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HELEN LOCUST, INDIVIDUALLY, and as ADMINISTRATRIX OF THE ESTATE
OF LESTER R. TYSON
v.
PITT COUNTY MEMORIAL HOSPITAL, INC., JAMES M. GALLOWAY, M.D.,
LINDA G. MONTEITH, M.D., and PITT FAMILY PHYSICIANS
Appeal pursuant to N.C.G.S. § 7A-30(2) from the
decision of a divided panel of the Court of Appeals, 154 N.C.
App. 103, 571 S.E.2d 668 (2002), affirming an order for summary
judgment entered 22 August 2001 by Judge James R. Vosburgh in
Superior Court, Pitt County. Heard in the Supreme Court
8 September 2003.
Burford & Lewis, PLLC, by Robert J. Burford, for
plaintiff-appellant.
Harris, Creech, Ward and Blackerby, P.A., by
R. Brittain Blackerby and Joseph E. Elder, for
defendant-appellees Pitt County Memorial Hospital,
Inc., and Linda G. Monteith, M.D.
Herrin & Morano, by Mickey A. Herrin, for defendant-
appellees James M. Galloway, M.D., and Pitt Family
Physicians.
LAKE, Chief Justice.
This appeal arises out of a unique set of circumstances
bringing into question the interplay between chapter 31A, Acts
Barring Property Rights and chapter 29, the Intestate Succession
Act, and their effect upon the Wrongful Death Act, N.C.G.S.
§ 28A-18-2. The primary issue is whether chapter 31A should be
considered a part of chapter 29 thereby changing the rules of
intestacy, for purposes of determining standing in a wrongful
death action. In this case, Helen Locust (plaintiff) instituted a
wrongful death action, and she now appeals from a decision of the
North Carolina Court of Appeals affirming the trial court's grant
of summary judgment in favor of Pitt County Memorial Hospital
Inc., James M. Galloway, M.D., Linda G. Monteith, M.D., and Pitt
Family Physicians (collectively defendants). For the reasons
herein set forth, we reverse the decision of the Court of Appeals
and remand this case to that court for further remand to the
trial court.
Lester R. Tyson (decedent) was admitted to Pitt
County Memorial Hospital's emergency room on the afternoon of 4
June 1992 for evaluation and treatment related to complaints of
abdominal pain and nausea. On 5 June 1992, Pitt County Memorial
Hospital admitted decedent as an in-patient and assigned him to a
room. Over the next two days, decedent was evaluated and treated
by physicians from Pitt County Memorial Hospital's Departments of
Hematology and Quadrangle Gastroenterology, as well as East
Carolina University Surgery, and decedent's primary care
physician, Dr. Galloway. At approximately 8:15 p.m. on 7 June
1992, decedent experienced an onset of seizure activity. After
receiving notice of the seizures, Dr. Galloway prescribed
medication and ordered a computerized tomography (CT scan) for
decedent. At some point after notifying Dr. Galloway, the
hospital staff discovered decedent lying on the floor in the
hallway outside his room, suffering from a bleeding traumatic
head injury. The nursing staff called for help from the
emergency room. Dr. Monteith, an emergency room resident,responded to the call at 10:15 p.m. and sutured decedent's head
wound. Decedent's medical condition continued to deteriorate,
and Dr. Galloway transferred decedent to the hospital's critical
care unit. A second CT scan was ordered by the critical care
physicians on the morning of 8 June 1992. This scan, performed
at 12:15 p.m. on 8 June 1992, revealed a large right temporal
hemorrhage, a ventricular bleed, and a left scalp hematoma. At
1:30 p.m. on the same day, a neurology consult was performed by
Dr. John Griffith Steele. Dr. Steele pronounced decedent brain
dead at 4:45 p.m. Decedent died at 8:46 p.m. on 8 June 1992. An
autopsy of decedent's body disclosed that his cause of death was
a traumatic blunt force injury to the head.
At the time of his death, decedent was survived by two
brothers, four sisters, and an estranged wife. On 2 June 1994,
decedent's sister, plaintiff Helen Locust, qualified as
administratrix and filed a complaint alleging negligence against
defendants and seeking to recover damages for decedent's wrongful
death including: (1) damages for his care, treatment and
hospitalization; (2) pain and suffering and loss of enjoyment of
life; (3) mental anguish; (4) funeral expenses; (5) present and
future monetary value to his family; and (6) punitive damages.
The damages sought reflect the posture of the action as both a
survival action wherein the complaint sought damages suffered by
decedent prior to his death and a wrongful death action where the
family sought compensation for damages it would suffer for the
loss of decedent. On 16 November 1994, plaintiff voluntarily
dismissed this complaint. On 17 July 1995, plaintiff filed a Statement of
Renunciation and Acts Barring Property Rights, signed by
decedent's estranged wife, Brenda K. Tyson (Mrs. Tyson). In
this statement, Mrs. Tyson, pursuant to chapter 31B, purported to
renounce . . . any interest in the estate of Lester Tyson or any
interest in any wrongful death action brought by reasons of his
death. Mrs. Tyson stated that she voluntarily left decedent in
1989, willfully and without just cause, with the intent of
abandoning him permanently.
Plaintiff refiled a substantially similar complaint on
9 November 1995. Defendants moved for summary judgment, and
their motion was granted on 22 August 2001 on the ground that
Evans v. Diaz, 333 N.C. 774, 430 S.E.2d 244 (1993) stripped
plaintiff of standing. The Court of Appeals in a split decision
affirmed the trial court's decision. Locust v. Pitt Cty. Mem'l
Hosp., Inc., 154 N.C. App. 103, 571 S.E.2d 668 (2002), disc. rev.
denied, 356 N.C. 673, 579 S.E.2d 272 (2003). The Court of
Appeals' dissenting opinion concurred with the majority opinion's
decision to affirm summary judgment regarding the survival
action. The dissenting opinion disagreed with the majority
opinion's conclusion that decedent's siblings were barred from
recovery under the Wrongful Death Act because of the existence of
decedent's estranged wife notwithstanding her renunciation. This
appeal therefore is before us solely on the issue raised in the
dissenting opinion, namely whether plaintiff, as sister of
decedent and administratrix of his estate, has standing to pursuea wrongful death action when decedent was legally married but
abandoned by that spouse at the time of his death.
The crux of this case revolves around the
interpretation of three statutes: N.C.G.S. § 28A-18-2, Death by
Wrongful Act of Another; N.C.G.S. § 31A-1, Acts Barring Rights of
Spouse; and chapter 29, the Intestate Succession Act.
The Wrongful Death Act provides in part:
(a) When the death of a person is caused
by a wrongful act, neglect or default of
another, such as would, if the injured person
had lived, have entitled him to an action for
damages therefor, the person or corporation
that would have been so liable, and his or
their personal representatives or collectors,
shall be liable to an action for damages, to
be brought by the personal representative or
collector of the decedent.
N.C.G.S. § 28A-18-2(a) (2003).
Any sum recovered from a wrongful death action after
certain expenses have been paid shall be disposed of as provided
in the Intestate Succession Act. Id.
On its face, the plain language of this statute
suggests no standing problems for plaintiff in bringing the
wrongful death action. Plaintiff as personal representative of
decedent's estate explicitly has the right to bring an action for
his wrongful death. Id. However, the question of identity of
the potential wrongful death beneficiaries drives the standing
issue. Our case law and common sense justify the conclusion that
there can be no wrongful death action where there are no
potential beneficiaries. In Evans v. Diaz, this Court stated:
In an action brought under the Wrongful Death Act[,] the real
party in interest is not the estate but the beneficiary of therecovery as defined in the Act. Evans, 333 N.C. at 776, 430
S.E.2d at 245 (citing Davenport v. Patrick, 227 N.C. 686, 688, 44
S.E.2d 203, 205 (1947)).
On the basis of Evans, the Court of Appeals' majority
held that: (1) Mrs. Tyson, as decedent's legal wife at the time
of his death, is the sole beneficiary of the wrongful death
proceeds under the Intestate Succession Act notwithstanding her
renunciation; (2) her abandonment of decedent deprives her of any
right to the property under N.C.G.S. § 31A-1; and (3) because
this leaves no beneficiary for the potential proceeds, there can
be no wrongful death action.
The beneficiary as defined by the Wrongful Death Act
is one that would take from decedent under the Intestate
Succession Act. Any wrongful death recovery shall be disposed
of as provided in the Intestate Succession Act. N.C.G.S. § 28A-
18-2(a). The Intestate Succession Act in N.C.G.S. § 29-14
provides that where the decedent or intestate dies survived by a
spouse but no lineal descendants or parents, the surviving spouse
inherits all personal and real property of the decedent. The
next section of the Act, N.C.G.S. § 29-15, provides for intestate
distribution to those other than the surviving spouse.
Those persons surviving the [decedent],
other than the surviving spouse, shall take
that share of the net estate not
distributable to the surviving spouse, or the
entire net estate if there is no surviving
spouse, as follows:
. . . .
(4) If the intestate is not survived by such
children or lineal descendants or by a
parent, the brothers and sisters of the
intestate, and the lineal descendants of
any deceased brothers or sisters, shall
take as provided in G.S. 29-16.
N.C.G.S. § 29-15 (2003) (emphasis added).
Applying the Intestate Succession Act to determine the
beneficiaries in the case sub judice, N.C.G.S. § 29-14 directs
potential wrongful death proceeds to Mrs. Tyson, the surviving
spouse at the time of decedent's death. N.C.G.S. § 29-15
presupposes the current situation where a spouse cannot take part
in the distribution pursuant to N.C.G.S. § 29-14 by providing for
persons, other than the surviving spouse to take that share of
the net estate not distributable to the surviving spouse.
N.C.G.S. § 29-15 (emphasis added).
In light of the overall sequence, it is evident that
the legislature intended for the distribution provided in
N.C.G.S. § 29-15 to be read in conjunction and accordance with
N.C.G.S. § 29-14, which dictates the share of the surviving
spouse, often diminished by the presence of decedent's children
and parents. The critical question is whether the statutes were
intended to include the situation at bar, where the spouse's
share was not distributable to her due to her action in
abandoning decedent and thus barring her from taking his property
under N.C.G.S. § 31A-1.
Section 31A-1 states that [a] spouse who wilfully and
without just cause abandons and refuses to live with the other
spouse and is not living with the other spouse at the time of
such spouse's death loses the right of intestate succession inthe estate of the spouse who died. N.C.G.S. § 31A-1(a)(3)
(2003). Notably, under the wording of the statute, intent to
abandon and abandonment even when combined, are insufficient to
preclude an abandoning spouse from intestate succession. The
abandoning spouse must also not [be] living with the other
spouse at the time of such spouse's death. N.C.G.S. § 31A-1.
This Court has held that a spouse may abandon the other spouse
without physically leaving the home, thus likely prompting the
legislature to include the additional requirement in N.C.G.S.
§ 31A-1. Panhorst v. Panhorst, 277 N.C. 664, 671, 178 S.E.2d
387, 392 (1971) (citing Bailey v. Bailey, 243 N.C. 412, 415, 90
S.E.2d 696, 699 (1956); McDowell v. McDowell, 243 N.C. 286, 287,
90 S.E.2d 544, 545 (1955); Blanchard v. Blanchard, 226 N.C. 152,
154, 36 S.E.2d 919, 920 (1946)). Because absence from the
marital home is an element under the statute, a determination of
spousal preclusion from intestate succession cannot be made until
the death of the other spouse.
Both the determination of spousal exclusion under
N.C.G.S. § 31A-1 and the determination of beneficiaries under the
Intestate Succession Act are made at the time of decedent's
death. Davenport v. Patrick, 227 N.C. 686, 689, 44 S.E.2d 203,
205. In Williford v. Williford, 288 N.C. 506, 219 S.E.2d 220
(1975), this Court held that G.S. 31A-2 . . . enacted in 1961,
two years after the enactment of the Intestate Succession Act,
must be deemed a part of the Intestate Succession Act and a
modification of G.S. 29-15(3), as fully as if it had been writtenthereinto or specifically designated as an amendment thereto.
Id. at 508-09, 219 S.E.2d at 222.
Williford involved the right of an abandoning parent to
share in the proceeds received from the wrongful death of his
abandoned child. Williford, 288 N.C. 506, 219 S.E.2d 220. This
Court in Williford, relying in part upon the logic of Smith v.
Allied Exterminators, Inc., 279 N.C. 583, 184 S.E.2d 296 (1971),
held:
that when the Legislature, in G.S. 28-173,
provided that the proceeds of an action for
wrongful death shall be disposed of as
provided in the Intestate Succession Act,
and when it provided in G.S. 97-40 that the
order of priority among claimants to death
benefits payable under the Workmen's
Compensation Act shall be governed by the
general law applicable to the distribution of
the personal estate of persons dying
intestate, it had in mind the same law;
i.e., the Intestate Succession Act as
modified by G.S. Ch. 31A, entitled, Acts
Barring Property Rights.
Williford, 288 N.C. at 510, 219 S.E.2d at 223.
This Court in Williford twice emphasized that the
Intestate Succession Act was modified by chapter 31A. Id. at
508-10, 219 S.E.2d at 222-23. Williford held that the father who
had abandoned the deceased as a minor child could not share in
the settlement proceeds of the wrongful death suit. Id. at 510,
219 S.E.2d at 223. We agree with the analysis of Williford and
hold this precedent applicable in the present case. When
decedent died, his abandoning wife was not living with him. Mrs.
Tyson, having thus completed her abandonment of decedent within
the full requirement of N.C.G.S. § 31A-1, was thus precluded from
inheriting from decedent because the Intestate Succession Act asmodified by chapter 31A does not allow it. Because Mrs. Tyson
could not inherit from decedent, it follows that she could not
receive any wrongful death proceeds directed by the Intestate
Succession Act. Thus, Mrs. Tyson's subsequent renunciation of
interest in decedent's estate and in the potential wrongful death
proceeds was superfluous and of no effect because she then held
no interest to renounce.
The Intestate Succession Act directs distribution of
the shares not distributable to the surviving spouse in
accordance with N.C.G.S. § 29-15. Decedent was not survived by
any lineal descendants or parents, so his brothers and sisters
and the lineal descendants of any deceased brothers or sisters
take as provided in G.S. 29-16. N.C.G.S. § 29-15(4).
Therefore, as the proper beneficiaries of any wrongful death
recovery and thus the real parties in interest, decedent's
brothers and sisters have standing to maintain the action under
Davenport.
Defendants, the trial court, and the Court of Appeals'
majority have relied solely upon the case of Evans v. Diaz, 333
N.C. 774, 430 S.E.2d 244 as authority for dismissal of the
action. In Evans, this Court held that a mother who caused the
death of her son could not renounce her right to inherit from her
son in favor of her daughters and thereby allow the daughters to
maintain a wrongful death action against her. Id. at 775, 430
S.E.2d at 244. In Evans, this Court did not once reference the
slayer statute provision in N.C.G.S. § 31A-3 or any other
provision in chapter 31A, in its opinion although the mother inEvans caused the death of her son. Rather, this Court relied
solely on case law and chapter 31B for the proposition that the
daughters could not seek wrongful death recovery through their
mother's renunciation of interest.
[I]n wrongful death actions where recovery
depends on establishing the liability of a
party who is also a beneficiary of the
decedent's estate, the recovery obtained
shall be reduced by the party-beneficiary's
pro rata share and the party-beneficiary is
precluded from participating in the recovery;
but the action may be maintained on behalf of
the other beneficiaries, if any. Further, if
recovery in a wrongful death action depends
on establishing the liability of a party who
is the sole beneficiary of decedent's estate,
the action may not be brought at all.
Id. at 777, 430 S.E.2d at 245 (quoting Carver v. Carver, 310 N.C.
669, 678, 314 S.E.2d 739, 744 (1984)). This Court concluded that
because the decedent's mother, as sole beneficiary under the
Intestate Succession Act, could not maintain the wrongful death
action, she had no interest to renounce in favor of her
daughters, the decedent's siblings. Evans, 333 N.C. at 777, 430
S.E.2d at 245. The bulk of the opinion focuses on renunciation
and whether renunciation should be allowed under the Wrongful
Death Act, concluding that renunciation is not proper under the
Wrongful Death Act. Id. at 781, 430 S.E.2d at 248.
The present case is distinguishable, factually and in
application of the law, from Evans. The situation at bar differs
factually from Evans in several respects. First, decedent's wife
did not cause or contribute to decedent's death. Her abandonment
of him statutorily precludes her from inheriting from him and
receiving wrongful death proceeds. Second, decedent's siblingsare not attempting to succeed to the interest of the abandoning
wife, as were the sisters of the decedent in Evans in attempting
to succeed to their mother's interest. Third, although both
cases involve purported renunciations, the renunciation at bar
was unnecessary and of no effect because N.C.G.S. § 31A-1, as
part of the Intestate Succession Act, took effect at the time of
decedent's death. To the contrary, the renunciation in Evans was
the only means by which the decedent's sisters could possibly
recover.
In addition to the factual variations, the law
applicable to Evans is not applicable at bar. Evans relied upon
North Carolina case law prohibiting one who negligently caused
the death of another from maintaining a wrongful death action and
thereby profiting from his own wrong, rather than N.C.G.S. § 31A-
1 or the slayer statute provision in N.C.G.S. § 31A-3. Evans,
333 N.C. at 777, 430 S.E.2d at 245 (citing In re Estate of Ives,
248 N.C. 176, 102 S.E.2d 807 (1958)). The case law relied upon
by this Court in Evans grounds its logic in the common law, as
the slayer statute and the provisions of N.C.G.S. § 31A-1 are
inapplicable where the death is caused by negligence. See also,
Julie W. Hampton, Comment: The Need For a New Slayer Statute in
North Carolina, 24 Campbell L. Rev. 295 (2002). The omission of
discussion or analysis of the slayer statute, also known as
N.C.G.S. § 31A-3, or other provisions of chapter 31A, in Evans is
significant, as those sections would have provided a legal
similarity to the present case which is governed under the same
chapter, by N.C.G.S. § 31A-1. Chapters 31A and 29 are not mutually exclusive and are
to be read together to direct the proper application of the
Wrongful Death Act. See Williford, 288 N.C. at 510, 219 S.E.2d
at 223. Read together, and in light of Williford, these statutes
clearly mandate distribution of potential wrongful death proceeds
to decedent's brothers and sisters. Mrs. Tyson had abandoned
decedent and was living apart from him at the time of his death,
thereby precluding her pursuant to chapter 31A from inheriting
from him under the Intestate Succession Act.
We therefore conclude that decedent's brothers and
sisters, as decedent's closest relatives other than his wife,
should share in any wrongful death proceeds, as the Wrongful
Death Act directs distribution of those proceeds through the
Intestate Succession Act. As an appropriate beneficiary of any
potential wrongful death recovery and as administratrix of
decedent's estate, we hold that plaintiff has standing to bring
the wrongful death action, and we reverse the decision of the
Court of Appeals. Accordingly, we remand to the Court of Appeals
for remand to the trial court for further proceedings consistent
with this opinion.
REVERSED AND REMANDED.
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