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25S (12 + 13)
State v. Mitchell
No. 655PA02
(Filed 6 February 2004)
Motor Vehicles--driving while impaired--driver's license checkpoint
The Court of Appeals did not err in a driving while impaired case by concluding that a
driver's license checkpoint was legal, because: (1) officers are not constitutionally mandated to
conduct driver's license checkpoints pursuant to written guidelines, the officer received sufficient
supervisory authority to conduct the checkpoint, and the officers stopped all oncoming traffic at
the checkpoint; (2) the pertinent officer had reasonable articulable suspicion to stop defendant
when defendant ignored the officer's order to stop and forced the officer to jump out of the road
to avoid being struck by defendant's vehicle; and (3) the officer had reasonable articulable
suspicion that defendant committed several crimes including assaulting a police officer,
attempting to elude an officer who was in the lawful performance of his duties, and driving a
vehicle carelessly and heedlessly in willful or wanton disregard of the rights or safety of others.
Justice BRADY dissenting.
Justices WAINWRIGHT and EDMUNDS join in the dissenting opinion.
STATE OF NORTH CAROLINA
v.
DAVID ERIC MITCHELL
On discretionary review pursuant to N.C.G.S. § 7A-31 of
a decision of the Court of Appeals, 154 N.C. App. 186, 571 S.E.2d
640 (2002), reversing an order entered in open court and reduced
to writing on 17 October 2001 by Judge Marcus L. Johnson in
Superior Court, Gaston County. Heard in the Supreme Court 16
October 2003.
Attorney General Roy Cooper, by Isaac T. Avery, III,
Special Deputy Attorney General, and Patricia A. Duffy,
Assistant Attorney General, for the State.
American Civil Liberties Union of North Carolina Legal
Foundation, Inc., by Seth H. Jaffe, for the defendant.
ORR, Justice.
On 6 February 2000, defendant David Eric Mitchell was
arrested and charged with driving while impaired in violation of
N.C.G.S. § 20-138.1. Defendant was found guilty of the offense
in District Court, Gaston County. He appealed to Superior Court
and, on 17 September 2001, filed a pre-trial motion to suppress
on the ground that his stop and arrest following his failure to
stop at a driver's license checkpoint violated the Fourth and
Fourteenth Amendments of the United States Constitution. The
Superior Court granted defendant's motion to suppress defendant's
stop and arrest, finding that defendant was stopped as a direct
result of a roadblock or checking station; that the stopping ofthe Defendant's vehicle at the February 6, 2000, check point was
a seizure; and that the checkpoint violates the United States
and North Carolina Constitutions because of the unbridled and
unrestrained discretion granted to the officers in the field.
The State appealed the trial court's grant of defendant's motion
to the Court of Appeals.
On appeal, the Court of Appeals concluded that the
trial court needed only to address the suppression motion in the
context of the legality of defendant's stop and arrest. In
support of its decision, the Court of Appeals stated that the
checkpoint was not an unreasonable detention and therefore was
valid under the Fourth Amendment. State v. Mitchell, 154 N.C.
App. 186, 189-90, 571 S.E.2d 640, 643 (2002). We agree with the
Court of Appeals regarding the legality of the checkpoint;
however, we conclude that defendant's stop and arrest was proper
without resting our decision on the constitutionality of the
checkpoint. Accordingly, we affirm the decision of the Court of
Appeals as modified herein.
The State's evidence showed the following: On 6
February 2000, Boyce Falls, a police officer with the Belmont
Police Department, decided to set up a random driver's license
check on U.S. Highway 29/74 to check westbound traffic for valid
licenses and registrations. Falls testified that he had
standing permission from Belmont Police Captain William Jonas
to conduct driver's license checkpoints. Falls spoke with his
shift sergeant before conducting the checkpoint to ensure that
the sergeant had enough manpower for the checkpoint. Pursuant tothe Belmont Police Department's requirements, three police
officers were present at the checkpoint. Also, pursuant to these
requirements, the officers conducted the checkpoint in a safe
area, wore their traffic vests, held flashlights, which they used
to direct automobiles to stop, and stopped every vehicle in the
westbound lanes of U.S. 29/74. While these requirements were not
stated in written form, Captain Jonas testified about them at the
suppression hearing.
On the night in question, at 4:15 a.m., defendant
approached the checkpoint, which was evidenced by the continuous
activation of the blue lights on the patrol cars. Falls
testified that as defendant approached the checkpoint, he shined
his flashlight on his left hand, directing defendant to stop.
Defendant did not stop. Officer Falls stated that:
The closer [defendant] got--and he got very,
very close to me--within twenty-five yards of
me--I shined the flashlight in his eyes and
said stop, whoa; and then I put my flashlight
back down on my hand; and when I realized
that he was only speeding up, I jumped out of
the road and went and got in my vehicle so I
could pursue after him because I knew he
wasn't going to stop at that time.
Next, Falls pursued defendant with the blue lights and siren of
his patrol car activated. Defendant finally stopped one and one-
half miles beyond the checkpoint. We have no evidence in the
record of what transpired after defendant stopped; the only
evidence before us comes from the suppression hearing, and
relates to events that occurred prior to the stop.
The only issue raised by defendant and addressed by the
trial court at the suppression hearing was whether the stop andarrest should be suppressed. The constitutionality of the
checkpoint was the rationale for defendant's argument that the
stop and arrest should be suppressed because the checkpoint was
unconstitutionally authorized. While concluding that the
checkpoint was constitutional, we also conclude that the trial
court erred by analyzing defendant's stop and arrest in terms of
the legality of the checkpoint. Defendant failed to stop at the
checkpoint and in fact, according to Officer Falls' testimony,
increased his speed and forced Falls to quickly move out of the
path of the oncoming vehicle. Therefore, whether defendant's
stop and arrest should be suppressed turns on whether Officer
Falls had reasonable articulable suspicion to stop defendant
after defendant drove through the checkpoint and nearly struck
Falls with the vehicle. We conclude that Officer Falls did have
reasonable articulable suspicion to stop defendant. Therefore,
the trial court erred by suppressing defendant's stop and arrest.
Police officers effectuate a seizure when they stop a
vehicle at a checkpoint. City of Indianapolis v. Edmond, 531
U.S. 32, 40, 148 L. Ed. 2d 333, 342 (2000). But, [t]he Fourth
Amendment does not treat a motorist's car as his castle.
Illinois v. Lidster, ___ U.S. ___, ___, ___ L. Ed. 2d ___, ___
(Jan. 13, 2004) (No. 02-1060). And checkpoint stops conform to
the Fourth Amendment if they are reasonable. Michigan Dep't of
State Police v. Sitz, 496 U.S. 444, 450, 110 L. Ed. 2d 412, 420
(1990). [W]e must judge [the] reasonableness [of a checkpoint
stop], hence, its constitutionality, on the basis of individual
circumstances. Lidster at ___, ___ L. Ed. 2d at ___. In thecase at bar, we conclude that the checkpoint is reasonable, and
thus conforms to the Fourth Amendment.
Because checkpoint stops are minimally intrusive, and
are not subjective stops, like those arising from roving patrols,
checkpoints are viewed with less scrutiny than are roving
patrols. As the U.S. Supreme Court stated in United States v.
Ortiz, 422 U.S. 891, 894-95, 45 L. Ed. 2d 623, 628 (1975):
[T]he circumstances surrounding a checkpoint
stop and search are far less intrusive than
those attending a roving-patrol stop. Roving
patrols often operate at night on
seldom-traveled roads, and their approach may
frighten motorists. At traffic checkpoints
the motorist can see that other vehicles are
being stopped, he can see visible signs of
the officers' authority, and he is much less
likely to be frightened or annoyed by the
intrusion.
In the instant case, the checkpoint stop was only a minimal
intrusion.
Relying on Sitz, 496 U.S. 444, 110 L. Ed. 2d 412, where
the United States Supreme Court upheld a sobriety checkpoint
conducted pursuant to written guidelines, defendant argues and
the dissent agrees that the Fourth Amendment prohibits officers
from conducting checkpoints without written guidelines. We
disagree. Although the Michigan State Police in Sitz conducted
the sobriety checkpoint pursuant to written guidelines, the
United States Supreme Court did not uphold the checkpoint solely
because of those written guidelines. Id. at 453, 110 L. Ed. 2d
at 422. The Court also found the checkpoint constitutional
because it was a checkpoint, not a roving patrol, and because thepolice stopped every approaching vehicle. Similarly, in the
instant case, the Belmont Police stopped every oncoming vehicle.
Defendant also claims Delaware v. Prouse, 440 U.S. 648,
59 L. Ed. 2d 660 (1979), prohibits police officers from
conducting driver's license checkpoints without written
guidelines. In Prouse, 440 U.S. 648, 59 L. Ed. 2d 660, the
United States Supreme Court held that the Fourth Amendment
prohibits police from randomly stopping motorists to check their
driver's licenses and registrations. Id. at 663, 59 L. Ed. 2d at
673. The Court condemned the unbridled discretion exercised by
law enforcement officers conducting these spot checks. Id. at
661, 59 L. Ed. 2d at 672. However, as defendant concedes, the
Court in Prouse sanctioned checkpoints like the one at issue,
stating: Questioning of all oncoming traffic at roadblock-type
stops is one possible alternative [to random stops]. Id. at
663, 59 L. Ed. 2d at 674. As previously noted, the officers
stopped all oncoming traffic at the checkpoint.
Neither Sitz, 496 U.S. 444, 110 L. Ed. 2d 412, Prouse,
440 U.S. 648, 59 L. Ed. 2d 660, nor the Fourth Amendment requires
police departments to have written guidelines before conducting
driver's license checkpoints, nor do we find any such requirement
under our state constitution. Therefore, we decline to conclude
that checkpoints conducted without written guidelines are per se
unconstitutional. Here adequate internal guidelines were
testified to and implemented.
Defendant also contends the checkpoint is
unconstitutional because Officer Falls, who established thecheckpoint, failed to obtain supervisory permission before
creating it. To support this contention, defendant relies
heavily on Prouse, 440 U.S. 648, 59 L. Ed. 2d 660, in which the
United States Supreme Court held that a police officer abused his
discretion by randomly stopping a driver to check the driver's
license and registration. Defendant contends that to prevent
police officers from abusing their discretion, this Court should
require them to obtain supervisory permission before creating
driver's license checkpoints. But, in the case sub judice,
Officer Falls had supervisory permission to create the
checkpoint. Officer Falls testified that before conducting the
checkpoint, he spoke with the shift sergeant . . . [t]o make
sure [the sergeant] ha[d] the manpower for Falls to set up the
checkpoint. Additionally, Falls testified that he had standing
permission from Captain Jonas to conduct driver's license
checkpoints as long as he followed Jonas' guidelines. Captain
Jonas' guidelines, as testified to at the hearing, included:
requiring his police officers to conduct driver's license
checkpoints in safe places that had proper lighting; requiring
officers to activate their blue lights while conducting a
checkpoint; requiring officers to stop all cars approaching a
checkpoint; and requiring at least three officers to be present
at a checkpoint.
We conclude that Falls' standing permission to set up
checkpoints pursuant to Captain Jonas' oral guidelines and
Officer Falls' call to his supervisor before creating the
checkpoint at issue are constitutionally sufficient restraints tokeep Falls from abusing his discretion. Because police officers
are not constitutionally mandated to conduct driver's license
checkpoints pursuant to written guidelines; because Officer Falls
received sufficient supervisory authority to conduct the
checkpoint; and because the officers stopped all oncoming traffic
at the checkpoint, we conclude that the checkpoint was
constitutional.
Finally, we note that in the United States Supreme
Court's most recent decision on the constitutionality of
checkpoints, the Court neither addressed the need for officers to
set up checkpoints pursuant to written guidelines nor the need
for officers to obtain supervisory permission before creating a
checkpoint. Lidster. ___ U.S. ___, ___ L. Ed. 2d ___. That
neither the parties in Lidster, nor the Supreme Court itself were
compelled to address these issues indicates the issues are not
lynchpins for determining the constitutionality of a checkpoint.
Lidster involved a roadblock set up to seek information
about a prior crime, and not a roadblock set up to check drivers'
licenses and registrations. But here, defendant's argument
requesting this Court to impose additional constraints on police
officers who set up driver's license checkpoints would arguably
apply to police officers who set up information-seeking
checkpoints. Thus, we conclude that the absence in Lidster of
any focus on an issue dealing with supervisory permission and
written guidelines indicates that these issues do not merit a
constitutionally mandated reversal in a roadblock case such as
the one sub judice. Alternatively, because defendant did not stop at the
checkpoint, we also consider whether Officer Falls had reasonable
articulable suspicion to stop defendant after defendant ignored
the officer's order to stop and forced Falls to jump out of the
road to avoid being struck by defendant's vehicle. A police
officer may stop a person if the officer has reasonable
articulable suspicion that the person was engaged in criminal
activity prior to the seizure. State v. Foreman, 351 N.C. 627,
631, 527 S.E.2d 921, 923 (2000). When an officer observes
conduct which leads him reasonably to believe that criminal
conduct may be afoot, he may stop the suspicious person to make
reasonable inquiries. State v. Pearson, 348 N.C. 272, 275, 498
S.E.2d 599, 600 (1998).
Officer Falls had reasonable articulable suspicion to
stop defendant. As the United States Supreme Court recently
stated: Headlong flight--wherever it occurs--is the consummate
act of evasion: It is not necessarily indicative of wrongdoing,
but it is certainly suggestive of such. Illinois v. Wardlow,
528 U.S. 119, 124, 145 L. Ed. 2d 570, 576 (2000) (holding that a
police officer had reasonable articulable suspicion to stop a
defendant where defendant, without provocation, fled upon seeing
police officers). In the case sub judice, defendant accelerated
his vehicle when Falls ordered him to stop, and defendant's
vehicle nearly struck Falls. Defendant's actions constituted
evidence of flight. This flight and the surrounding
circumstances gave Officer Falls reasonable articulable suspicion
to stop defendant. We note, however, that the facts of the casedo not deal with the circumstance where a driver makes a legal
turn away from a checkpoint.
Furthermore, without concluding that defendant
committed any crimes, we note that Falls had reasonable
articulable suspicion that defendant committed several crimes:
assaulting a police officer, attempting to elude a law
enforcement officer who is in the lawful performance of his
duties in violation of N.C.G.S. § 20-141.5(a) (2001), and
driving a vehicle carelessly and heedlessly in willful or wanton
disregard of the rights or safety of others, in violation of the
reckless driving statute, N.C.G.S. § 20-140(a) (2001).
Falls also had reasonable articulable suspicion that
defendant committed an assault. There is no statutory
definition of assault in North Carolina, and the crime of assault
is governed by common law rules. State v. Roberts, 270 N.C.
655, 658, 155 S.E.2d 303, 305 (1967). This Court defines assault
as, 'an overt act or an attempt, or the unequivocal appearance
of an attempt, with force and violence, to do some immediate
physical injury to the person of another, which show of force or
menace of violence must be sufficient to put a person of
reasonable firmness in fear of immediate bodily harm.' Id.
(quoting 1 Strong's N.C. Index, Assault and Battery, § 4, p. 182
[1957]). Because defendant accelerated his vehicle as he
directly approached Officer Falls, Falls could have determined
that defendant was attempting to injure him. Hence, Falls had
reasonable articulable suspicion that defendant committed an
assault. Moreover, the fact that defendant accelerated when
Officer Falls requested him to stop, and that defendant nearly
hit Falls, provided Falls with reasonable articulable suspicion
that defendant violated N.C.G.S. § 20-141.5(a) (2001), which
states: It shall be unlawful for any person to operate a motor
vehicle on a street, highway, or public vehicular area while
fleeing or attempting to elude a law enforcement officer who is
in the lawful performance of his duties, and N.C.G.S. §
20-140(a) (2001), which states: Any person who drives any
vehicle upon a highway or any public vehicular area carelessly
and heedlessly in willful or wanton disregard of the rights or
safety of others shall be guilty of reckless driving.
Therefore, regardless of the constitutional status of the
checkpoint, Officer Falls properly stopped and seized defendant.
Accordingly, the trial court erred in suppressing evidence of
defendant's stop and arrest.
To follow the dissent's argument to its logical and
practical conclusion under the facts of this case would result in
the inability of a law enforcement officer to stop a motorist who
disobeyed the officer's request to stop at a roadblock. The
dissent attempts to avoid this conclusion by stating that:
Police officers may certainly develop a reasonable articulable
suspicion to stop a car based upon their observations, unrelated
to the checkpoint, that a crime has been committed. Even with
this acknowledgment, under the dissent, a motorist who guesses
correctly that a checkpoint is not validly set up would appear tohave carte blanche to ignore the checkpoint absent circumstances
unrelated to the checkpoint.
MODIFIED AND AFFIRMED.
No. 655PA03 - State v. Mitchell
Justice BRADY dissenting.
I acknowledge that impaired drivers seriously endanger
the lives of their fellow citizens across our state and nation.
I further acknowledge that North Carolina's state and local law
enforcement agencies work diligently to ensure the safety of our
streets and highways. However, I cannot agree with the
majority's conclusion that this case turns on whether Officer
Falls had reasonable articulable suspicion to stop defendant
after defendant proceeded through the license checkpoint; nor can
I agree that the driver's license checkpoint at issue passes
constitutional muster under the United States and North Carolina
Constitutions. In this case, field officers were endowed with
unbridled discretion to implement and operate a random license
checkpoint. I would adhere to the requirements of Delaware v.
Prouse, 440 U.S. 648, 59 L. Ed. 2d 660 (1979) and hold that the
discretion granted the Belmont officers rendered the checkpoint
violative of the Fourth and Fourteenth Amendments of the United
States Constitution, as well as Article I, Section 20 of the
North Carolina Constitution. For these reasons, I respectfully
dissent.
The paramount question in this case should be the
constitutionality of the driver's license checkpoint. Themajority acknowledges that this was the only issue raised by
defendant and considered by the trial court at the suppression
hearing. At that hearing, Officer Falls confirmed that
defendant's vehicle was pursued and stopped solely as a result
of this random stop -- this random checkpoint. (Emphasis added.)
Thereafter, the trial court found that Officer Falls stopped
defendant as a sole and direct result of the random check point
or roadblock. Instead of constraining itself to the trial
court's factual findings, see State v. Braxton, 344 N.C. 702,
709, 477 S.E.2d 172, 176 (1996) (If supported by competent
evidence, the trial court's findings of fact are conclusive on
appeal.), the majority speculates as to what crimes would have
justified Officer Falls' seizure of defendant, see cf. 2 Wayne R.
LaFave, Search and Seizure § 3.2(d), at 44 (3rd ed. 1996) (It is
axiomatic that hindsight may not be employed in determining
whether a prior arrest or search was made upon probable cause.).
However, defendant was never charged with any of the crimes the
majority now suggests that he committed, nor did Officer Falls
testify that he formulated probable cause to believe defendant
had committed any of those offenses.
Clearly, defendant's behavior was questionable in that
defendant, with no knowledge of the checkpoint's unconstitutional
nature, failed to stop when so directed. Motorists do not have
carte blanche to ignore checkpoints that they suspect are invalid
and to avoid responsibility if they guess correctly. Police
officers may certainly develop reasonable articulable suspicion
to stop a car based upon their observations, unrelated to thecheckpoint, that a crime has been committed. Armed with such
suspicion, the officers' seizure of the vehicle is proper
regardless of the constitutionality of the checkpoint. See State
v. Palmquist, ___ S.W.3d ___, ___, 2003 Tenn. Crim. App. LEXIS
891, at *5 (Oct. 13, 2003) (No. M2002-01047-CCA-R3-CD)
(concluding that a vehicle seizure was constitutional where an
officer, stationed at an unconstitutional roadblock, testified
that he stopped the vehicle only because Defendant was illegally
operating his vehicle without its headlights on, and not because
Defendant had intentionally avoided the roadblock). However, in
the instant case, there is no record evidence to support the
crimes speculated to by the majority.
As the license checkpoint was the impetus for
defendant's stop, the determinative issue is as follows: Did the
degree of discretion afforded Belmont Police Officer Falls render
the random license checkpoint unreasonable and therefore
unconstitutional under the Fourth and Fourteenth Amendments of
the United States Constitution and Article I, Section 20 of the
North Carolina Constitution? Upon a careful analysis of the
relevant United States Supreme Court jurisprudence, I believe
that it did.
The Fourth Amendment of the United States Constitution,
applicable to the states through the Fourteenth Amendment,
protects [t]he right of the people to be secure in their
persons, houses, papers, and effects, against unreasonable
searches and seizures. U.S. Const. amend. IV; see also N.C.
Const. art. I, § 20 (General warrants, whereby any officer orother person may be commanded to search suspected places without
evidence of the act committed, or to seize any person or persons
not named, whose offense is not particularly described and
supported by evidence, are dangerous to liberty and shall not be
granted.); State v. Grooms, 353 N.C. 50, 73, 540 S.E.2d 713, 728
(2000) (noting the similarity between the Fourth Amendment to the
federal constitution and the General Warrants Clause of the state
constitution), cert. denied, 534 U.S. 838, 151 L. Ed. 2d 54
(2001). While license checks and sobriety checks are not per se
unconstitutional, it is well established that stopping a person
at such checkpoints is a seizure within the meaning of the Fourth
Amendment and therefore must be reasonable. Michigan Dep't of
State Police v. Sitz, 496 U.S. 444, 450, 110 L. Ed. 2d 412, 420
(1990); Prouse, 440 U.S. at 653-54, 59 L. Ed. 2d at 667. Because
checkpoint stops are not based on individualized suspicion, they
must be carried out in a manner that avoids the exercise of
unbridled discretion by officers in the field. Prouse, 440
U.S. at 663, 59 L. Ed. 2d at 674 ([P]ersons in automobiles on
public roadways may not for that reason alone have their travel
and privacy interfered with at the unbridled discretion of police
officers.).
In Prouse, the United States Supreme Court specifically
addressed the constitutionality of a practice by which a patrol
officer in a police cruiser stopped vehicles and detained drivers
to spot check their licenses and registrations without
reasonable articulable suspicion to justify the stops. Id. at
650, 59 L. Ed. 2d at 665. At those stops, [t]he patrolman wasnot acting pursuant to any standards, guidelines, or procedures
pertaining to document spot checks, promulgated by either his
department or the State Attorney General. Id.
The Supreme Court held in Prouse that the suspicionless
seizure of motorists for spot checks was unreasonable under the
Fourth Amendment because the practice granted the patrol officer
unbridled discretion. Id. at 663, 59 L. Ed. 2d at 674. The
Court articulated the 'grave danger' inherent in the abuse of
officer discretion as follows:
When there is not probable cause to believe
that a driver is violating any one of the
multitude of applicable traffic and equipment
regulations -- or other articulable basis
amounting to reasonable suspicion that the
driver is unlicensed or his vehicle
unregistered -- we cannot conceive of any
legitimate basis upon which a patrolman could
decide that stopping a particular driver for
a spot check would be more productive than
stopping any other driver. This kind of
standardless and unconstrained discretion is
the evil the Court has discerned when in
previous cases it has insisted that the
discretion of the official in the field be
circumscribed, at least to some extent.
440 U.S. at 661-62, 59 L. Ed. 2d at 672 (quoting United States v.
Martinez-Fuerte, 428 U.S. 543, 559, 49 L. Ed. 2d 1116, 1129
(1976)) (emphasis added). The Court then clarified that [t]his
holding does not preclude the State of Delaware or other States
from developing methods for spot checks that involve less
intrusion or that do not involve the unconstrained exercise of
discretion. Id. at 663, 59 L. Ed. 2d at 674. While dicta
within Prouse indicated that stopping all vehicles might be one
such method to eliminate the evil inherent in spot checking, id.
at 663, 59 L. Ed. 2d at 674, United States Supreme Courtjurisprudence strongly suggests that the method for conducting
the type of suspicionless stop at issue in the present case would
be chosen, planned, disseminated, and regulated from a
supervisory level, see, e.g., Sitz, 496 U.S. 444, 110 L. Ed. 2d
412; Martinez-Fuerte, 428 U.S. 543, 49 L. Ed. 2d 1116; see also
City of Indianapolis v. Edmond, 531 U.S. 32, 148 L. Ed. 2d 333
(2000).
This concept was first voiced by the United States
Supreme Court in Martinez-Fuerte, 428 U.S. 543, 49 L. Ed. 2d
1116, in which the Court upheld the constitutionality of
suspicionless seizures at fixed immigration checkpoints. In
Martinez-Fuerte, the Court explained,
[t]he location of a fixed checkpoint is not
chosen by officers in the field, but by
officials responsible for making overall
decisions as to the most effective allocation
of limited enforcement resources. We may
assume that such officials will be unlikely
to locate a checkpoint where it bears
arbitrarily or oppressively on motorists as a
class.
Id. at 559, 49 L. Ed. 2d at 1129.
Subsequently, in Sitz, the Court placed great emphasis
on the fact that a roadblock for detecting impaired drivers was
conducted under written guidelines setting forth procedures
governing checkpoint operations, site selection, and publicity
that left virtually no discretion to the officer in the field.
496 U.S. at 447, 110 L. Ed. 2d at 418 (upholding the
constitutionality of a roadblock for detecting impaired drivers).
Further, the United States Supreme Court recently stated that a
law enforcement officer cannot undertake a suspicionless seizurewhen the seizure's primary purpose is to advance 'the general
interest in crime control.' Edmond, 531 U.S. at 44, 148 L. Ed.
2d. at 345 (quoting Prouse, 440 U.S. at 659, n.18, 59 L. Ed. 2d
at 671, n.18) (explaining that the primary purpose of a seizure
is to be ascertained at the programmatic level). Although Edmond
does not address the specific issue raised by the present case,
it illustrates the need for and the Court's expectation that law
enforcement agencies implement standard written procedures to
prevent abuses of officer discretion.
Most recently, in Illinois v. Lidster, the Supreme
Court scrutinized a highway checkpoint set up to solicit
information from motorists regarding a hit-and-run accident.
Illinois v. Lidster, ___ U.S. ___, ___, ___ L. Ed. 2d ___, ___,
2004 LEXIS 656 (Jan. 13, 2004) (No. 02-1060). The Court, in
Lidster, validated a new and wholly independent class of
constitutional suspicionless searches, information-seeking
highway stops. Id. at ___, ___ L. Ed. 2d at ___, 2004 LEXIS
656, at *6, *9. The Court emphasized that these checkpoints are
not designed to help police apprehend the stopped drivers but are
instead intended to ask vehicle occupants, as members of the
public, for their help in providing information about a crime in
all likelihood committed by others. Id. at ___, ___ L. Ed. 2d
at ___, 2004 LEXIS 656, at *9. Given the novel and limited
nature of this particular Fourth Amendment distinction, Lidster
has little precedential value with regard to the case currently
before this Court. Even so, it is instructive to note that, when
determining the reasonableness of the Lidster seizure, the United
States Supreme Court thoroughly discussed the narrow scope of the
checkpoint stop. The Court reasoned that
[t]he police appropriately tailored their
checkpoint stops to fit important criminal
investigatory needs. The stops took place
about one week after the hit-and-run
accident, on the same highway near the
location of the accident, and at about the
same time of night.
Id. at ___, ___ L. Ed. 2d at ___, 2004 LEXIS 656, at *15
(emphasis added). During the checkpoint's implementation, as
each vehicle drew up to the checkpoint, an officer would stop it
for 10 to 15 seconds, ask the occupants whether they had seen
anything happen there the previous weekend, and hand each driver
a flyer. Id. at ___, ___ L. Ed. 2d at ___, 2004 LEXIS 656, at
*6. Clearly, the impetus for the Lidster checkpoint, its date,
the location, the time, and the questions asked were command
directed by the Lombard Police Department, and not left to the
discretion of a single officer in the field. The Court took care
to weigh these factors in its determination that the checkpoint
was reasonable under the Fourth Amendment.
I submit that the cases discussed supra mandate a
significant level of supervisory authority and written
standardized regulations regarding the time, place, and manner in
which field officers conduct checkpoints. Standard policies and
procedures are necessary for safeguarding the constitutional
rights of individuals who are subjected to suspicionlessseizures. Implementing written policies constitutes a manageable
method for eliminating the evil of standardless and
unconstrained discretion. Prouse, 440 U.S. at 661, 59 L. Ed. 2d
at 672. Indeed, the North Carolina State Highway Patrol already
adheres to written guidelines that require supervision of every
preplanned, systematic stopping of vehicles to check motorists
for compliance with motor vehicle laws including driving while
impaired. Div. of State Highway Patrol, N.C. Dep't of Crime
Control & Pub. Safety, Policy and Procedures Manual K.4 (2001)
(mandating that [a] daytime checking station must be approved by
a district supervisor and [a] nighttime checking station must
be approved by the First Sergeant or higher authority).
Furthermore, as the State conceded upon questioning at oral
argument, all law enforcement agencies and departments accredited
by the Commission on Accreditation for Law Enforcement Agencies,
Inc. must follow similarly mandated procedures.
Notwithstanding the United States Supreme Court's
admonitions against unconstrained field-officer discretion and
the apparent prevailing law enforcement practice in North
Carolina, no supervision or written regulations guided the field
officers in the case sub judice. Officer Falls testified that
the checkpoint at issue was considered by the Belmont Police
Department to be a random license checkpoint. Testimony at the
suppression hearing also confirmed that Officer Falls was granted
standing permission to set up such a random license
checkpoint whenever, wherever, however, and for as long as he
deemed necessary. The majority correctly points out that Officer Falls
contacted his shift sergeant before implementing the checkpoint,
but the record reveals that this contact was only to ensure that
he had the manpower . . . [to] actually set up the checkpoint.
At the conclusion of the suppression hearing, the trial court
recognized that Officer Falls had not obtained permission to
establish the checkpoint. As the court was announcing its oral
order, the State pointed out that Officer Falls did get the
permission from his shift sergeant. The trial court disagreed,
noting that Officer Falls said he told the shift sergeant he was
going to do [a checkpoint]. (Emphasis added.)
As this case illustrates, a field officer's standing
permission to conduct random license checkpoints absent
standard guidelines as to when, where, and how to administer the
roadblocks equates to a complete lack of supervisory authority,
and in fact, represents the very form of unbridled discretion
that was prohibited by the Supreme Court in Prouse. See Heimlich
v. State, 231 Ga. App. 662, 663, 500 S.E.2d 388, 389 (1998)
(concluding checkpoint constitutional where a field officer had a
standing order to establish checkpoints), overruled by Baker v.
State, 252 Ga. App. 695, 701-02, 556 S.E.2d 892, 899 (2001)
(overruling Heimlich and similar cases based upon the court's
obligation to follow the United States Supreme Court's
interpretation of Fourth Amendment requirements), cert. denied,
___ Ga. ___, ___ S.E.2d ___, 2003 Ga. LEXIS 423 (May 13, 2003)
(No. S02C0539). Furthermore, the guidelines referenced by the
majority--choosing a safe location, wearing reflective vests,having three officers present, using flashlights, and turning on
the patrol cars' blue lights--are not guidelines specific to
checkpoints but are standard nighttime safety procedures.
Neither these procedures nor the practice of stopping every car
curbs a field officer's discretion to set up a roadblock when and
wherever he chooses. The suppression hearing testimony of
Belmont Police Captain William Jonas is indicative. Captain
Jonas confirmed that under the city's present practices, Belmont
field officers could set up a road check and check one car
within five minutes and then dissolve the roadblock.
This Court's decision sanctioning total field-officer
discretion is not only contrary to United States Supreme Court
precedent, it also stands alone among the decisions of many of
our sister jurisdictions that have addressed this or similar
issues regarding checkpoints and roadblocks. See, e.g., State v.
Hicks, 55 S.W.3d 515 (Tenn. 2001) (holding that there are two
factors critical to a finding that officers' discretion was
limited are whether the decision to set up the roadblock was made
by the officers actually carrying it out and whether officers on
the scene could decide for themselves the procedures to be used
in operation of the checkpoint); State v. Legg, 536 S.E.2d 110
(W. Va. 2000) (concluding that conservation officers' stop of
every car in a certain area to check for game, weapons, and
hunting license was unconstitutional where the officers' only
directive was to work the area); LaFontaine v. State, 269 Ga.
251, 497 S.E.2d 367 (concluding that the decision to implement
the roadblock must be made by supervisory personnel not officersin the field), cert. denied, 525 U.S. 947, 142 L. Ed. 2d 307
(1998); Commonwealth v. Bothman, 941 S.W.2d 479 (Ky. Ct. App.
1996) (recognizing the importance of a systematic plan and
supervisory control over establishment and operation of a
checkpoint); Campbell v. State, 679 So. 2d 1168 (Fla. 1996) (per
curiam) (holding that specific and detailed written guidelines
are required before police can establish a constitutional
roadblock); Hagood v. Town of Town Creek, 628 So. 2d 1057 (Ala.
Crim. App. 1993) (concluding that roadblock unconstitutional
where the operating officers had complete discretion to move it
and did so); Crandol v. City of Newport News, 238 Va. 697, 386
S.E.2d 113 (1989) (acknowledging that key factors in determining
the legality of a checkpoint include proof of advance decisions
by superior officers as to the time and location of the
roadblock, adequate training of officers, and on-site supervision
of the officers conducting the roadblock). There is no
indication that these states have suffered the phenomenon
predicted by the majority, that is, the endanger[ment] [of] the
safety of the law enforcement officers and the public with
impunity. Rather, by providing clear direction to local law
enforcement agencies as to the requirements of a constitutional
checkpoint, these courts have enabled those agencies to better
police the roads and highways of their communities, while
safeguarding the constitutional rights of motorists.
Finally, under the majority's opinion, officers are
given wide latitude in establishing license checkpoints but are
greatly constrained by statutorily mandated standards inestablishing similar impaired driver checkpoints, see N.C.G.S. §
20-16.3A (2003). Suppression hearing testimony in the present
case suggests that this disparity between the standards for
license checkpoints and impaired driver checkpoints can lead to
abuse of field-officer discretion. According to Officer Falls'
testimony, during the past two years, he had participated in only
three impaired driver checkpoints but he had participated in
around forty random license checkpoints.
Our founding fathers intended the Fourth Amendment to
protect the right of ordinary individuals to be free from
arbitrary invasions of their person and property by the state.
Delegating all discretion to field officers for the purpose of
implementing checkpoints necessarily invites unreasonable
interference with that constitutional right. I believe that
permitting field officers to choose the time, location, and
manner of license checkpoints without supervision or written
regulation implicitly validates unbridled field-officer
discretion, an evil that the United States and North Carolina
Constitutions strictly prohibit. Because Officer Falls was
granted such unguided discretion to establish and conduct the
license checkpoint at issue in the present case, defendant's
seizure, resulting from that checkpoint, was unconstitutional.
Accordingly, I would reverse the decision of the Court of
Appeals.
Justices WAINWRIGHT and EDMUNDS join in this dissenting
opinion.
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