covered the forehead. There was an
exit wound on the right side of the head, where some of the shot
pellets had created a hole. Nonetheless, some of the shot
pellets remained inside the body. The shot was likely fired
from a close range, based on the powder stippling marks on the
forehead around the wound.
As to the autopsy on the body of Katie Phillips, Dr. Butts
testified that this body had evidence of a single shotgun wound
to the head which had entered in the left eye. Some of the shot
had exited from the right side of the head, but some shot was
still present in the head at the time of the autopsy. The track
was through the left eye into the skull. The force of the blow
was enough to remove the brain from the cranial wall. Dr. Butts
was of the opinion that the shot was fired from close range and
was immediately incapacitating. The autopsy also revealed a
defensive injury from the shotgun blast to Katie Phillips' left
hand, indicating that she had raised her hand to shield herself
from the gun shot. The shotgun wound to the head was the cause
of Katie Phillips' death.
Dr. Claudia Coleman, an expert in the field of forensic
psychology, testified at trial that defendant suffered from a
chronic anxiety disorder, had a low average intelligence, and
had experienced a violent upbringing. Defendant, according to
Dr. Coleman, exhibited features typical of a dependent
personality disorder, meaning that he has a high need for
affection and security from other individuals. Dr. Coleman also
testified to defendant's long history of polysubstancedependence, which she attributed to his anxiety. In the
expert's opinion, defendant's alcohol and drug use on the
afternoon and night of 30 September 1999 in combination with his
personality and his anxiety disorders would have affected his
judgment, reasoning, and problem solving capacities at the time
he murdered the Phillips family.
This Court addressed each point raised by defendant in the
recent case of State v. Hunt, 357 N.C. 257, 582 S.E.2d 593
(2003), in which the Court held that, even after Ring, theshort-form murder indictment is sufficient under both the United
States and the North Carolina Constitutions without the
inclusion of the aggravating circumstances. Id. at 278, 582
S.E.2d at 607. As noted therein, the United States Supreme
Court's ruling in Ring does not require reconsideration of our
earlier holdings that: (i) the short-form murder indictment was
an appropriate charging document, see, e.g., State v. Braxton,
352 N.C. 158, 173-75, 531 S.E.2d 428, 436-38 (2000), cert.
denied, 531 U.S. 1130, 148 L. Ed. 2d 797 (2001); State v.
Wallace, 351 N.C. 481, 503-08, 528 S.E.2d 326, 341-43, cert.
denied, 531 U.S. 1018, 148 L. Ed. 2d 498 (2000); and (ii) that
the constructive notice provided by the statute in which the
aggravators are listed, N.C.G.S. § 15A-2000(e), satisfies all
constitutional constraints mentioned by defendant, see, e.g.,
State v. Holden, 321 N.C. 125, 154, 362 S.E.2d 513, 531 (1987),
cert. denied, 486 U.S. 1061, 100 L. Ed. 2d 935 (1988); State v.
Williams, 304 N.C. 394, 422, 284 S.E.2d 437, 454 (1981), cert.
denied, 456 U.S. 932, 72 L. Ed. 2d 450 (1982). This assignment
of error is accordingly overruled.
The test for determining when a prospective juror may be
excused for cause is whether his views would 'prevent or
substantially impair the performance of his duties as a juror in
accordance with his instructions and his oath.' Wainwright v.
Witt, 469 U.S. 412, 424, 83 L. Ed. 2d 841, 851-52 (1985)
(quoting Adams v. Texas, 448 U.S. 38, 45, 65 L. Ed. 2d 581, 589
(1980)). The fact that a prospective juror voiced general
objections to the death penalty or expressed conscientious or
religious scruples against its infliction is insufficient
justification for removal of a juror for cause. Witherspoon v.
Illinois, 391 U.S. 510, 522, 20 L. Ed. 2d 776, 785 (1968). The
decision as to whether a juror's views would prevent or
substantially impair the performance of his or her duties is
within the trial court's broad discretion, State v. Gregory, 340
N.C. 365, 394, 459 S.E.2d 638, 655 (1995), cert. denied, 517
U.S. 1108, 134 L. Ed. 2d 478 (1996), to accommodate those
situations where the trial judge is left with the definite
impression that a prospective juror would be unable to
faithfully and impartially apply the law. Wainwright v. Witt,
469 U.S. at 425-26, 83 L. Ed. 2d at 852. Accordingly, the
decision of the trial court to excuse a juror for cause will
not be disturbed absent an abuse of discretion. State v.
Blakeney, 352 N.C. 287, 299, 531 S.E.2d 799, 810 (2000), cert.
denied, 531 U.S. 1117, 148 L. Ed. 2d 780 (2001). Applying the Wainwright standard, we conclude that the
trial court did not abuse its discretion in excusing these
prospective jurors for cause. Both prospective jurors Lee and
Payton clearly demonstrated their inability to render a verdict
in accordance with the laws of the State. See N.C.G.S. § 15A-
1212(8) (2003) (providing that a challenge for cause may
properly be made on the grounds that, regardless of the facts
and circumstances, a juror would be unable to render a verdict
in accordance with the laws of North Carolina).
The State challenged prospective juror Lee for cause after
his repeated insistence that he was unsure if he could recommend
the death penalty and his more direct statement that he
probably could not recommend the death penalty. Furthermore,
when the prosecutor asked Lee, [A]re you saying that you would
base [the punishment recommendation] on God's law rather than
the law of the State of North Carolina, Lee's response was,
Probably. Defendant points out that Lee did state that he
could consider the death penalty as punishment; however, further
examination of the transcript reveals that when the prosecutor
thereafter asked Lee whether his religious beliefs would prevent
him from recommending the death penalty, he again said he did
not know. Given Lee's repeated equivocations about his ability
to recommend the death penalty, along with his expressed concern
about following the law of the State of North Carolina, we hold
that the trial court did not abuse its discretion in excusing
him for cause.
Prospective juror Payton informed the prosecutor that shehad beliefs against the death penalty and that she had made up
her mind that she would not give defendant the death penalty.
Defendant attempted to rehabilitate her, at which time she
agreed that she could listen to all the evidence in the case and
consider both punishment alternatives; however, when the
prosecutor later asked Payton whether she had stated that she
could not and would not vote for the death penalty, she replied,
That's what I said. I told you I didn't believe in death.
She went on to confirm again that she wouldn't vote for the
death penalty. Since Payton unequivocally stated that she
could not recommend the death penalty for this defendant, we
hold that the trial court properly granted the State's challenge
for cause.
[3] Defendant next argues that the trial court erred by
rejecting the specific preselection instruction proposed by
defendant. This instruction would have explained the process of
sentencing someone to death. Defendant claims that giving his
requested instruction would have led to more meaningful voir
dire of the potential jurors. We find defendant's contention to
be without merit.
The trial court has broad discretion 'to see that a
competent, fair and impartial jury is impaneled and rulings in
this regard will not be reversed absent a showing of abuse of
discretion.' State v. Black, 328 N.C. 191, 196, 400 S.E.2d
398, 401 (1991) (quoting State v. Johnson, 298 N.C. 355, 362,
259 S.E.2d 752, 757 (1979)). A review of the record reveals
that the trial court correctly instructed the potential jurorsabout the law governing the capital sentencing process. The
actual instructions given by the trial judge were similar in
substance to those requested by defendant. Furthermore,
defendant's argument that prejudice occurred is purely
speculative. As a result we hold that the trial court did not
err in refusing to give defendant's requested preselection
instruction. This assignment of error is overruled.
[4] Next, defendant asserts that the trial court impaired
his right to an impartial jury when it overruled his objection
to a line of questioning by the State which defendant claims
chilled his right to conduct an adequate voir dire under Morgan
v. Illinois, 504 U.S. 719, 119 L. Ed. 2d 492 (1992). The United
States Supreme Court held in Morgan that, under the Due Process
Clause of the Fourteenth Amendment, defendants are entitled
during voir dire to inquire as to whether a prospective juror
would automatically vote to impose the death penalty upon
defendant's conviction regardless of any evidence of mitigating
circumstances. Id. at 729, 119 L. Ed. 2d at 503. In the
instant case, defendant claims that the State began to coach
jurors as to how to avoid dismissal on Morgan grounds after
witnessing the dismissal of several jurors who indicated that
they would automatically impose the death penalty on conviction.
Defendant cites the following exchange, which occurred during
the State's examination of prospective juror Tracie Smiley, and
which the prosecutor repeated in a similar fashion with other
jurors through the remainder of voir dire:
Q: I want to point out also that on the other side
of that is if the jury found the defendant guilty offive counts of premeditated and deliberated first
degree murder, it would still be their obligation to
consider both punishment possibilities, not to fly off
and recommend one and not the other just without
thinking about it, but still to consider both
possibilities. Do you understand where I'm coming
from there, ma'am?
A: Hmm-hmm.
Q: In either of those situations, whether it be one
or five, Ms. Smiley, could you still consider both
punishment possibilities and recommend the one that
you and the other jurors felt was appropriate?
A: Yes.
Q: And I want to caution you, and you may hear this
mentioned from time to time that there's nothing --
the jury is not supposed to do anything running on
automatic or nothing just knee jerk. There's a
procedure to be followed, things to be weighed and
considered.
There will never be a time when the judge is
going to tell you that you're supposed to
automatically do this or you're supposed to
automatically do that. You won't hear that at all.
There's a procedure to be followed in a cool-headed
way, and to the extent that automatic is a bad word,
you don't do anything --
[DEFENSE COUNSEL]: Objection.
[THE COURT]: Overruled.
After considering defendant's claim, we hold that the trial
court did not err in overruling defendant's objection. To
establish reversible error during voir dire, a defendant must
show that the trial court abused its discretion and also that
prejudice resulted from such error. State v. Gell, 351 N.C.
192, 200, 524 S.E.2d 332, 338-39, cert. denied, 531 U.S. 867,
148 L. Ed. 2d 110 (2000). In State v. Ward, 354 N.C. 231, 555
S.E.2d 251 (2001), this Court considered a line of questioning
by the prosecutor similar in effect to those questions at issue
here. Id. at 253-55, 555 S.E.2d at 266-67. We determined that
such questions were properly within the trial court's
discretion. Id. at 254-55, 555 S.E.2d at 267. The prosecutor
there, as here, asked questions to elicit whether a juror wouldautomatically sentence a defendant to death after finding him
guilty. Id. at 254, 555 S.E.2d at 266. This Court stated,
[T]he trial court did not abuse its discretion in
permitting the prosecutor to question prospective
jurors in the challenged manner. The questions were
designed to determine whether the jurors would refrain
from considering punishment until such time, if at
all, as they reached the sentencing proceeding. . . .
[The prosecutor] merely endeavored to determine
whether the prospective jurors could follow the law
and serve as fair and impartial decisionmakers.
Id. at 255, 555 S.E.2d at 267.
The Court's reasoning in Ward is applicable here. The
primary goal of voir dire is to seat a jury which will render a
fair and impartial verdict at the guilt phase of trial and, if
need be, at the sentencing proceeding. State v. Conaway, 339
N.C. 487, 511, 453 S.E.2d 824, 839, cert. denied, 516 U.S. 884,
133 L. Ed. 2d 153 (1995). The prosecutor's questions quoted
above were a correct statement of the law. They additionally
served to ensure that the impaneled jury would consider both
punishment alternatives before making a punishment
recommendation. Since the questions were well within the bounds
of the stated purpose of voir dire, the trial court did not
abuse its discretion in overruling defendant's objections to
this line of questioning. Defendant's argument is without
merit.
[5] Defendant's next assignment of error concerns the
procedure used during jury selection. Defendant specifically
complains that the trial court relieved the State of its
statutorily-imposed obligation to pass a full panel of twelve
jurors before defendant began his selection. Defendant filed apretrial motion for individual voir dire and sequestration of
jurors during voir dire. At the hearing on this motion, defense
counsel stated: We would ask for individual voir dire on all
issues related to jury selection, and not simply pretrial
publicity. The trial judge denied the motion but indicated
that he would permit individual voir dire as to pretrial
publicity.
Before jury selection began, the court revisited the issue,
and in response to a question by defense counsel, the court
informed counsel that jurors would be passed one at a time
rather than in a panel of twelve. The first juror questioned by
the prosecution was removed for cause. When the next juror was
passed by the State, the trial court again revisited the issue
of individual voir dire. Following discussion among counsel and
the court and over defendant's objection, the court ruled that
if individual voir dire were to continue, then the State would
be required to pass only a single juror at a time. Once the
State passed an individual juror, defendant was required to pass
or challenge that same juror immediately. Thus, individual
jurors were passed to defendant rather than a panel of twelve
jurors accepted by the State.
Jury selection in criminal cases is controlled by N.C.G.S.
§ 15A-1214. Subsections (d) through (f) set forth a procedure
to be followed in the majority of cases. In this process the
prosecutor must question the jurors, make any challenges
desired, and, when satisfied with the twelve in the box, tender
a complete panel to the defendant before the defendant conductsany examination. N.C.G.S. § 15A-1214(d) (2003). At that point
the defendant has an opportunity to question the jurors and make
his challenges. N.C.G.S. § 15A-1214(e). Should the defendant
successfully challenge any jurors passed by the State, the clerk
calls replacement jurors to fill the empty seats; and the State
questions and challenges those replacements until the State
again passes a full panel of twelve to the defendant. N.C.G.S.
§ 15A-1214(f). This process continues until both parties are
satisfied with the panel of jurors. Id.
The General Assembly has also authorized a trial judge in a
capital case to allow individual voir dire at his or her
discretion. The statute provides, In capital cases the trial
judge for good cause shown may direct that jurors be selected
one at a time, in which case each juror must first be passed by
the State. These jurors may be sequestered before and after
selection. N.C.G.S. § 15A-1214(j). Defendant would have this
Court hold that the procedural rules from subsections (d)
through (f), and in particular the requirement that the
prosecutor pass a full panel of twelve jurors to the defendant,
apply even where the trial court has used its discretion to
order individual voir dire pursuant to subsection (j). We
decline to so hold.
In interpreting a statute, this Court must first discern
the legislative intent in passing the statute. State v.
Buckner, 351 N.C. 401, 408, 527 S.E.2d 307, 311 (2000). In
ascertaining intent, we look first to the plain language of the
statute. State v. Anthony, 351 N.C. 611, 614, 528 S.E.2d 321,322 (2000). Where the words of a statute are clear and
unambiguous, the words will be given their plain and definite
meaning. State v. Jackson, 353 N.C. 495, 501, 546 S.E.2d 570,
574 (2001).
Applying these principles of statutory construction, we
conclude that subsection (j), applicable only in capital cases,
contains a distinct procedure, separate from the mandatory
procedure outlined in subsections (d) through (f). As basis we
first note the differences between the language used in
subsections (d) and (j). Subsection (d) provides, When the
prosecutor is satisfied with the 12 in the box, they must then
be tendered to the defendant. Until the prosecutor indicates
his satisfaction, he may make a challenge for cause or exercise
a peremptory challenge to strike any juror, whether an original
or replacement juror. N.C.G.S. § 15A-1214(d). Subsection (j)
uses the phrase be selected one at a time and directs that
each juror must first be passed by the State. This language
when compared with the language in subsection (d) manifests a
clear legislative intent for an alternative method of jury
selection under subsection (j).
Additionally, we note that the phrase be selected means
to be chosen from a number or group, see Webster's Third New
International Dictionary 2058 (1971), and connotes a completed
action. Defendant's interpretation would be more persuasive if
the verb in subsection (j) were examined rather than
selected. When read in conjunction with the mandate that
each juror must first be passed by the State, the phrase beselected one at a time describes the procedure from the calling
of the juror to acceptance by both parties. Thus, when the
trial court directs individual voir dire on all issues pursuant
to subsection (j), all parties are required either to accept or
reject a juror before the next prospective juror is called. In
this case the trial court did not err by not requiring the
prosecution to pass a full panel of twelve.
We emphasize that nothing in this holding relative to
subsection (j) should be interpreted to infringe upon the trial
court's inherent authority to permit individual voir dire as to
specific sensitive issues in any given case. However, if such
questioning is undertaken, the procedure outlined in subsections
(d) through (f), including the requirement to pass a complete
panel of twelve, must be followed.
Finally, we note that the trial court in this case did not
make a specific finding on the record as to the requirement in
subsection (j) that good cause be shown. However, inasmuch as
defendant did not request such finding when the trial judge
indicated that he had reviewed the statute and was satisfied
that the procedure was permitted, we presume the trial judge
found the necessary good cause. See State v. T.D.R., 347 N.C.
489, 506, 495 S.E.2d 700, 710 (1998); Cheape v. Town of Chapel
Hill, 320 N.C. 549, 557, 359 S.E.2d 792, 797 (1987).
Defendant's assignment of error is overruled.
Defendant further argues that the improper jury selection
procedure violated his constitutional right to a fair and
impartial jury. As the State points out, defendant did notraise this constitutional issue at trial; consequently, the
trial court did not have the opportunity to consider or rule on
this issue. N.C. R. App. P. 10(b)(1). Defendant has
accordingly failed to preserve this assignment of error for
appellate review. See State v. Fullwood, 343 N.C. 725, 733, 472
S.E.2d 883, 887 (1996), cert. denied, 520 U.S. 1122, 137 L. Ed.
2d 339 (1997) (holding that defendant failed to raise a
constitutional issue at trial and thus failed to preserve the
issue for appellate review).
[6] Next, defendant contends that the trial court erred by
failing to intervene ex mero motu when prospective juror Penny
Stollery revealed during questioning that another unnamed member
of the venire had discussed his or her opinions of the case in
the jury pool room. Prospective juror Stollery was seated as
the twelfth juror in the case. Defendant claims that the trial
court's failure to make an inquiry into the content and effect
of the remarks by the unidentified juror, or alternatively to
strike the panel for the entire day, was plain error. Moreover,
defendant asserts that his attorneys' failure to request that
the court take such action constituted a violation of his right
to effective assistance of counsel.
[7] We note initially that defendant's complaint that the
trial court should have made more specific inquiry is not
properly before the Court for review. Defendant did not object
to this alleged error at trial, and plain error review is
limited to errors in a trial court's jury instructions or a
trial court's rulings on admissibility of evidence. State v.Golphin, 352 N.C. 364, 460, 533 S.E.2d 168, 230 (2000), cert.
denied, 532 U.S. 931, 149 L. Ed. 2d 305 (2001). However,
defendant has raised the specter of ineffective assistance of
counsel. To establish ineffective assistance, a defendant must
show that the deficient performance prejudiced the defense.
Strickland v. Washington, 466 U.S. 668, 687, 80 L. Ed. 2d 674,
693 (1984). Accordingly, we consider the possible existence of
prejudice.
Juror Stollery told the court that the unidentified member
of the venire discussed [p]rimarily their opinion of what the
case was and that they had already established what they felt it
was, and what the verdict should be. As defendant points out,
contact between a juror and an outside influence may be
improper. See State v. Willis, 332 N.C. 151, 172-73, 420 S.E.2d
158, 168 (1992); State v. Barnes, 345 N.C. 184, 224-25, 481
S.E.2d 44, 66 (1997), cert. denied, 522 U.S. 876, 139 L. Ed. 2d
134 (1997), and cert. denied, 523 U.S. 1024, 140 L. Ed. 2d 473
(1998). The importance of this principle has been addressed by
the United States Supreme Court: It is vital in capital cases
that the jury should pass upon the case free from external
causes tending to disturb the exercise of deliberate and
unbiased judgment. Mattox v. United States, 146 U.S. 140, 149,
36 L. Ed. 917, 921 (1892).
Examination of the record reveals that Juror Stollery came
to the jury with an unbiased mind. After her revelation about
the comments made in the general jury pool, Juror Stollery
agreed that she could and would put the comments she had heardaside:
Q: Okay. Is there -- is there anything about that -
- I'm thinking, probably if you mentioned it here, you
seem to be the kind of person who is intelligent and
large-minded enough and you have a good responsible
job, you're an educated lady, I think you could
probably put [those comments] in context, which would
be probably a trash can context, and not be
influenced, am I correct in assuming that, ma'am?
A: Yes, you're correct.
(Emphasis added.) The prosecutor and then defense counsel
questioned Juror Stollery about her ability to follow the law,
to be impartial, and to consider only the evidence presented in
court in making her decisions as a member of the jury. Thus,
any damage which might have been done by the exposure to the
venire-member's opinions was explored by the attorneys'
questions before she was seated on the jury. Moreover, Juror
Stollery was the only juror or alternate juror drawn from the
panel called for 28 March 2001. As a result, she was the only
person who potentially could have been tainted by the unknown
venire-member's comments that also could have prejudiced
defendant's trial. Since Juror Stollery was thoroughly examined
as to her ability to be impartial, defendant was not prejudiced
by the trial court's failure to inquire ex mero motu into the
content and effect of the statements of the unknown prospective
juror. By the same reasoning, defendant's claim of ineffective
assistance must fail in that counsel's failure to object or to
challenge that day's venire was not prejudicial. Defendant's
assignments of error on this issue are overruled.
'A ruling on a motion to sequester witnesses rests within
the sound discretion of the trial court, and the court's denial
of the motion will not be disturbed in the absence of a showing
that the [action] was so arbitrary that it could not have been
the result of a reasoned decision.' State v. Hyde, 352 N.C.
37, 43, 530 S.E.2d 281, 286 (2000), cert. denied, 531 U.S. 1114,
148 L. Ed. 2d 775 (2001) (quoting State v. Call, 349 N.C. 382,
400, 508 S.E.2d 496, 507-08 (1998)). Defendant here has failed
to demonstrate that the trial court's judgment was so arbitrary
that it would constitute an abuse of discretion.
[9] Defendant next contends that the trial court violated
N.C.G.S. § 15A-943(b) by arraigning him on the same day his
trial began and that counsel was ineffective for failing to
object to this procedure. Defendant asserts that this error
violated his federal and state constitutional rights, but
defendant failed to assert these constitutional arguments before
the trial court. Hence, these arguments are not properly before
this Court for review. N.C. R. App. P. 10(b)(1); State v.
Anderson, 350 N.C. 152, 175, 513 S.E.2d 296, 310, cert. denied,528 U.S. 973, 145 L. Ed. 2d 326 (1999). We note initially that
defendant has not shown whether N.C.G.S. § 15A-943(a) was
applicable in Haywood County at the time of his trial. If
section 15A-943(a) applies, then section 15A-943(b) provides a
criminal defendant with the right not to be tried without his or
her consent during the week following arraignment. N.C.G.S. §
15A-943(b) (2003); see also State v. Shook, 293 N.C. 315, 319,
237 S.E.2d 843, 846 (1977). However, a defendant must
affirmatively assert the right; and when a defendant fails to
object, this statutory right is waived, and a defendant is
deemed to have implicitly consented for the trial to occur
within the week. See, e.g., id. at 316, 237 S.E.2d at 845;
State v. Richardson, 308 N.C. 470, 483, 302 S.E.2d 799, 807
(1983); State v. Locklear, 349 N.C. 118, 135, 505 S.E.2d 277,
287 (1998), cert. denied, 526 U.S. 1075, 143 L. Ed. 2d 559
(1999). Defendant's arraignment in this case occurred on 5
April 2001, immediately following jury selection but before
opening statements. Defendant did not object. Accordingly, we
hold that defendant waived his right to a week's interlude
between his arraignment and trial, and the trial court did not
err in proceeding to trial immediately.
We additionally note that the record reflects clearly that
defense counsel were well-prepared for trial at that time.
Subsection (b) is apparently designed to insure both the
[S]tate and the defendant a sufficient interlude to prepare for
trial. This is necessary because before arraignment neither the
[S]tate nor defendant may know whether the case need proceed totrial. State v. Shook, 293 N.C. at 318, 237 S.E.2d at 846.
Since the record reveals that defendant's plea was known by both
parties well in advance of arraignment, the State and defendant
both were aware that trial would proceed. Prejudice does not
exist in this situation. A defendant must show prejudice in
order to claim successfully ineffective assistance. See
Strickland v. Washington, 466 U.S. at 687, 80 L. Ed. 2d at 693.
Defendant's claim of ineffective assistance is denied.
[10] Defendant's next assignment of error asserts that his
trial counsel provided ineffective assistance in violation of
the Sixth Amendment during opening arguments. Specifically,
defendant complains that his counsel made the following
acknowledgments:
Lippard brings Watt to that trailer looking for drugs.
They are hoping that Charles and Stout may have some
drugs. But they don't. And so, Lippard says, Let's
rob some drug dealers. I've got a gun; let's head out
and rob some drug dealers.
All four boys piled into Chad Watt's car and
headed out. And the car breaks down in a rural area
of Alexander County.
Watt starts to argue with Charles about why this
car is not running. They go back and forth and the
argument turns violent and Charles starts to fight
with Watt and Lippard joins and turns on his buddy,
Watt, and joins Charles in beating Watt, and then
Stout joins in beating Watt. They beat Watt badly.
And then Charles shoots Watt in the head. It's not a
fact that will change. Lippard shoots Watt in the
head. And they bury that boy on the bank of the creek
under a tree and they leave him there to rot.
Defendant also objects to his counsel calling the crimes against
the Phillips family brutal, as well as the following
statement:
This is a series of drunken, chain reactions, and
Charles was reacting to the situation. And he's at
the foot of Earl Lane with a choice. And he hearsLippard scream, Charles, get him off me, he's going
to kill me, Charles! Don't leave me, Charles! And
Charles makes the wrong choice.
Defendant claims that counsel, by making these statements,
violated his right to effective assistance of counsel in that:
(i) he admitted the murder of Watt before the trial court had
the chance to rule on defendant's motion to suppress this crime;
(ii) he conceded that defendant was involved in a conspiracy to
commit armed robbery; (iii) he acknowledged an aggravating
circumstance by admitting the murder was brutal; and (iv) he
undermined the trial strategy now claimed by defendant, namely,
that defendant lacked the capability to make rational choices
about his actions on the night in question.
When a defendant attacks his conviction on the basis that
counsel was ineffective, he must show that his counsel's conduct
fell below an objective standard of reasonableness. State v.
Braswell, 312 N.C. 553, 561-62, 324 S.E.2d 241, 248 (1985). In
order to meet this burden, a defendant must satisfy a two-part
test:
First, the defendant must show that counsel's
performance was deficient. This requires showing that
counsel made errors so serious that counsel was not
functioning as the counsel guaranteed the defendant
by the Sixth Amendment. Second, the defendant must
show that the deficient performance prejudiced the
defense. This requires showing that counsel's errors
were so serious as to deprive the defendant of a fair
trial, a trial whose result is reliable.
Strickland v. Washington, 466 U.S. at 687, 80 L. Ed. 2d at 693.
Both prongs of this test must be demonstrated in order to claim
successfully ineffective assistance of counsel. Id.
Defendant makes four distinct claims of ineffectiveassistance in this case. After considering each in turn, we
conclude that defendant has not made the required showing that
counsel's performance was constitutionally deficient under the
Strickland analysis as to any claim.
Counsel for defendant acknowledged the murder of Chad Watt,
a murder for which defendant was not on trial, in his opening
statement. He did so despite the fact that the trial court had
deferred a decision on defendant's motion to suppress evidence
regarding this event until the State intended to use such
evidence. Defendant claims counsel's acknowledgment eliminated
the possibility that evidence on the Watt murder would be
excluded and potentially prejudiced the jury against defendant
through use of the language leave him [Watt] there to rot.
This Court has held that [c]ounsel is given wide latitude
in matters of strategy, and the burden to show that counsel's
performance fell short of the required standard is a heavy one
for defendant to bear. State v. Fletcher, 354 N.C. 455, 482,
555 S.E.2d 534, 551 (2001), cert. denied, 537 U.S. 846, 154 L.
Ed. 2d 73 (2002); see also State v. Prevatte, 356 N.C. 178, 236,
570 S.E.2d 440, 472 (2002), cert. denied, __ U.S. __, 155 L. Ed.
2d 681 (2003). Moreover, this Court engages in a presumption
that trial counsel's representation is within the boundaries of
acceptable professional conduct. State v. Fisher, 318 N.C. 512,
532, 350 S.E.2d 334, 346 (1986). As the United States Supreme
Court has stated,
A fair assessment of attorney performance requires
that every effort be made to eliminate the distorting
effects of hindsight, to reconstruct the circumstances
of counsel's challenged conduct, and to evaluate theconduct from counsel's perspective at the time.
Because of the difficulties inherent in making the
evaluation, a court must indulge a strong presumption
that counsel's conduct falls within the wide range of
reasonable professional assistance. . . .
Strickland v. Washington, 466 U.S. at 689, 80 L. Ed. 2d at 694.
Defense counsel's admission of Watt's murder in this case
was not an unreasonable trial strategy. This Court has
previously held that counsel may reasonably reveal facts during
opening arguments which will come out later at trial in an
effort to lessen their impact when they are revealed. State v.
Strickland, 346 N.C. 443, 455, 488 S.E.2d 194, 201 (1997), cert.
denied, 522 U.S. 1078, 139 L. Ed. 2d 757 (1998). Defense
counsel's choice to attempt to lessen the sting of the Watt
murder by previewing it for the jury in his opening statement
was reasonable given the likelihood that this evidence would be
admitted. The same trial judge had previously admitted evidence
of Watt's murder in Lippard's trial. The Watt murder occurred
forty-eight hours before the crimes for which defendant was on
trial. Defendant and Lippard's attempt to flee from North
Carolina after Watt's murder was the reason for their presence
in Haywood County. Thus, under this Court's holding in State v.
Agee, 326 N.C. 542, 547-48, 391 S.E.2d 171, 174 (1990), the
evidence of Watt's murder was admissible to show the chain of
circumstances leading to the five murders for which defendant
was being tried, subject only to Rule 403 balancing by the trial
court. Furthermore, the prosecution had signaled in its opening
statement and in its opposition to defendant's motion in limine
that the prosecution intended to introduce evidence of the Wattmurder just as it had at Lippard's trial. Under these
circumstances, notwithstanding the trial court's deferral of its
ruling on the pretrial motions, defense counsel's decision to
mitigate the effect of the prior bad act preemptively was
acceptable trial strategy under Strickland v. Washington.
Counsel's opening statement for defendant also informed the
jury that defendant participated in a plan with Lippard, Watt,
and another man to rob drug dealers. This fact arguably could
be sufficient to convict defendant of conspiracy to commit armed
robbery. See N.C.G.S. § 14-87 (2003) (defining armed robbery);
State v. Gell, 351 N.C. at 209, 524 S.E.2d at 343 (defining
criminal conspiracy as an agreement, express or implied,
between two or more persons, to do an unlawful act or to do a
lawful act in an unlawful way or by unlawful means). This
showing alone, however, is insufficient to establish that
counsel's performance was deficient.
The decision to tell the jury about this conduct was a
reasonable strategy in that it merely forecast the evidence the
jury would hear later in trial. In defendant's statement to
police, he flatly stated, I had a sawed-off, 20 gauge, single
shot, shotgun with me. . . . Chad wanted to buy one-half ounce
of marijuana and I was going to take him to some Spanish drug
dealers I knew. We were going to rob them and neither Chris nor
Chad had a gun. This Court has held that a counsel's statement
of a fact strongly suggesting guilt of a crime does not
necessarily amount to an admission of legal guilt. State v.
Strickland, 346 N.C. at 454, 488 S.E.2d at 200. Thisdistinction is critical where, as here, a defendant has not been
indicted for the crime about which the attorney makes factual
concessions. Therefore, counsel's description to the jury of
defendant's actions did not constitute ineffective assistance
even though it potentially could have been sufficient to prove
guilt of a crime.
Defense counsel also stated in opening arguments that the
best evidence that [the State] will present came from
[defendant] less than forty-four hours after this brutal crime.
(Emphasis added). Defendant now contends that the use of the
word brutal in this sentence amounts to an admission of an
aggravating circumstance, presumably N.C.G.S. § 15A-2000(e)(9),
that [t]he capital felony was especially heinous, atrocious, or
cruel. We disagree. Describing a murder as brutal does not
satisfy the legal standard in the (e)(9) aggravator that the
capital felony was heinous, atrocious, or cruel, much less
especially so. This Court has held that for purposes of the
e(9) aggravator, the murder must exhibit brutality exceeding
that which is normally found in first-degree murder. State v.
Quick, 329 N.C. 1, 32, 405 S.E.2d 179, 198 (1991); see also
State v. Stanley, 310 N.C. 332, 335-37, 312 S.E.2d 393, 395-97
(1984). Defense counsel did not concede the existence of the
(e)(9) aggravating circumstance merely by calling the murder
brutal, and defendant's claim that his attorney's
characterization of the killing constituted ineffective
assistance is without merit.
Defendant further contends that counsel undermined hisdiminished capacity defense in stating that defendant made the
wrong choice by going back up Earl Lane to assist Lippard, an
act which led ultimately to the killing of Eddie, Mitzi, and
Katie Phillips. The planned diminished capacity defense,
according to defendant, had two different aspects: (i) that
Lippard rather than defendant was the leader of the crime spree,
and (ii) that defendant's use of drugs and alcohol during the
spree in combination with his pre-existing mental state provided
reasonable doubt about defendant's ability to premeditate and
deliberate. Using these two propositions, defendant hoped to
convince the jury that he was only guilty of second-degree
murder.
This statement by counsel did not refute defendant's
planned trial strategy to the extent that counsel was not
functioning as the 'counsel' guaranteed the defendant by the
Sixth Amendment. Strickland v. Washington, 466 U.S. at 687, 80
L. Ed. 2d at 693. As we have noted, this Court generally
declines to question a party's trial strategy. State v.
Prevatte, 356 N.C. at 236, 570 S.E.2d at 472 (Decisions
concerning which defenses to pursue are matters of trial
strategy and are not generally second-guessed by this Court.).
Moreover, the comment at issue here was merely one brief
statement in an exhaustive opening argument.
Diminished capacity is a means of negating the ability to
form the specific intent to kill required for a first-degree
murder conviction on the basis of premeditation and
deliberation. State v. Page, 346 N.C. 689, 698, 488 S.E.2d225, 231 (1997), cert. denied, 522 U.S. 1056, 139 L. Ed. 2d 651
(1998). The ability to choose is not necessarily inconsistent
with a diminished capacity defense in that the mere decision to
commit an act does not satisfy the test for specific intent.
See State v. Keel, 333 N.C. 52, 58, 423 S.E.2d 458, 462 (1992)
(holding that the State must show more than an intentional act
by the defendant in order to prove specific intent).
The comment at issue here was merely one brief statement in
an exhaustive opening statement. Viewed in light of the
definition of diminished capacity, this statement that defendant
made the wrong choice by no measure suggested that counsel
was not functioning as the 'counsel' guaranteed the defendant by
the Sixth Amendment. Strickland v. Washington, 466 U.S. at
687, 80 L. Ed. 2d at 693. We hold that nothing in counsel's
opening statement alleged by defendant to be ineffective
assistance amounts to the constitutionally deficient performance
required by Strickland v. Washington, for ineffective assistance
of counsel.
Defendant further contends that the four statements
complained of from his counsel's opening argument amounted to
per se ineffective assistance under this Court's analysis in
State v. Harbison, 315 N.C. 175, 337 S.E.2d 504 (1985), cert.
denied, 476 U.S. 1123, 90 L. Ed. 2d 672 (1986). In Harbison,
this Court granted the defendant a new trial based on closing
arguments by his attorney. Id. at 180-81, 337 S.E.2d at 507-08.
In that case, the defendant maintained throughout his trial that
he had acted in self defense. Id. at 177, 337 S.E.2d at 506. Trial counsel had adhered to that defense during the
presentation of evidence by the State and the defense. Id. One
of the defendant's attorneys continued to use that theory during
his closing argument, but the defendant's other attorney
expressed his personal opinion that the defendant should not be
acquitted on the theory of self defense but should be convicted
of manslaughter rather than first-degree murder. Id. at 177-78,
337 S.E.2d at 506. The defendant expressly alleged that he had
not endorsed this change in theory. Id. at 177, 337 S.E.2d at
505. This Court in Harbison stated that when counsel to the
surprise of his client admits his client's guilt, the harm is so
likely and so apparent that the issue of prejudice need not be
addressed. Id. at 180, 337 S.E.2d at 507. The Court
specifically held that the attorney's concession of guilt
without the consent of his client amounted to per se ineffective
assistance. Id. at 180, 337 S.E.2d at 507-08.
Despite defendant's contention that each of the four
statements he objects to from his counsel's opening statement
could be per se ineffective assistance, the only statement to
which Harbison is arguably applicable is counsel's alleged
admission of Watt's murder. Even this statement, though, is
distinguishable from the acts of the defendant's counsel in
Harbison. The act in Harbison that this Court found merited a
new trial was counsel's admission of legal guilt as to the crime
for which the defendant had been indicted and for which the
defendant was being tried. In the instant case, defendant gave
counsel written permission to admit the murders of Eddie, Mitzi,and Katie Phillips, but he did not explicitly authorize counsel
to discuss the Watt murder. The murder of Watt, however, unlike
the Phillips' murders, was not at issue in this trial;
therefore, this defendant was not harmed in the same manner as
the defendant in Harbison. Accordingly, defendant's counsel's
admission of Watt's murder does not rise to the level of the act
condemned by this Court in Harbison. We decline to find per se
ineffective assistance of counsel and overrule defendant's
assignment of error.
[11] As his next argument, defendant asserts that the trial
court abused its discretion by allowing the State to introduce
five pieces of evidence: (i) a videotape of the crime scene;
(ii) photographs of Chad Watt; (iii) specific statements by
defendant; (iv) Bart Long's speculation; and (v) the testimony
of Connie Millsaps. Defendant contends that this evidence was
unduly prejudicial and was admitted in violation of Rule 403 of
the North Carolina Rules of Evidence and in violation of
defendant's constitutional right to a fair trial.
Initially, we note that defendant failed to raise
constitutional error at the trial court for any of the five
pieces of evidence he contends were inappropriately admitted.
Thus, defendant's constitutional arguments have not been
preserved for appellate review. State v. Call, 349 N.C. at 410,
508 S.E.2d at 514; see N.C. R. App. P. 10(b)(1).
The general rule regarding admission of evidence is that
[a]ll relevant evidence is admissible, except as otherwise
provided by the Constitution of the United States, by theConstitution of North Carolina, by Act of Congress, by Act of
the General Assembly, or by [the Rules of Evidence]. N.C.G.S.
§ 8C-1, Rule 402. The Rules of Evidence define relevant
evidence as evidence having any tendency to make the existence
of any fact that is of consequence to the determination of the
action more probable or less probable than it would be without
the evidence. N.C.G.S. § 8C-1, Rule 401. Further, although
relevant, evidence may be excluded if its probative value is
substantially outweighed by the danger of unfair prejudice,
confusion of the issues, or misleading the jury, or by
considerations of undue delay, waste of time, or needless
presentation of cumulative evidence. N.C.G.S. § 8C-1, Rule
403. The decision whether to exclude evidence under Rule 403 of
the Rules of Evidence is within the discretion of the trial
court and will not be overturned absent an abuse of discretion.
See State v. Williams, 334 N.C. 440, 460, 434 S.E.2d 588, 600
(1993), judgment vacated on other grounds, 511 U.S. 1001, 128 L.
Ed. 2d 42 (1994); State v. Hennis, 323 N.C. 279, 285, 372 S.E.2d
523, 527 (1988). Abuse of discretion results where the court's
ruling is manifestly unsupported by reason or is so arbitrary
that it could not have been the result of a reasoned decision.
State v. Hennis, 323 N.C. at 285, 372 S.E.2d at 527.
Having laid out the rules of law which bear upon all five
pieces of evidence questioned by defendant, we now turn to
consider the admission of each item individually. Defendant
first complains about State's Exhibit 143, a videotape of the
crime scene admitted by the State during its case in chief. This Court has stated that it looks to the law on
photographic evidence in determining the admissibility of
videotapes. State v. Kandies, 342 N.C. 419, 444, 467 S.E.2d 67,
80, cert. denied, 519 U.S. 894, 136 L. Ed. 2d 167 (1996).
Defendant contends that the videotape in question was repetitive
of photographs exhibited by the State as well as the testimony
of witnesses for the State. This Court has ruled previously
that even when a photograph is admissible, 'the admission of an
excessive number of photographs depicting substantially the same
scene may be sufficient ground for a new trial when the
additional photographs add nothing in the way of probative value
but tend solely to inflame the jurors.' State v. Hennis, 323
N.C. at 284, 372 S.E.2d at 527 (quoting State v. Mercer, 275
N.C. 108, 120, 165 S.E.2d 328, 337 (1969), overruled in part on
other grounds by State v. Caddell, 287 N.C. 266, 290, 215 S.E.2d
348, 363 (1975)). However, '[p]hotographs of a homicide victim
may be introduced even if they are gory, gruesome, horrible or
revolting, so long as they are used for illustrative purposes
and so long as their excessive or repetitious use is not aimed
solely at arousing the passions of the jury. State v. Goode,
350 N.C. 247, 258, 512 S.E.2d 414, 421 (1999) (quoting State v.
Hennis, 323 N.C. at 284, 372 S.E.2d at 526).
The videotape was taken by State Bureau of Investigation
Agent Andy Cline the night of the murders before the site was
processed by police officers. The videotape graphically
depicted the crime scene, including the bodies of the five
victims, pools of blood surrounding the victims, and the bloodspatter on various surfaces in the house. The scenes shown in
the videotape illustrated the crime scene encountered by police
officers at the Phillips' home as described by Investigator
Cline and other witnesses. The videotape provided a unique
perspective into the layout of the area in question that the
still photographs admitted into evidence did not depict.
Specifically, the videotape was helpful in understanding the
locations of the bodies in relation to the houses at the crime
scene. Additionally, the tape revealed a long shotgun found
near Eddie Phillips' body which was not revealed in any other
photograph admitted into evidence.
The trial court admitted the videotape over defendant's
objection after a hearing outside the presence of the jury
during which the trial judge carefully considered the arguments
of both the State and defendant. Additionally, the trial court
gave a limiting instruction to the jury before it viewed the
videotape, instructing it to consider the videotape only for the
purpose of illustrating Investigator Cline's testimony. The
record reflects that the videotape was not used excessively or
solely to inflame the passions and prejudices of the jury
against defendant. In light of the distinctive perspective that
the videotape afforded and the limiting instruction given by the
trial court, see State v. Kandies, 342 N.C. at 444, 467 S.E.2d
at 80 (holding that a similar limiting instruction diminished
the likelihood of unfair prejudice towards the defendant), we
are unable to say that the trial court abused its discretion in
admitting the videotape of the crime scene. We overrule thisassignment of error.
Defendant also argues that the trial court abused its
discretion by admitting into evidence photographs of Chad Watt's
body taken after its location by Chief Deputy Hayden Bentley of
the Alexander County Sheriff's Department, labeled State's
Exhibits 82 and 83. The law governing admission of these
photographs is identical to that outlined above governing the
admission of videotapes.
Defendant's contention that these photographs had no
probative value in this trial is misplaced. Defendant did not
contest the admissibility of Deputy Bentley's testimony
concerning the discovery of Chad Watt's body, and the
photographs illustrated that testimony. Moreover, the
photographs lent credibility to defendant's confession and
helped to demonstrate the circumstances and chain of events
leading to the crimes for which defendant was being tried.
Contrary to defendant's contention, the trial court was not
required to make findings of fact in balancing the prejudicial
effect and probative value of the evidence under Rule 403 of the
North Carolina Rules of Evidence. By admitting the photographs,
the trial court implicitly determined that any undue prejudice
resulting from the admission of the photographs was
substantially outweighed by their probative value. The trial
court did not abuse its discretion, and this assignment of error
is rejected.
Defendant next assigns error to the trial court's allowing
into evidence the testimony of two witnesses recountingstatements made by defendant. Rule 801(d) of the North Carolina
Rules of Evidence makes an exception to the general rule of
exclusion for hearsay evidence: A statement is admissible as
an exception to the hearsay rule if it is offered against a
party and it is (A) his own statement, in either his individual
or a representative capacity. . . . N.C.G.S. § 8C-1, Rule
801(d). However, even admissions of statements pursuant to Rule
801(d) are subject to the Rule 403 balancing of undue prejudice
against probative value. See, e.g., State v. Lambert, 341 N.C.
36, 50, 460 S.E.2d 123, 131 (1995). Defendant contends that the
prejudicial impact of the two statements outweighed any
probative value they might have had.
Lisa Adams testified that defendant, during a telephone
call from jail, stated that he did not keep running from police
because he would kill more people. Defendant contends this
remark prejudiced him in that it predisposed the jury to infer
that defendant would kill again if given the chance.
Additionally, the trial court, after a hearing to address
defendant's objection, permitted Special Agent Umphlet to
testify as to the contents of a statement made by defendant on 3
October 1999. The specific sentences to which defendant
objected read as follows: When I shot that guy [Chad Watt], it
f----- with my mind. They say after you kill the first time,
the others are easy and that's true. Defendant contends that
this testimony prejudiced him in the same way as Adams'
testimony, by raising the specter of his future dangerousness.
Nonetheless, these remarks have significant probative value inlight of the State's burden of proving premeditation and
deliberation. See State v. Davis, 325 N.C. 607, 628, 386 S.E.2d
418, 429 (1989), cert. denied, 496 U.S. 905, 110 L. Ed. 2d 268
(1990). In this case where the main defense presented was that
defendant lacked the mental capacity to form the requisite
specific intent for first-degree murder, any evidence bearing on
defendant's state of mind when he killed has substantial
probative value. More than the potential for future
dangerousness, defendant's statements permit the inference that
killing gave him a thrill or high. Thus, these statements
were relevant to defendant's defense of diminished capacity.
Accordingly, the trial court did not abuse its discretion in
admitting Adams' and Special Agent Umphlet's testimony.
Bart Long testified at defendant's trial on behalf of the
State about defendant and Lippard assaulting him in a rest area
in McDowell County. During the course of defendant's cross-
examination of Long, Long stated, [Defendant] was the
aggressor; he was the one who would have killed me if he could
have. Defendant contends that the trial court abused its
discretion under Rule 403 by overruling his objection to this
statement and denying his motion to strike it.
Rule 701 of the North Carolina Rules of Evidence allows for
opinion testimony by a non-expert witness where the opinion is
based on the witness' perception and is helpful to the jury.
N.C.G.S. § 8C-1, Rule 701. This Court has interpreted this rule
to allow evidence which can be characterized as a 'shorthand
statement of fact,' State v. Braxton, 352 N.C. at 187, 531S.E.2d at 445 (quoting State v. Spaulding, 288 N.C. 397, 411,
219 S.E.2d 178, 187 (1975), judgment vacated on other grounds,
428 U.S. 904, 49 L. Ed. 2d 1210 (1976)). In this case Long's
statement was properly admissible as a shorthand restatement of
Long's perception at the time of the attack that defendant was
the aggressor and would have done Long severe bodily harm. We
cannot say that the trial court abused its discretion by
admitting this statement into evidence.
Finally, defendant argues that the trial court committed
plain error by failing to intervene ex mero motu to prevent the
State from questioning Connie Millsaps, one of Eddie and Mitzi
Phillips' daughters. Defendant further contends that his
attorneys provided constitutionally deficient assistance by
failing to object to this testimony. We reject these
assertions.
Defendant's assignment of error fails under Rule 10(c)(1)
of the Rules of Appellate Procedure, which requires that an
assignment of error . . . direct[] the attention of the
appellate court to the particular error about which the question
is made, with clear and specific record or transcript
references. N.C. R. App. P. 10(c)(1). The assignment of error
submitted by defendant refers this Court to the entirety of
Millsaps' testimony rather than to any particular portions of
her testimony. This broad brush approach fails to distinguish
between those parts of Ms. Millsaps' testimony that are relevant
to the crimes from those parts dealing with personal matters
about the family. When read as a whole, much of Millsaps'testimony connects defendant to the crime. For example,
Millsaps identified Mitzi Phillips' Saturn automobile in a
photograph and Mitzi and Katie's purses found in the Saturn.
Millsaps also testified to conditions at her parents' home
shortly before the crime as compared with the crime scene after
the murders. We are unable to undertake meaningful review of
defendant's challenges to Millsaps' testimony, and we cannot
conclude that the mere fact that Millsaps testified was so
inflammatory as to constitute error. The trial court did not
abuse its discretion in admitting any of these five pieces of
evidence at issue. Moreover, inasmuch as defendant made no
objection based on violation of his federal or state
constitutional rights before the trial court, any assignment of
error premised on a constitutional violation is not properly
before this Court for review. State v. Anderson, 350 N.C. at
175, 513 S.E.2d at 310.
Neither did defendant's counsel's failure to object to
Millsaps' testimony constitute ineffective assistance. As noted
above, the presumption favors the appropriateness of counsel's
actions at trial. State v. Fisher, 318 N.C. at 532, 350 S.E.2d
at 346. Counsel is given wide latitude in matters of
strategy, State v. Fletcher, 354 N.C. at 482, 555 S.E.2d at
551, and defense counsel in this case could well have feared
alienating the jury by appearing callous toward Millsaps -- the
victims' daughter, granddaughter, and sister. This assignment
of error is rejected.
[12] Defendant's next assignment of error pertains to thetrial court's exclusion of proffered Defense Exhibits 34 and 35
consisting of excerpts from the State's arguments to the jury in
Lippard's trial in which the prosecutor avowed that Lippard
committed the murders of Earl and Cora Phillips. Defendant
contends that statements made by prosecutors in Lippard's trial
amounted to admissions of a party opponent admissible as
evidence in this trial pursuant to N.C.G.S. § 8C-1, Rule 801(d).
According to defendant, the exclusion of these proffered
exhibits violated the North Carolina Rules of Evidence and
infringed on defendant's constitutional right to present a
defense and receive a fair trial. We disagree.
This Court has considered and rejected a claim identical in
relevant part to this one in State v. Collins, 345 N.C. 170, 478
S.E.2d 191 (1996). Defendant has presented us with no material
distinction between these cases. We decline to revisit the
issue of the admissibility of an attorney's arguments from a
prior case, even where the State is prosecuting a second
defendant for identical crimes; it is axiomatic that the
arguments of counsel are not evidence. Id. at 173, 478 S.E.2d
at 193. Moreover, since the district attorney's arguments from
the Lippard trial are inadmissible, defendant's constitutional
argument also fails. The assignment of error is overruled.
(See footnote 1)
[13] Defendant next suggests that the trial court erred by
overruling defendant's objection to Investigator Bill Sterrett's
testimony that defendant did not answer a question about thelocation of his partner in crime shortly after his arrest.
Defendant contends that this testimony violated defendant's
constitutional rights by using his post-arrest silence to his
disadvantage. Further, defendant argues that his attorney's
failure to raise constitutional grounds for the objection was
ineffective assistance in violation of the Sixth Amendment.
The testimony about which defendant is concerned reads as
follows:
Q. Did -- tell members of the jury what you, what
you noticed about the physical appearance of Mr.
Roache?
A. When I entered Lieutenant Phillips[']
patrol car, I identified myself as a law enforcement
officer of Haywood County Sheriff's office. And
direct[ed] essentially one question to Mr. Roache
[which] was where is your partner? We are concerned
about him and we think he may be injured and we need
to know where he is.
Mr. Roache ch--
[DEFENSE COUNSEL]: Objection. We've never
been provided this in discovery, Your Honor.
[PROSECUTOR]: Well, did he answer, and say anything?
A. He said nothing.
[THE COURT]: Overruled.
[PROSECUTOR]: Okay. So, tell us then, would that
being the interaction, or tell us what you noticed
about his appearance?
A. It might be that he was scared.
Q. Did you notice anything about his complexion?
His eyes?
A. Stone-faced; motionless.
Q. Anything unusual about his eyes?
A. I have no recollection.
Q. Anything unusual about his complexion?
A. I have no recollection of that.
Q. Did you smell any odor about him?
A. No, I did not.
Q. Do you have -- do you have an opinion, Mr.
Sterrett, based upon your observation and your
experience in law enforcement, as to whether Mr.
Roache was intoxicated on alcohol at that time?
A. I can't render an opinion on that because I
wasn't with him long enough to observe as to his
sobriety.
Q. Well, you know a drunk man when you see one,
don't you, sir? A. Well, I realize that. But I smelled no strong
odor of alcohol around his person and that he would
not communicate with me, so I can't comment on his
speech.
Q. Well, I'm not asking you about his speech. I'm
talking about his ah, the way he looked, the way he
acted -- he was awake, wasn't he?
A. He was awake. What I noticed was he was stone-
faced; he would not communicate with me; he was
looking straight ahead and would not respond to my
question.
Q. Do you have an opinion as to whether he was
drunk?
A. No --
Q. Sir?
A. No, sir.
[DEFENSE COUNSEL]: Objection. Asked and
answered.
[THE COURT]: Wait just a moment. The
objection is sustained.
[PROSECUTOR]: Are you saying you don't have an
opinion?
[THE COURT]: The objection is sustained.
The wording and context of counsel's objection coupled with
his failure to object to another mention of defendant's silence
makes it clear that his objection was based on a concern about
incomplete discovery rather than constitutional error.
Constitutional arguments not raised at trial are not preserved
for appellate review. State v. Call, 349 N.C. at 410, 508
S.E.2d at 514; see N.C. R. App. P. 10(b)(1).
We also reject defendant's claims of ineffective assistance
rising from this exchange because defendant has shown no
prejudice. Defendant contends the jury may have discounted his
claim of diminished capacity by inferring from Investigator
Sterrett's testimony that defendant had sufficient possession of
his mental faculties to know not to speak to law enforcement
officers. Such an inference would be supported had Investigator
Sterrett testified that defendant was sober. InvestigatorSterrett mentioned defendant's silence only in passing; more
significant was his steadfast refusal, despite prompting, to
state an opinion as to defendant's sobriety. In this context
the likelihood that the passing references to defendant's
silence prejudiced defendant's diminished capacity defense is de
minimus. The State did not argue that defendant's silence
implied undiminished mental capacity or otherwise seek to take
advantage of this testimony. Moreover, in light of testimony
regarding defendant's later efforts to assist law-enforcement
officers in locating his co-defendant, as well as the
overwhelming evidence of guilt supplied by his extensive
confessions to police, defendant has not shown that but for
Investigator Sterrett's isolated remarks a reasonable
probability exists that the result of the proceeding would have
been different. In context this testimony would not have
undermine[d] confidence in the outcome of defendant's trial.
Strickland v. Washington, 466 U.S. at 694, 80 L. Ed. 2d at 698.
Thus, defendant's ineffective assistance of counsel claim must
fail. This assignment of error is overruled.
[14] Defendant by his next assignment of error contends
that the trial court erred by denying his pre-trial motion to
suppress evidence concerning defendant's attempted robbery of
Bart Long. The transcript, however, reflects that the court
actually deferred ruling on the motion until such time as the
State attempted to introduce evidence on the subject. The State
called Bart Long as a witness on the second day of trial to
testify about his experience at the rest stop. At that time,defendant did not object to Long's testimony. This Court has
held that
a motion in limine is not sufficient to preserve for
appeal the question of admissibility of evidence if
the defendant does not object to that evidence at the
time it is offered at trial. We have also held that a
pretrial motion to suppress, a type of motion in
limine, is not sufficient to preserve for appeal the
issue of admissibility of evidence.
State v. Grooms, 353 N.C. 50, 65-66, 540 S.E.2d 713, 723 (2000)
(citations omitted), cert. denied, 534 U.S. 838, 151 L. Ed. 2d
54 (2001). Defendant has neither assigned nor argued plain
error as to the admission of this evidence. Hence, this issue
is not properly before the Court. Id. Moreover, at the time
that the State introduced Long's testimony, defendant had
already given a detailed description of the attempted robbery
during his opening statement. As a result, even if defendant
had objected to this evidence, he would be unable to show
prejudice. Defendant's argument has no merit.
[15] Defendant's next assignment of error alleges that the
trial court erred by refusing to allow Lisa Adams, a former co-
worker of defendant's, to testify that she believed that
defendant was covering for Lippard. This assignment of error is
without merit. During defendant's cross-examination of Adams,
the following dialogue occurred:
Q. Is it your feeling that Lippard was probably in
charge of this?
A. I think so.
Q. I think you also told me that you thought that
Charles was covering for Lippard?
[PROSECUTOR]: Objection.
[THE COURT]: Let me hear -- let me hear
that question again.
[DEFENSE COUNSEL]: Do you feel like Charles was
covering for Lippard, isn't that right, is that whatyou told him?
A. I don't know whether --
[PROSECUTOR]: Objection.
[THE COURT]: Wait just a minute. Sustained
as to what she felt like.
[DEFENSE COUNSEL]: You did tell me that Charles was
covering for Lippard?
[PROSECUTOR]: Objection.
[THE COURT]: Sustained.
Defendant made no further offer of proof as to what Adams'
testimony would have been. Defendant now claims that the trial
court violated the Rules of Evidence and infringed defendant's
constitutional rights through its refusal to allow the witness
to answer the questions quoted above. Defendant also contends
that defense counsel's failure to proffer Adams' testimony
amounted to ineffective assistance of counsel.
The defense claims specifically that Adams was competent to
offer her opinion under Rule 701 of the North Carolina Rules of
Evidence. This rule provides that a non-expert witness'
testimony in the form of opinions or inferences is limited to
those opinions or inferences which are (a) rationally based on
the perception of the witness and (b) helpful to a clear
understanding of his testimony or the determination of a fact in
issue. N.C.G.S. § 8C-1, Rule 701. As noted above, this Court
has interpreted this rule to allow evidence which can be
characterized as a 'shorthand statement of fact,' State v.
Braxton, 352 N.C. at 187, 531 S.E.2d at 445 (quoting State v.
Spaulding, 288 N.C. at 411, 219 S.E.2d at 187), or, in other
words, the instantaneous conclusions of the mind as to the
appearance, condition, or mental or physical state of persons,
animals, and things, derived from observation of a variety offacts presented to the senses at one and the same time, State
v. Spaulding, 288 N.C. at 411, 219 S.E.2d at 187 (quoting State
v. Skeen, 182 N.C. 844, 845-46, 109 S.E. 71, 72 (1921)). The
type of opinion to which Adams allegedly would have testified is
not such a shorthand statement of fact, for the reason that it
was not rationally based on her perception. Adams testified
that she worked with defendant for six months approximately one
and a half years before the murders of the Phillips family and
that she had received three phone calls from defendant after he
was arrested for these crimes. Testimony about a defendant's
motivation for confessing to a crime -- where, as here, the
opinion is based on a telephone conversation and a prior
relationship with a defendant -- is beyond the purview of Rule
701.
Defendant's claims of constitutional error and ineffective
assistance of counsel are flawed. Defendant did not argue the
constitutional issue at trial. Hence, not having raised the
constitutional arguments at trial, defendant has not preserved
the arguments for appellate review. State v. Call, 349 N.C. at
410, 508 S.E.2d at 514; see N.C. R. App. P. 10(b)(1). Moreover,
defendant's claims of ineffective assistance must fail. This
witness was not competent to testify as to whether defendant was
covering for Lippard. The evidence was not admissible pursuant
to N.C.G.S. § 8C-1, Rule 701. Therefore, counsel's failure to
proffer the witness's answers was not prejudicial. Defendant's
assignment of error is accordingly overruled.
[16] In his next assignment of error, defendant contendsthat the trial court erroneously prevented him from presenting
specific testimony from three witnesses: (i) Thomas Glove, a
former convict who had been in jail with defendant in 1996 and
had later spoken with him about the events in this case; (ii)
Fern Absher, a retired speech pathologist who worked with
defendant in elementary and middle school; and (iii) Bonnie
Treadway, defendant's mother. Defendant claims the excluded
testimony from these three witnesses would have corroborated the
testimony of his expert witness, Dr. Claudia Coleman, that
defendant's actions on the night of the Phillips' murders were
the result of diminished capacity based on the traumatic
environment in which he was raised and his alcohol and drug use
before the murders. Defendant believes that the exclusion of
the evidence in question violated the Rules of Evidence as well
as his constitutional rights.
Glove gave an offer of proof stating that defendant told
him he had been drinking and using drugs for several days at the
time he committed the Phillips' murders. Glove also would have
testified that defendant said something snapped before he shot
Eddie Phillips. Defense counsel at trial did not make an offer
of proof as to Absher's or Treadway's testimony. Defendant now
contends Absher would have testified as to what defendant told
her about his home environment when he worked with her as a
child. Similarly, defendant asserts that Treadway would have
testified about her husband's harsh behavior while defendant was
a child. Defendant claims that his attorney's failure to make
an offer of proof as to the content of Absher's and Treadway'sexcluded testimony was ineffective assistance.
The testimony of Glove and Absher was correctly excluded as
inadmissible hearsay. Hearsay is defined by statute as a
statement, other than one made by the declarant while testifying
at the trial or hearing, offered in evidence to prove the truth
of the matter asserted. N.C.G.S. § 8C-1, Rule 801(c).
Hearsay is not admissible except as provided by statute or by
these rules. N.C.G.S. § 8C-1, Rule 802. Defendant contends
this testimony was properly admissible on the basis that
[p]rior consistent statements made by a witness are admissible
for purposes of corroborating the testimony of that witness, if
[they do] in fact corroborate his testimony. State v. Holden,
321 N.C. at 143, 362 S.E.2d at 526. This argument is misplaced.
As we have previously stated, the rule 'does not justify
admission of extrajudicial declarations of someone other than
the witness purportedly being corroborated.' State v. Murillo,
349 N.C. 573, 587, 509 S.E.2d 752, 760 (1998) (quoting State v.
Hunt, 324 N.C. 343, 352, 378 S.E.2d 754, 759 (1989)), cert.
denied, 528 U.S. 838, 145 L. Ed. 2d 87 (1999). Glove and
Absher's attempted testimony would have constituted an
inappropriate use of the corroboration rule since their
testimony did not relate to prior statements of Dr. Coleman, but
rather to those of defendant. Thus, Glove and Absher's
statements were appropriately excluded, and defendant's
assignment of error is overruled as to those witnesses.
Bonnie Treadway testified at great length on defendant's
behalf; defendant's objection pertains only to seven questionsin Treadway's extensive testimony. These questions related to
only three different topics: the way her husband treated her in
defendant's presence, the circumstances which drove her to leave
defendant with his father, and the way her husband treated
defendant's sister. Under the Rules of Evidence, evidence which
is not relevant is not admissible. N.C.G.S. § 8C-1, Rule 402.
The testimony defendant alleges Treadway would have given is so
tenuously related to the issue of defendant's diminished
capacity that it cannot be said to be relevant under Rule 401.
The trial court properly excluded Treadway's testimony as to
these three subjects. This assignment of error is overruled.
[17] Defendant's next argument pertains to two assignments
of error. Defendant first suggests that the State repeatedly
posed improper questions on cross-examination of defendant's
witnesses, amounting to structural error. Second, defendant
claims that the trial court erred by failing to intervene ex
mero motu to prevent the prosecutor from making certain
statements during closing argument. Defendant contends these
arguments were more prejudicial because of the alleged improper
questioning of witnesses by the State. Furthermore, defendant
argues that his trial counsel provided ineffective assistance by
failing to object to these arguments or to request a mistrial.
The trial court sustained defendant's objections to the
questions specifically addressed by defendant in his brief to
this Court. This Court will not review the propriety of
questions for which the trial court sustained a defendant's
objection absent a further request being denied by the court. State v. Fleming, 350 N.C. 109, 140, 512 S.E.2d 720, 741, cert.
denied, 528 U.S. 941, 145 L. Ed. 2d 274 (1999). No prejudice
exists, for when the trial court sustains an objection to a
question the jury is put on notice that it is not to consider
that question. State v. Carter, 342 N.C. 312, 324, 464 S.E.2d
272, 280 (1995), cert. denied, 517 U.S. 1225, 134 L. Ed. 2d 957
(1996). Accordingly, any error alleged by defendant to result
from these questions is not properly before the Court, and
regardless would not have resulted in prejudice.
Defendant makes seven distinct allegations regarding the
prosecutor's closing argument at the guilt-innocence phase of
trial. Inasmuch as defendant failed to object at trial, the
standard of review for all defendant's contentions is as
follows:
Where a defendant fails to object to the closing
arguments at trial, defendant must establish that the
remarks were so grossly improper that the trial court
abused its discretion by failing to intervene ex mero
motu. To establish such an abuse, defendant must
show that the prosecutor's comments so infected the
trial with unfairness that they rendered the
conviction fundamentally unfair. See State v. Davis,
349 N.C. 1, 23, 506 S.E.2d 455, 467 (1998), cert.
denied, 526 U.S. 1161, 144 L. Ed. 2d 219 (1999).
State v. Grooms, 353 N.C. at 81, 540 S.E.2d at 732; see also
State v. Trull, 349 N.C. 428, 451, 509 S.E.2d 178, 193 (1998),
cert. denied, 528 U.S. 835, 145 L. Ed. 2d 80 (1999).
Additionally, special attention must be focused on the
particular stage of the trial. Improper argument at the guilt-
innocence phase, while warranting condemnation and potential
sanction by the trial court, may not be prejudicial where the
evidence of defendant's guilt is virtually uncontested. Statev. Jones, 355 N.C. 117, 134, 558 S.E.2d 97, 108 (2002).
(See footnote 2)
Thus,
to demonstrate reversible error defendant must show that the
prosecutor's guilt-innocence phase closing remarks were so
grossly improper as to have infected the trial with fundamental
unfairness.
[18] We now turn to an individual consideration of each
disputed argument. The first comment about which defendant
raises concern was the prosecutor's statement that [defendant
and Lippard] packed up like wild dogs -- they were high on the
taste of blood and power over their victims. And just like wild
dogs, if you run with the pack you are responsible for the
kill. This Court does not condone comparisons between
defendants and animals. See, e.g., State v. Jones, 355 N.C. at
133-34, 558 S.E.2d at 107-08. However, as defendant
acknowledges, this Court has approved a similar argument in
State v. Goode, 341 N.C. 513, 461 S.E.2d 631 (1995). In Goode
the prosecutor stated, 'he who runs with the pack is
responsible for the kill.' Id. at 546-47, 461 S.E.2d at 650-
51. The Court held that where a prosecutor uses this argument
in a noninflammatory manner to illustrate the acting in concert
doctrine, the argument is not improper. Id.
Although the prosecutor in this case utilized this analogy
to illustrate the law on aiding and abetting and acting in
concert, this argument, unlike the argument in Goode, wentbeyond noninflammatory remarks. By characterizing defendant and
his accomplice as wild dogs high on the taste of blood and
power over their victims, the prosecutor improperly [led] the
jury to base its decision not on the evidence relating to the
issue submitted, but on misleading characterizations, crafted by
counsel, that are intended to undermine reason in favor of
visceral appeal. State v. Jones, 355 N.C. at 134, 558 S.E.2d
at 108. We conclude, therefore, that the prosecutor's remarks
were improper. However, given the overwhelming evidence of
defendant's guilt, the remarks did not 'so infect[] the trial
with unfairness that they rendered the conviction fundamentally
unfair.' State v. Grooms, 353 N.C. at 81, 540 S.E.2d at 732
(quoting State v. Davis, 349 N.C. at 23, 506 S.E.2d at 467).
Thus, the trial court did not abuse its discretion by failing to
intervene ex mero motu.
[19] Defendant next contends that the State invited the
jury to put itself in the victims' places through several
comments. Specifically, defendant cites the following argument
by the prosecutor:
[G]ive these cases the same careful consideration that
you would expect these cases to be given had it
happened to be your family that has been victimized by
Roache and Lippard. Because those men came through
your county on Interstate 40 and it was a total random
event they ended up on the doorstep there at the
Phillips' residence; they could have just as easily
have ended up in your driveway or mine. Give the case
the same careful consideration that you would if this
was some serious matter that happened to one of your
family or neighbors in your county.
The prosecutor further asked the jury to imagine how the victims
individually must have felt before they were killed. Defendantalso complains that the prosecutor stated that [t]he victims in
those five caskets are crying out from their graves that justice
be rendered. Defendant contends that these statements
collectively invited the jury to make its decision based on
emotion rather than on reason and the evidence presented.
The State is not permitted to make arguments asking the
jurors to put themselves in the victims' places. State v.
Hinson, 341 N.C. 66, 75, 459 S.E.2d 261, 267 (1995). This case,
however, is distinguishable from that general statement of law.
In his argument, the prosecutor merely highlighted the random
nature of this killing, which was held permissible in State v.
Fletcher, 354 N.C. at 485-86, 555 S.E.2d at 553. Similarly,
this Court has repeatedly found no impropriety when the
prosecutor asks the jury to imagine the fear and emotions of a
victim. State v. Warren, 348 N.C. 80, 109, 499 S.E.2d 431,
447, cert. denied, 525 U.S. 915, 142 L. Ed. 2d 216 (1998). The
prosecutor's arguments cited by defendant were not so grossly
improper that the trial court erred by not intervening ex mero
motu.
[20] The prosecutor here also compared the Phillips to
defendant, saying, [The Phillips were] [p]eople, members of the
jury, who are producing[,] contributing folks, not thieving,
doping individuals, like Mr. Roache over here. People who are
contributing to society, not acting as a drain upon society.
He further stated that Mitzi and Eddie and Katie . . . . lived
in that nice home up on the hill that was built by the sweat of
their brow. They weren't thieving, doping, stealing peopleeither, members of the jury. Defendant contends that these
arguments were an attempt by the State to convince the jury to
convict him not because he was guilty, but because he was of
less worth than the Phillips family. Such a line of reasoning
would have been impermissible, but the prosecutor's argument was
not so contentious.
The State here did nothing more than draw inferences based
on the evidence in the record. Defendant himself presented
evidence that he had been drinking and using drugs before
committing the crimes which he admitted. Likewise, Connie
Millsaps testified as to the general nature and background of
the victims. The prosecutor merely drew a comparison to
highlight the randomness of the murders and the innocence of the
victims who had an expectation of safety in their respective
homes, factors which were relevant to the issue of malice. The
prosecutor did not go so far as to suggest to the jury that it
base its decision on the differences in life style between the
victims and defendant. We decline to find that this argument
was grossly improper.
[21] Defendant also briefly complains of the prosecutor's
argument that they say [defendant]'s not guilty of first-degree
murder and the [d]efendant, members of the jury, sits over there
and grins and has a big time while his attorneys try to paint
him up as being the victim. Justice absolutely stood upon it's
[sic] head, still victimizing the Phillips' family. Beyond
citing this argument as problematic, defendant makes no argument
as to why it is improper. Rule 28(a) limits appellate review toissues defined clearly and supported by arguments and
authorities. N.C. R. App. P. 28(a). Defendant has failed to so
argue, and we deem this contention inadequate for meaningful
review.
[22] Defendant next complains that the prosecutor in
closing suggested that defendant's expert witness, Dr. Coleman,
perjured herself in exchange for the approximately $5000 she
received in compensation for testifying. Specifically, the
prosecutor stated that Dr. Coleman, was a nice lady who just
like the rest of us, she's trying to make a living, too. She's
trying to get the bills paid. He stated, She ignored, members
of the jury, all of the evidence that disagreed with her five
thousand dollar opinion. Further, the prosecutor argued that
for five thousand dollars, I promise you she could fit anybody
on this jury and me . . . anywhere in that book. He labeled
her testimony as nothing more than a hundred and twenty dollar
an hour scam. And, finally, the prosecutor rhetorically asked,
So, what do you get for five thousand dollars? You apparently
get whatever you want.
We decline to find that the prosecutor's statements about
Dr. Coleman's credibility were grossly improper. Generally
speaking, it is not improper for the prosecutor to impeach the
credibility of an expert during his closing argument. State v.
Norwood, 344 N.C. 511, 536, 476 S.E.2d 349, 361 (1996), cert.
denied, 520 U.S. 1158, 137 L. Ed. 2d 500 (1997). More to the
point, though, this Court has recently considered this issue in
depth in State v. Rogers, 355 N.C. 420, 462-64, 562 S.E.2d 859,885-86 (2002). We noted there that
it is proper for a party to point out potential bias
resulting from payment that a witness received or
would receive for his or her services. However, where
an advocate has gone beyond merely pointing out that
the witness' compensation may be a source of bias to
insinuate that the witness would perjure himself or
herself for pay, we have expressed our unease while
showing deference to the trial court.
Id. at 462-63, 562 S.E.2d at 885 (citations omitted). In
Rogers, we concluded that a statement directly arguing that the
defendant's expert witness lied in order to be paid was not so
grossly improper that the trial court was required to intervene
ex mero motu. Id. at 464, 562 S.E.2d at 886.
As in Rogers, the prosecutor's statements at issue --
particularly the contention that you can get whatever you want
for five thousand dollars -- verge on being unacceptable. In
keeping with our precedent as outlined in Rogers, we conclude
that such statements were not so grossly improper as to require
intervention ex mero motu. However, we do admonish counsel to
refrain from suggesting that the expert's opinion testimony has
been bought or is perjured for compensation.
[23] Defendant also asserts that the State made arguments
during its closing that could be construed to reflect negatively
on defendant's trial counsel's integrity. The prosecutor said,
I submit that when somebody standing up here [sic] before you
[] plays fast and loose with that kind of evidence, you better
look out; you better look out. He also, rather nonsensically,
stated, Ah, if there was only dream-like state that I witnessed
in this case was when my friend, Mr. Siemens, stood up and told
that to you, not substantiated with all the facts anyway. Again, the prosecutor suggested that defense counsel are doing
nothing more than trying to hide Mr. Roache behind Dr. Coleman's
skirts.
[A] trial attorney may not make uncomplimentary comments
about opposing counsel, and should 'refrain from abusive,
vituperative, and opprobrious language, or from indulging in
invectives.' State v. Sanderson, 336 N.C. 1, 10, 442 S.E.2d
33, 39 (1994) (quoting State v. Miller, 271 N.C. 646, 659, 157
S.E.2d 335, 346 (1967)). Under this standard, the cases in
which this Court has found comments about opposing counsel to be
improper involved much more inflammatory language than the
remarks at issue in this case. Considered in context, the
statements defendant contends reflected poorly on defense
counsel are more properly viewed as shorthand commentary on the
arguments presented by defense counsel during closing statement.
As a result, the trial counsel did not have an obligation to
intervene ex mero motu.
[24] Finally, defendant contends that the trial court erred
by failing to intervene ex mero motu to stop the two district
attorneys from inserting what defendant alleges was their own
personal opinion throughout closing. Defendant argues that the
prosecutor personally vouched for the outrageousness of the
crimes in saying, I contend to you first of all that there
never has been and never could be crimes and murders as
outrageous and absolutely pointless as you've heard these
described. He also claims the prosecutor placed his personal
opinion before the jury by denigrating defendant's evidence ofthe punishment prescribed by his father as a child: Let me tell
you something, in criminal courts over the last twenty years,
twenty-five years, I've heard a whole lot worse punishments
described to juries than simply having a child stand at
attention. Additionally, the prosecutor stated that giving
defendant second-degree murder was the equivalent of handing him
an apology, as well as that this is a situation that ought to
make somebody upset. If it don't make you upset, there's
something's wrong [sic].
'Argument of counsel must be left largely to the control
and discretion of the trial judge, and counsel must be allowed
wide latitude in their arguments which are warranted by the
evidence and are not calculated to mislead or prejudice the
jury.' State v. Rogers, 323 N.C. 658, 663, 374 S.E.2d 852, 856
(1989) (quoting State v. Riddle, 311 N.C. 734, 738, 319 S.E.2d
250, 253 (1984)). In this case the prosecutors' statements were
nothing more than rhetorical flourishes made to advocate
zealously for conviction. See State v. McCollum, 334 N.C. 208,
227, 433 S.E.2d 144, 154 (1993) (holding that similar statements
were proper because of the prosecutor's role as a zealous
advocate), cert. denied, 512 U.S. 1254, 129 L. Ed. 2d 895
(1994). Rather than stating his own beliefs, the prosecutor was
emphasizing the severity of the crimes and advocating the
State's position that defendant's evidence of his difficult
childhood did not justify a diminished capacity defense. See
State v. Rouse, 339 N.C. 59, 91-92, 451 S.E.2d 543, 560-61
(1994), cert. denied, 516 U.S. 832, 133 L. Ed. 2d 60 (1995). Wedecline to hold these statements grossly improper.
[25] On this same point, defendant argues that his trial
counsel's failure to object to these seven statements at trial
and to request a mistrial demonstrated ineffective assistance.
We disagree. As noted earlier, [c]ounsel is given wide
latitude in matters of strategy. State v. Fletcher, 354 N.C.
at 482, 555 S.E.2d at 551. Moreover, a strong presumption
exists that trial counsel's representation is within the
boundaries of acceptable professional conduct. State v. Fisher,
318 N.C. at 532, 350 S.E.2d at 346. After reviewing defendant's
assignments of error, we cannot conclude that trial counsel's
failure to object or to move for mistrial on the basis of the
challenged statements was not within the bounds of accepted
professional representation. The challenged comments did not
render defendant's trial fundamentally unfair nor deprive
defendant of a trial whose result was unreliable. These
assignments of error are overruled.
Defendant makes several assignments of error pertaining to
the trial court's instructions to the jury, particularly with
regard to the defense of diminished capacity. Defendant
contends that the trial court erred by: (i) telling the jury
that it must be simply satisfied with defendant's evidence in
order to find it believable; (ii) failing to give defendant's
requested instruction on diminished capacity; (iii) failing to
give an instruction on diminished capacity as applied to the
felony murder of Eddie Phillips; (iv) failing to give a
diminished capacity instruction in connection with the acting inconcert doctrine; and (v) failing to mention diminished capacity
when the jury requested re-instruction on various issues. We
consider each of these contentions in turn.
[26] Defendant first contends that the trial court erred by
instructing the jury that it must be simply satisfied with
defendant's evidence in order to find it believable. By so
instructing, defendant argues, the trial court impermissibly
placed a burden on defendant to satisfy the jury that the
evidence was believable, turning the defense of diminished
capacity into an affirmative defense. Defendant additionally
claims that the instruction would be understood by jurors to
mean that unless all of the jurors were satisfied with the
evidence, none of them could consider the evidence.
An instruction to a jury will not be viewed in isolation,
but rather must be considered in the context of the entire
charge. State v. Holden, 346 N.C. 404, 438-39, 488 S.E.2d 514,
533 (1997), cert. denied, 522 U.S. 1126, 140 L. Ed. 2d 132
(1998). Instructions that as a whole present the law fairly and
accurately to the jury will be upheld. State v. Rich, 351 N.C.
386, 393-94, 527 S.E.2d 299, 303 (2000) (quoting State v. Lee,
277 N.C. 205, 214, 176 S.E.2d 765, 770 (1970)).
Here, the trial court properly charged the jury as to the
burden of proof at two separate points in the jury charge by
specifically stating that defendant had no burden of proof and
also that the jury was to decide the case using as much of
th[e] evidence as you see fit to believe, to the extent of
beyond a reasonable doubt in accordance with what the State mustprove. After the court finished instructing the jury,
defendant raised concerns about the court's instruction that the
jury had to be simply satisfied with defendant's evidence,
arguing that the instruction seemed to imply defendant had a
burden to prove something. As a result the trial court
clarified its instruction the following morning before
deliberation began:
Yesterday, during my instructions at various
times, I told you that the ah, in order to believe any
of the [d]efendant's evidence, that that does not have
to be believed to the extent of beyond a reasonable
doubt, but simply, that it's more likely than not to
be believable or stated another way, just simply
satisfy you that it's believable because the
[d]efendant has no burden to prove anything and that's
not to -- by telling you that, that's not to infer or
imply or express that the [d]efendant has any burden
to prove anything.
The burden remains with the State of North
Carolina to satisfy you of his guilt as to the
original charge or any lesser included charge from the
evidence to the extent of beyond a reasonable doubt on
each and every case. If the State fails to meet that
in any respect or any regard, it would be your duty to
find the [d]efendant not guilty on that case or those
cases, whichever the case may be.
After this instruction, the trial court asked whether the
parties had any comment about the instructions and defendant
indicated that he did not, but that he would renew his earlier
objections. The charge to the jury and the trial court's
supplemental clarification were correct statements of law and
did not place an impermissible burden on defendant.
Accordingly, defendant's argument has no merit.
[27] Defendant also argues that the trial court erred by
refusing to give the exact words of defendant's requested
instruction on diminished capacity, which stated that the jurymust consider the evidence presented about mental capacity
before determining defendant's guilt of premeditated and
deliberate murder. This argument has no merit.
A defendant may request a jury instruction in writing, and
the trial court must so instruct provided the instruction is
supported by the evidence. However, a trial court is not
obligated to give a defendant's exact written instruction so
long as the instruction actually given delivers the substance of
the request to the jury. State v. McNeill, 346 N.C. 233, 239,
485 S.E.2d 284, 288 (1997), cert. denied, 522 U.S. 1053, 139 L.
Ed. 2d 647 (1998); State v. Atkins, 349 N.C. 62, 90, 505 S.E.2d
97, 115 (1998), cert. denied, 526 U.S. 1147, 143 L. Ed. 2d 1036
(1999). Also, as noted above, when instructions, viewed in
their entirety, present the law fairly and accurately to the
jury, the instructions will be upheld. State v. Rich, 351 N.C.
at 393-94, 527 S.E.2d at 303.
The trial court in this case instructed the jury first on
specific intent, then on the elements of the crimes charged, and
finally on diminished capacity. The trial court used the
pattern jury instructions on diminished capacity. See State v.
Carroll, 356 N.C. 526, 538-40, 573 S.E.2d 899, 907-09 (2002)
(finding no plain error where the trial court gave pattern jury
instructions on diminished capacity), cert. denied, __ U.S. __,
156 L. Ed. 2d 640 (2003). The pattern instructions on
diminished capacity direct a jury to consider the defendant's
mental capacity and whether or not intoxication or a drugged
condition prevented the defendant from forming the specificintent necessary to commit the crimes charged. N.C.P.I.--Crim.
305.10, 305.11 (2003). The charge as a whole was an accurate
statement of the law, and the trial court did not err in
refusing to give defendant's requested instruction.
[28] In his next argument, defendant contends that the
trial court erred by failing to give an instruction on
diminished capacity when instructing the jury on felony murder
for the murder of Eddie Phillips. Defendant further alleges
that the mandate given with reference to the felony murder of
Eddie Phillips failed to refer to diminished capacity based on
mental illness. After careful review of the record, however, we
find that the jury was properly instructed.
We note initially that defendant's assignment of error does
not contain any reference to the court's alleged omission of
mental illness from the mandate in the felony murder charge for
Eddie Phillips. Accordingly, the arguments from defendant's
brief concerning this issue are not properly before this Court.
N.C. R. App. P. 10(a).
We further note that defendant did not object to the
instructions as given at trial and, thus, must satisfy the plain
error standard of review. To demonstrate plain error, a
defendant 'must show that the instructions were erroneous and
that absent the erroneous instructions, a jury probably would
have returned a different verdict.' State v. Barden, 356 N.C.
316, 383, 572 S.E.2d 108, 150 (2002) (quoting State v. Lucas,
353 N.C. 568, 584, 548 S.E.2d 712, 723 (2001)), cert. denied, __
U.S. __, 155 L. Ed. 2d 1074 (2003). The trial court, in instructing on the felony murder of
Eddie Phillips based on the underlying felony of armed robbery,
failed to give an instruction on diminished capacity. However,
immediately after instructing for the offenses regarding Eddie
Phillips, the trial court went on to instruct the jury on the
offenses applicable to first Mitzi Phillips and then Katie
Phillips. These instructions included instructions on
diminished capacity. In particular, when the court instructed
on the felony murder of Mitzi Phillips, which was based on the
predicate felonies of first-degree burglary and/or armed
robbery, the court added, And let me go back just a minute.
Each and both of those offenses, that is armed robbery and ah,
also first degree burglary involve some aspect of specific
intent to commit those offenses. The court then instructed on
diminished capacity by reason of intoxication or a drugged
condition and whether such a condition would affect defendant's
ability to form the specific intent needed for either felony.
By addressing specific intent and diminished capacity within the
instruction on Mitzi Phillips' death, the trial court informed
the jury that diminished capacity applied to armed robbery,
which was the underlying felony in Eddie Phillips' murder. With
this instruction the jurors would have understood that
diminished capacity could be considered as a defense for the
felony murder of Eddie Phillips. This assignment of error is
overruled.
[29] Defendant next argues that the trial court erred in
failing to instruct on diminished capacity with regard to actingin concert. The acting in concert doctrine allows a defendant
acting with another person for a common purpose of committing
some crime to be held guilty of a murder committed in the
pursuit of that common plan even though the defendant did not
personally commit the murder. State v. Barnes, 345 N.C. at 233,
481 S.E.2d at 71. Defendant argues that diminished capacity
bears on a defendant's intent to join in the common purpose.
However, a defense of diminished capacity negates the specific
intent requirement of a specific intent crime because a
defendant whose mental capacity is diminished is unable to form
the specific intent to commit the crime. State v. Page, 346
N.C. at 699, 488 S.E.2d at 232. This Court has never applied
the doctrine of diminished capacity to the general intent
necessary for acting in concert, and defendant has cited no
authority to support extension of its application. Given that
under the acting in concert doctrine a defendant may be held
guilty not only for the crime originally intended but also for
any other crime committed by the other in pursuance of the
common purpose, State v. Barnes, 345 N.C. at 233, 481 S.E.2d at
71 (quoting State v. Erlewine, 328 N.C. 626, 637, 403 S.E.2d
280, 286 (1991)), we decline to so extend the doctrine at this
time. Defendant's argument has no merit. Moreover, since we
reject defendant's argument on the substantive question, we
cannot conclude that defendant's counsel was ineffective for
failing to object to the court's instruction as given.
[30] In another argument, defendant contends that the trial
court erred by failing to include an instruction on diminishedcapacity when the jury requested clarification on points of law
after deliberations had begun. The jury requested reinstruction
on the elements of first-degree murder and on how premeditation
and deliberation and aiding and abetting differ from felony
murder. Defendant contends that the trial court erred by
failing to reinstruct on diminished capacity with regard to the
felony murders of Cora and Earl Phillips and by limiting the
reinstruction to alcohol and drug intoxication for the felony
murders of Eddie, Mitzi, and Katie Phillips. Defendant argues
further that the reinstruction eliminated diminished mental
capacity on account of mental illness from consideration in
these felony murders. Although defendant did not object to the
reinstruction at the time, defendant now claims that the error
amounted to plain error and that his counsel's failure to object
constituted ineffective assistance. We reject these arguments.
As we stated above, for defendant to demonstrate plain
error he 'must show that the instructions were erroneous and
that absent the erroneous instructions, a jury probably would
have returned a different verdict.' State v. Barden, 356 N.C.
at 383, 572 S.E.2d at 150 (quoting State v. Lucas, 353 N.C. at
584, 548 S.E.2d at 723). We conclude that the instructions here
were not erroneous. The trial judge began his response to the
jury with a caveat:
I'll remind you now, members of the jury, that even
though I'm not going to repeat all of my instructions
I previously gave you, you will consider that I have
done so as if I have repeated them even though I'm not
going to do that and even though I'm going to
highlight my response based upon your question, but
you're not to give any undue preference or deference
to what I'm about to tell you versus what I'veheretofore told you. It's simply to answer the
specific question that you've asked.
Thus, the trial court prefaced the reinstruction by admonishing
that the reinstruction was not to take the place of the original
charge and that the complete charge would not be repeated but
must be considered. The jury did not specifically request
reinstruction on diminished capacity, although the trial court
included such instruction with regard to some of the crimes.
The trial court appropriately responded to the jury's questions
by answering only that which was asked. Defendant's argument
that this reinstruction constituted plain error is without
merit.
[31] On this same point, defendant argues that his
counsel's failure to object to the reinstruction demonstrated
ineffective assistance. We disagree. Inasmuch as the
reinstruction was not erroneous and did not prejudice defendant,
trial counsel's failure to renew earlier objections could not
have amounted to ineffective assistance.
[32] Defendant finally contends that the trial court
committed error by effectively shifting the State's burden of
proof to defendant. Defendant argues that the trial court
relieved the State of its burden of proof, thus violating
defendant's constitutional rights. We have addressed each
assignment of error and have found no error with the trial
court's instructions and actions. We, therefore, also conclude
that the trial court did not shift the State's burden or
otherwise violate defendant's constitutional rights.
Accordingly, these assignments of error are overruled. [33] Defendant next assigns error to the trial court's
instruction to the jury on the elements of first-degree
kidnapping. The legislature has defined kidnapping as an
unlawful confinement or removal from one place to another for
the purpose of committing certain specified acts. N.C.G.S. §
14-39(a) (2003). Kidnapping is of the first degree [i]f the
person kidnapped either was not released by the defendant in a
safe place or had been seriously injured or sexually assaulted.
N.C.G.S. § 14-39(b). Defendant objected to the instruction on
the element that the person confined was not released in a safe
place:
And if you find from the evidence beyond a
reasonable doubt that either Earl Phillips and/or Cora
Phillips was killed by the [d]efendant, either acting
by himself or together with another, that would not --
that would constitute not releasing one in a safe
place.
Defendant contends that the trial court's instruction
impermissibly deprived the jury of its fact-finding role with
regard to the issue of whether the victims were released in a
safe place and, thus, violated defendant's constitutional
rights.
This Court has addressed an issue similar to this one in
State v. Johnson, 320 N.C. 746, 360 S.E.2d 676 (1987), upholding
a similar jury instruction regarding what constituted a serious
injury for an element of first-degree kidnapping. Id. at 750-
51, 360 S.E.2d at 679-80. In Johnson, the instruction given
stated that the stabbing of a person with scissors would
constitute a serious injury for purposes of the serious injury
element of first-degree kidnapping. Id. Turning to the instantcase, unquestionably, a person who is killed during the course
of a kidnapping is not released in a safe place. Therefore, as
in Johnson, we hold that this instruction is proper and did not
impermissibly usurp the jury's fact-finding role.
Even assuming arguendo that the instruction was improper,
defendant would not be prejudiced in this case. The not
released in a safe place element applies to first-degree
kidnapping, but not to second-degree kidnapping. N.C.G.S. § 14-
39(b). Either crime, however, would have served as an
underlying felony for felony murder. N.C.G.S. § 14-17 (2003).
When a jury finds the facts necessary to constitute one
offense, it also inescapably finds the facts necessary to
constitute all lesser-included offenses of that offense. State
v. Squires, 357 N.C. 529, 536, 591 S.E.2d 837, 842 (2003). See
also State v. Vance, 328 N.C. 613, 623, 403 S.E.2d 495, 502
(1991). Accordingly, the jury here, by finding first-degree
kidnapping, necessarily found facts sufficient to convict
defendant of second-degree kidnapping, a felony which would have
supported his felony murder conviction. Even had the jury not
been instructed that murder was the equivalent of not being
released in a safe place, defendant would have been convicted of
felony murder. Contrary to defendant's contention, this error,
if any, did not constitute structural error. Defendant having
shown no prejudice, this assignment of error is overruled.
[34] By another assignment of error, defendant contends
that the trial court's instruction to the jury regarding
evidence of the Watt murder was improper in that it allowed thejury to consider the evidence too broadly. Defendant claims
this error constituted a violation of his constitutional rights
and contends that his counsel's failure to object to this
evidence at trial constituted ineffective assistance of counsel.
We reject these claims.
Defendant did not object to this instruction at the time it
was given and, therefore, must show that the trial court
committed plain error. For defendant to demonstrate plain
error, he 'must show that the instructions were erroneous and
that absent the erroneous instructions, a jury probably would
have returned a different verdict.' State v. Barden, 356 N.C.
at 383, 572 S.E.2d at 150 (quoting State v. Lucas, 353 N.C. at
584, 548 S.E.2d at 723).
The instruction in question stated:
Now, members of the jury, evidence about the
occurrences and events surrounding that particular
alleged homicide were not admitted and are not
admissible to prove that the [d]efendant was capable
or likely to do the matters that he's charged with in
these cases. They may be admissible, if you see fit
to believe any of what you heard about that to the
extent of beyond a reasonable doubt, they may be
admissible for other purposes and those purposes are
proof of motive and/or intent and/or preparation
and/or plans with regard to the matters that he's
charged with in these cases to the extent, if any,
that he acted in conformity with the charge, with the
charges that the State has lodged against him here.
But for considering those events that you see fit to
consider them all or you may not consider them for any
other purposes.
This instruction is consistent with the Rule 404(b) of the North
Carolina Rules of Evidence, which allows the State to introduce
evidence of other crimes of a defendant for the limited purpose
of showing proof of motive, opportunity, intent, preparation,[or] plan. N.C.G.S. § 8C-1, Rule 404(b); see also State v.
Carter, 338 N.C. 569, 592-93, 451 S.E.2d 157, 170 (1994).
Watt's murder could potentially be seen as evidence of
defendant's intent to kill or as part of defendant's preparation
in or overall plan for the crime spree. Therefore, the trial
court's instruction to the jury on the permissible uses of this
evidence conveyed the correct legal standard to the jury and
does not constitute error.
Having found no impropriety in the instruction given, we
also reject defendant's claims of ineffective assistance rising
out of defense counsel's failure to object. This assignment of
error is overruled.
[35] Defendant next assigns error to the trial court's
instructions on felony murder. Defendant specifically contends
that the trial court should have instructed the jury that it had
to be unanimous in determining whether defendant was guilty of
felony murder based on defendant's commission of an underlying
felony or based on acting in concert with Lippard in committing
an underlying felony. Therefore, according to defendant, the
State was relieved of its burden to prove all of the elements of
felony murder. Defendant additionally claims that his trial
counsel's failure to object constituted ineffective assistance
of counsel. These arguments are without merit.
The trial court properly instructed the jury that it must
be unanimous in finding defendant guilty of first-degree murder,
whether based on felony murder or on premeditation and
deliberation. See N.C.G.S. § 15A-1235(a)(2003). The trialcourt also instructed the jury that it must be unanimous in
finding which felony defendant engaged in that subjected him to
the felony murder rule. Whether defendant acted in concert with
Lippard or committed the underlying felony, defendant would
still be guilty of felony murder in either case. The jurors
were unanimous in finding defendant to be guilty of felony
murder. The instruction as given was not improper and defendant
has failed to show plain error.
Defendant's claim of ineffective assistance of counsel
based on his counsel's failure to object to the instructions at
issue here must also fail. As held immediately above, this
instruction was not given improperly, so defense counsel had no
obligation to object. We overrule this assignment of error.
[36] Defendant's next assignment of error contests the
trial court's instructions to the jury on intent with respect to
the murder of Cora Phillips. The trial court instructed as
follows:
[I]f you find from the evidence . . . that the
[d]efendant, either acting by himself or together with
another, while committing the offenses of armed
robbery, you remember these elements that I told you
about . . . and I refer you again to the elements that
I gave you that must be satisfied by the State to your
satisfaction to the extent beyond a reasonable doubt
as to first degree murder, and that the [d]efendant
had the required specific intent to commit one, some
or all of those underlying felonies, either acting by
himself or together with another, considering his
alleged intoxication, voluntary intoxication and/or --
and/or drug condition, . . . or all of those
underlying felonies considering his alleged voluntary
intoxication and/or voluntary drug condition, that the
[d]efendant either acted by himself or together with
another, killed Cora Phillips . . . it would be your
duty to return a verdict of guilty of first degree
murder based upon the first degree felony murder rule.
Defendant contends that this instruction allowed jurors to
impute Lippard's intent to defendant if the jurors found that
Lippard had the necessary specific intent to commit the
underlying felonies. By implication, according to defendant,
the trial court shifted the State's burden of proof to
defendant, violating due process requirements. Defendant
further claims that his counsel's failure to object constituted
ineffective assistance. These arguments are flawed.
A jury instruction must be evaluated as a whole. If the
entire instruction is an accurate statement of the law, one
isolated piece that might be considered improper or wrong on its
own will not be found sufficient to support reversal. State v.
McWilliams, 277 N.C. 680, 684-85, 178 S.E.2d 476, 479 (1971);
see also State v. Chandler, 342 N.C. 742, 751-52, 467 S.E.2d
636, 641 (citations omitted), cert. denied, 519 U.S. 875, 136 L.
Ed. 2d 133 (1996). The trial court's instruction viewed as a
whole correctly charged the jury on felony murder. Defendant
argues that one portion in particular was improper: [T]he
[d]efendant had the required specific intent to commit one, some
or all of those underlying felonies, either acting by himself or
together with another. . . . We understand this part of the
instruction to mean that whether the felonies were committed by
defendant or by Lippard, if defendant had the specific intent to
commit one or any of the felonies, then he would be guilty of
felony murder. This instruction was therefore proper.
Defendant's claims of error on the instruction as well as on his
counsel's assistance are without merit. [37] Next, defendant contends that the trial court
improperly overruled defendant's objection to the State's use of
two alternative theories of guilt; namely, aiding and abetting
in connection with premeditation and deliberation, and acting
in concert with regard to felony murder. Defendant contends
that the trial court's failure to require the State to elect
between these two theories effectively relieved the State of its
burden of proof. Therefore, according to defendant, his federal
and state constitutional rights were violated.
Defendant's argument that the two theories utilized by the
State are mutually exclusive has no merit. In any given case,
both theories may be proven by the same evidence. We have held
that '[t]he distinction between [a defendant being found guilty
of] aiding and abetting and acting in concert . . . is of little
significance.' State v. Bonnett, 348 N.C. 417, 440, 502 S.E.2d
563, 578 (1998) (quoting State v. Williams, 299 N.C. 652, 656,
263 S.E.2d 774, 777 (1980)) (alterations in original), cert.
denied, 525 U.S. 1124, 142 L. Ed. 2d 907 (1999). In this case,
defendant has shown no prejudice flowing from the fact that the
State proceeded on both theories. Therefore, we find no merit
to this argument.
This Court has held that reconsideration of any residual
doubt a juror might have privately harbored as to defendant's
guilt is irrelevant in determining defendant's appropriate
sentence, as it does not bear upon an aspect of defendant's
character, record or the circumstances of the offense. State v.
Walls, 342 N.C. 1, 53, 463 S.E.2d 738, 766 (1995), cert. denied,
517 U.S. 1197, 134 L. Ed. 2d 794 (1996). The exhibits defendant
claims should have been admitted are relevant only to the issueof whether defendant actually committed the murders for which he
was already convicted. Accordingly, this evidence was
appropriately excluded from the sentencing hearing under our
holding in Walls.
Moreover, the jury's final sentencing recommendation in this
case demonstrates that defendant was not prejudiced by the
exclusion of this evidence even had the trial court erred in
excluding it. The statements by the prosecutor during Lippard's
trial pertain to whether Lippard or defendant actually pulled the
trigger in the murders of Earl and Cora Phillips. Defendant was
sentenced to life imprisonment, not death, for these two murders;
hence, defendant was not prejudiced at sentencing by the trial
court's exclusion of this evidence. Defendant would also have us
now consider whether the admission of this statement could have
had an impact on the jury's finding of the (e)(11) course of
conduct aggravator in the murders for which he did receive the
death penalty. Defendant did not raise this argument at trial;
thus, it is deemed waived on appeal. See N.C. R. App. P.
10(b)(1). This Court will not consider arguments based upon
matters not presented to or adjudicated by the trial tribunal.
State v. Eason, 328 N.C. 409, 420, 402 S.E.2d 809, 814 (1991).
This assignment of error is accordingly overruled.
[39] Defendant, by his next assignment of error, contends
that the trial court erred by sustaining the State's objection to
defendant's attempt to introduce the fact that Lippard was
sentenced to life imprisonment for these five murders. Before
this Court defendant argues that evidence of Lippard's sentencesshould have been admitted as support for the (f)(9) catchall
mitigating circumstance. Defendant's argument misconstrues this
Court's precedent.
This Court has previously determined that a co-defendant's
sentence has no mitigating effect in and of itself. As this
Court stated by way of rationale more than twenty years ago, the
fact that the defendant's accomplices received a lesser sentence
is not an extenuating circumstance. It does not reduce the moral
culpability of the killing nor make it less deserving of the
penalty of death than other first-degree murders. State v.
Williams, 305 N.C. 656, 687, 292 S.E.2d 243, 261, cert. denied,
459 U.S. 1056, 74 L. Ed. 2d 622 (1982); see also State v. Jaynes,
353 N.C. at 563-64, 549 S.E.2d at 200-01.
Nonetheless, defendant argues that this Court's holding in
State v. Roseboro, 351 N.C. 536, 528 S.E.2d 1, cert. denied, 531
U.S. 1019, 148 L. Ed. 2d 498 (2000), dictates that a co-
defendant's sentence is relevant for consideration with regards
to the catchall mitigator, N.C.G.S. § 15A-2000(f)(9). In
Roseboro we acknowledged that the jury may consider an
accomplice's sentence as a mitigating circumstance under the
'catchall' instruction. Id. at 547, 528 S.E.2d at 8. However,
this consideration applies in a case where evidence of the co-
defendant's sentence is already before the court, such as where
the co-defendant testified at trial and evidence of a plea
bargain was presented by way of impeachment. See, e.g., State v.
Gregory, 340 N.C. at 415, 459 S.E.2d at 667.
Even assuming arguendo that defendant's argument were well-founded, defendant would not benefit in this case. During the
bench conference, defense counsel explicitly tied his request
that the court admit evidence of Lippard's sentences to the
(f)(8) mitigating circumstance, that defendant aided and abetted
law enforcement in apprehending Lippard. At no point did counsel
suggest that this evidence be admitted for consideration in
conjunction with the (f)(9) catchall mitigator. This Court will
not consider arguments based upon matters not presented to or
adjudicated by the trial tribunal. State v. Eason, 328 N.C. at
420, 402 S.E.2d at 814. Defendant's argument concerning the
(f)(9) mitigator, is, therefore, waived on appeal.
Defendant's allegations of constitutional error are also
misplaced. This Court, as explained above, has held that a
defendant has no constitutional right to have his co-defendant's
sentence considered in mitigation since such evidence is
irrelevant to the sentencing proceeding. Thus, constitutional
error cannot lie based on the omission of such evidence.
Defendant's assignment of error is overruled.
[40] In his next assignment of error, defendant complains of
the victim impact evidence presented by the State during the
sentencing hearing. The State presented evidence from four
witnesses: three of Eddie and Mitzi Phillips' children -- Ginger
Phillips, Connie Millsaps, and Sarah Phillips -- and Earlene
Jenkins, Eddie Phillips' sister. These witnesses testified as to
the physical, psychological, and emotional effect the five
Phillips' deaths had on themselves and others in the family and
community. Defendant contends that this evidence violated hisright to due process and rendered his sentencing hearing
fundamentally unfair.
We note initially that defendant's assignment of error
relates only to the testimony of Connie Millsaps and Sarah
Phillips. Accordingly, the arguments from defendant's brief
concerning the testimony of Ginger Phillips and Earlene Jenkins
are not properly before this Court. N.C. R. App. P. 10(a).
Admission of victim impact evidence has been approved by the
United States Supreme Court, see Payne v. Tennessee, 501 U.S.
808, 115 L. Ed. 2d 720 (1991); this Court, see State v. Reeves,
337 N.C. 700, 722-24, 448 S.E.2d 802, 811-12 (1994); and the
North Carolina legislature. N.C.G.S. § 15A-833 (2003). The
impact evidence authorized by this statute includes [a]
description of the nature and extent of any physical,
psychological, or emotional injury suffered by the victim as a
result of the offense committed by the defendant. N.C.G.S. §
15A-833(a)(1). As this Court has stated, So long as victim-
impact statements are not so prejudicial as to 'render[] the
[trial] fundamentally unfair,' no constitutional impediment
exists to their use in capital sentencing hearings. State v.
Smith, 352 N.C. 531, 554, 532 S.E.2d 773, 788 (2000) (quoting
Payne v. Tennessee, 501 U.S. at 825, 115 L. Ed. 2d at 735), cert.
denied, 532 U.S. 949, 149 L. Ed. 2d 360 (2001).
In this case the State properly used victim impact testimony
to describe the specific harm caused by defendant's actions,
including the psychological repercussions the murders had on
these family members and the community. The evidence was not soinflammatory as to render defendant's sentencing hearing
fundamentally unfair, but instead 'remind[ed] the sentencer that
. . . the victim[s] [were] individual[s] whose death[s]
represent[] a unique loss to society and in particular to [their]
famil[ies].' Payne v. Tennessee, 501 U.S. at 825, 115 L. Ed. 2d
at 735 (quoting Booth v. Maryland, 482 U.S. 496, 517, 96 L. Ed.
2d 440, 457 (1987) (White, J., dissenting), overruled by Payne).
Defendant's assignment of error is overruled.
[41] Defendant next contends that the trial court committed
error and plain error by permitting the State to cross-examine
defendant's mother, Bonnie Treadway, about defendant's prior
criminal history during the sentencing hearing. Defendant argues
that since the (f)(1) mitigating circumstance, that defendant had
no significant history of criminal activity, was not submitted,
this examination was improper. Specifically, the State asked
Treadway about assaults by defendant on his father, his sister,
his ex-wife, a girlfriend, and a deputy sheriff. Defense counsel
only objected to a question concerning an assault on defendant's
ex-wife. This objection was overruled. Defendant further
asserts that counsel's failure to object to the remainder of the
questions at issue was ineffective assistance.
Admissibility of evidence at a capital sentencing
proceeding is not subject to a strict application of the rules of
evidence, but depends on the reliability and relevance of the
proffered evidence. State v. Atkins, 349 N.C. at 77, 505 S.E.2d
at 107; see also State v. Strickland, 346 N.C. at 461, 488 S.E.2d
at 205. Additionally, the statute provides that evidencepresented during the guilt determination phase of the case . . .
is competent for the jury's consideration in passing on
punishment. N.C.G.S. § 15A-2000(a)(3). In this case, evidence
of defendant's prior criminal history, including five cases of
assault, was admitted into evidence during cross-examination of
Dr. Coleman by the State. [A] trial court has great discretion
to admit any evidence relevant to sentencing. State v. Thomas,
350 N.C. 315, 359, 514 S.E.2d 486, 513, cert. denied, 528 U.S.
1006, 145 L. Ed. 2d 388 (1999). In this case Treadway testified
on direct examination that she did not know her son to be violent
when he was not drinking and that defendant would drink in a shed
behind her home. In light of this testimony, we conclude the
trial court did not commit error by overruling defendant's
objection to the State's question about the assault on
defendant's ex-wife, nor did it commit plain error by failing to
intervene to stop the State from asking the other questions at
issue. See State v. Hedgepeth, 350 N.C. 776, 784-85, 517 S.E.2d
605, 610-11 (1999). Moreover, defense counsel was not
ineffective by failing to object to these additional questions in
that the questions were relevant and reliable, and, thus, were
admissible.
[42] Defendant also contends that the trial court erred by
sustaining the State's objection to defendant's attempt to elicit
evidence concerning Lippard's behavior. Jasper Dunlap testified
for defendant during the sentencing proceeding about his
treatment of defendant during Dunlap's tenure as a behavioral
specialist at the Juvenile Evaluation Center in Swannanoa, NorthCarolina. Dunlap further testified that he had also been
Lippard's behavioral specialist, but the trial court sustained
the State's objection to defendant's attempt to ask Dunlap if he
had observe[d] any particular behaviors in [Lippard]. Defense
counsel did not make an offer of proof as to how Dunlap would
have answered this question, and defendant now asserts that this
failure constituted ineffective assistance.
As noted in the issue immediately above, the standard for
whether evidence is admissible at a sentencing hearing hinges on
the evidence's reliability and relevance. State v. Atkins, 349
N.C. at 77, 505 S.E.2d at 107. Before admitting evidence the
trial court must determine that it is relevant to sentencing.
See State v. Thomas, 350 N.C. at 359, 514 S.E.2d at 513.
Lippard's behaviors from ten years earlier -- the only time
period about which Dunlap apparently had knowledge -- cannot be
said to be relevant to defendant's character, record or the
circumstances of the offense. State v. Walls, 342 N.C. at 53,
463 S.E.2d at 766 (referring to language from Franklin v.
Lynaugh, 487 U.S. 164, 174, 101 L. Ed. 2d 155, 166 (1988)). We
hold that the trial court did not abuse its discretion by
excluding such evidence from the sentencing jury's consideration
and that defendant has failed to show ineffective assistance of
counsel.
[43] Defendant's next arguments mirror a pair of assignments
of error discussed above in the context of the guilt phase of
trial. First, defendant argues that the State improperly
questioned witnesses with the effect of placing before the juryinformation on which it had presented no testimony or proof.
Second, defendant contends that the trial court erred by failing
to intervene ex mero motu to prevent the prosecutor from making
certain arguments during his closing statement. Additionally,
defendant claims that his trial counsel provided ineffective
assistance by failing: (i) to object to the allegedly
speculative questions; (ii) to object to the State's allegedly
improper closing arguments; and (iii) to request a mistrial. We
disagree.
Defendant points to the allegedly improper cross-examination
of two witnesses as basis for this argument. The State cross-
examined Vaughn Burnette, a minister, as to whether he had
witnessed several occurrences of aggressive behavior by defendant
while defendant was incarcerated such as tearing the telephone
off the wall, throwing food, and throwing water; Burnette replied
negatively. The State also cross-examined defendant's sister,
Linda Josey, about defendant's socializing with her and their
father in the courtroom and about the source of funds enabling
her to be present at the trial. Defendant argues that these
questions, along with the alleged deficiencies in the State's
closing argument discussed below, amounted to structural error
for which defendant's death sentence should be overturned.
As noted above, the Rules of Evidence do not apply in
sentencing proceedings. N.C.G.S. § 8C-1, Rule 1101(b)(3). Any
evidence the trial court deems relevant to sentence may be
introduced at this stage. N.C.G.S. § 15A-2000(a)(3). The limits
of cross-examination are determined by the sound discretion ofthe trial court and the requirement that the questions be asked
in good faith. State v. Larry, 345 N.C. 497, 523, 481 S.E.2d
907, 922, cert. denied, 522 U.S. 917, 139 L. Ed. 2d 234 (1997).
Further, [a] prosecutor's questions are presumed to be proper
unless the record shows that they were asked in bad faith.
State v. Bronson, 333 N.C. 67, 79, 423 S.E.2d 772, 779 (1992).
The trial court had no duty to intervene ex mero motu to
stop the prosecutor from asking these questions. Moreover, the
trial court's implicit determination that the evidence in
question was relevant to the jury's sentencing decision did not
constitute an abuse of discretion. The testimony concerning
defendant's behavior in prison was relevant to rebut Burnette's
testimony on direct examination that defendant's character had
changed while he was in prison and since he let the Lord come in
his life. The State's questions to Josey about defendant's
interaction with his father in the courtroom were designed to
discredit defendant's evidence that he and his father had a poor
relationship. Similarly, the State, by asking Josey how she had
afforded to attend defendant's trial, sought to show that she was
there at someone else's behest rather than out of sisterly
devotion. These inferences to be drawn from the challenged
testimony, illustrate that the evidence was relevant and, thus,
permissible.
Furthermore, defendant has pointed us to nothing in the
record suggesting that the prosecutor asked these questions in
bad faith. Accordingly, we presume the questions were proper.
Because the questioned testimony was relevant and was notelicited in bad faith, defendant's counsel's decision not to
object did not constitute deficient performance. This assignment
of error is overruled.
[44] Turning to defendant's assignment of error regarding
the prosecution's closing, defendant's first of five specific
arguments suggests that the State injected personal opinion into
its closing argument. Primarily, defendant points to the State's
use of the words we think, we believe, our perspective, and
our idea. Additionally, he cites the following passage: As
the elected District Attorney and Chief Law Enforcement officer
of this area, I come before you to state that many aggravating
factors exist in this case. The complained-of passages are not
impermissible statements of opinion. These turns of phrase would
have been understood by the jury as remonstrances by the
prosecutor to find that the aggravating circumstances existed and
outweighed the proposed mitigating circumstances to such an
extent that the death penalty was the proper sentencing
recommendation. Defendant having failed to object, we decline to
find that the arguments in question were so grossly improper that
the trial court was required to intervene ex mero motu.
[45] Second, defendant argues that the State impermissibly
mischaracterized North Carolina law in order to encourage the
jury to recommend a death sentence for defendant. Defendant
asserts that the prosecution argued that this State's law favors
killers over their victims at sentencing. The specific argument
to which defendant assigns error concerned the statutory scheme
that the State is permitted to submit fewer aggravators than adefendant is allowed to submit mitigators. This Court has upheld
arguments of this nature in the past as methods of attacking the
weight of mitigating circumstances and convincing the jury that a
greater number of mitigators should not outweigh a lesser number
of aggravators. See State v. Frye, 341 N.C. 470, 506-07, 461
S.E.2d 664, 683 (1995), cert. denied, 517 U.S. 1123, 134 L. Ed.
2d 526 (1996). In keeping with our precedent, we hold that this
argument was not grossly improper.
[46] Third, defendant directs our attention to portions of
the prosecutor's closing in which he contends the State urged the
jury to place itself in the position of the victims.
Specifically, defendant directs our attention to the following
argument by the prosecutor:
It makes us think, members of the jury, how much
we need our families. Think about, if you will, what a
horrible experience it would be if one or two of our
close family members were murdered. What about,
members of the jury, if it was five members of three
generations of your family or mine, murdered by
complete strangers, at random, for no apparent reason.
The prosecutor also argued in the context of discussing the
(e)(9) especially heinous, atrocious, or cruel aggravator, Your
home is entered by two strangers, Mr. Lippard and Mr. Roache.
As we noted above in the context of the guilt phase of trial, the
State is not permitted to make arguments asking the jurors to put
themselves in the victims' places. State v. Hinson, 341 N.C. at
75, 459 S.E.2d at 267. However, the prosecutor's argument here
was less about jurors imagining themselves as the victims and
more of an effort to force the jury to appreciate fully the
circumstances and impact of the crime. The use of similararguments for this purpose has been endorsed previously by this
Court. State v. Miller, 339 N.C. 663, 684-85, 455 S.E.2d 137,
148-49, cert. denied, 516 U.S. 893, 133 L. Ed. 2d 169 (1995).
The trial court was not required to intervene ex mero motu to
prevent the prosecution from making these arguments.
[47] Fourth, defendant points to arguments that he contends
speculated on matters outside of the record. This Court has held
that
[c]ounsel are entitled to argue to the jury all the law
and facts in evidence and all reasonable inferences
that may be drawn therefrom, but may not place before
the jury incompetent and prejudicial matters and may
not travel outside the record by interjecting facts . .
. not included in the evidence.
State v. Fletcher, 354 N.C. at 486, 555 S.E.2d at 553 (quoting
State v. Syriani, 333 N.C. 350, 398, 428 S.E.2d 118, 144, cert.
denied, 510 U.S. 948, 126 L. Ed. 2d 341 (1993)) (alterations in
original). After close consideration of each statement defendant
claims was speculation, we hold that the trial court did not err.
Defendant would have us hold that the prosecutor engaged in
speculation when he made three arguments: (i) that Earl Phillips
shielded his wife; (ii) that Mitzi Phillips was protecting her
daughter; and (iii) what the victims felt physically and
emotionally during the attack. We have considered each of these
statements in detail and determined that the prosecutor did no
more than reconstruct the series of events from the perspectives
of the victims using defendant's confession and the physical
evidence at the scene and from the coroner's report, along with
reasonable inferences from these sources. Such arguments will
not be held to extend beyond the record. Defendant also contends that the prosecutor departed from
record evidence by stating that Mitzi Phillips' father, Gerald
Blazer, was [a] good man with a broken heart who can't stay in
Haywood County at the home that he put here, because Charles
Roache destroyed his only daughter. Mr. Gerald Blazer, right
there, was unable to take the witness stand and give you victim
impact evidence. . . . Despite defendant's position that this
is speculation, one of Eddie and Mitzi Phillips' daughters,
Ginger Phillips Boyd, testified that Blazer could not live in his
Haywood County home since the crimes and that he got upset if
anyone mentioned Mitzi Phillips' name. The prosecutor's argument
did not stray from record evidence and reasonable inferences
therefrom.
The prosecutor also stated that defendant had victimized
people numbering in the hundreds. While evidence was not
presented which literally supports this statement, the statement
is more measured than impermissible speculation. More aptly,
this argument was a rhetorical method of reminding the jury that
the victims were sentient beings with close family ties before
they were murdered by defendant. State v. Conaway, 339 N.C. at
528, 453 S.E.2d at 850. The trial court was not required to
intervene ex mero motu to prevent the jury from considering this
argument.
Defendant also complains that the prosecutor stated that if
Eddie and Mitzi Phillips' other four daughters had been there,
the four other daughters, they probably would have been the
victims of the mass murderer and atrocity, also. Evidence attrial showed that defendant murdered Earl, Cora, Mitzi, and Katie
Phillips because they were witnesses to his murder of Eddie
Phillips. Accordingly, a reasonable inference can be drawn from
the evidence that, had there been more people present at the
scene, defendant might have killed them also.
The prosecutor also made a comment about defendant's
laughing and grinning during the course of the trial.
Defendant contends this comment wandered beyond the scope of the
record, but this Court has held that [a] prosecutor may properly
comment on a defendant's demeanor displayed throughout the
trial. State v. Flippen, 349 N.C. 264, 276, 506 S.E.2d 702, 710
(1998), cert. denied, 526 U.S. 1135, 143 L. Ed. 2d 1015 (1999).
Thus, the argument was not an impermissible consideration.
Defendant's final claim of speculation comes from the
prosecutor's statement that if the adult victims could be at
trial, they would ask defendant, Why Katie? Take us, Charles
Roache, but why[] Katie? The prosecutor, through this argument,
was not improperly engaging in speculation outside the record but
was using the wide latitude afforded counsel in hotly contested
cases, see e.g., State v. Haselden, 357 N.C. 1, 19, 577 S.E.2d
594, 606, cert. denied, __ U.S. __, 157 L. Ed. 2d 382 (2003);
State v. Roseboro, 344 N.C. 364, 376, 474 S.E.2d 314, 320 (1996),
to suggest that the murder of fourteen-year-old Katie Phillips
was worthy of a death sentence. This argument was not grossly
improper.
[48] Fifth, defendant contends that the prosecutor
impermissibly argued to the jurors the positive impact a deathverdict would have on the surviving relatives of the victims and
with respect to the jurors' relationships with God. Defendant's
argument in the brief about the sentencing recommendation's
impact on the family is insufficient to enable this Court to
undertake a meaningful review. See N.C. R. App. P. 28(a).
Defendant does no more than cite the allegedly problematic
passages.
The function of all briefs required . . . by these
rules is to define clearly the question presented to
the reviewing court and to present the arguments and
authorities upon which the parties rely in support of
their respective positions thereon. Review is limited
to questions so presented in the several briefs.
Id. Defendant has waived his right to appellate review of this
issue.
[49] Defendant argues with regard to the prosecutor's
religious reference during closing that this Court has designated
religion as a subject inappropriate for closing arguments.
Admittedly, some religious statements are discouraged in closing
argument. See, e.g., State v. Williams, 350 N.C. 1, 25-27, 510
S.E.2d 626, 642-43, cert. denied, 528 U.S. 880, 145 L. Ed. 2d 162
(1999). In particular, we have 'distinguished as improper
remarks that state law is divinely inspired . . . or that law
officers are 'ordained' by God.' State v. Braxton, 352 N.C. at
217, 531 S.E.2d at 462 (quoting State v. Artis, 325 N.C. 278,
331, 384 S.E.2d 470, 500 (1989), sentence vacated on other
grounds, 494 U.S. 1023, 108 L. Ed. 2d 604 (1990)) (alterations in
original). The argument at issue here, however, that each juror
would lie in bed and thank the Lord for their own safety, the
safety of their family, and for the knowledge he or she did theright thing, is not of the type which we have overturned on
previous occasions. We hold that, rather than invoking religious
law over secular law, this argument merely urges jurors to make
the decision the State viewed as the proper one -- recommending a
death sentence. Moreover, even if it be assumed arguendo that
this statement was improper, the prejudice, if any was
neutralized by defense counsels' use of religious arguments
during their closing, analogizing that jurors should be merciful
as Jesus Christ was. See State v. Daniels, 337 N.C. 243, 279,
446 S.E.2d 298, 320-21 (1994) (reasoning that the defendant's use
of religious arguments to the jury lowered the risk of prejudice
from the prosecutor's use of religious arguments), cert. denied,
513 U.S. 1135, 130 L. Ed. 2d 895 (1995). The State's argument
was not grossly improper.
[50] We hold that none of the arguments or lines of
reasoning challenged in this assignment of error were so grossly
improper as to require the trial court to intervene ex mero motu.
To conclude his argument on this point, defendant claims
that his trial counsel's failure to object to these alleged
errors in the State's closing argument at sentencing and failure
to request a mistrial demonstrated ineffective assistance. We
decline to so hold. As we have stated repeatedly above,
[c]ounsel is given wide latitude in matters of strategy. State
v. Fletcher, 354 N.C. at 482, 555 S.E.2d at 551. None of the
complained-of statements were sufficiently flagrant to require
the court to intervene ex mero motu; thus, counsel's failure to
object to them or to request a mistrial on their bases is deemedinsufficient to overcome this Court's strong presumption that
trial counsel's representation is within the boundaries of
acceptable professional conduct. State v. Fisher, 318 N.C. at
532, 350 S.E.2d at 346. These assignments of error are
overruled.
[51] Defendant next assigns error to the trial court's
refusal to give peremptory instructions for two of the forty-four
nonstatutory mitigating circumstances submitted to the jury as to
the murder of Mitzi and Katie Phillips. The trial court
submitted forty-nine mitigating circumstances consecutively
numbered, five of which were statutory and forty-four of which
were nonstatutory. Defendant contends that uncontradicted
plenary evidence showed that defendant did not flee Haywood
County after this murder, (nonstatutory mitigator number 5) and
displayed remorse for his actions (nonstatutory mitigator
number 46). Defendant argues that this error infected two
potentially powerful mitigators and, hence, amounted to
constitutional error such that his sentences of death should be
reversed. We disagree.
If the evidence supporting a nonstatutory mitigating
circumstance is uncontroverted and manifestly credible, the
defendant is entitled to a peremptory instruction on that
circumstance upon his request. State v. Buckner, 342 N.C. 198,
235, 464 S.E.2d 414, 435 (1995), cert. denied, 519 U.S. 828, 136
L. Ed. 2d 47 (1996); see also State v. Nicholson, 355 N.C. 1, 56,
558 S.E.2d 109, 146, cert. denied, 537 U.S. 845, 154 L. Ed. 2d 71
(2002). The evidence defendant contends supports thenonstatutory mitigating circumstance that defendant did not flee
after these murders does not meet this standard. Defendant
argues that the evidence is uncontradicted that the morning after
the murders, defendant was looking for someone to whom he could
surrender and wanted to turn himself in; that he voluntarily
surrendered; and that he did not run. However, the evidence at
trial tended to show that Lippard and defendant drove from Earl
Lane onto I-40, where Lippard wrecked the car they had stolen.
At that point defendant left the wrecked automobile and hid
approximately a mile away under a camper top, where he did not
reveal himself until he was found by the owner of the land, Jim
Fowler. Fowler threatened to kill defendant if he made a move
and held defendant at gunpoint until the police arrived to arrest
him. Thus, the evidence presented at trial permits the inference
that defendant intended to flee Haywood County upon leaving the
scene of the crime. Accordingly, the evidence supporting the
nonstatutory mitigating circumstance that defendant did not flee
Haywood County did not warrant a peremptory instruction.
Neither did the trial court err by refusing to give a
peremptory instruction on the nonstatutory mitigating
circumstance that defendant had displayed remorse for his
actions. Defendant's evidence showing remorse is indirect and
tenuous. No witness testified expressly that defendant was
remorseful or sorry for the crimes he committed. Evidence that
defendant was tormented or thought the victims' families need
justice is subject to more than one interpretation. Defendant
not having presented evidence which definitively establishedremorse by defendant for his actions, a peremptory instruction
was not mandated. This assignment of error is overruled as to
both mitigating circumstances number 5 and number 46.
[52] Defendant next contends that the trial court committed
plain error by failing to give peremptory instructions on the
statutory mitigating circumstance that the murders were committed
while defendant was under the influence of a mental or emotional
disturbance, N.C.G.S. § 15A-2000(f)(2), and the statutory
mitigating circumstance that defendant's capacity to appreciate
the criminality of his conduct was impaired, N.C.G.S. § 15A-
2000(f)(6). Defendant argues that this failure prevented the
jury from giving this evidence the full mitigating value it
required and resulted in constitutional error. Additionally,
defendant suggests that counsel's failure to request peremptory
instructions constituted ineffective assistance.
As defendant acknowledges, counsel did not specifically
request peremptory instructions on these mitigating
circumstances. 'In order to be entitled to [a peremptory]
instruction defendant must timely request it.' State v.
Gregory, 340 N.C. at 415, 459 S.E.2d at 667 (quoting State v.
Johnson, 298 N.C. 47, 77, 257 S.E.2d 597, 619 (1979), overruled
in part on other grounds by State v. Williams, 339 N.C. 1, 452
S.E.2d 245 (1994)) (alterations in original). Nonetheless, the
only evidence to which defendant directs our attention as support
for these mitigators came from Dr. Coleman, who testified that
she had been hired by defendant in preparation for this trial.
This Court has held previously in State v. Richmond, 347 N.C.412, 495 S.E.2d 677, cert. denied, 525 U.S. 843, 142 L. Ed. 2d 88
(1998), that a trial court's failure to give a peremptory
instruction relating to a defendant's mental illness was not
error where the evidence supporting the instruction came from a
mental health professional evaluating the defendant in
preparation for trial. Id. at 440, 495 S.E.2d at 693. As we
stated in Richmond, [T]his evidence lacks sufficient indicia of
reliability to permit the conclusion that it is manifestly
credible. Id. Following this precedent, we hold that the trial
court in this case was not obligated to give a peremptory
instruction on these mitigators. Moreover, defense counsel did
not provide ineffective assistance by failing to request such
instructions. This assignment of error is without merit.
[53] In his next assignment of error, defendant contends
that the trial court committed plain error by failing to instruct
the jury that it could not use the same evidence to support
multiple aggravating circumstances. Defendant additionally
claims that the error violated his constitutional rights and that
his counsel's failure to request an instruction constituted
ineffective assistance. We reject these claims.
The trial court submitted four aggravating circumstances for
the murders of Mitzi and Katie Phillips, the only crimes for
which defendant received the death penalty: (i) the murders were
committed to avoid or prevent a lawful arrest, N.C.G.S. § 15A-
2000(e)(4); (ii) the murders were committed for pecuniary gain,
N.C.G.S. § 15A-2000(e)(6); (iii) the murders were especially
heinous, atrocious, or cruel, N.C.G.S. § 15A-2000(e)(9); and (iv)the murders were part of a course of conduct in which the
defendant engaged and included the commission by defendant of
other crimes of violence against another person or persons,
N.C.G.S. § 15A-2000(e)(11). Defendant contends that, absent an
instruction, the jury could have used the same evidence to
support more than one aggravating factor. Where . . . there is
separate evidence supporting each aggravating circumstance, the
trial court may submit both 'even though the evidence supporting
each may overlap.' State v. Rouse, 339 N.C. at 97, 451 S.E.2d
at 564 (quoting State v. Gay, 334 N.C. 467, 495, 434 S.E.2d 840,
856 (1993)). However, we have held that a defendant must request
that the trial court so instruct: 'When the court perceives a
possible overlap of evidence supporting more than one aggravating
circumstance and when the court is requested to instruct the jury
that the same evidence cannot be used as a basis for finding more
than one aggravating circumstance, it should do so.' State v.
Holmes, 355 N.C. 719, 740, 565 S.E.2d 154, 169 (2002)(quoting
State v. Smith, 352 N.C. at 565, 532 S.E.2d at 795). Defendant
in the instant case failed to make any request for this
instruction. This Court has previously held that a defendant did
not make a proper request for the same instruction where the
request was not made in writing. State v. Holmes, 355 N.C. at
741, 565 S.E.2d at 169. Nevertheless, assuming arguendo, that
failure to give the instruction was error, after careful review,
we conclude that defendant has failed to demonstrate that absent
the omission in the instructions, the jury probably would have
returned a different verdict. The jury found all of theaggravators except for the pecuniary gain factor. The other
three aggravators each are supported by different evidence.
Thus, the jury would not have used the same evidence to find each
of them.
Defendant did not raise his constitutional claims at trial .
Accordingly, they have not been preserved for appellate review.
State v. Call, 349 N.C. at 410, 508 S.E.2d at 519; see N.C. R.
App. P. 10(b)(1). Defendant also contends that his counsel's
failure to request the instruction demonstrates ineffective
assistance. This contention is meritless. Defendant has failed
to show prejudice; therefore, this assignment of error is
overruled.
Defendant raises these issues for purposes of urging this
Court to reexamine its prior holdings and to preserve them for
federal review. We have considered defendant's arguments on
these issues and conclude that defendant has demonstrated no
compelling reason to depart from our prior holdings. We thus
overrule these assignments of error.
After a thorough review of the transcript, record on appeal,
briefs, and oral arguments of counsel, we conclude that the
jury's finding of the three distinct aggravating circumstancessubmitted was supported by the evidence. We also conclude that
nothing in the record suggests that defendant's death sentences
were imposed under the influence of passion, prejudice, or any
other arbitrary factor.
Finally, we must consider whether the imposition of the
death penalty in defendant's case is proportionate to other cases
in which the death penalty has been affirmed, considering both
the crime and the defendant. State v. Robinson, 336 N.C. 78,
133, 443 S.E.2d 306, 334 (1994), cert. denied, 513 U.S. 1089, 130
L. Ed. 2d 650 (1995). The purpose of proportionality review is
to eliminate the possibility that a person will be sentenced to
die by the action of an aberrant jury. State v. Holden, 321
N.C. at 164-65, 362 S.E.2d at 537 (1987). Proportionality review
also acts [a]s a check against the capricious or random
imposition of the death penalty. State v. Barfield, 298 N.C.
306, 354, 259 S.E.2d 510, 544 (1979), cert. denied, 448 U.S. 907,
65 L. Ed. 2d 1137 (1980). Our consideration is limited to those
cases that are roughly similar as to the crime and the defendant,
but we are not bound to cite every case used for comparison.
State v. Syriani, 333 N.C. at 400, 428 S.E.2d at 146. Whether
the death penalty is disproportionate ultimately rest[s] upon
the 'experienced judgments' of the members of this Court. State
v. Green, 336 N.C. 142, 198, 443 S.E.2d 14, 47, cert. denied, 513
U.S. 1046, 130 L. Ed. 2d 547 (1994).
In the case at bar, defendant was convicted of five first-
degree murders -- three on the basis of premeditation and
deliberation and under the felony murder rule and two solelyunder the felony murder rule. As to the murders of Mitzi
Phillips and Katie Phillips, for each of which defendant received
a sentence of death, the jury found three of the four aggravating
circumstances submitted: (i) that the capital felonies were
committed for the purpose of avoiding or preventing a lawful
arrest, N.C.G.S. § 15A-2000(e)(4); (ii) that the murders were
especially heinous, atrocious, or cruel, N.C.G.S. § 15A-
2000(e)(9); and (iii) that the murders were part of a course of
conduct in which defendant engaged and which included the
commission by defendant of other crimes of violence against
another person or persons, N.C.G.S. § 15A-2000(e)(11). A fourth
aggravating circumstance was submitted to but not found by the
jury: that the capital felonies were committed for pecuniary
gain, N.C.G.S. § 15A-2000(e)(6).
The trial court submitted five statutory mitigating
circumstances for the jury's consideration; namely, (i) the
capital felonies were committed while defendant was under the
influence of mental or emotional disturbance, N.C.G.S. § 15A-
2000(f)(2); (ii) defendant's capacity to appreciate the
criminality of his conduct or to conform his conduct to the
requirements of the law was impaired, N.C.G.S. § 15A-2000(f)(6);
(iii) defendant's age at the time of the crime, N.C.G.S. § 15A-
2000(f)(7); (iv) defendant aided in the apprehension of another
capital felon, N.C.G.S. § 15A-2000(f)(8); and (v) the catchall
mitigating circumstance that there existed any other circumstance
arising from the evidence which the jury deemed to have
mitigating value, N.C.G.S. § 15A-2000(f)(9). The jury found the(f)(2), (f)(6), and (f)(8) mitigating circumstances to exist.
The trial court also submitted forty-four nonstatutory mitigating
circumstances; the jury found thirty-five of these circumstances
to exist.
In our proportionality analysis we compare this case to
those cases in which this Court has determined the sentence of
death to be disproportionate. This Court has determined the
death sentence to be disproportionate on eight occasions. State
v. Kemmerlin, 356 N.C. 446, 573 S.E.2d 870 (2002); State v.
Benson, 323 N.C. 318, 372 S.E.2d 517 (1988); State v. Stokes, 319
N.C. 1, 352 S.E.2d 653 (1987); State v. Rogers, 316 N.C. 203, 341
S.E.2d 713 (1986), overruled on other grounds by State v. Gaines,
345 N.C. 647, 483 S.E.2d 396, cert. denied, 522 U.S. 900, 139 L.
Ed. 2d 177 (1997), and by State v. Vandiver, 321 N.C. 570, 364
S.E.2d 373 (1988); State v. Young, 312 N.C. 669, 325 S.E.2d 181
(1985); State v. Hill, 311 N.C. 465, 319 S.E.2d 163 (1984); State
v. Bondurant, 309 N.C. 674, 309 S.E.2d 170 (1983); State v.
Jackson, 309 N.C. 26, 305 S.E.2d 703 (1983). This case is not
substantially similar to any of the cases in which this Court has
found that the death sentence was disproportionate.
We also consider cases in which this Court has found the
death penalty to be proportionate. Defendant in this case killed
one victim and then killed four other victims in an attempt to
rid the scene of witnesses. He invaded the home of two of the
victims and killed five people from three generations of one
family. A murder in the home 'shocks the conscience, not only
because a life was senselessly taken, but because it was taken[at] an especially private place, one [where] a person has a
right to feel secure.' State v. Adams, 347 N.C. 48, 77, 490
S.E.2d 220, 236 (1997) (quoting State v. Brown, 320 N.C. 179,
231, 358 S.E.2d 1, 34, cert. denied, 484 U.S. 970, 98 L. Ed. 2d
407 (1987)) (alterations in original), cert. denied, 522 U.S.
1096, 139 L. Ed. 2d 878 (1998); accord State v. Nicholson, 355
N.C. at 72, 558 S.E.2d at 155. As to these two murders,
defendant was convicted based on premeditation and deliberation
and under the felony murder rule. The finding of premeditation
and deliberation indicates a more cold-blooded and calculated
crime. State v. Artis, 325 N.C. at 341, 384 S.E.2d at 506.
Furthermore, this Court has deemed the (e)(9) and (e)(11)
aggravating circumstances, standing alone, to be sufficient to
sustain a sentence of death. State v. Bacon, 337 N.C. 66, 110
n.8, 446 S.E.2d 542, 566 n.8 (1994), cert. denied, 513 U.S. 1159,
130 L. Ed. 2d 1083 (1995). Viewed in this light, the present
case is more analogous to cases in which we have found the
sentence of death proportionate than to those cases in which we
have found the sentence disproportionate or to those cases in
which juries have consistently returned recommendations of life
imprisonment.
Defendant received a fair trial and capital sentencing
proceeding, free from prejudicial error; and the death sentences
in this case are not disproportionate. Accordingly, the
judgments of the trial court are left undisturbed.
NO ERROR.
Footnote: 1 Defendant also raises an assignment of error concerning the
trial court's repeated exclusion of this same evidence at the
sentencing proceeding. We address this issue below.
Footnote: 2 We note that this case was tried prior to our decision in
State v. Jones, 355 N.C. 117, 558 S.E.2d 97. However, Jones did
not recognize new requirements as to the permissible scope of
closing arguments but merely reiterated principles of law long
followed by this Court.