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STATE OF NORTH CAROLINA v. JEFFREY NEAL DUKE
No. 57A04
FILED: 16 DECEMBER 2005
1. Evidence--prior crimes or bad acts--violent behavior--opening the door to character
evidence
The trial court did not err in a double first-degree murder case by overruling defendant's
objection to the admission of specific acts of bad conduct during redirect examination of his
half-sister concerning defendant's violent behavior, because: (1) whenever a defendant opens the
door to character evidence by introducing evidence of his own pertinent character trait, the
prosecution may rebut that evidence with contrary character evidence; and (2) the prosecution's
rebuttal of defendant's evidence of good character through the use of specific instances of
conduct was proper.
2. Criminal Law--prosecutor's argument--judge may tell jurors that defendant acted
with premeditation and deliberation
The trial court did not abuse its discretion in a double first-degree murder case by failing
to intervene ex mero motu during the prosecution's closing argument stating that the judge may
tell the jurors that defendant acted with premeditation, because: (1) the prosecution's statement
did not directly and unambiguously tell the jury the court formed an opinion on the evidence; (2)
as there was no objection, and therefore no overruling by the trial court of defendant's objection,
this idea was not solidified in the jurors' minds; (3) the prosecution's argument did not travel
outside the record as prohibited by N.C.G.S. § 15A-1230(a); and (4) the trial court instructed the
jury the court was impartial and the jury would be mistaken to believe otherwise.
3. Criminal Law--instruction--confession--supporting evidence--invited error
The trial court did not err in a double first-degree murder case by its instruction to the
jury on confession, because: (1) the instruction conformed to the North Carolina Pattern Jury
Instruction on confession; (2) an instruction by the trial court stating the evidence tends to show
the existence of a confession to the crime charged is not an impermissible comment invading the
province of the jury and its fact-finding function; (3) considering defendant's admissions which
tended to show premeditation and deliberation, the statement did support inclusion of the
confession instruction; (4) the instruction left it to the jury to conclude whether the confession
occurred and what weight to give it; and (5) defendant cannot show prejudice on this issue when
it was defendant, not the prosecution, who requested this jury instruction.
4. Sentencing--capital--prior crimes or bad acts--threat made by defendant
The trial court did not err in a double first-degree murder case by admitting testimony
during the penalty phase concerning a threat made by defendant to a witness, because: (1) it was
proper for the prosecution to attack the credibility of the witness and also to discredit the
witness's contention defendant was peaceful by showing he threatened the lives of the witness,
her child, and her husband after an argument concerning a funeral; (2) the prosecution simply
impeached the witness with her prior inconsistent statements to a detective concerning the
threats which clearly contradicted her direct testimony; (3) when a witness gives his opinion as
to the character of another, the cross-examiner may test that opinion with questioning on specific
acts of conduct; (4) the evidence concerning the threat, while also impeaching the witness and
challenging her opinion, went directly to the heart of defendant's violent nature; and (5) the
prosecution was entitled to submit evidence contrary to the assertion of defendant's proposed
mitigating circumstance that defendant had a deep emotional bond with this witness.
5. Sentencing--capital--objection to statement-_defendant wants to apologize to
victims' families--harmless error
Any error by the trial court in a double first-degree murder case by sustaining the
prosecution's objection to the statement by defendant's mother during the penalty proceeding
that defendant wanted to apologize to the victims' families was harmless beyond a reasonable
doubt, because: (1) any possible error was caused by defendant's failure to offer a proper
foundation to ensure the reliability of the testimony from his mother; and (2) the jury heard other
sufficient testimony of defendant's remorse during the penalty proceeding through a doctor who
opined that defendant was remorseful for his actions.
6. Sentencing--capital_-failure to allow testimony--defendant would adjust well to life
in prison--harmless error
Although defendant contends the trial court erred in a double first-degree murder case by
failing to allow defendant's mother to testify that defendant would adjust well to life in prison,
any error was harmless beyond a reasonable doubt because three other witnesses gave testimony
from which the jury could have found defendant would adjust well to prison life.
7. Sentencing--capital--testimony--defendant's mental state--harmless error
Although defendant contends the trial court erred in a capital sentencing proceeding by
sustaining the prosecution's objection when defendant's sister testified that defendant was just
caught in a bad situation and that he did not intend for this to happen, any error was harmless
beyond a reasonable doubt because: (1) defendant failed to lay a proper foundation for testimony
concerning his mental state; (2) it appears from the context of the testimony that the witness was
speaking of all the actions of the night and early morning of the murders, not the murders in
particular, and the jury already decided in the guilt-innocence proceeding that defendant
intended to commit these murders; (3) defendant did not submit for consideration a good
character mitigating circumstance; and (4) defendant's mother, his son, and his childhood friend
testified to facts and circumstances which tended to show defendant was a good person.
8. Sentencing--capital--prosecutor's argument--expert witness the $15,000 man
The trial court did not abuse its discretion in a double first-degree murder case by failing
to intervene ex mero motu during the prosecution's penalty proceeding closing argument that
referred to defendant's expert witness as the $15,000 man, because the statement was not grossly
improper when it merely emphasized that the expert's fee in the case was $15,000 and that the
jury should take that fact into account when determining the credibility of the expert and the
weight it should place on his testimony.
9. Sentencing--capital--prosecutor's argument_-defendant's choice to turn back on
family--crap
The trial court did not abuse its discretion in a capital sentencing proceeding by failing to
intervene ex mero motu during the prosecution's penalty proceeding closing argument that used
the word crap, because the prosecution did not engage in any name-calling nor did the prosecutor
improperly disparage defendant's argument, but instead the prosecutor discussed the choice
defendant made to turn his back on his family and pursue instead a life of drug abuse, alcohol
abuse, and violence, which culminated in a senseless and brutal double murder.
10. Sentencing--capital--mitigating circumstances--mental or emotional disturbance--
capacity to appreciate criminality of conduct or to conform conduct to requirements
of law impaired
The trial court did not err in a capital sentencing proceeding
by refusing to grant
defendant's request to give the jury peremptory instructions on the N.C.G.S. § 15A-2000(f)(2)mitigating circumstance that the capital felony was committed while defendant was under the
influence of mental or emotional disturbance and the N.C.G.S. § 15A-2000(f)(6) mitigating
circumstance that the capacity of defendant to appreciate the criminality of his conduct or to
conform his conduct to the requirements of law was impaired, because: (1) there is nothing in the
record or the transcript to indicate such a request was made in writing by defendant; and (2) even
if the requested instructions had been submitted in writing the evidence supporting the (f)(2) and
(f)(6) mitigating circumstances was not uncontroverted.
11. Sentencing--capital--nonstatutory mitigating circumstances-_provocation
The trial court did not err in a capital sentencing proceeding
by denying defendant's
request to submit to the jury the nonstatutory mitigating circumstance that defendant's actions
toward the victims were influenced to some degree by their behavior toward him and that he
reacted to what he thought was provocation on the part of the victims, because a defendant is not
entitled to place the question of his guilt of first-degree murder back onto the table for the jury to
decide when the jury decided during the guilt-innocence proceeding that defendant was guilty of
first-degree murder, thus rejecting his contention he acted under perceived provocation.
12. Sentencing--capital--mitigating circumstances--reinstruction to the jury
The trial court did not commit plain error in a capital sentencing proceeding
by
reinstructing the jury on mitigating circumstances after the jury submitted a question to the court
seeking clarification, because: (1) the trial court did not instruct the jurors that the statutory
mitigators were not to be found unless the jury concluded they had mitigating value; and (2) if
any error occurred in the reinstruction, this error was to defendant's benefit since it implied all
the listed circumstances had some mitigating value, rather than instructing the jury it should not
find a nonstatutory mitigating circumstance unless it deemed that circumstance to exist and have
mitigating value.
13. Sentencing--captial--aggravating circumstance not submitted in first trial--double
jeopardy
Principles of double jeopardy did not prevent the trial court from submitting the N.C.G.S.
§ 15A-2000(e)(9) aggravating circumstance for the murder of one of the victims in this trial even
though it was not submitted during the penalty proceeding of defendant's first trial, because: (1)
the bar against double jeopardy does not prevent a sentence of death unless a jury finds no
aggravating circumstance existed in a prior trial and thereby would have been required to
recommend a sentence of life imprisonment without parole during the first trial, and in the
instant case the jury in the first trial found an aggravating circumstance and recommended death
for defendant's murder of the victim; and (2) contrary to defendant's assertion, the holding in
Ring v. Arizona, 536 U.S. 584 (2002), does not change this result since it simply requires the
jury, rather than the trial court, to find any aggravating circumstance which leads to the
imposition of the death penalty.
14. Sentencing--capital--aggravating circumstances--especially heinous, atrocious, or
cruel
Defendant's constitutional rights were not violated in a capital sentencing proceeding
even though he contends the especially heinous, atrocious, or cruel aggravating circumstance is
unconstitutionally vague and overbroad, because: (1) the pattern jury instruction at 1 N.C.P.I.--
Crim. 150.10 is not unconstitutionally vague or overbroad with regard to the N.C.G.S. § 15A-
2000(e)(9) aggravating circumstance and our Supreme Court's appellate narrowing of the
especially heinous, atrocious, or cruel aggravating circumstance has been incorporated into the
pattern jury instruction; (2) contrary to defendant's assertion, our Supreme Court's conducting
appellate review of a question submitted to the jury does not make it a cofinder of fact with thejury in violation of Ring v. Arizona, 536 U.S. 584; and (3) this argument by defendant is
speculative in nature when defendant did not assert in his brief or at oral argument that the
murders committed by him were not especially heinous, atrocious, or cruel or for some reason
require appellate narrowing.
15. Sentencing-_capital--weighing aggravating and mitigating circumstances-_Issue 3
The trial court did not commit plain error in a capital sentencing proceeding
by its
submission of Issue 3 regarding the jury's determination of the weight of mitigating and
aggravating circumstances, because: (1) a capital punishment scheme which requires a
recommendation of death upon the finding of certain factors or circumstances does not violate
the Constitution so long as the jury is allowed to consider and give effect to all relevant
mitigating evidence; (2) North Carolina's capital punishment scheme does not limit in any way
the mitigating evidence the jury may consider in making its decision; and (3) our statute does not
mandate death based solely upon the weighing of mitigating and aggravating circumstances.
16. Sentencing--death penalty--proportionate
The imposition of the death penalty was not disproportionate in a double first-degree
murder case, because: (1) the jury found three aggravating circumstances for both murders
including that defendant had been previously convicted of a felony involving the use of violence
to the person; the murders were especially heinous, atrocious, or cruel; and the murders were
part of a course of conduct in which defendant engaged and which included the commission by
defendant of other crimes of violence against other persons; (2) the murders in this case were
especially brutal when defendant plunged knives into the neck and chest of one victim and into
the upper abdomen of the other after the victims were unconscious or dead from the violent
blows of a fire extinguisher; and (3) the death sentence has never been found to be
disproportionate in a double-murder case.
Justice PARKER did not participate in the consideration or decision of this case.
Appeal as of right pursuant to N.C.G.S. § 7A-27(a) from
judgments imposing consecutive death sentences entered by Judge
Timothy L. Patti on 26 September 2003 in Superior Court, Gaston
County, upon jury verdicts finding defendant guilty of two counts
of first-degree murder. Heard in the Supreme Court 18 October
2005.
Roy Cooper, Attorney General, by G. Patrick Murphy and Mary
D. Winstead, Special Deputy Attorneys General, for the
State.
Staples S. Hughes, Appellate Defender, by Benjamin Dowling-
Sendor, Assistant Appellate Defender, for defendant-
appellant.
BRADY, Justice.
During the early morning hours of 20 March 1999, defendant
Jeffrey Neal Duke brutally and mercilessly murdered Ralph Arthurs
and Harold Grant, beating them with a fire extinguisher and
stabbing both men while they were down leaving a total of four
knives in the victims' bodies. On 19 September 2003, a jury
found defendant guilty of two counts of first-degree murder based
on malice, premeditation, and deliberation
(See footnote 1)
, and subsequently on
26 September 2003, the jury recommended a sentence of death. We
find no error in defendant's conviction or sentence.
FACTUAL BACKGROUND
As seemed to be his custom, defendant began consuming
alcoholic beverages on 19 March 1999. After drinking Jim Beam
bourbon whiskey and Long Island Iced Tea, defendant argued with
Michelle Lancaster, a female with whom he was living. He slapped
Michelle on the head, knocking her to the ground, took her money
and a bottle of prescription medication, and left the residence.
He eventually ended up at the apartment of Ralph Arthurs. Ralph
Arthurs, Harold Grant, and defendant sat in Arthurs's apartment
while defendant and Arthurs drank alcohol. Soon, Arthurs and
Grant began discussing defendant's earlier beating of Robin
Williams, defendant's former girlfriend. Arthurs demanded
defendant leave the apartment, and defendant asked if he could
finish his beer first. Grant got up and started walking towards
the sink. When Grant got close to a knife block located on the
counter beside the sink, defendant claims he thought Grant was
going to attack him with a knife, although defendant admits Grant
could have just been getting water. Defendant stood up, grabbed a fire extinguisher, and started
beating both Grant and Arthurs. At one time Grant got up from
the floor and attempted to leave the apartment. Defendant
dragged him back in and continued beating him. Defendant then
stabbed Arthurs in the upper abdomen, and stabbed Grant in the
face, chest, and neck. Defendant left the knives in Arthurs's
upper abdomen, Grant's chest, and on both sides of Grant's neck.
Grant's autopsy reflected the stab wounds were likely inflicted
after Grant was rendered unconscious or had died. One knife
recovered from Grant's neck was bent at a ninety-degree angle,
indicating the force with which defendant plunged the knife into
Grant's lifeless body. The cause of death for both murders was
blunt force trauma to the head. Arthurs's pants were around his
knees, and Grant's pants pockets were pulled out. The autopsy
reports indicate Arthurs's blood alcohol content was .04, while
Grant's did not register any alcohol present in his blood.
A blood spatter and stain expert testified for the State
during trial and shed further light on the brutality of the
killings. A blood stain which started at the front door and
extended back to the body of Grant was consistent with
defendant's dragging of Grant's body back into the apartment. In
addition, a blood spatter on the front porch indicated Grant's
head came into contact with the porch at some point. A blood
spatter near Grant's head was consistent with his body being
dragged back into the apartment, dropped face down onto the
floor, and then later turned on his back. The blood spatter on
the wall was consistent with the swinging of a fire extinguisher
which hit Grant's head. In addition, the authorities found
Arthurs's body with a significant amount of blood pooled to theleft side of his head and a lack of blood on the front of his
clothing. In the expert's opinion, Arthurs was also at one time
lying face down and then subsequently rolled over.
These killings occurred the morning of 20 March 1999 around
4:00 a.m. The noise from the struggle awoke a neighbor, Macie
Randall, along with her granddaughter Angel. Later that morning,
Tommy Feemster, the superintendent of the apartment building
where the murders took place, went to the apartment complex to
repair a leaky toilet in Arthurs's apartment. Feemster's
coworker motioned for him to come to the door of Arthurs's
apartment. When Feemster arrived at the door, they noticed what
appeared to be blood on the area outside the door. Feemster
immediately went to Macie Randall's apartment, and she informed
him of the struggle she heard earlier that morning. Feemster
then returned to Arthurs's apartment and pushed open the door,
stepped inside, and discovered a body with a knife sticking in
it. Based upon what he observed, he immediately closed the door
and called the police.
The evidence reflected that after leaving the crime scene,
defendant smoked some crack cocaine, and later that morning
started seeking help from friends and family members. He
telephoned Michelle Lancaster who told him he needed to retrieve
his belongings and move out of her residence because of their
recent altercation. She also told defendant she would not help
him. Defendant then went to an automobile dealership where his
sister Charlene McKinney worked. From there, he telephoned his
half-sister Lisa Sneed and told her he needed her to pick him up
at a nearby restaurant. Sneed picked him up, later that day took
him to Lancaster's residence to pick up his belongings, and thenthey returned to Sneed's residence. After arriving at Sneed's
residence, defendant put a pair of jeans and a pair of shoes in
the washing machine. Later, Sneed received a telephone call from
a detective investigating the homicides who was seeking to
interview defendant and Sneed. When Sneed inquired of defendant
concerning this request, he informed her the detective wanted to
question him about a murder.
Defendant asked Sneed to lie to the detectives and tell them
defendant and Sneed were together during the time of the murders.
He told her he was with some guys smoking crack, and they would
not cover for him. Based upon the detective's telephone call,
defendant and Sneed went to the police station along with Robin
Williams. Sneed told police the lie defendant posited, and Sneed
and defendant quickly departed when detectives requested consent
to search her residence. Upon returning to Sneed's residence,
defendant grabbed his clothes and shoes from the washing machine,
and Sneed gathered some drug paraphernalia she did not want the
police to find. Defendant and Sneed then drove to Clover, South
Carolina and threw the clothing items and drug paraphernalia out
the window.
The next day defendant and Sneed went to a grocery store
where defendant asked Sneed to purchase a newspaper. After
reading about the murders in the newspaper, defendant revealed to
Sneed he in fact killed the two men. He claimed one of the men
pulled a gun on him, and then defendant told Sneed to [t]ake it
to your [expletive deleted] grave. The very next day Sneed went
to the police station, told the detectives what defendant said,
and told the detectives she had lied in their prior interview.
Defendant was soon arrested, and shortly thereafter invoked hisright to counsel. Later defendant voluntarily requested the
detectives question him--at which time he admitted killing the
victims. Defendant presented no evidence in the guilt-innocence
proceeding. Upon deliberation, the jury found defendant guilty
of two counts of first-degree murder.
During the penalty proceeding, the State presented testimony
from family members of Grant and Arthurs detailing the effects of
the victims' murders on their lives. The State elicited
testimony from Phyllis Williams, the mother of Robin Williams,
concerning an incident in which defendant beat Robin. In
addition, two law enforcement officers testified regarding this
event, and the State submitted into evidence a judgment
reflecting a conviction against defendant arising from his
assault of Williams. Defendant served time in prison and also
received probation as punishment for this beating.
Defendant submitted evidence of a difficult home life,
including his father shooting his maternal grandfather shortly
after his birth. He also submitted evidence he dropped out of
high school, was successful in a group home, was a good father,
and came from a family that consumed copious amounts of alcohol.
A vocational rehabilitation counselor testified defendant had
been employed as a drywall installer. However, on cross-
examination the prosecution elicited testimony defendant violated
his probation while being aided by the vocational rehabilitation
counselor.
Defendant's forensic psychologist James H. Hilkey, Ph.D.
also testified as an expert in the penalty proceeding. In his
opinion, defendant suffers from longstanding depression, bipolar
disorder, poly-substance abuse problems, and exhibits somecharacteristics of borderline personality disorder with
antisocial and paranoid features. Dr. Hilkey testified defendant
had been admitted numerous times to Dorothea Dix Hospital for
various mental health problems, including attempted suicide,
impulse control disorder, poly-substance abuse, and paranoid
personality disorder. Dr. Hilkey also opined defendant suffers
from attention deficit hyperactivity disorder. Dr. Hilkey
believed defendant would adjust well to prison life so long as he
was compliant with his medication regimen. In addition, Dr.
Hilkey testified on cross-examination his fee would be $15,000 in
this case.
After the trial court's instruction on the submitted
mitigating and aggravating circumstances and our statutory
requirements for imposition of capital punishment, the jury
commenced deliberations. The jurors found unanimously and beyond
a reasonable doubt the following aggravating circumstances as to
both murders: (1) defendant had been previously convicted of a
felony involving the use of violence to the person; (2) the
murders were especially heinous, atrocious, or cruel; and (3) the
murders were part of a course of conduct in which defendant
engaged and which included the commission by defendant of other
crimes of violence against other persons.
No juror found any statutory mitigating circumstance, but at
least one juror found eleven nonstatutory mitigating
circumstances. After finding the mitigating circumstances were
insufficient to outweigh the aggravating circumstances beyond a
reasonable doubt, and the aggravating circumstances were
sufficiently substantial to call for the imposition of the death
penalty when considered with the mitigating circumstances beyonda reasonable doubt, the jury returned a binding recommendation of
death.
GUILT-INNOCENCE ISSUES
[1] Defendant claims the trial court committed reversible
error when it overruled his objection to the admission of
specific acts of bad conduct during redirect examination of Lisa
Sneed. On cross-examination, defendant elicited testimony from
Sneed that defendant could get violent after using drugs and
alcohol, but when he is not consuming alcohol or drugs he has a
heart of gold and is a good person. On redirect examination, the
prosecution's questioning elicited more information on
defendant's violent character, namely his violence against two
other people.
Rule 404 of our Rules of Evidence provides in part:
(a) Character evidence generally. -_ Evidence of a
person's character or a trait of his character is not
admissible for the purpose of proving that he acted in
conformity therewith on a particular occasion, except:
(1) Character of accused. -_ Evidence of a
pertinent trait of his character offered by an
accused, or by the prosecution to rebut the
same; . . .
N.C.G.S. § 8C-1, Rule 404 (2003). Additionally, subsection (b)
of Rule 404 provides: Evidence of other crimes, wrongs, or acts
is not admissible to prove the character of a person in order to
show that he acted in conformity therewith. Defendant asserts
the admission on redirect examination of the prior bad acts
violated Rule 404(b) and thus constitutes reversible error. We
disagree.
Whenever a defendant opens the door to character evidence
by introducing evidence of his own pertinent character trait--in
this case his peacefulness--the prosecution may rebut thatevidence with contrary character evidence. See id. Rule
404(a)(1). Defendant cannot complain when the whole story is
revealed, part of which he elicited through his own questioning.
See N.C.G.S. § 15A-1443(c) (2003) (A defendant is not prejudiced
by the granting of relief which he has sought or by error
resulting from his own conduct.). In State v. Syriani, we found
no error in the admission of other specific acts of conduct after
the defendant himself first elicited specific acts of conduct
during his questioning. 333 N.C. 350, 378-80, 428 S.E.2d 118,
132-34, cert. denied, 510 U.S. 948 (1993).
[T]he law wisely permits evidence not otherwise
admissible to be offered to explain or rebut evidence
elicited by the defendant himself. Where one party
introduces evidence as to a particular fact or
transaction, the other party is entitled to introduce
evidence in explanation or rebuttal thereof, even
though such latter evidence would be incompetent or
irrelevant had it been offered initially.
State v. Albert, 303 N.C. 173, 177, 277 S.E.2d 439, 441 (1981).
While the bad acts elicited by the prosecution on redirect of
Lisa Sneed may have been inadmissible on direct examination
before defendant opened the door during cross-examination, the
prosecution's rebuttal of defendant's evidence of good character
through the use of specific instances of conduct is proper. See
State v. Garner, 330 N.C. 273, 289-90, 410 S.E.2d 861, 870
(1991). Therefore, we overrule defendant's assignment of error.
[2] Defendant also assigns as error the failure of the trial
court to intervene ex mero motu in the prosecution's closing
argument. Defendant takes exception to the following statement
by the prosecutor: The judge may tell you that the defendant
acted with deliberation. Excuse me, with pre -- the defendant
acted with premeditation, that is, he formed the intent to killthe victim over some period of time. Defendant did not object,
so we review this statement to see whether it was so grossly
improper the trial court abused its discretion in failing to
intervene ex mero motu. See State v. Gregory, 340 N.C. 365, 424,
459 S.E.2d 638, 672 (1995), cert. denied, 517 U.S. 1108 (1996).
We hold this statement was not so grossly improper as to require
intervention by the trial court.
Defendant's argument rests heavily on our decision in State
v. Allen, 353 N.C. 504, 546 S.E.2d 372 (2001). In that case, we
held there was an improper argument during closing statements
when the prosecutor told the jury the trial judge found a
statement reliable and trustworthy, and if the trial judge had
found anything wrong with the testimony he would not have let the
jury hear it. Id. at 508, 546 S.E.2d at 374. The defendant
objected, and the trial court erroneously overruled the
defendant's objection in Allen. Id. This case differs from
Allen in three pointed respects: First, the argument in Allen
conveyed plainly and clearly that the trial court had an opinion
on the evidence; second, the trial court's overruling of the
defendant's objection in Allen solidified in the minds of the
jury that the trial court did hold the opinion intimated by the
prosecution; and finally in Allen the prosecutor's argument
traveled outside the record. Id. at 508-09, 546 S.E.2d at 374-
75.
Here, the prosecution's statement did not directly and
unambiguously tell the jury the court formed an opinion on the
evidence. Also, because there was no objection, and therefore no
overruling by the trial court of defendant's objection, this idea
was not solidified in the jurors' minds. Additionally, theprosecution's argument did not travel outside the record as
prohibited by N.C.G.S. § 15A-1230(a) (2003). Finally, the trial
court instructed the jury the court was impartial and the jury
would be mistaken to believe otherwise. The trial court
instructed the jury it may find premeditation and deliberation,
and instructed on what basis the jury could make such a finding.
Therefore, this assignment of error is overruled.
[3] Defendant further contends the trial court's instruction
to the jury regarding confession constitutes reversible error.
Although defendant did not object to the giving of this
instruction, any error is still preserved for appeal. Whenever a
defendant alleges a trial court made an improper statement by
expressing an opinion on the evidence in violation of N.C.G.S. §§
15A-1222 and 15A-1232, the error is preserved for review without
objection due to the mandatory nature of these statutory
prohibitions. See State v. Young, 324 N.C. 489, 494, 380 S.E.2d
94, 97 (1989).
In the instant case, the trial court instructed the jury as
follows:
There is evidence which tends to show that the
defendant confessed that he committed the crime charged
in this case. If you find that the defendant made that
confession, then you should consider all of the
circumstances under which it was made in determining
whether it was a truthful confession and the weight
that you will give it.
This instruction conforms to the North Carolina Pattern Jury
Instruction on confession. 1 N.C.P.I.--Crim. 104.70 (2005). An
instruction by the trial court stating the evidence tends to show
the existence of a confession to the crime charged is not an
impermissible comment invading the province of the jury and its
fact-finding function. See Young, 324 N.C. at 495, 380 S.E.2d at97; see also State v. Allen, 301 N.C. 489, 497, 272 S.E.2d 116,
121 (1980); State v. Huggins, 269 N.C. 752, 754-55, 153 S.E.2d
475, 477 (1967) (per curiam).
This Court noted in Young:
The [confession] instruction should not be given in
cases in which the defendant has made a statement which
is only of a generally inculpatory nature. When
evidence is introduced which would support a finding
that the defendant in fact has made a statement
admitting his guilt of the crime charged, however, the
instruction is properly given.
324 N.C. at 498, 380 S.E.2d at 99. Considering defendant's
admissions which tend to show premeditation and deliberation--
such as the sheer number of blows with the fire extinguisher, the
time between each blow, and the dragging of one victim back into
the apartment--the statement did support inclusion of the
confession instruction. The instruction given by the trial court
left it to the jury to conclude whether the confession occurred
and what weight to give it. See State v. Cannon, 341 N.C. 79,
90-91, 459 S.E.2d 238, 245-46 (1995).
In addition, defendant cannot show prejudice on this issue.
It appears from the transcript it was defendant, not the
prosecution, who requested this jury instruction. A defendant
is not prejudiced by the granting of relief which he has sought
or by error resulting from his own conduct. N.C.G.S. § 15A-
1443(c) (2003). Furthermore, [a] criminal defendant will not be
heard to complain of a jury instruction given in response to his
own request. State v. McPhail, 329 N.C. 636, 643, 406 S.E.2d
591, 596 (1991). Any error in the giving of this jury
instruction was invited by defendant and we therefore overrule
defendant's assignment of error on this issue.
PENALTY PROCEEDING ISSUES
[4] Defendant assigns as error the admission of testimony
concerning a threat made by defendant to Charlene McKinney,
contending this evidence should not have been admitted during the
penalty proceeding of defendant's trial. We disagree. During
direct examination by defendant, McKinney stated while defendant
lived with her, it was a big happy family, and he's not an
animal. He really is a decent, kind human being if you knew
him. On cross-examination, it was proper for the prosecution to
attack the credibility of the witness and also to discredit the
witness's contention defendant was peaceful by showing he
threatened the lives of McKinney, her child, and her husband
after an argument concerning a funeral. The prosecution simply
impeached the witness with her prior inconsistent statements to a
detective concerning the threats which clearly contradicted her
direct testimony. While the Rules of Evidence are not binding in
a penalty proceeding, they do provide us with guidance. See
State v. Greene, 351 N.C. 562, 568, 528 S.E.2d 575, 579, cert.
denied, 531 U.S. 1041 (2000). When a witness gives his or her
opinion as to the character of another, the cross-examiner may
test that opinion with questioning on specific acts of conduct.
See N.C.G.S. § 8C-1, Rule 405(a) (2003). Therefore, in addition
to questioning McKinney regarding prior inconsistent statements,
the prosecution could challenge her opinion by questioning her on
defendant's specific acts of conduct.
Additionally, [i]n order to prevent an arbitrary or erratic
imposition of the death penalty, the [S]tate must be allowed to
present, by competent relevant evidence, any aspect of a
defendant's character or record and any of the circumstances of
the offense that will substantially support the imposition of thedeath penalty. State v. McDougall, 308 N.C. 1, 23-24, 301
S.E.2d 308, 322, cert. denied, 464 U.S. 865 (1983). The evidence
concerning the threat, while also impeaching McKinney and
challenging her opinion, went directly to the heart of
defendant's violent nature.
In like manner, the prosecution was entitled to submit
evidence contrary to the assertion of one of defendant's proposed
mitigating circumstances. Defendant submitted and the trial
court approved a mitigating circumstance be given to the jury
that defendant had a deep emotional bond with McKinney. Evidence
which tends to undermine a mitigating circumstance is competent
and relevant in penalty proceedings. Defendant had threatened
the life of the very person he alleged a deep emotional bond
with, and the prosecution's questioning made that nonstatutory
mitigating circumstance less likely to be true. We therefore
overrule defendant's assignment of error.
[5] Defendant's next contention is the trial court erred in
sustaining the prosecution's objection to his mother's statement
during the penalty proceeding that defendant wanted to apologize
to the victims' families. Defense counsel asked defendant's
mother if she wanted to say anything to the victims' families.
Her response in part was: I just wanted to apologize to all of
you. Jeff wants to apologize. The prosecution objected and the
judge ordered the last answer stricken and not considered by the
jury.
Evidence a defendant harbors feelings of remorse regarding a
homicide is relevant evidence to be considered by the jury in a
capital sentencing proceeding. See State v. Jones, 339 N.C. 114,
153-54, 451 S.E.2d 826, 847 (1994), cert. denied, 515 U.S. 1169(1995). In both Jones, id., and State v. Garcia, 358 N.C. 382,
420, 597 S.E.2d 724, 750 (2004), cert. denied, ___ U.S. ___, 125
S. Ct. 1301, 161 L. Ed. 2d 122 (2005), this Court found the
exclusion of evidence of remorse to be error subject to
constitutional harmless error review. For an error to be
harmless under the constitutional harmless error review standard,
the appellate court must find the error harmless beyond a
reasonable doubt. See N.C.G.S. § 15A-1443(b) (2003); State v.
Lewis, 360 N.C. 1, 28, 619 S.E.2d 830, 847-48 (2005). In both
Jones and Garcia, this Court held exclusion of evidence of
remorse to be harmless beyond a reasonable doubt. We also hold
any possible error as to this issue in the case sub judice
harmless beyond a reasonable doubt.
First, any possible error was caused by defendant's failure
to offer a proper foundation to ensure the reliability of the
testimony from his mother. Although the prosecution did not
state its basis for the objection, it is clear from the context
of the objection the prosecution objected to the speculative
nature of the statement, Jeff wants to apologize. Unlike Jones
and Garcia, no foundation was laid by defendant for the witness's
basis of such knowledge of defendant's state of mind.
Second, the jury heard other sufficient testimony of
defendant's remorse during the penalty proceeding through Dr.
Hilkey, who opined defendant was remorseful for his actions.
Even though the evidence of remorse was not disputed by other
testimony, the jury was free to believe whom they would on the
stand, and we find any error in the exclusion of this evidence
harmless beyond a reasonable doubt. See State v. Daughtry, 340N.C. 488, 518-19, 459 S.E.2d 747, 762-63 (1995), cert. denied,
516 U.S. 1079 (1996).
[6] Defendant additionally claims his mother should have
been allowed to testify, in her opinion, her son would adjust
well to prison life. Evidence of whether a defendant would
adjust well to prison life is a relevant consideration in the
imposition of the death penalty. See Skipper v. South Carolina,
476 U.S. 1, 6-8 (1986). A capital defendant is permitted to
introduce evidence from a disinterested witness that the
defendant has adjusted well to confinement. State v. Smith, 359
N.C. 199, 216, 607 S.E.2d 607, 620 (2005). We note from the
outset defendant's mother may not be a disinterested witness.
Even if defendant's mother should have been allowed to testify as
to defendant's adjustment to prison life, we find any error in
its exclusion harmless beyond a reasonable doubt. See N.C.G.S.
§ 15A-1443(b) (2003); Lewis, 360 N.C. at 28-29, 619 S.E.2d at
847-48. Three other witnesses gave testimony from which the jury
could have found defendant would adjust well to prison life. Tom
Patterson testified defendant did well in the structured setting
of a group home. Charlene McKinney testified defendant did well
at the group home because of the structured environment, and Dr.
Hilkey testified defendant's prior instance of lashing out in
jail would probably not be repeated in prison because of the
differences in structure and the benefit of proper administration
of defendant's medications. We overrule this assignment of
error.
[7] Defendant argues the trial court erred in sustaining the
prosecution's objection when defendant's sister, Charlene
McKinney, testified, [defendant was] just caught in a badsituation. I mean, he didn't intend for this to happen. Once
again, defendant failed to lay a proper foundation for testimony
concerning his mental state. Regardless, we find any error in
the exclusion of this testimony to be harmless beyond a
reasonable doubt.
First, it appears from the context of the testimony McKinney
was speaking of all the actions of the night and early morning of
the murders, and not the murders in particular. The jury already
decided in the guilt-innocence proceeding defendant intended to
commit these murders. Although the word intend was used in
McKinney's testimony, the word was not used in its legal sense as
an element of first-degree murder. Therefore, this testimony is
not designed to raise a residual doubt as to defendant's guilt as
the State suggests in its brief.
Taken in context, McKinney's testimony tended to show
defendant was a good person and not a monster. Had there been
a proper foundation, defendant should have been allowed to
present this testimony of his good character. See e.g. N.C.G.S.
§ 15A-1340.16(e)(12) (Supp. 2005) (good character as mitigating
factor under the Structured Sentencing Act applied to non-capital
cases). We need not determine whether this alleged error rises
to the level of a constitutional violation because we find any
error to be harmless beyond a reasonable doubt. See N.C.G.S. §
15A-1443(b) (2003); Lewis, ___ N.C. at ___, 619 S.E.2d at 847-48.
First, defendant did not submit for consideration a good
character mitigating circumstance. Second, defendant's mother,
his son, and Matthew Forbis, a childhood friend of defendant,
testified to facts and circumstances which tended to showdefendant was a good person. We overrule this assignment of
error.
[8] Defendant argues the trial court erred by failing to
intervene ex mero motu in the prosecution's penalty proceeding
closing argument when the prosecution referred to defendant's
expert witness, Dr. Hilkey, as the $15,000 man. The
prosecution's argument was as follows:
Let's talk about his mental state. We heard from Dr.
Hilkey there, the $15,000 man. Qualified medical or
psychological experts can review the same material, yet
come to different opinions. We know this, because Dr.
Holly Rogers we heard about -- we didn't hear from her,
but in 1999 or 2000 or around about that time diagnosed
the defendant as having intermittent explosive disorder
or rage disorder. Dr. Hilkey: No, he didn't have
that, according to Dr. Hilkey. Dr. Hilkey tells us
that -- well, let me back up a minute. In fact, there
were different diagnoses given by qualified people over
the course of these years. One of them diagnosed him
with schizophrenia. Dr. Hilkey says no, he's not
schizophrenic. Dr. Hilkey says, well, Dr. Rogers --
let me back up a minute, now -- if you recall diagnosed
him as having antisocial, or being -- having antisocial
personality, which is -- which Dr. Hilkey confirms that
he's got. Yes, in fact, he does have traits similar to
antisocial personality disorder. Dr. Hilkey didn't
specifically diagnose him with that but indicated that
he has antisocial features. Well, you folks may recall
that antisocial personality disorder is what used to be
called psychopathic, sociopathic. It's now called
antisocial. A rose, folks, by any other name is still
a rose. What you and I call mean, nasty, evil, vicious,
Dr. Hilkey calls antisocial. We have now sanitized
all these behaviors and called them -- wrapped them up
in nice, neat little packages and given them
psychological names. There is a psychological
diagnosis for someone who drinks too much coffee:
Caffeine-induced disorder. That's what we learned from
the $15,000 man. Mr. Duke knows right from wrong; he's
not crazy, he's not stupid. He's vicious and he's
selfish.
In hotly contested cases such as this capital trial, defense
counsel and the prosecution are given wide latitude in arguments,
and a trial court is not required to intervene ex mero motu
unless the argument was so grossly improper it must be said thetrial court abused its discretion by not intervening. See State
v. Davis, 349 N.C. 1, 23, 506 S.E.2d 455, 467 (1998), cert.
denied, 526 U.S. 1161 (1999). In fact, [t]o establish such an
abuse, defendant must show that the prosecutor's comments so
infected the trial with unfairness that they rendered the
conviction fundamentally unfair. Id. (citing State v. Rose, 339
N.C. 172, 202, 451 S.E.2d 211, 229 (1994), cert. denied, 515 U.S.
1135 (1995)).
We recently discussed this issue in State v. Campbell, in
which a prosecutor stated during closing arguments:
Well, Doctor, don't they say you can't do that? Don't
your own colleagues say you can't do that. Yes, but
they're not paying my bill. That's what he wanted to
say. They are. (Indicating.) . . . Enter Dr. Corvin.
The best witness--well, I'm not going to say that. A
witness that the defendant could buy. . . .
[As defendant:] Well, Doctor, can't you do
something? We're paying good money for this.
[As Dr. Corvin:] Yes. Let me think out of the
box. Let me just--all right, I got it, I got it.
Go with me now, go with me. I'm a doctor, we all
agree, I'm a doctor.
. . . .
Mr. David: Let me repeat that. He's a doctor.
He's a doctor. So the first thing is, twinkies
defense, hyperthyroidism. That's something,
that's medical, they're not going to know what
that means. A Pender jury? I'm s[m]arter than
them, coming from Raleigh.
The prosecutor continued regarding Dr. Corvin's
assessment of defendant's alcohol abuse, stating that
whether defendant was in denial "depends [on] if the
evidence hurts us or helps us."
359 N.C. 644, 677, 617 S.E.2d 1, 22 (2005) (brackets in
original). We concluded in Campbell the prosecution's statements
were not grossly improper. In doing so, this Court noted:
'[I]t is not improper for the prosecutor to impeach thecredibility of an expert during his closing argument.' Id.
(quoting State v. Norwood, 344 N.C. 511, 536, 476 S.E.2d 349, 361
(1996), cert. denied, 520 U.S. 1158 (1997)).
Although we have found grossly improper the practice of
flatly calling a witness or opposing counsel a liar
when there has been no evidence to support the
allegation, we have also held that it is proper for a
party to point out potential bias resulting from
payment that a witness received or would receive for
his or her services. However, where an advocate has
gone beyond merely pointing out that the witness'
compensation may be a source of bias to insinuate that
the witness would perjure himself or herself for pay,
we have expressed our unease while showing deference to
the trial court.
State v. Rogers, 355 N.C. 420, 462-63, 562 S.E.2d 859, 885 (2002)
(citations omitted). In Rogers, this Court found it improper,
but not so grossly improper as to require ex mero motu
intervention, when the prosecutor strongly insinuated the
defendant's expert would say anything to get paid. Id. at 464,
562 S.E.2d at 886. Additionally, we have found ex mero motu
intervention to be required when the statements made by the
prosecution were so overreaching as to shift the focus of the
jury from its fact-finding function to relying on its own
personal prejudices or passions. Such overreaching arguments
will not be tolerated by this Court, and we would not hesitate to
vacate a sentence or conviction on these grounds. See State v.
Jones, 355 N.C. 117, 133-34, 558 S.E.2d 97, 107-108 (2002)
(vacating death sentence when prosecutor made the grossly
improper statement: You got this quitter, this loser, this
worthless piece of--who's mean . . . . He's as mean as they come.
He's lower than the dirt on a snake's belly.).
While we do not condone the prosecution's name-calling or
encourage other improper arguments, we do not believe thestatement made by the prosecutor in the case sub judice was
grossly improper. The prosecution's statement emphasized Dr.
Hilkey's fee in the case was $15,000 and the jury should take
that fact into account when determining the credibility of Dr.
Hilkey and the weight it should place on his testimony.
Considering the statements made by prosecutors in our prior cases
that have found no gross impropriety requiring ex mero motu
intervention by the trial court, we find the prosecution's
closing argument in this case tame by those standards.
Accordingly, we overrule defendant's assignment of error.
[9] In addition, defendant claims the trial court should
have intervened ex mero motu when the prosecution used the word
crap during penalty proceeding closing arguments. The
prosecutor stated:
We all have issues in our family, every one of us.
Every one of us. Mr. Duke was given every opportunity,
every chance to be part of a loving, warm environment,
and chose not to. He chose not to be part of that.
You know, I was waiting to hear from his family
members, based on what we saw, that the defendant was
tortured, locked in a closet, beaten severely by his
mother or Mr. Fincher. Where was that? Where was any
of that? On the contrary, what you heard was they did
everything they could to provide for him, but he didn't
care. Warm, loving home? Who needs that when there's
crap?
We note first of all the word crap makes absolutely no sense in
this context. We do not find it proper to hypothesize, however
we cannot help but wonder if a transcription error in fact
occurred. Regardless of any possible transcription error, we
analyze this statement as if the word crap was actually used by
the prosecutor during the argument. Defendant relies heavily on
our prior decision in State v. Matthews, 358 N.C. 102, 591 S.E.2d
535 (2004). This case is clearly distinguishable from Matthews. In Matthews, the prosecutor summarized all of the mitigating
evidence presented by the defendant during the penalty proceeding
of his trial and then dismissed it by telling the jury the
evidence was bull crap. Id. at 111, 591 S.E.2d at 542.
This Court noted in Matthews the prosecution's argument was
improper because of the name-calling and scatological language.
This Court admonish[ed] the attorneys and trial courts of this
State to reevaluate the need for melodrama and theatrics over
civil, reasoned persuasion. Id. at 112, 591 S.E.2d at 542. In
the case at bar, the prosecution did not engage in any name-
calling nor did the prosecutor improperly disparage defendant's
argument. Instead, the prosecutor took defendant's evidence as
it was, and, albeit in less than professional terms, discussed
the choice defendant made to turn his back on his family and
pursue instead a life of drug abuse, alcohol abuse, and violence,
which culminated in a senseless and brutal double murder. We
cannot say this argument was so grossly improper as to require
the trial court to intervene ex mero motu, and we therefore
overrule defendant's assignment of error.
[10] Defendant contends the trial court erred in refusing to
grant defendant's request to give the jury peremptory
instructions on the N.C.G.S. § 15A-2000(f)(2) and (f)(6)
mitigating circumstances. We disagree. It is well established a
defendant is entitled to peremptory instructions on a mitigating
circumstance whenever the evidence supporting the mitigating
circumstance is uncontroverted. See State v. Holden, 338 N.C.
394, 402-03, 450 S.E.2d 878, 882 (1994). [W]e have held that it
is not error for a trial court in a capital case to refuse to
give requested instructions where counsel failed to submit theinstructions to the trial court in writing. State v. White, 349
N.C. 535, 570, 508 S.E.2d 253, 275 (1998). There is nothing in
the record or the transcript to indicate such a request was made
in writing by defendant. That said, even if the requested
instructions had been submitted in writing the evidence
supporting the (f)(2) and (f)(6) mitigating circumstances was
simply not uncontroverted.
N.C.G.S. § 15A-2000(f)(2) provides a statutory mitigating
circumstance of: The capital felony was committed while the
defendant was under the influence of mental or emotional
disturbance. Here, defendant presented evidence he suffered
from mental or emotional disturbance through his expert witness
Dr. Hilkey. Dr. Hilkey, while giving his opinion defendant
committed these murders under the influence of mental or
emotional disturbance, also admitted on cross-examination two
clinicians could come to different conclusions. Additionally,
Dr. Hilkey testified as to inconsistent diagnoses of defendant's
condition determined by other mental health professionals in the
past. Clearly, the evidence of defendant's mental or emotional
disturbance was not uncontroverted, as established by the cross-
examination made by the prosecution. Therefore, defendant was
not entitled to a peremptory instruction on the (f)(2) mitigating
circumstance.
Additionally, defendant was not entitled to a peremptory
instruction on the (f)(6) mitigating circumstance which provides:
The capacity of the defendant to appreciate the criminality of
his conduct or to conform his conduct to the requirements of law
was impaired. While defendant submitted evidence that tended to
show this mitigating circumstance existed, that evidence was notuncontroverted. In fact, during the guilt-innocence proceeding
of the trial, the prosecution introduced evidence tending to show
defendant knew what he did was wrong such as turning out Grant's
pants pockets, pulling Arthurs's pants down to his knees, and
ransacking the apartment--all to make it appear a robbery
occurred. In addition, defendant fled the scene of the crime,
destroyed potential evidence, attempted to destroy other evidence
by discarding it across the state line, and encouraged his sister
to lie in order to provide him an alibi. Surely the jury could
have reasonably found from this evidence defendant knew and
appreciated the criminality of his actions. Because defendant's
evidence on this matter was not uncontroverted, we overrule this
assignment of error.
[11] Defendant assigns as error the denial of his request to
submit to the jury a non-statutory mitigating circumstance of:
Jeff's actions towards these victims were influenced to some
degree by their behavior towards him and he reacted to what he
thought was provocation on the part of the victims. As a
general rule, a defendant is allowed to submit to the jury any
mitigating circumstance that a jury could reasonably find to have
mitigating value and has sufficient evidence to support it. See
State v. Daughtry, 340 N.C. at 523, 459 S.E.2d at 765. However,
this does not mean defendant is entitled to place the question of
his guilt of first-degree murder back onto the table for the jury
to decide. The jury decided during the guilt-innocence
proceeding defendant was guilty of first-degree murder, rejecting
his contention he acted under perceived provocation. We
therefore overrule this assignment of error. [12] Defendant contends reversible error occurred when the
trial court reinstructed the jury on mitigating circumstances
after the jury submitted a question to the court seeking
clarification. We note at the outset defendant did not object to
the instruction given in response to the jury's question.
Therefore, we analyze the instruction for plain error. See N.C.
R. App. P. 10(b)(1); 10(c)(4); State v. Cummings, 352 N.C. 600,
613, 536 S.E.2d 36, 47 (2000) (explaining that plain error review
will be applied only to matters of evidence and jury
instructions), cert. denied, 532 U.S. 997 (2001).
The jury's question read as follows: Please explain the
way we should weigh issue 2? Ex: Does [sic] each of these
questions have a direct impact on the deaths of the two victoms
[sic]. OR Ex: Does [sic] each of these questions prove that Jeff
Duke should live in prison or death [sic]. The trial court,
after conferring with counsel and without objection, decided to
reinstruct the jury on mitigating circumstances. The trial court
instructed the jury as follows:
Our law identifies several possible mitigating
circumstances. However in considering Issue Number 2,
it would be your duty to consider as a mitigating
circumstance any aspect of the defendant's character
and any of the circumstances of this murder that the
defendant contends is a basis for a sentence less than
death and any other circumstances arising from the
evidence which you deem to have mitigating value.
. . . .
A juror may find that any mitigating circumstance
exists by a preponderance of the evidence, whether or
not that circumstance was found to exist by all the
jurors. In any event, you would move on to consider
the other mitigating circumstances and continue in like
manner until you have considered all of the mitigating
circumstances listed on the form and any others which
you deem to have mitigating value.
These instructions follow the pattern jury instructions on Issue
Two of the Issues and Recommendation as to Punishment Form
provided to the jury for their deliberations. However, the trial
court did not continue by giving specific instructions on each
mitigating factor. Defendant contends the jury was therefore
confused and could have believed statutorily enumerated
mitigating circumstances may not be taken into consideration
unless the jury finds those circumstances to have mitigating
value. We disagree.
Defendant is correct in asserting statutory mitigating
circumstances have mitigating value as a matter of law, while
nonstatutory mitigating circumstances require a finding of
mitigating value by the jury. See N.C.G.S. § 15A-2000(f) (2003);
State v. Walters, 357 N.C. 68, 92, 588 S.E.2d 344, 358, cert.
denied, 540 U.S. 971 (2003). While defendant asserts a correct
proposition of law, the instructions given by the trial court are
not contrary to that law.
On the Issues and Recommendation as to Punishment Form for
each murder, the final question under Issue Two is whether any
juror found [a]ny other circumstance or circumstances arising
from the evidence which one or more of you deems to have
mitigating value. The form contains lines after this question
for the juror or jurors to write the mitigating circumstance
found, if any. It is clear from the instructions given by the
trial court--any other circumstances arising from the evidence
which you deem to have mitigating value--refers to this final
question. The trial court advised the jury to decide the listed
mitigating circumstances as it previously instructed, and any
others which you deem to have mitigating value. The trial courtdid not instruct the jurors the statutory mitigators were not to
be found unless the jury concluded they had mitigating value. If
any error occurred in the re-instruction, this error was to
defendant's benefit because it implied all the listed
circumstances had some mitigating value, rather than instructing
the jury it should not find a nonstatutory mitigating
circumstance unless it deemed that circumstance to exist and have
mitigating value.
This case is clearly distinguishable from State v. Jaynes,
342 N.C. 249, 464 S.E.2d 448 (1995), cert. denied, 518 U.S. 1024
(1996), and State v. Howell, 343 N.C. 229, 470 S.E.2d 38 (1996),
both of which defendant cites in support of this assignment of
error. In Jaynes, the trial court instructed the jury: it is
for you to determine from the circumstances and the facts in this
case whether or not any listed circumstance has mitigating
effect. 342 N.C. at 285, 464 S.E.2d at 470. In Howell, the
trial court instructed the jury in a manner substantially similar
to that in Jaynes. 343 N.C. at 239-40, 470 S.E.2d at 43-44. In
the case sub judice, the trial court instructed the jury should
only consider whether a mitigating circumstance had mitigating
value if it found a circumstance which was not listed on the
Issues and Recommendation as to Punishment Form. Defendant's
assignment of error is overruled.
[13] Defendant's current appeal resulted from a new trial
granted by this Court because the transcription notes and tapes
in defendant's first capital trial were unavailable, thereby
preventing preparation of a transcript for appellate review. See
State v. Duke, 354 N.C. 367, 556 S.E.2d 295 (2001). Defendant
argues because the trial court did not submit the N.C.G.S. § 15A-2000(e)(9) aggravating circumstance as to the murder of Arthurs
during the penalty proceeding of defendant's first trial, the
trial court violated the bar against double jeopardy by
submitting the circumstance in the present case. We disagree.
This Court held in State v. Sanderson the bar against double
jeopardy does not prevent a sentence of death unless a jury finds
no aggravating circumstance existed in a prior trial and thereby
would have been required to recommend a sentence of life
imprisonment without parole. 346 N.C. 669, 679-80, 488 S.E.2d
133, 138-39 (1997). This Court wrote:
In the present case, neither the jury at the first
capital sentencing proceeding nor the jury at the
second capital sentencing proceeding found that no
aggravating circumstance existed. To the contrary,
each of those juries found at least one aggravating
circumstance to exist and recommended a sentence of
death. Therefore, principles of double jeopardy did
not prevent the trial court from submitting this case
to the jury at defendant's third capital sentencing
proceeding for its consideration of all aggravating
circumstances supported by evidence adduced at that
third capital sentencing proceeding for the jury's
determination as to whether death or life imprisonment
was the appropriate penalty in this case.
Id. at 679, 488 S.E.2d at 138. Similarly, in this case, during
the first trial the jury found an aggravating circumstance and
recommended death for defendant's murder of Arthurs.
We also reject defendant's argument that the holding in Ring
v. Arizona, 536 U.S. 584 (2002), changes this result. Ring
simply requires the jury, rather than the trial court, to find
any aggravating circumstance which leads to the imposition of the
death penalty. Id. at 587, 609. As the Supreme Court noted in
Ring, North Carolina law required the finding of aggravating
circumstances by the jury before the federal constitutional
mandate to do so. Id. at 608 n.6. [T]he judge's finding of anyparticular aggravating circumstance does not of itself 'convict'
a defendant (i.e., require the death penalty), and the failure to
find any particular aggravating circumstance does not 'acquit' a
defendant (i.e., preclude the death penalty). Poland v.
Arizona, 476 U.S. 147, 156 (1986). In Sattazahn v. Pennsylvania,
a post-Ring case, the defendant was convicted of first-degree
murder and sentenced to life in prison as an operation of law due
to a hung jury in his first penalty proceeding. 537 U.S. 101,
103-05 (2003). Upon retrial, after the reversal of the
defendant's conviction, a second jury found the defendant guilty
and sentenced him to death. Id. The Supreme Court rejected the
defendant's claim double jeopardy barred such a result and
affirmed the death sentence of the defendant. Id. at 109-10; see
also id. at 117 (O'Connor, J., concurring). In the case sub
judice, the jury in defendant's first trial recommended death,
and the jury in defendant's second trial recommended death.
Therefore, we overrule defendant's assignment of error.
[14] Defendant also contends his constitutional rights were
violated because the especially heinous, atrocious, or cruel
aggravating circumstance is unconstitutionally vague and
overbroad, and this vagueness cannot be cured through appellate
narrowing after Ring v. Arizona. We note initially defendant did
not raise this specific Sixth Amendment argument at the trial
court, and, as a general rule, this Court will not hear for the
first time constitutional arguments on appeal. See State v.
Benson, 323 N.C. 318, 321-22, 372 S.E.2d 517, 519 (1988).
Nevertheless, as a decision on this matter is in the public
interest, we will address this issue to further develop our
jurisprudence. See N.C. R. App. P. 2. In upholding the constitutionality of Arizona's especially
heinous, cruel or depraved aggravating circumstance in Walton v.
Arizona, 497 U.S. 639, 653 (1990), overruled on other grounds by
Ring v. Arizona, 536 U.S. 584, the Supreme Court of the United
States distinguished two of the cases cited by defendant on this
issue: Maynard v. Cartwright, 486 U.S. 356 (1988) (Oklahoma's
especially heinous, atrocious, or cruel standard
unconstitutionally vague) and Godfrey v. Georgia, 446 U.S. 420
(1980) (Georgia's outrageously or wantonly vile, horrible, or
inhuman circumstance unconstitutionally vague). In
distinguishing these cases, the Court in Walton reasoned:
Neither jury was given a constitutional limiting definition of
the challenged aggravating factor. Second, in neither case did
the state appellate court, in reviewing the propriety of the
death sentence, purport to affirm the death sentence by applying
a limiting definition of the aggravating circumstance to the
facts presented. Id.
We disagree with defendant's contention for two reasons.
First, this Court has held the pattern jury instruction, 1
N.C.P.I.--Crim. 150.10 (2004), is not unconstitutionally vague or
overbroad with regards to the N.C.G.S. § 15A-2000(e)(9)
aggravating circumstance. See State v. Syriani, 333 N.C. at 388-
92, 428 S.E.2d at 138-41. In State v. Syriani, this Court
stated: Because these jury instructions incorporate narrowing
definitions adopted by this Court and expressly approved by the
United States Supreme Court, or are of the tenor of the
definitions approved, we reaffirm that these instructions provide
constitutionally sufficient guidance to the jury. Id. at 391-
92, 428 S.E.2d at 141. As this Court held in Syriani, thepattern jury instruction given in the instant case was a
sufficient limiting instruction which cures any vagueness or
overbreadth of the especially heinous, atrocious, or cruel
aggravating circumstance. This Court's appellate narrowing of
the especially heinous, atrocious, or cruel aggravating
circumstance has been incorporated into the pattern jury
instruction.
Second, we fail to see how conducting appellate review of a
question submitted to the jury somehow makes this Court a co-
finder of fact with the jury in violation of Ring. Defendant
asserts in his brief that appellate narrowing, as allowed by
Walton, no longer passes constitutional muster. In support of
this argument, defendant cites only a footnote from a recent
decision of the Supreme Court of the United States, Bell v. Cone,
__ U.S. __, 125 S. Ct. 847, 852 n.6, 160 L. Ed. 2d 881, 891 n.6
(2005) (per curiam). This footnote merely summarizes the holding
in Ring and states the inapplicability of Ring to Bell v. Cone,
as the Bell case was tried before Ring was announced and the
Court's decision in Ring is not retroactive. Therefore, the Bell
Court did not have before it the issue of whether appellate
narrowing of vague aggravating circumstances post-Ring is
constitutional. We decline to make the logical jump defendant
makes that a mere statement indicating an issue is not before the
Court means an overruling of prior precedent.
Further, we note this argument by defendant is speculative
in nature. Defendant did not assert in his brief or at oral
argument that the murders committed by him were not especially
heinous, atrocious, or cruel or for some reason require appellate
narrowing. Therefore, we will only determine, duringproportionality review, the sufficiency of the evidence in the
record to determine if it supports the finding of the aggravating
circumstance by the jury. In this determination, the Court
merely acts as all appellate courts do and determines if the
sufficiency of the evidence submitted supported the finding of
the jury. Defendant's argument that such review by an appellate
court somehow makes that court a co-finder of fact with the jury
in violation of Ring is without merit. In fact, if Ring imposes
such a prohibition upon appellate courts, then, in any sentencing
determination, defendants will no longer be allowed to request
that a trial court or an appellate court determine whether a
circumstance was supported by the evidence after that
circumstance is found by the jury. This argument lacks merit,
and therefore we overrule defendant's assignment of error on this
issue.
Constitutionality of Issue Three
[15] Defendant claims part of the applicable jury
instructions and the Issues and Recommendation as to Punishment
Form, both derived from N.C.G.S. § 15A-2000(b) and (c), violate
his constitutional rights because if the jury determines the
mitigating circumstances are equal in weight to the aggravating
circumstances, the jury must continue its analysis instead of
recommending life without parole. Issue Number Three, as it is
called by many attorneys, is derived from N.C.G.S. § 15A-2000(c),
which provides in part: When the jury recommends a sentence of
death, the foreman of the jury shall sign a writing on behalf of
the jury which writing shall show . . . the mitigating
circumstance or circumstances are insufficient to outweigh the
aggravating circumstance or circumstances found. The juryrecommendation form in this case reads: Do you unanimously find
beyond a reasonable doubt that the mitigating circumstance or
circumstances found is, or are, insufficient to outweigh the
aggravating circumstance or circumstances found by you? This
instruction and the statute on which it is based do not violate
defendant's constitutional rights.
We note at the outset defendant did not object to the
instruction given, nor was there any indication of equipoise in
the record. Therefore, we analyze the instruction for plain
error based upon defendant's facial challenge to the instruction
on appeal. See N.C. R. App. P. 10(b)(1); 10(c)(4); Cummings, 352
N.C. at 613, 536 S.E.2d at 47. A reversal for plain error is
only appropriate in the most exceptional cases.
The plain error rule applies only in truly
exceptional cases. Before deciding that an error by the
trial court amounts to "plain error," the appellate
court must be convinced that absent the error the jury
probably would have reached a different verdict. State
v. Odom, 307 N.C. at 661, 300 S.E.2d at 378-79. In
other words, the appellate court must determine that
the error in question "tilted the scales" and caused
the jury to reach its verdict convicting the defendant.
State v. Black, 308 N.C. at 741, 303 S.E.2d at 806-07.
Therefore, the test for "plain error" places a much
heavier burden upon the defendant than that imposed by
N.C.G.S. § 15A-1443 upon defendants who have preserved
their rights by timely objection. This is so in part at
least because the defendant could have prevented any
error by making a timely objection. Cf. N.C.G.S. §
15A-1443(c) (defendant not prejudiced by error
resulting from his own conduct).
State v. Walker, 316 N.C. 33, 39, 340 S.E.2d 80, 83-84 (1986).
We do not find plain error in the trial court's instruction on
Issue Three.
The Supreme Court of the United States has held that states
are free to enact and enforce the death penalty so long as (1)
the jury has guided discretion that includes the ability toconsider and give effect to every mitigating circumstance, and
(2) the statutory scheme does not automatically impose death for
any certain type of murder. See Walton v. Arizona, 497 U.S. at
652; Penry v. Lynaugh, 492 U.S. 302, 328 (1989); see generally
Woodson v. North Carolina, 428 U.S. 280, 289-301 (1976)
(plurality) (no automatic death penalty for first-degree murder).
The Supreme Court of the United States does not impose any
formulaic method for imposition of the death penalty and has
stated: '[W]e leave to the State[s] the task of developing
appropriate ways to enforce the constitutional restriction upon
[their] execution of sentences.' Atkins v. Virginia, 536 U.S.
304, 317 (2002) (quoting Ford v. Wainwright, 477 U.S. 399, 416-17
(1986) (plurality) (alterations in original) (discussing the
constitutional prohibitions on imposing the death penalty on
persons who are mentally retarded and noting the States will
apply their own definitions of mental retardation when
determining which offenders are in fact retarded). [T]he
Constitution does not require a State to adopt specific standards
for instructing the jury in its consideration of aggravating and
mitigating circumstances . . . . Zant v. Stephens, 462 U.S.
862, 890 (1983). A capital punishment scheme which requires a
recommendation of death upon the finding of certain factors or
circumstances does not violate the Constitution so long as the
jury is allowed to consider and give effect to all relevant
mitigating evidence. See generally Boyde v. California, 494 U.S.
370 (1990) (upholding California's capital punishment system
which mandated death upon the jury's finding that the aggravating
circumstances outweighed the mitigating circumstances); Blystonev. Pennsylvania, 494 U.S. 299 (1990) (upholding Pennsylvania's
capital punishment scheme for the same reason).
States are free to structure and shape consideration of
mitigating evidence 'in an effort to achieve a more rational and
equitable administration of the death penalty.' Boyde, 494 U.S.
at 377 (quoting Franklin v. Lynaugh, 487 U.S. 164, 181 (1988)
(plurality)). North Carolina has done just that by enacting a
capital punishment system which allows the jury, as part of its
guided discretion, to weigh the mitigating circumstances against
the aggravating circumstances. See N.C.G.S. § 15A-2000 (2003).
In addition, North Carolina's capital punishment scheme does not
limit in any way the mitigating evidence the jury may consider in
making its decision. See id. § 15A-2000(f)(9) (Any other
circumstance arising from the evidence which the jury deems to
have mitigating value.); see also Lockett v. Ohio, 438 U.S. 586,
601 (1978) (plurality) (requiring the jury be allowed to consider
all relevant mitigating evidence). In Walton, the Supreme Court
of the United States looked at a very similar weighing process
and held it was constitutionally sufficient for the legislature
to require that the judge impose a sentence of death if one or
more aggravating circumstances are found and mitigating
circumstances are held insufficient to call for leniency. 497
U.S. at 651. Our statute actually provides greater protection
against the arbitrary imposition of death than the statute in
Walton because our statute does not mandate death based solely
upon the weighing of mitigating and aggravating circumstances.
See N.C.G.S. § 15A-2000.
Finally, we note North Carolina's death penalty structure
differs from the statute the Kansas Supreme Court recently struckdown in State v. Marsh, 278 Kan. 520, 102 P.3d 445 (2004), cert.
granted, ___ U.S. ___, 125 S. Ct. 2517, 161 L. Ed. 2d 1109
(2005). Under our system, should the jury answer Issue Three
in the affirmative, the jury is required to make one last
decision of guided discretion--whether the aggravating
circumstances are sufficiently substantial to call for imposition
of the death penalty. Unlike the Kansas statute, a North
Carolina jury's decision does not rest completely on the weighing
of the mitigating circumstances against the aggravating
circumstances. See Kan. Stat. Ann. § 21-4624(e) (2003); N.C.G.S.
§ 15A-2000. Assuming arguendo a constitutional fviolation occurs
under the Kansas statute, our statutory scheme offers an
additional layer of protection against the arbitrary imposition
of the death penalty.
Accordingly, as we find no plain error in the instruction or
the Issues and Recommendation as to Punishment Form, we overrule
defendant's assignment of error.
PRESERVATION ISSUES
Defendant contends his short-form indictment was
insufficient because it failed to allege all the elements of the
offense of first-degree murder. This Court has consistently
ruled short-form indictments for first-degree murder are
permissible under N.C.G.S. § 15-144 and the North Carolina and
United States Constitutions. See State v. Hunt, 357 N.C. 257,
278, 582 S.E.2d 593, 607, cert. denied, 539 U.S. 985 (2003); see
also State v. Mitchell, 353 N.C. 309, 328-29, 543 S.E.2d 830,
842, cert. denied, 534 U.S. 1000 (2001); State v. Davis, 353 N.C.
1, 44-45, 539 S.E.2d 243, 271 (2000), cert. denied, 534 U.S. 839
(2001); State v. Braxton, 352 N.C. 158, 173-75, 531 S.E.2d 428,436-38 (2000), cert. denied, 531 U.S. 1130 (2001); State v.
Wallace, 351 N.C. 481, 504-08, 528 S.E.2d 326, 341-43, cert.
denied, 531 U.S. 1018 (2000). We see no compelling reason to
depart from our prior precedent, and we find the indictment in
this case met the requirements of N.C.G.S. § 15-144. Therefore,
defendant's assignment of error is overruled.
Defendant claims the trial court committed error in failing
to sua sponte inquire of defendant himself (instead of through
counsel) whether he wanted to present evidence or testify on his
own behalf during the guilt-innocence proceeding. This Court
rejected this argument in State v. Jones, 357 N.C. 409, 417, 584
S.E.2d 751, 756-57 (2003), and decline to overrule that case.
Defendant's assignment of error is overruled.
Defendant asserts the trial court erred in instructing the
jury that each juror could ignore nonstatutory mitigating
evidence if they found such evidence to be without mitigating
value. This Court previously decided this issue contrary to
defendant's position, and we find no reason now to overrule our
prior precedent. See e.g., State v. Payne, 337 N.C. 505, 533,
448 S.E.2d 93, 109-10 (1994), cert. denied, 514 U.S. 1038 (1995).
Therefore, defendant's assignment of error is overruled.
Defendant argues the trial court committed plain error by
instructing the jury that defendant must prove mitigating
circumstances to the satisfaction of the jurors. This Court
considered this issue in State v. Payne and found it to lack
merit. Id. at 531-33, 448 S.E.2d at 108-09. We find no reason
to overrule Payne, and therefore we reject defendant's assignment
of error. Defendant contends the jury instructions for Issues Three
and Four of the penalty proceeding impermissibly used the word
may thereby permitting, but not requiring, each juror to weigh
the mitigating circumstance he or she may have found by a
preponderance of the evidence under Issue Two. This Court
considered this argument previously in State v. Lee, 335 N.C.
244, 439 S.E.2d 547, cert. denied, 513 U.S. 891 (1994) and State
v. Skipper, 337 N.C. 1, 446 S.E.2d 252 (1994), cert. denied, 513
U.S. 1134 (1995) and have found it without merit. Defendant has
presented no compelling reason, nor do we find any compelling
reason, to overrule our prior holdings on this issue. Therefore,
we must overrule defendant's assignment of error on this issue.
Defendant claims the death penalty violates the Eighth and
Fourteenth Amendments to the United States Constitution, and
Article I, Sections 19, 23, and 27 of the North Carolina
Constitution. He also argues the North Carolina capital
sentencing statute, N.C.G.S. § 15A-2000, is vague and overbroad;
allows juries to make excessively subjective sentencing
determinations; is applied arbitrarily and on the basis of race,
sex, and poverty; and violates Article IV Section 2 of the United
States Constitution because it violates international law. We
note first defendant has abandoned all of these assignments of
error because no authority or argument in support was given in
defendant's brief. See N.C. R. App. P. 28(b)(6) (Assignments of
error not set out in the appellant's brief, or in support of
which no reason or argument is stated or authority cited, will be
taken as abandoned.). Nonetheless, this Court has considered
and rejected all these issues in past cases, and we decline to
depart from our prior precedent. See, e.g., State v. Williams,355 N.C. 501, 586, 565 S.E.2d 609, 658 (2002) (holding N.C.G.S. §
15A-2000 does not violate the International Covenant on Civil and
Political Rights), cert. denied, 537 U.S. 1125 (2003); State v.
Williams, 304 N.C. 394, 409-10, 284 S.E.2d 437, 448 (1981)
(rejecting argument that death penalty is cruel and unusual and
applied in an arbitrary manner on the basis of race), cert.
denied, 459 U.S. 1056 (1982). Therefore, defendant's assignments
of error are overruled.
PROPORTIONALITY
[16] Pursuant to N.C.G.S. § 15A-2000(d)(2), this Court has
the statutory duty to determine if:
[T]he record does not support the jury's findings of
any aggravating circumstance or circumstances upon
which the sentencing court based its sentence of death,
or . . . the sentence of death was imposed under the
influence of passion, prejudice, or any other arbitrary
factor, or . . . the sentence of death is excessive or
disproportionate to the penalty imposed in similar
cases, considering both the crime and the defendant.
N.C.G.S. § 15A-2000(d)(2).
Here the jury found three aggravating circumstances to exist
beyond a reasonable doubt as to both murders: (1) defendant had
been previously convicted of a felony involving the use of
violence to the person; (2) the murders were especially heinous,
atrocious, or cruel; and (3) the murders were part of a course of
conduct in which defendant engaged and which included the
commission by defendant of other crimes of violence against other
persons. The trial court submitted the N.C.G.S. § 15A-2000(f)(2)
and (f)(6) mitigating circumstances, along with thirty
nonstatutory mitigating circumstances. No juror found either the
(f)(2) or the (f)(6) mitigating circumstance as to either murder,but at least one juror found eleven nonstatutory mitigating
circumstances as to each murder.
After a thorough review of the record, transcripts, briefs,
and oral arguments on appeal, we conclude the jury's finding of
the three aggravating circumstances is supported by the evidence.
Additionally, we conclude nothing in the record, transcripts,
briefs, or oral arguments suggests the sentence given defendant
was imposed under the influence of passion, prejudice, or any
other arbitrary factor. We will not disturb the jury's weighing
of the mitigating and aggravating circumstances.
As a final matter, we must consider whether imposition of
the death penalty is proportionate in this case. The decision as
to whether the death sentence is disproportionate ultimately
[rests] upon the 'experienced judgments' of the members of this
Court.
State v. Green, 336 N.C. 142, 198, 443 S.E.2d 14, 47,
cert. denied, 513 U.S. 1046 (1994). Proportionality review is
intended to eliminate the possibility that a person will be
sentenced to die by the action of an aberrant jury.
State v.
Smith, 357 N.C. 604, 621, 588 S.E.2d 453, 464 (2003) (citation
omitted),
cert. denied, 542 U.S. 941 (2004).
In our proportionality review, we compare the case at bar to
cases in which this Court has found imposition of the death
penalty to be disproportionate. This Court has previously
determined that the death penalty was disproportionate in eight
cases:
State v. Kemmerlin, 356 N.C. 446, 573 S.E.2d 870 (2002);
State v. Benson, 323 N.C. 318, 372 S.E.2d 517;
State v. Stokes,
319 N.C. 1, 352 S.E.2d 653 (1987);
State v. Rogers, 316 N.C. 203,
341 S.E.2d 713 (1986),
overruled in part on other grounds by
State v. Gaines, 345 N.C. 647, 483 S.E.2d 396,
cert. denied, 522U.S. 900 (1997),
and by State v. Vandiver, 321 N.C. 570, 364
S.E.2d 373 (1988);
State v. Young, 312 N.C. 669, 325 S.E.2d 181
(1985);
State v. Hill, 311 N.C. 465, 319 S.E.2d 163 (1984);
State
v. Bondurant, 309 N.C. 674, 309 S.E.2d 170 (1983); and
State v.
Jackson, 309 N.C. 26, 305 S.E.2d 703 (1983).
In none of the cases in which this Court found the death
penalty disproportionate did the jury find the three aggravating
circumstances the jury found in this case. In fact, in cases in
which the jury found the murder to be especially heinous,
atrocious, or cruel this Court has only found the death sentence
to be disproportionate twice.
See State v. Stokes, 319 N.C. 1,
352 S.E.2d 653; and
State v. Bondurant, 309 N.C. 674, 309 S.E.2d
170.
Stokes and
Bondurant are easily distinguishable from this
case. In
Stokes, the defendant was only seventeen years old at
the time of the killing, and he was the only one of four
assailants to receive the death penalty. 319 N.C. at 3-4, 11,
352 S.E.2d at 654-55, 658. In this case, defendant was thirty
years old at the time of the murders, and he committed both
murders by himself. In
Bondurant, the defendant expressed
remorse immediately after the killing and even aided the victim
in traveling to the hospital for treatment. 309 N.C. at 694, 309
S.E.2d at 182-83. In contrast defendant Duke plunged knives into
the neck and chest of one victim and into the upper abdomen of
the other after the victims were unconscious or dead from the
violent blows of a fire extinguisher--a far cry from exhibiting
remorse and aiding the victims in obtaining treatment.
[W]e have never found a death sentence disproportionate in
a double-murder case.
State v. Sidden, 347 N.C. 218, 235, 491
S.E.2d 225, 234 (1997) (citing
State v. Conner, 345 N.C. 319,338, 480 S.E.2d 626, 635,
cert. denied, 522 U.S. 876 (1997)),
cert. denied, 523 U.S. 1097 (1998). We decline to do so here.
In proportionality review this Court also considers the
brutality of the murders in question.
See State v. Reeves, 337
N.C. 700, 740, 448 S.E.2d 802, 822 (1994) (In determining
proportionality, we are impressed with the cold-blooded, callous
and brutal nature of this murder.),
cert. denied, 514 U.S. 1114
(1995);
State v. Moseley, 336 N.C. 710, 725, 445 S.E.2d 906, 915
(1994) (In determining proportionality, we are impressed with
the brutality and 'overkill' evidenced in this murder.),
cert.
denied, 513 U.S. 1120 (1995). The murders in this case were
especially brutal. The evidence showed defendant brutally beat
the victims with a blunt object--a fire extinguisher. Both
victims were found with their brains smashed. The multiple
blows from the fire extinguisher fractured both victims' skulls
and caused immediate internal bleeding of the victims' brains.
In addition, the violent blows from defendant's swings of the
fire extinguisher forced Arthurs's brain into his spinal column.
When Grant tried to leave the apartment, defendant grabbed him
and pulled him back into the apartment so he could continue his
savage beating. The autopsy showed multiple stab wounds to
Grant's face and neck. The evidence showed not only did
defendant stab his victims, but he moved the blades around inside
their bodies, causing even more damage. To finish this
brutality, defendant plunged knives into both sides of Grant's
neck, into Grant's chest, and into Arthurs's upper abdomen,
leaving a total of four knives in his victims' bodies.
Although we 'compare this case with the cases in which we
have found the death penalty to be proportionate . . . . we willnot undertake to discuss or cite all of those cases each time we
carry out that duty.'
State v. Garcia, 358 N.C. at 429, 597
S.E.2d at 756 (quoting
State v. McCollum, 334 N.C. 208, 244, 433
S.E.2d 144, 164 (1993),
cert. denied, 512 U.S. 1254 (1994)). We
have no difficulty finding the sentences received are
proportionate when compared with our other cases. Therefore, we
hold defendant's sentences are neither disproportionate nor
excessive considering the nature of defendant and the crimes he
committed.
NO ERROR.
Justice PARKER did not participate in the consideration or
decision of this case.
Footnote: 1 Additionally, the jury found defendant guilty of first-
degree murder of Harold Grant under the felony murder rule.
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