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STATE OF NORTH CAROLINA
v.
PARISH LORENZO MATTHEWS
Appeal as of right pursuant to N.C.G.S. § 7A-27(a) from
a judgment imposing a sentence of death entered 26 May 2001 by
Judge Clifton W. Everett, Jr., in Superior Court, Edgecombe
County, upon a jury verdict finding defendant guilty of
first-degree murder. On 24 June 2002, the Supreme Court allowed
defendant's motion to bypass the Court of Appeals as to his
appeal of additional judgments. Heard in the Supreme Court 19
November 2003.
Roy Cooper, Attorney General, by Valerie B. Spalding,
Special Deputy Attorney General, for the State.
William F. W. Massengale and Marilyn G. Ozer, for
defendant-appellant.
ORR, Justice.
On 7 February 2000, an Edgecombe County grand jury
indicted Parish Lorenzo Matthews for one count of first-degree
murder, one count of larceny, and one count of financial
transaction card theft. On 6 November 2000, defendant was
further indicted for second-degree burglary and attempted
second-degree rape.
On 21 May 2001, prior to the start of trial, defendant
pled guilty to the larceny and financial transaction card theft
charges. At the end of the evidence, the trial court dismissed
the attempted second-degree rape charge. On 24 May 2001, thejury found defendant guilty of first-degree murder with
premeditation and deliberation and under the felony murder rule.
The jury further found defendant guilty of second-degree
burglary. The jury recommended that defendant be sentenced to
death. The trial court imposed the death sentence, and in
addition imposed a sentence of between ten and twelve months for
the larceny and financial card theft, and a sentence of sixteen
to twenty months for the second-degree burglary, with all three
sentences running consecutively.
Defendant presented no evidence at trial, but the
State's evidence tended to show the following: On 7 August 1999,
defendant and Jessie Pettaway watched movies at Pettaway's
residence. After leaving Pettaway's home, defendant returned
later that night. He entered the home through a window and took
several items belonging to Pettaway, including a cellular phone,
debit card, stereo equipment, and a VCR. At some point,
defendant tied Pettaway's feet and arms with a robe belt and an
extension cord, placed tissue paper in Pettaway's mouth and
covered her mouth with duct tape. The autopsy showed Pettaway
died from asphyxiation; the tissue paper obstructed her airway.
Defendant drove away from Pettaway's home in her Nissan
Pathfinder. The next day he drove the Pathfinder to meet Johnny
Ball. Ball changed the automobile's license plate to an Illinois
license plate and then Ball and defendant drove the automobile to
Illinois.
During their drive to Illinois, defendant and Ball
stopped in Sunman, Indiana, where defendant used Pettaway's debitcard to purchase gas. On 20 August 1999, in Illinois, Robert
Myer of the Pulaski County Sheriff's Department stopped Ball for
speeding. Myer discovered that the vehicle was stolen, and found
the vehicle's original license plate, along with other items,
including Pettaway's cellular phone, handcuffs and a knife. Myer
checked the license plate inside the Pathfinder and discovered
that defendant was wanted in North Carolina for Pettaway's
murder. Myer then arrested defendant.
David Hawkins, a police sergeant from Rocky Mount,
North Carolina, interviewed defendant in Illinois. Defendant
made a voluntary statement to Sergeant Hawkins in which he
admitted the following: Defendant watched movies with Pettaway
at her home. He then left Pettaway's home and went to see
Peeknuckle. Defendant and Peeknuckle climbed through
Pettaway's window and took several items from her. Defendant
helped Peeknuckle tie Pettaway's arms and legs. Peeknuckle then
put a sock in Pettaway's mouth and taped her mouth. Defendant
stated that Pettaway was alive when he left her. After defendant
made his statement, he admitted to Sergeant Hawkins that
Peeknuckle did not exist. Defendant waived extradition to North
Carolina, and Sergeant Hawkins and another detective transported
defendant back to Rocky Mount.
We have reviewed the assignments of error brought
forward by defendant and we find reversible error in defense
counsel's concession of defendant's guilt without his consent
during closing arguments of the guilt-innocence phase of the
trial. Defendant claims he received ineffective assistance of
counsel because his attorney conceded his guilt to second-degree
murder, a lesser included crime, without his consent and in
violation of State v. Harbison, 315 N.C. 175, 337 S.E.2d 504
(1985), cert. denied, 476 U.S. 1123, 90 L. Ed. 2d 672 (1986).
After reviewing defendant's motion for appropriate relief on this
issue filed with this Court, we determined that the record on
appeal contained insufficient evidence to permit this Court to
determine the issue. Therefore, on 3 January 2003, this Court
entered an order remanding defendant's motion for appropriate
relief to Superior Court, Edgecombe County, for an evidentiary
hearing. The order directed the trial court to make findings of
fact and conclusions of law as to defendant's allegations of
ineffective assistance of counsel. Following the evidentiary
hearing, the trial court, with Judge Frank R. Brown presiding,
entered its order on 30 June 2003 with extensive findings of fact
and conclusions of law concluding that defendant had not received
ineffective assistance of counsel, and denying defendant's motion
for appropriate relief. This order, along with a transcript of
the hearing was filed in this Court on 24 July 2003 and is
considered an addendum to the record on appeal in this case.
Findings of fact made by the trial court pursuant to
hearings on motions for appropriate relief are binding upon the
[defendant] if they were supported by evidence. State v.
Stevens, 305 N.C. 712, 719-20, 291 S.E.2d 585, 591 (1982). Our
inquiry therefore, is to determine whether the findings of fact
are supported by evidence, whether the findings of fact supportthe conclusions of law, and whether the conclusions of law
support the order entered by the trial court. Stevens, 305 at
720, 291 S.E.2d at 591; see also, State v. Morganherring, 350
N.C. 701, 714, 517 S.E.2d 622, 630 (1999), cert. denied, 529 U.S.
1024, 146 L. Ed. 2d 322 (2000).
In Harbison, we held that ineffective assistance of
counsel, per se in violation of the Sixth Amendment, has been
established in every criminal case in which the defendant's
counsel admits the defendant's guilt to the jury without the
defendant's consent. Harbison, 315 N.C. at 180, 337 S.E.2d at
507-08. Therefore, we must determine whether the trial court's
conclusion of law that [d]efendant has failed to make any
showing of ineffective assistance of trial counsel pursuant to
Harbison is supported by the trial court's findings of fact.
During the closing argument of the guilt-innocence
phase of defendant's jury trial, one of his attorneys, Edward
Simmons, stated:
There are three possible verdicts in
that case. And Mr. Graham has shown you
that. You have a possible verdict of guilty
of first-degree murder. And there are two
theories upon which the State relies for
that. And we're going to talk about that in
just a minute.
You have a possible verdict of guilty of
second-degree murder. And then the third
possibility is not guilty. I've been
practicing law twenty-four years and I've
been in this position many times. And this
is probably the first time I've come up in
front of the jury and said you ought not to
even consider that last possibility.
And I'm not up here and I'm not telling
you that that's a possibility. I'm not
saying you should find Mr. Matthews not
guilty. That's very unusual. And it kind of
cuts against the grain of a defense lawyer. But I'm telling you in this case you ought
not to find him not guilty because he is
guilty of something.
(Emphasis added.) Simmons later stated: When you look at the
evidence . . . you're going to find that he's guilty of second-
degree murder.
In Judge Brown's 30 June 2003 order filed in Superior
Court, Edgecombe County, following the Harbison, the trial court
found the following:
9. The trial attorneys' theory of the case
was to deny first-degree murder but
acknowledge that defendant was
accountable, which is why they argued
strenuously for an instruction on
voluntary manslaughter . . . . Judge
Everett did not give an instruction on
voluntary manslaughter . . . .
. . . .
11. After the charge conference at
guilt/innocence, Simmons did not ask
defendant if he would concede to
Simmons' arguing second-degree murder to
the jury. . . .
12. . . . [Simmons] asked the jury to find
the defendant guilty of second-degree
murder. When it was over, defendant
appeared to be angry and upset.
[Defendant] said nothing to Simmons but
Godwin told Simmons that defendant did
not want Simmons to say or do anything
else in the case.
. . . .
16. Simmons stated that the trial strategy
was to try for voluntary manslaughter if
the attorneys could get an instruction
on it, or for second-degree murder if
they could not. . . .
17. Simmons had discussed the trial strategy
with Godwin and he agreed with it.
Simmons had discussed the same strategy
with defendant several times in depthand in great detail: i.e. trying to get
a verdict of something less than first-
degree murder at guilt/innocence.
Defendant took part in these strategy
discussions.
. . . .
19. Simmons and Godwin discussed second
degree murder with defendant in the
sense that anything less than first
degree murder would be good. This was
their trial strategy. Simmons was
certain that defendant concurred with
it. . . .
. . . .
26. When Simmons was giving closing argument
at the guilt/innocence phase, defendant
tapped Godwin on the shoulder and asked
whether he heard what Simmons had just
said. Prior to Simmons' return to the
counsel table, defendant told Godwin to
tell Simmons that he was to have nothing
further to do with the case and that
Godwin was to complete the case.
Simmons continued to help in discussion
and preparation, but Godwin did all the
communicating with defendant.
27. Godwin testified that defendant never
specifically said to the attorneys, You
have my permission to tell the jury that
I am guilty of second-degree murder.
Godwin did not recall that either he or
Simmons specifically asked defendant if
they could argue that he was guilty of
second-degree murder. . . .
. . . .
30. The attorneys' trial strategy was to try
to convince the jury that defendant was
guilty of something other than first
degree murder. This included pleading
to the larceny charges to show that
there was some culpability. Godwin did
not believe that the attorneys were ever
going to try to concede to second degree
murder because defendant had told the
officers that he did not intend to kill
Pettaway, but that depended on howthings turned out during the State's
case.
. . . .
32. This Court finds on the basis of the
sworn testimony given by [] Simmons and
Godwin that defendant's consent to the
trial strategy was knowing and
intelligent, arrived at after much
discussion, and adhered to by Simmons in
closing argument as to second degree
murder rather than voluntary
manslaughter because voluntary
manslaughter was no longer an option.
Based on these findings of fact, the trial court concluded as a
matter of law that defendant failed to make any showing of
ineffective assistance of trial counsel pursuant to Harbison,
and denied defendant's Harbison claim.
We now address whether the trial court's findings of
fact support its conclusion that defendant's trial counsel did
not commit Harbison error. The trial court found that defense
counsel's trial strategy was to convince the jury that defendant
was guilty of something other than first degree murder. The
trial court found that, because defendant consented to this
overall strategy, and because [d]efendant's IQ was high,
defendant implicitly allowed his trial counsel to concede his
guilt. However, we conclude that Harbison requires more than
implicit consent based on an overall trial strategy and
defendant's intelligence.
[T]he gravity of the consequences demands
that the decision to plead guilty remain in
the defendant's hands. When counsel admits
his client's guilt without first obtaining
the client's consent, the client's rights to
a fair trial and to put the State to the
burden of proof are completely swept away.
The practical effect is the same as ifcounsel had entered a plea of guilty without
the client's consent. Counsel in such
situations denies the client's right to have
the issue of guilt or innocence decided by a
jury.
Harbison, 315 N.C. at 180, 337 S.E.2d at 507.
Neither the trial court's order, the trial transcripts,
nor the Harbison hearing transcripts indicate that defendant's
counsel advised him they were going to concede his guilt to
second-degree murder. Harbison requires that the decision to
concede guilt to a lesser included crime be made exclusively by
the defendant. Harbison, 315 N.C. at 180, 337 S.E.2d at 507.
Furthermore, [b]ecause of the gravity of the consequences, a
decision to plead guilty must be made knowingly and voluntarily
by the defendant after full appraisal of the consequences. Id.
at 180, 337 S.E.2d at 507. For us to conclude that a defendant
permitted his counsel to concede his guilt to a lesser-included
crime, the facts must show, at a minimum, that defendant knew his
counsel were going to make such a concession. Because the record
does not indicate defendant knew his attorney was going to
concede his guilt to second-degree murder, we must conclude
defendant's attorney made this concession without defendant's
consent, in violation of Harbison. Thus, the trial court's
conclusion of law that no Harbison error occurred is not
supported by the trial court's findings of fact. Defendant's
attorney committed ineffective assistance of counsel per se, and
defendant is entitled to a new trial.
Although defendant's death sentence is reversed and his
case is remanded to the trial court for a new trial, we take thisopportunity to address two additional issues to prevent them from
recurring at defendant's second trial. See, e.g., State v.
Porter, 326 N.C. 489, 511, 391 S.E.2d 144, 158 (1990); State v.
Williams, 317 N.C. 474, 483, 346 S.E.2d 405, 411 (1986); State v.
Stokes, 308 N.C. 634, 652, 304 S.E.2d 184, 195 (1983).
First, we conclude that the prosecutor violated Rule 24
of the North Carolina General Rules of Practice for Superior and
District Courts by failing to hold a special pre-trial
conference. Rule 24 states in pertinent part:
There shall be a pretrial conference in
every case in which the defendant stands
charged with a crime punishable by death. No
later than ten days after the superior court
obtains jurisdiction in such case, the
district attorney shall apply to the
presiding superior court judge or other
superior court judge holding court in the
district, who shall enter an order requiring
the prosecution and defense counsel to appear
before the court within forty-five days
thereafter for the pretrial conference. Upon
request of either party at the pretrial
conference the judge may for good cause shown
continue the pretrial conference for a
reasonable time.
R. Pretrial Conference in Capital Cases 24, 2001 N.C. R. Ct.
(State) 74. Rule 24 also mandates that the trial court and the
parties consider the nature of the charges and the existence of
evidence of aggravating circumstances; . . . [and] timely
appointment of assistant counsel for an indigent defendant when
the State is seeking the death penalty. Id.
Rule 24 provides a simple, bright-line rule, requiring
prosecutors to petition for a special pretrial conference in all
capital cases. Rule 24 of the Rules of Practice is mandatory.
State v. Rorie, 348 N.C. 266, 271, 500 S.E.2d 77, 81 (1998). Inthe case sub judice, the prosecutor violated the rule by failing
to petition an Edgecombe County Superior Court judge for a
pretrial conference as the rule mandates.
Repeated violations of the rule manifesting willful
disregard for the fair and expeditious prosecution of capital
cases may result in citation for contempt pursuant to N.C.G.S. §
5A-11(7) or other appropriate disciplinary action against the
district attorney. Rorie, 348 N.C. at 270-71, 500 S.E.2d at 81.
Before the State retries defendant, the prosecutor must petition
a superior court judge for a Rule 24 conference. If the
prosecutor fails to petition the superior court for a pretrial
conference, he risks disciplinary action.
Next, we address defendant's complaint that the
prosecutor presented an improper and unprofessional closing
argument to the jury. Unfortunately as we have repeatedly
noted
(See footnote 1)
, complaints such as defendant's come before this Court in
criminal cases far too frequently. This case is remanded for
other reasons, and it is not necessary for this Court to reachthe issue of improper closing argument in the case at hand.
However, we feel compelled to instruct the attorneys and courts
of this State, once again, on how to conduct themselves in a
proper and professional manner during closing argument.
When the prosecutor becomes abusive, injects his
personal views and opinions into the argument before the jury, he
violates the rules of fair debate. State v. Jones, 355 N.C.
117, 130, 558 S.E.2d 97, 105 (2002) (quoting State v. Smith, 279
N.C. 163, 166, 181 S.E.2d 458, 460 (1971)). The prosecutor's
closing argument in the case at bar was improper because the
prosecutor engaged in name-calling and used scatological language
when referring to defendant's theory of the case. During closing
argument the prosecutor characterized defendant as a monster,
demon, devil, a man without morals and as having a monster
mind. Such improper characterizations of defendant amounted to
no more than name-calling and did not serve the State because the
prosecutor was not arguing the evidence and the conclusions that
can be inferred therefrom. See N.C.G.S. § 15A-1230(a) (2003).
Defendant also complains that the prosecutor's use of
scatological language was inappropriate and thus improper. We
agree. In his closing argument, the prosecutor attacked the
defendant's theory of the case as follows:
The defendant, I believe through Mr.
Simmons, is going to be portrayed as somebody
who is not a monster; as somebody who made a
mistake; as somebody who probably did wrong
by going in that house; as somebody who only
wanted the stuff in the house; as somebody
who wouldn't harm a flea; as somebody who
would not kill; as somebody who regretted
what they did; as somebody who was sorry forwhat they did; as somebody who, just resist
the urge to laugh, who tried to save her.
That's bull crap.
(Emphasis added.)
This Court has repeatedly warned that closing arguments
must be kept within the bounds of civility. Walters, 357 N.C. at
108, 588 S.E.2d at 368; Jones, 355 N.C. at 129, 558 S.E.2d at
105. Though [g]enerally, trial counsel is allowed wide latitude
in the scope of jury arguments, State v. Hill, 347 N.C. 275,
298, 493 S.E.2d 264, 277 (1997) cert. denied, 523 U.S. 1142, 140
L. Ed. 2d 1099 (1998), a trial attorney may not make
uncomplimentary comments about opposing counsel, and should
'refrain from abusive, vituperative, and opprobrious language, or
from indulging in invectives.' State v. Sanderson, 336 N.C. 1,
10, 442 S.E.2d 33, 39 (1994) (quoting State v. Miller, 271 N.C.
646, 659, 157 S.E.2d 335, 346 (1967)).
In the case sub judice, the prosecutor's closing
argument was improper because his personal opinion about
defendant's theory of the case exceeded proper boundaries and he
engaged in improper name-calling.
In sum, improper closing arguments cannot be tolerated.
We again admonish the attorneys and trial courts of this State to
reevaluate the need for melodrama and theatrics over civil,
reasoned persuasion.
A well-reasoned, well articulated closing
argument can be a critical part of winning a
case. However, such argument, no matter how
effective, must: (1) be devoid of counsel's
personal opinion; (2) avoid name-calling
and/or references to matters beyond the
record; (3) be premised on logical
deductions, not on appeals to passion orprejudice; and (4) be constructed from fair
inferences drawn only from evidence properly
admitted at trial.
Jones, 355 N.C. at 135, 558 S.E.2d at 108. We remind the
prosecutor that the State's interest in a criminal prosecution
is not that it shall win a case, but that justice shall be done.
Berger v. United States, 295 U.S. 78, 88, 79 L. Ed. 1314, 1321
(1935).
Finally, while defendant assigns numerous errors to all
phases of his trial, we decline to address every potential error
as these errors are unlikely to recur at a new trial. We
conclude as a matter of law that defense counsel's admission that
defendant was guilty of second-degree murder constituted
ineffective assistance of counsel per se. For the foregoing
reasons, we conclude the trial court's errors were prejudicial to
defendant's right to a fair trial, and thus defendant is entitled
to a new trial.
NEW TRIAL.
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