All opinions are subject to modification and technical correction prior to official publication in the North Carolina Reports and North Carolina Court of Appeals Reports. In the event of discrepancies between the electronic version of an opinion and the print version appearing in the North Carolina Reports and North Carolina Court of Appeals Reports, the latest print version is to be considered authoritative.
1. Search and Seizure_-investigative stop--motion to suppress evidence--
reasonable suspicion of criminal activity
The trial court did not err in a capital first-degree murder case by denying
defendant's motion to suppress all evidence discovered after he was stopped by police in Aiken,
South Carolina even though defendant contends he was seized within the meaning of the Fourth
Amendment before his arrest for operating a motor vehicle while his license was suspended,
because: (1) officers do not violate the Fourth Amendment's prohibition of unreasonable
seizures merely by approaching individuals on the street or in other public places and putting
questions to them if they are willing to listen, and in the instant case the officer had not told
defendant that he could not leave when defendant consented to speak with the officer; and (2) at
the point where the officer asked defendant to hold up while she transmitted information about
defendant to the dispatcher, the officer had reasonable articulable suspicion that defendant was
involved in criminal activity including where the officer received a complaint from a K-Mart
employee about a suspicious person whose car was parked for a lengthy period of time in the
parking lot; defendant acknowledged that he had been parked in the lot; defendant said he had
completed a job in Columbia, South Carolina, that he was traveling home to North Carolina, and
that he had stopped in Aiken to take a nap even though Aiken is forty-five miles west of
Columbia, is not on the route to North Carolina, and the K-Mart was more than ten miles from
the interstate connecting Columbia and Aiken; and defendant had no driver's license with him
and did not know the name of his friend to whom the car belonged.
2. Jury_-selection--capital trial--voir dire--stake out questions
The trial court did not err in a capital first-degree murder case by refusing to
allow defendant to ask prospective jurors during voir dire whether defendant's election not to
testify would adversely influence their decision given the fact that defendant had made a
confession, because: (1) parties are not allowed to stake out a prospective juror's opinion based
on specific facts; (2) defendant was allowed to ask prospective jurors whether his decision not to
testify would affect their impartiality, and jurors were instructed that defendant had a right not
to testify; (3) defendant was able to inquire of prospective jurors whether they would be able to
follow the law; (4) defendant had sufficient opportunity to examine prospective jurors on their
ability to be fair and impartial in this trial and on their ability to render a decision without regard
to defendant's failure to testify; and (5) although defendant now asserts that the ruling violated
his federal and state constitutional rights, defendant failed to assert this argument before the trial
court and has thus waived it.
3. Jury--selection--capital trial
--excusal for cause
The trial court did not abuse its discretion in a capital first-degree murder case by
excusing a prospective juror for cause under N.C.G.S. § 15A-1212, because: (1) the prospective
juror lived down the road from the victim, had known the victim his entire life, had been in the
victim's home, and had attended the victim's funeral; (2) the prospective juror indicated that he
would prefer not to look at pictures and asked to be deferred; (3) while the prospective juror
stated that he could set aside his personal feelings and be a fair and impartial juror, the trial court
was in a unique position to assess the prospective juror's impartiality; and (4) defendant failed to
assert any constitutional claims at trial and thus has waived them.
4. Evidence--expert testimony--location of blood spatter--intent
The trial court did not err in a capital first-degree murder case by overruling
defendant's objections to portions of the testimony of the State's expert witness about the two
locations of blood spatter in the victim's home used to show intent, because: (1) the expert had
studied panic disorders, was accepted by the trial court as an expert in forensic psychiatry, and as
such was competent to evaluate the evidence to give an opinion as to what defendant's mental
state might have been at the time of the crime; and (2) defendant's objection was based on the
two locations of assault not being in evidence whereas the expert relied on the SBI report which
was admitted into evidence as part of another witness's testimony.
5. Appeal and Error--preservation of issues--failure to object
Although defendant contends the trial court erred in a capital first-degree murder
case by allowing the State's expert witness to testify that the existence of two areas of attack was
inconsistent with defendant's being panicked, this assignment of error is dismissed because
defendant did not object to this testimony at trial and thus did not preserve this issue for appeal
under N.C. R. App. P. 10(b)(1).
6. Evidence--expert opinion-_specialized knowledge--defendant's state of mind
The trial court did not err in a capital first-degree murder case by allowing the
State's expert witness to give his opinion as to defendant's state of mind based on the fact that
the victim was lying prone on the floor when at least one blow was dealt because: (1) the expert
was trained to recognize links between behavior and a person's state of mind; and (2) the expert
had specialized knowledge to assist the trier of fact to understand the evidence or to determine a
fact in issue. N.C.G.S. § 8C-1, Rule 702.
7. Appeal and Error--preservation of issues--failure to object
Although defendant contends the trial court erred in a capital first-degree murder
case by allowing the State's expert witness to testify regarding the bloody towel and pillowcase,
this assignment of error is dismissed because defendant did not object to this exchange at trial
and thus did not preserve this issue for appeal under N.C. R. App. P. 10(b)(1).
8. Appeal and Error--preservation of issues--failure to raise constitutional issue
at trial
Although defendant contends the trial court violated his federal and state
constitutional rights by including portions of testimony from the State's expert witness in a
capital first-degree murder case, this assignment of error is dismissed because defendant failed to
raise these constitutional issues at trial and thus did not preserve them for appeal.
9. Evidence--exclusion of testimony--prior violent sexual act by victim
The trial court did not err in a capital first-degree murder case by excluding
testimony regarding an alleged prior violent sexual act by the victim even though defendant
wanted to use it to show that the victim was the first aggressor in the incident leading up to his
death, because: (1) defendant had not offered any evidence of self-defense at the time he
attempted to introduce this particular testimony of two witnesses, and thus, the fact that an
unidentified man accused the victim of assault several years before the crime for which
defendant was charged took place did not make any fact in the case more probable or less
probable; and (2) although defendant now contends the testimony was independently admissible
to impeach the testimony of another witness who stated that she had never known the victim to
be violent, defendant failed to make this argument at trial and cannot now advance a different
theory on appeal.
10. Evidence--cross-examination--sexual paraphernalia found in victim's home
The trial court did not abuse its discretion in a capital first-degree murder case by
refusing to allow defendant to cross-examine witnesses and by sustaining the State's objection to
questions regarding sexual paraphernalia found in the victim's home, because: (1) in regard to
the questioning of a witness about sexual paraphernalia, its probative value was substantially
outweighed by the danger of unfair prejudice; (2) in regard to the cross-examination of a
detective, the identity of the murderer was not at issue and thus the used condom found in a bag
in the storage room had no bearing on the fact of the murder itself; (3) in regard to the fact that
defendant was not allowed to conduct redirect examination of a doctor regarding the sexual
paraphernalia, defendant's attempt to show that the victim was homosexual does not prove that
the victim was the first aggressor and the evidence was very inflammatory and unfairly
prejudicial; (4) defendant's argument that the State opened the door to the questioning by asking
the doctor if he had examined the physical evidence admitted at trial was without merit since
questioning about the specific paraphernalia would not have explained or rebutted evidence
adduced by the State on cross-examination of the doctor; and (5) defendant's constitutional
arguments are not properly before the Supreme Court when defendant did not raise these issues
at trial.
11. Criminal Law--prosecutor's argument--The Last Supper tapestry
The trial court did not abuse its discretion in a capital first-degree murder case by
refusing to restrict how the prosecution made reference to the victim's tapestry depicting the
Biblical scene The Last Supper which was hung on the wall over the victim's couch where
blood was found spattered on it, because: (1) description of a crime scene, although necessarily
prejudicial to a defendant, is not so unfairly prejudicial as to outweigh its probative value in
helping jurors and the court understand how and where the crime took place; (2) nothing in the
record suggests that the description was used excessively and solely to inflame the passions and
prejudices of the jury against defendant; and (3) defendant's constitutional arguments are not
properly before the Supreme Court when defendant did not raise these issues at trial.
12. Criminal Law--prosecutor's argument--defendant staking out store to rob it
The trial court did not abuse its discretion in a capital first-degree murder case by
failing to intervene ex mero motu during the State's closing argument upon hearing the
prosecutor argue that defendant was attempting to rob the K-Mart in Aiken, South Carolina,
because: (1) the actions of defendant during the pertinent time period were subject to suspicion
and the prosecutor could reasonably argue the inference from the evidence that defendant was
staking out the store in order to rob it; (2) contrary to defendant's assertion, defense counsel was
not taken by surprise by this argument as the prosecutor had signaled this argument during the
charge conference; and (3) defendant's constitutional arguments are not properly before the
Supreme Court
when defendant did not raise these issues at trial.
13. Criminal Law--prosecutor's argument--payment of defense expert witness--
credibility
The trial court did not abuse its discretion in a capital first-degree murder case by
failing to intervene ex mero motu during the portion of the State's closing argument that attacked
the testimony of defendant's expert witness and that allegedly misstated portions of that expert's
testimony, because: (1) the prosecutor's statements about the expert's credibility were not
grossly improper, although the statement that the expert was a witness that the defendant could
buy verged on being unacceptable, and defense counsel used this same tactic in an attempt to
discredit the State's mental health expert; (2) in regard to any alleged misstatements of the
expert's testimony, the essence of the prosecutor's argument was that the expert's assessment ofdefendant's mental state did not necessarily take into account all of defendant's actions
surrounding the murder and even if the comments were improper, the jury instructions informed
the jury not to rely on the closing arguments as its guide in evaluating the evidence; and (3)
viewed as a whole and in light of the wide latitude afforded the prosecutor in closing argument,
the prosecutor's challenged arguments did not so infuse the proceeding with impropriety as to
impede defendant's right to a fair trial.
14. Criminal Law--prosecutor's argument--defendant's failure to testify
The trial court did not err in a capital first-degree murder case by overruling
defendant's objection to the portion of the prosecutor's closing argument that allegedly alluded
to defendant's failure to testify, because: (1) during closing arguments, the prosecutor may
properly bring to the jury's attention the failure of a defendant to produce exculpatory evidence
or to contradict evidence presented by the State; (2) the prosecutor's statement was not an
improper comment on defendant's failure to testify, but instead reminded the jury that
defendant's confession was not admitted as substantive evidence and could not be used for that
purpose; and (3) defendant's constitutional arguments are not properly before the Supreme Court
when defendant did not raise these issues at trial.
15. Homicide--felony murder--motion to dismiss--sufficiency of evidence
The trial court did not err by failing to dismiss the charge of felony murder, nor
did it violate defendant's constitutional rights by submitting the N.C.G.S. § 15A-2000(e)(5)
aggravating circumstance that the capital felony was committed while defendant was engaged in
the commission of robbery, because: (1) although the exact details of the murder and robbery are
lacking, the evidence taken in the light most favorable to the State permits a reasonable jury to
infer that defendant murdered and robbed the victim without any break in the series of events;
and (2) defendant's constitutional argument is not properly before the Supreme Court
when
defendant did not raise this issue at trial.
16. Sentencing--capital--exclusion of evidence of prior violent sexual act by
victim
The trial court did not err during a capital sentencing proceeding by failing to
allow two witnesses to testify that a man had knocked on their doors and claimed that the victim
had attempted to rape him, because: (1) although the specific incident was excluded from
evidence, defendant was still able to rebut the State's evidence of the victim's nonviolent
reputation by introducing evidence of the victim's reputation for making unwanted sexual
advances on men; (2) the vagueness of the specific incident, particularly that the man in question
was unidentified, undermined the reliability of that evidence; (3) defendant has not demonstrated
why exclusion of this evidence was improper; and (4) even if the evidence was improperly
excluded, defendant was able to rebut the State's evidence and was not prejudiced as a result.
17. Sentencing--capital--aggravating circumstance--previously convicted of
felony involving use or threat of violence
The trial court did not err, abuse its discretion, or commit plain error in a capital
sentencing proceeding by admitting evidence of the circumstances surrounding defendant's 1985
conviction for kidnapping including details of rapes, because: (1) the State is allowed to present
the circumstances of the prior felony in order to meet its burden to show beyond a reasonable
doubt the aggravating circumstance under N.C.G.S. § 15A-2000(e)(1) that defendant had been
previously convicted of a felony involving the use or threat of violence; (2) evidence concerning
the events that took place during the kidnapping was necessary to show that the victim was
terrorized by defendant and that her fear was well founded at the time of the actual kidnapping;and (3) although defendant contends that the trial court should have intervened ex mero motu
when the prosecutor argued that at the time of the kidnapping in 1985 the marital rape exemption
prevented defendant from being charged with rape, defendant did not object to this argument at
trial and the argument did not rise to the level of being so grossly improper as to impede
defendant's right to a fair trial.
18. Sentencing--capital--prosecutor's argument--victim killed to eliminate
witness
The trial court did not abuse its discretion by failing to intervene ex mero motu in
a capital sentencing proceeding when the prosecutor made the statement during closing
arguments that the victim was killed for the purpose of witness elimination, because: (1) the
remarks were made when discussing the mitigating circumstance that defendant lacked the
capacity to appreciate the criminality of his conduct; and (2) the argument was a reasonable
inference given defendant's history of crime.
19. Sentencing--capital--prosecutor's argument--confession after DNA testing of
physical evidence
The trial court did not abuse its discretion by failing to intervene ex mero motu in
a capital sentencing proceeding when the prosecutor argued that defendant confessed after DNA
testing even though defendant contends he wrote the confession on 4 February 2000 and the
DNA testing of physical evidence was not done until much later, because the argument was a
reasonable inference from the evidence adduced at trial when defendant wrote a confession letter
knowing that his clothing had been confiscated and DNA evidence was on his confiscated
clothing.
20. Sentencing--capital--prosecutor's argument--defendant stalking his next
victim
The trial court did not abuse its discretion by failing to intervene ex mero motu in
a capital sentencing proceeding when the prosecutor argued that defendant was stalking his next
victim while waiting in the car at the K-Mart parking lot in Aiken, South Carolina, because a
reasonable inference could be made from the evidence in the case since defendant previously had
committed crimes in which he staked out his victim.
21. Sentencing--capital--prosecutor's argument--number of aggravating
circumstances
The trial court did not err in a capital sentencing proceeding by allowing the State
to repeatedly refer to five aggravating circumstances during closing argument when in fact only
three aggravating circumstances were submitted, because: (1) three convictions were used to
support the (e)(3) aggravating circumstance that defendant had previously been convicted of a
felony involving violence to the person, and each conviction could have been submitted to the
jury as a separate (e)(3) aggravator; (2) the prosecutor also stated that the weighing process does
not involve counting the number of mitigators and the number of aggravators to see which side
has the largest number, and the trial court reiterated this point to the jury during instructions; (3)
the copy of the issues and recommendation as to punishment form given to the jurors listed three
possible aggravators; and (4) given that the convictions could have been listed as separate
aggravators and that the jurors were properly instructed as to the law on the subject, the
prosecutor's comments could not have impeded defendant's right to a fair trial.
22. Constitutional Law--effective assistance of counsel--dismissal of claims
without prejudice to pursue in postconviction motion for appropriate relief
Although defendant contends he received ineffective assistance of counsel in a
capital first-degree murder case by his counsel's promising the jury, without delivering, evidence
and instructions on self-defense and intoxication based on an erroneous belief that defendant's
confession would be admitted as substantive evidence, and by concluding that even if the
confession were admitted into evidence the confession alone would be enough to establish self-
defense and intoxication, these claims are dismissed without prejudice to defendant to pursue
them in a postconviction motion for appropriate relief, because evidentiary issues need to be
developed before defendant will be in a position to adequately present his possible ineffective
assistance claim on these issues.
23. Constitutional Law--effective assistance of counsel--failure to object to
testimony--failure to impeach witness
Defendant did not receive ineffective assistance of counsel in a capital first-
degree murder case based on his counsel's failure to object to the testimony of the victim's
grandniece who stated that she had never known the victim to be violent toward anyone and by
failing to impeach that witness, because: (1) even assuming arguendo that it was improper for the
trial court to allow the question when defendant had not introduced evidence of the victim's
character, defendant failed to show prejudice or that a reasonable probability existed that the
outcome of the trial would have been different; (2) the specific instances of conduct that
defendant argues should have been used to impeach the witness were not allowed by the trial
court in either the guilt phase or the sentencing proceeding; and (3) sound strategy reasons exist
for not attempting to impeach a biased witness when the answer to the question is unknown, and
inquiry about her knowledge of the specific incident where the victim allegedly committed a
prior violent sexual act against an unidentified male would likely have produced a negative
answer.
24. Constitutional Law--effective assistance of counsel-_alleged concession of
guilt to second-degree murder without defendant's consent
Defense counsel in a first-degree murder case did not admit defendant's guilt of
second-degree murder without defendant's consent in violation of defendant's right to the
effective assistance of counsel when he stated during closing argument that the only difference
is a second degree murder case lacks that specific intent element, and I submit to you that's
where we are, because: (1) defense counsel was pointing out to the jury that specific intent
was lacking in this case and that the lack of specific intent was the only difference between
second-degree murder and first-degree murder; and (2) defense counsel was arguing to the jury
that without specific intent, the most serious crime for which defendant could be convicted
would be second-degree murder.
25. Constitutional Law--effective assistance of counsel--failure to request
instruction
Defendant did not receive ineffective assistance of counsel in a capital first-
degree murder case based on his counsel's failure to request an instruction in the sentencing
proceeding that defendant's confession could be considered as substantive evidence in the
sentencing proceeding, because: (1) throughout defendant's closing argument in the sentencing
proceeding, defendant's counsel, without objection from the prosecutor or intervention by the
trial court, argued the substance of defendant's statement; (2) the jurors were afforded the
opportunity to consider defendant's character and the circumstances surrounding the crime in
weighing whether, in light of the aggravating and mitigating circumstances, defendant deserved
a sentence less than death; and (3) defendant failed to show that a reasonable probability exists
that a different outcome would have resulted had trial counsel requested an instruction that the
statement be considered as substantive evidence.
26. Constitutional Law--effective assistance of counsel--failure to object to
closing arguments
Defendant did not receive ineffective assistance of counsel in a capital first-
degree murder case based on his counsel's failure to object to allegedly improper closing
arguments by the prosecutor in both the guilt phase and the sentencing proceeding including the
argument that defendant was intending to rob the K-Mart, the demeaning reference to the
monetary compensation of defendant's expert witness, an alleged misstatement of defendant's
expert witness testimony, the argument regarding evidence of alleged rapes previously
committed by defendant, the argument that defendant killed the victim for the purpose of
eliminating a witness to his actions, the argument implying that defendant did not confess until
his DNA was collected, the argument that defendant was stalking his next victim at the Aiken K-
Mart, and the references to five aggravators instead of the three that were submitted to the jury,
because: (1) none of the arguments was so grossly improper as to render the trial fundamentally
unfair; and (2) a reasonable probability does not exist that the outcome of the trial would have
been different had defendant objected to them.
27. Constitutional Law--effective assistance of counsel_-failure to preserve
challenge for cause issues
The trial court did not abuse its discretion in a capital first-degree murder case by
denying three of defendant's challenges for cause, and defendant did not receive ineffective
assistance of counsel based on his counsel's failure to preserve those three challenge for cause
issues for appeal, because: (1) although one prospective juror was initially equivocal about
whether he could follow the law on defendant's right not to testify, he stated he could disregard
prior knowledge and impressions, follow the trial court's instructions on the law, and render an
impartial, independent decision based on the evidence; (2) although a second prospective juror
was an acquaintance of a deputy who was a witness in the case, the prospective juror stated that
they were not good friends, that he could follow the law, that he knew witnesses could be wrong
or mistaken, that he could apply the same test of truthfulness as in everyday interactions, and that
he could follow the court's instructions on witness credibility; (3) although the second
prospective juror also indicated a possible bias against defendant for failing to testify, he
indicated his ability to follow the law as given to him by the trial judge; (4) although a third juror
indicated that drinking does not provide any excuse for criminal behavior, that people claim
being a victim of a homosexual assault as a cop-out for their behavior, that life without parole
for first-degree murder is not a sufficiently severe punishment, that death is a more appropriate
punishment for first-degree murder, and that life without parole is an unfair punishment since
taxpayers have to pay to keep a person incarcerated when that person has taken the life of
another, the juror indicated after being questioned on each issue that she could follow the law,
put aside her predispositions, and give fair consideration to all the evidence including evidence
of alcohol use and impairment and that she could weigh both life and death as punishments; and
(5) assuming arguendo that the trial court ruled improperly in denying any one of these three
challenges for cause, defendant has failed to demonstrate he was forced to seat a juror with
whom he was dissatisfied.
28. Sentencing--death penalty--proportionate
A sentence of death was proportionate in a first-degree murder case, because: (1)
defendant was convicted of first-degree murder on the basis of malice, premeditation and
deliberation and under the felony murder rule; (2) the jury found two of the three aggravating
circumstances submitting including under N.C.G.S. § 15A-2000(e)(3) that defendant had been
previously convicted of a felony involving the use or threat of violence to the person and under
N.C.G.S. § 15A-2000(e)(5) that the murder was committed while defendant was engaged in thecommission of robbery with a dangerous weapon; and (3) defendant killed the victim in the
victim's home.
Justice NEWBY did not participate in the consideration or decision of this case.
Appeal as of right pursuant to N.C.G.S. § 7A-27(a) from
a judgment imposing a sentence of death entered by Judge Charles
H. Henry on 27 March 2002 in Superior Court, Pender County, upon
a jury verdict finding defendant guilty of first-degree murder.
Heard in the Supreme Court 13 April 2004.
Roy Cooper, Attorney General, by Mary D. Winstead,
Assistant Attorney General, for the State.
Staples S. Hughes, Appellate Defender, by Barbara S.
Blackman, Assistant Appellate Defender, for defendant-
appellant.
PARKER, Justice.
Defendant Terrance Durrell Campbell was indicted on 21
February 2000 for first-degree murder and robbery with a
dangerous weapon of Buddy William Hall. Defendant was tried
capitally and found guilty of first-degree murder based on
malice, premeditation and deliberation and under the felony
murder rule, with robbery as the underlying felony. After a
capital sentencing hearing, the jury recommended that defendant
be sentenced to death; and the trial court entered judgment
accordingly.
Id.
at 462-63, 562 S.E.2d at 885 (citation omitted). In
Rogers
,
we concluded that a statement arguing that the defendant's expertwitness would say anything in order to be paid, although
improper, was not so grossly improper that the trial court was
required to intervene
ex mero motu
.
Id.
at 464, 562 S.E.2d at
886.
*** Converted from WordPerfect ***
The State's evidence tended to show that on 3 February
2000 defendant was sitting in a car in a K-Mart parking lot in
Aiken, South Carolina. A K-Mart employee, Valerie Green, noticed
defendant when she arrived for work at 5:15 p.m. that day.
Another K-Mart employee, Gail Wertz, went outside at regularintervals throughout the evening and noticed that defendant was
slumped down in the car and that he could see her. Ms. Wertz
became concerned that he was up to no good and called 911 at
approximately 8:45 p.m., fifteen minutes before the store was
closing. Employees from the K-Mart tried to get the license
plate number, but defendant drove away.
Officer Tracy Saxton of the Department of Public Safety
in Aiken, South Carolina, was dispatched to the K-Mart parking
lot at approximately 8:50 p.m. A K-Mart employee directed
Officer Saxton's attention to defendant's car as defendant was
leaving the parking lot. Officer Saxton followed defendant from
the K-Mart parking lot to a nearby convenience store and pulled
her car in behind him at the gas pumps. Defendant had gotten out
of the car and was walking toward the convenience store, counting
change from a paper bag in his hand. Officer Saxton asked to
speak with defendant, and the two met each other about halfway
between her vehicle and the store entrance. Defendant told her
he had been in the K-Mart parking lot because he was taking a
nap. Defendant told Officer Saxton that he was on his way back
to North Carolina from a construction job in Columbia, South
Carolina, but that he had stopped in Aiken to rest. Officer
Saxton asked defendant for his driver's license, which he could
not produce. She then asked him for registration and insurance
information on the car, and defendant replied that he did not
have it because the car was not his. When pressed for
information about the owner of the car, defendant stated that the
car belonged to a friend of his who let him borrow the car, butdefendant could not remember the friend's name. Defendant gave
his name as Terry Campbell to Officer Saxton, who radioed to
dispatch to do a driver's license check. Officer John Gregory
arrived at the scene and remained with defendant while Officer
Saxton called in the request. The initial check did not find
anything on Terry Campbell, so the two officers asked defendant
if he had any paperwork with his name on it. After defendant
retrieved a pay stub from a bag in the car, Officer Saxton
radioed the information to dispatch.
While waiting for a response from dispatch, the
officers asked defendant if they could search the car, and
defendant consented. Among the items found in the car were two
men's wallets, neither of which belonged to defendant; a few
containers, one of which appeared to contain urine; and a radio.
In the trunk officers found a .22 caliber rifle, an axe, and some
clothes. The wallets contained identification cards in the names
of William Arthur Hall and Guy Miles. The officers asked
defendant if the rifle was his. Defendant replied that he did
not know it was in the car; but when Officer Gregory picked up
the rifle, defendant said, Watch it, it's loaded. Officer
Gregory cleared the rifle for safety purposes by removing the
bullets.
Dispatch notified the officers that defendant's
driver's license had been suspended in North Carolina. The
officers placed defendant under arrest for driving without a
South Carolina driver's license. An inventory of the car was
taken. The Aiken Department of Public Safety notified theauthorities in Pender County, North Carolina, about the wallets
found in the car. Pender County law enforcement officers used
the information from the identification cards to conduct well-
being checks on the two men whose wallets were found.
Pender County Sheriff's Deputy Jody Woodcock was
dispatched to William Hall's house. All the doors were locked,
but Deputy Woodcock was able to enter through an unlocked kitchen
window. The deputy found Mr. Hall dead on the living room floor.
Mr. Hall was found on his back with his head partially underneath
a small table. Blood was pooled around his head, and cigarette
butts and a paper cup were scattered around him. The only
clothes on the body were long john bottoms and socks; Mr. Hall's
genitalia were exposed. Blood was spattered on the living room
ceiling and walls, including on a tapestry depicting the Last
Supper that hung over the couch. Blood was also pooled on the
couch. A towel lying on a love seat in the living room had blood
on it, as did a table near the couch. In the master bedroom
blood smears were found on a pillow lying near the foot of a bed,
and bloodstains appeared on the floor. Coins and a pair of men's
trousers were lying on the floor of the bedroom, and coins and
loose coin wrappers were found on the bedroom closet floor.
Blood also appeared on the door between the living room and the
foyer.
Evidence collected at the crime scene and from
defendant's body was sent to the State Bureau of Investigation
(SBI) for DNA testing. DNA profiles taken from the cigarette
butts collected from around the victim's body were consistentwith the victim and defendant. Blood found on defendant's jeans
matched the victim's.
An autopsy performed on the victim revealed
approximately eleven blunt trauma wounds to the head. The wounds
were found on the front, top, and back of the head along with a
skull fracture located under the wounds on the left front of the
head. According to John Almeida, M.D., the pathologist who
performed the autopsy, the injuries resulted in massive cerebral
damage and intercerebral hemorrhage. Dr. Almeida testified that
the victim died as a result of these trauma wounds, which were
most likely caused by a heavy cutting instrument. Several non-
fatal wounds were also found on the victim's left forearm. Dr.
Almeida determined that these wounds were defensive in nature.
An analysis of the victim's blood showed no alcohol in his
system.
During their investigation of the murder, police found
video surveillance tapes showing defendant and the victim
together at a Wal-Mart store in Wallace, North Carolina, at
approximately 5:00 or 5:30 p.m. on 2 February 2000, the night of
the murder. The victim and defendant were also seen together in
a videotape purchasing a bottle of gin at an ABC store in Wallace
that night.
After defendant was arrested, he was taken to the
county jail, where his clothes and personal items were collected.
On 4 February 2000 defendant wrote a thirteen page statement in
which he gave his version of the events surrounding the murder.On 5 February 2000 defendant waived extradition and was
transferred from South Carolina to Pender County, North Carolina.
George Corvin, M.D., an expert in forensic psychiatry,
was called as a defense witness and testified that defendant did
not suffer from any severe psychiatric illness but that defendant
suffered from anxiety and had a history of significant problems
with alcohol. Dr. Corvin also testified that defendant had
extreme beliefs and fears regarding homosexuality. Additionally,
Dr. Corvin stated that defendant felt that being touched by
another man, however benignly, was evil and unGodly and that
it would change your manhood.
denial of his motion to suppress all evidence discovered after he
was stopped by the police in Aiken, South Carolina. This
argument is based on defendant's contention that he was illegally
seized in violation of his constitutional rights when he was
detained by Officer Saxton, that there was no reasonable
suspicion for the seizure, and that all evidence obtained as a
result of the illegal seizure should have been suppressed. We
disagree.
The Fourth Amendment to the United States Constitution
protects the right of the people to be secure . . . against
unreasonable searches and seizures. U.S. Const. amend. IV. The
Fourth Amendment is applicable to the states through the Due
Process Clause of the Fourteenth Amendment. See State v.
Watkins, 337 N.C. 437, 441, 446 S.E.2d 67, 69 (1994). Article I,Section 20 of the North Carolina Constitution provides similar
protection against unreasonable seizures. N.C. Const. art. I, §
20.
The trial court conducted a hearing on defendant's
motion to suppress on 25 February 2002. Testimony was taken from
Officers Saxton and Gregory, as well as from Chief Investigator
Dwayne Courtney. Based on the evidence produced at the hearing,
the trial judge denied defendant's motion and later issued a
written order with findings of fact and conclusions of law. The
trial court made the following findings of fact:
1. Aiken, South Carolina, public safety
officer Tracy Saxton was dispatched at
approximately 8:50 p.m. to the parking lot of
K-Mart to respond to a call regarding a
suspicious individual. The caller to the
police department was an employee of K-Mart
who indicated that an individual had parked
his vehicle in the parking lot and had been
sitting in it for three to four hours, and,
during that period, had not gotten out of the
vehicle. When Officer Saxton arrived at the
store, an employee advised her that the
vehicle they had called about at that time
was pulling out of the parking lot. The
employee pointed out to the officer a Crown
Victoria automobile which was leaving the
parking lot of the store. Officer Saxton
only spent a few seconds with the employee
before driving off to follow the identified
vehicle.
2. Officer Saxton observed the vehicle
leave the parking lot, travel out onto Silver
Bluff Road and pull up and stop at a Golden
Pantry convenience store. After the Crown
Victoria motor vehicle had come to a complete
stop, the defendant, who was the driver of
the vehicle, got out of the vehicle and
started walking in the direction of the
store. Officer Saxton pulled up behind the
defendant's vehicle and stopped without
activating a siren or blue lights. She
radioed to Ayden [sic] Police Department
notifying them of her location and that she
was out with a suspicious vehicle. Whenshe finished her transmission, she got out of
her vehicle [and] asked the defendant if she
could speak to him. At that time the
defendant was out of his vehicle and ten feet
from the officer. They met to speak at the
rear of the defendant's vehicle.
3. Officer Saxton asked the defendant
if he had just left the K-Mart parking lot.
The defendant indicated that he had and
further advised her that he had been sleeping
in his vehicle in the parking lot. He told
the officer that he had stopped in Aiken to
take a nap, and that he was driving home to
North Carolina having finished a job in
Columbia, South Carolina. Aiken is about
forty-five miles west of Columbia. Officer
Saxton asked for the defendant's driver's
license and motor vehicle registration. The
defendant responded that he did not have any
identification, but told her that his name
was Terry Campbell and gave her his date of
birth. He further indicated to the officer
that the car did not belong to him, but
belonged to a friend. When asked to identify
his friend's name, the defendant could not
recall the friend's name. By this time about
two to three minutes had passed since Officer
Saxton initiated the conversation. During
this conversation, Aiken public safety
officer John Gregory arrived at the location
in his police cruiser.
4. As a result of the conversation,
Officer Saxton asked the defendant to hold
up and she would be back up with him.
Officer Saxton returned to her police vehicle
and called her dispatcher to check the North
Carolina driver's license status for Terry
Campbell with the date of birth given her by
the defendant. She was advised that no such
individual showed up. She returned to the
defendant and asked him if he had anything
with his identification on it. He indicated
that he had a paycheck stub with his name on
it, and Officer Gregory accompanied the
defendant to his vehicle where the defendant
pointed out a bag in the front seat of his
car which contained the pay stub. Officer
Gregory reached inside the vehicle to
retrieve the bag, first making a cursory look
inside the bag to see if it contained any
weapons. The defendant did not state or show
any objection to Officer Gregory's actions.
Once the paystub was retrieved, this
additional information was relayed to thedispatcher by Officer Saxton. An N.C.I.C.
search was conducted, and it revealed that
the defendant's driver's license in North
Carolina had been suspended indefinitely for
failing to appear in court. This information
was relayed to Officer Saxton.
5. Upon returning to the defendant,
Officer Saxton asked him if he had any
weapons or contraband in the vehicle. After
responding in the negative, the defendant was
asked if the officers could have permission
to search his automobile. The defendant gave
permission to search the vehicle. Officer
Gregory discovered two wallets above the
visors. Also uncovered was a registration to
the vehicle in the name of William Hall. A
rifle was found in the trunk of the car. The
defendant was asked if he owned the gun, and
the defendant indicated that he did not know
the gun was inside the vehicle. He did
advise, however, that the gun was loaded.
Also found in the vehicle [were] a bottle
containing urine, a portable radio, and a
broken axe handle.
6. The defendant was advised that he
was going to be arrested for no operator's
license. Prior to his arrest, weapons were
not displayed by the officers, and the
defendant was not told that he could not
leave nor was he restrained in any way by the
officers. The defendant did not ask to leave
nor did he attempt to leave the presence of
the officers. Fifteen to twenty minutes
passed from the time Officer Saxton first
spoke to the defendant and his later arrest.
Based on these findings, the trial court concluded: (i)
defendant was not seized within the meaning of the Fourth
Amendment until his arrest for operating a motor vehicle while
his license was suspended; (ii) [e]ven if the defendant was
detained and entitled to the protection of the Fourth Amendment
at any time prior to his arrest, Officer Saxton had reasonable
suspicion supported by articulable facts known to her that the
defendant was involved in criminal activity and warranted further
inquiry and investigation; (iii) [i]f the defendant wasdetained prior to his arrest, the detention was brief and was
justified by the circumstances known to the officer; and (iv)
[t]he initial search of the vehicle driven by the defendant by
the Aiken law enforcement officers was with the consent of the
defendant given freely and voluntarily, without coercion, duress
or fraud.
On a motion to suppress evidence, the trial court's
findings of fact are conclusive on appeal if supported by
competent evidence. State v. Braxton, 344 N.C. 702, 709, 477
S.E.2d 172, 176 (1996). Defendant has not assigned error to any
specific finding of fact. Therefore, the findings of fact are
not reviewable, and the only issue before us is whether the
conclusions of law are supported by the findings, a question of
law fully reviewable on appeal. See State v. Steen, 352 N.C.
227, 238, 536 S.E.2d 1, 8 (2000), cert. denied, 531 U.S. 1167,
148 L. Ed. 2d 997 (2001); State v. Hyde, 352 N.C. 37, 45, 530
S.E.2d 281, 288 (2000), cert. denied, 531 U.S. 1144, 148 L. Ed.
2d 775 (2001); State v. Brooks, 337 N.C. 132, 140-41, 446 S.E.2d
579, 585 (1994). Defendant specifically contests the trial
court's conclusion of law that defendant was not seized within
the meaning of the Fourth Amendment until his arrest for
operating a motor vehicle while his license was suspended.
Defendant contends that he was seized when Officer Saxton
initiated the encounter and that this seizure was not based upon
reasonable suspicion as required by the Fourth Amendment.
The United States Supreme Court has long recognized
that [l]aw enforcement officers do not violate the FourthAmendment's prohibition of unreasonable seizures merely by
approaching individuals on the street or in other public places
and putting questions to them if they are willing to listen.
United States v. Drayton, 536 U.S. 194, 200, 153 L. Ed. 2d 242,
251 (2002). As the Supreme Court stated in Florida v. Bostick,
501 U.S. 429, 115 L. Ed. 2d 389 (1991):
Our cases make it clear that a seizure
does not occur simply because a police
officer approaches an individual and asks a
few questions. So long as a reasonable
person would feel free to disregard the
police and go about his business,
California v. Hodari D., the encounter is
consensual and no reasonable suspicion is
required. The encounter will not trigger
Fourth Amendment scrutiny unless it loses its
consensual nature. The Court made precisely
this point in Terry v. Ohio: Obviously, not
all personal intercourse between policemen
and citizens involves 'seizures' of persons.
Only when the officer, by means of physical
force or show of authority, has in some way
restrained the liberty of a citizen may we
conclude that a 'seizure' has occurred.
501 U.S. 429, 434, 115 L. Ed. 2d 389, 398 (1991) (citations
omitted). Seizure of a person within the meaning of the Fourth
Amendment occurs only if, in view of all of the circumstances
surrounding the incident, a reasonable person would have believed
that he was not free to leave. United States v. Mendenhall, 446
U.S. 544, 554, 64 L. Ed. 2d 497, 509 (1980) (opinion of the Court
by Stewart, J., joined by Rehnquist, J., Powell, J., Burger, C.J.
& Blackmun, J., concurring in the judgment). Thus, [e]ven when
law enforcement officers have no basis for suspecting a
particular individual, they may pose questions, ask for
identification, and request consent to search luggage--provided
they do not induce cooperation by coercive means. Drayton, 536U.S. at 201, 153 L. Ed. 2d at 251. See also Brooks, 337 N.C. at
143-44, 446 S.E.2d at 586-87 (holding that no seizure occurred
when an officer approached a parked car and initially asked the
occupant where his gun was after seeing an empty holster on the
seat), and State v. Farmer, 333 N.C. 172, 186-88, 424 S.E.2d 120,
128-29 (1993)(holding that the defendant was not seized when two
officers approached the defendant on a public street and asked
him questions).
Viewed in light of these legal principles, the trial
court's findings of fact support the conclusion that defendant
was not seized when Officer Saxton first spoke to defendant, as
he now contends. After defendant had stopped his car at the
convenience store, Officer Saxton pulled in behind him without
activating the patrol car's blue light or siren. Defendant was
walking toward the store when Officer Saxton exited her car and
asked to speak with him. The two were about ten feet apart and
met each other halfway between the vehicles and the entrance to
the store. The officer asked defendant if he had been in the K-
Mart parking lot. Defendant answered in the affirmative and
explained that he had been sleeping. He told the officer he had
stopped in Aiken to take a nap and that he was driving home to
North Carolina after finishing a job. When asked for his
driver's license and vehicle registration, defendant indicated
that he did not have any identification and that the car belonged
to a friend whose name he could not recall. Defendant said his
name was Terry Campbell and gave his date of birth. At this point Officer Saxton had not told defendant he
could not leave, and defendant had consented to speak with her.
Officer Saxton had not restrained defendant's freedom to walk
away. [T]he encounter [was] consensual and no reasonable
suspicion [was] required. Bostick, 501 U.S. at 434, 115 L. Ed.
2d at 398. Officer Saxton's actions and questions were well
within the perimeters of permissive police questioning without
implicating a person's Fourth Amendment protections.
After obtaining defendant's name, Officer Saxton asked
him to hold up while she transmitted the information to the
dispatcher. Assuming arguendo that Officer Saxton's telling
defendant to hold up and she would be back up with him would
have led a reasonable person to believe that under the
circumstances he was not free to leave, we conclude that at that
point Officer Saxton had a reasonable, articulable suspicion that
defendant was engaged in criminal activity warranting further
investigation. As this Court stated in State v. Watkins:
Only unreasonable investigatory stops
are unconstitutional. Terry v. Ohio. An
investigatory stop must be justified by a
reasonable suspicion, based on objective
facts, that the individual is involved in
criminal activity. Brown v. Texas.
A court must consider the totality of
the circumstances--the whole picture in
determining whether a reasonable suspicion to
make an investigatory stop exists. U.S. v.
Cortez. The stop must be based on specific
and articulable facts, as well as the
rational inferences from those facts, as
viewed through the eyes of a reasonable,
cautious officer, guided by his experience
and training. Terry; State v. Thompson [1979
North Carolina Supreme Court decision]. The
only requirement is a minimal level of
objective justification, something more thanan unparticularized suspicion or hunch.
U.S. v. Sokolow.
337 N.C. at 441-42, 446 S.E.2d at 70 (citations omitted).
The facts known to Officer Saxton were that she had
received a complaint from a K-Mart employee about a suspicious
person whose car was parked for a lengthy period in the parking
lot. Defendant acknowledged that he had been parked in the lot.
Defendant said he had completed a job in Columbia, South
Carolina, that he was traveling home to North Carolina, and that
he had stopped in Aiken to take a nap. Aiken is forty-five miles
west of Columbia and is not on the route to North Carolina. The
K-Mart was more than ten miles from the interstate connecting
Columbia and Aiken. Defendant had no driver's license with him
and did not know the name of his friend to whom the car belonged.
These articulable facts were sufficient to give rise to a
reasonable suspicion in the mind of a trained police officer that
defendant was involved in criminal activity.
We conclude that defendant was not illegally seized in
contravention of his constitutional rights. Therefore, the trial
court did not err in denying defendant's motion to suppress.
This assignment of error is overruled.
Parties are not allowed to stake out a prospective
juror's opinion based on specific facts. State v. Mitchell, 353
N.C. 309, 319, 543 S.E.2d 830, 837, cert. denied, 534 U.S. 1000,
151 L. Ed. 2d 389 (2001). Here, defendant inquired of a
prospective juror as follows: [I]f Mr. Campbell elects not to
testify, knowing that fact alone, is that going to affect your
decision, at this point? The State's objection to this question
was overruled, but the court then asked defense counsel to
rephrase the question. Counsel then asked the prospective juror:
We want you to know that Mr. Campbell has made a statement, as
I've already indicated. And the question I'm asking now is,
knowing that, then would Mr. Campbell's failure to testify affect
your decision making process in this case? The trial court
sustained the State's objection to this question.
In a criminal case a defendant is allowed to ask
prospective jurors about their ability to follow the law. State
v. Bates, 343 N.C. 564, 588, 473 S.E.2d 269, 282 (1996), cert.
denied, 519 U.S. 1131, 136 L. Ed. 2d 873 (1997). Since a
criminal defendant has a right not to testify, a defendant may
properly inquire of jurors whether the defendant's decision not
to testify would affect their ability to be fair and impartial.
Id. In the instant case defendant was allowed to ask prospective
jurors whether his decision not to testify would affect their
impartiality. Jurors were properly instructed that defendant had
a right not to testify. Furthermore, defendant was able toinquire of prospective jurors whether they would be able to
follow the law. Viewing the voir dire in its entirety, we
conclude that defendant had sufficient opportunity to examine
prospective jurors on their ability to be fair and impartial in
this trial and on their ability to render a decision without
regard to defendant's failure to testify. The trial court did
not err in limiting the question.
Defendant further asserts that the trial court's ruling
violated his federal and state constitutional rights. However,
defendant failed to assert these constitutional arguments before
the trial court. Hence, these arguments are not properly before
this Court for review. N.C. R. App. P. 10(b)(1);
State v.
Anderson
, 350 N.C. 152, 175, 513 S.E.2d 296, 310,
cert. denied
,
528 U.S. 973, 145 L. Ed. 2d 326 (1999).
This assignment of error
is overruled.
[3] Next, defendant contends that the trial court erred
in excusing prospective juror John West for cause. We disagree.
The trial court has broad discretion in overseeing voir
dire, including the decision of whether to grant or deny a
challenge for cause. State v. Abraham, 338 N.C. 315, 343, 451
S.E.2d 131, 145 (1994); State v. Quick, 329 N.C. 1, 17, 405
S.E.2d 179, 189 (1991). The standard of review is whether the
trial judge abused his discretion and whether this abuse of
discretion prejudiced the defendant. Abraham, 338 N.C. at 343-
44, 451 S.E.2d at 145-46.
In this case the transcript reveals that Mr. West lived
down the road from the victim, had known the victim his entirelife, had been in the victim's home, and had attended the
victim's funeral. The victim called Mr. West shortly before the
murder to request a ride to get his car serviced. In addition
Mr. West indicated that he would prefer not . . . to look at
pictures and asked to be deferred. Under section 15A-1212 of
the North Carolina General Statutes, a challenge for cause may be
made to a juror if the juror is unable to render a fair and
impartial verdict. N.C.G.S. § 15A-1212(9)(2003). While Mr.
West stated that he could set aside his personal feelings and be
a fair and impartial juror, the trial judge was in a unique
position to assess the prospective juror's impartiality and had
ample reason to grant the challenge for cause. State v. Dickens,
346 N.C. 26, 42, 484 S.E.2d 553, 561 (1997). On this record
defendant has failed to show an abuse of the trial court's
discretion in granting the challenge for cause as to prospective
juror John West.
Defendant's constitutional claims must also fail.
Defendant failed to assert at trial that his constitutional
rights were violated. Hence, these arguments are not properly
before this Court for review. N.C. R. App. P. 10(b)(1);
Anderson
, 350 N.C. at 175, 513 S.E.2d at 310
.
Expert testimony is admissible [i]f scientific,
technical or other specialized knowledge will assist the trier of
fact to understand the evidence or to determine a fact in issue.
N.C.G.S. § 8C-1, Rule 702(a) (2003).
In determining the
admissibility of expert opinion, we consider whether the opinion
expressed is really one based on the special expertise of the
expert, that is, whether the witness because of his expertise is
in a better position to have an opinion on the subject than is
the trier of fact. State v. Wilkerson, 295 N.C. 559, 568-69,
247 S.E.2d 905, 911 (1978); see also
State v. Gainey, 355 N.C.
73, 88, 558 S.E.2d 463, 474, cert. denied, 537 U.S. 896, 154 L.
Ed. 2d 165 (2002). The trial court has broad discretion in
determining whether to admit the testimony of an expert. Gainey,
355 N.C. at 88, 558 S.E.2d at 474.
Arguing that Dr. Brown was not qualified to testify as
an expert in blood spatter interpretation, defendant asserts that
Dr. Brown should not have been allowed to testify about the
implications of the SBI blood spatter report or of the location
of blood spatter and smears at the crime scene. Defendant pointsto five portions of the doctor's testimony as constituting
inadmissible testimony: (i) that the attack on the victim
occurred in two different areas of the residence; (ii) that two
areas of attack suggested intent on defendant's part; (iii) that
two areas of attack were inconsistent with acting in a state of
panic; (iv) that the victim's being attacked while lying prone on
the floor was consistent with specific intent to kill; and (v)
that the location of certain bloodied items in two different
rooms of the house demonstrated that defendant had not panicked
but had walked through the house after the attack. We address
each of these issues in turn.
Defendant first points to the following testimony as
being inadmissible:
Q. Are you aware that there was a pool of
blood on the couch?
A. Yes.
Q. Were you also aware that there was a pool
of blood on the floor?
A. Yes.
Q. Did you read Dennis Honeycutt's report?
A. Yes.
Q. Did you use that to help form your
opinions as whether or not there were two
areas of attack in this house?
MR. HECKART: Objection, Your Honor.
THE COURT: Overruled.
THE WITNESS: It seemed to me, based
upon the report and what I saw with my own
eyes, that there were two locations of the
attack.
Having been qualified as an expert, Dr. Brown was entitled to
testify as to information and data on which he relied to form his
expert opinion regarding whether defendant acted in a state of
panic. State v. Jones, 358 N.C. 330, 348, 595 S.E.2d 124, 136,
cert. denied, __ U.S. __, 160 L. Ed. 2d 500 (2004). Shortly before this testimony, Dr. Brown testified that [i]f the
forensic evidence indicates that there was only one location
where blows were delivered to the head of the victim, that means
one thing; if there were two locations, that tends to mean
another thing. Two locations means less chance of panic, at
least, in my opinion. Thus, Dr. Brown's testimony, which
defendant now argues was inadmissible, showed the basis for Dr.
Brown's determination concerning defendant's behavior at the time
of the crime. Dr. Brown was not interpreting blood spatter but
rather expressing his conclusions as to defendant's mental state
based in part on the blood spatter expert's report.
The SBI report was later described in detail by witness
Special Agent Dennis Honeycutt. Agent Honeycutt described the
same two areas where a large amount of blood was found, the couch
and an area on the floor where the victim was found. Agent
Honeycutt testified that the amount of blood on the couch
suggested that the victim spent some time on the couch before
moving to the floor. Therefore, defendant's contention on this
issue has no merit.
Defendant also argues error occurred in this exchange:
Q. Is it consistent, the evidence, physical
evidence, consistent with the specific intent
to kill?
A. Well, it's my testimony that two
locations of assault is suggestive more so of
intent --
MR. HECKART: I'm going to object Your
Honor.
THE WITNESS: -- than.
MR. HECKART: I don't think that's in
evidence.
THE COURT: Overruled. Continue.
THE WITNESS: Than otherwise.
THE COURT: Overruled.
Defendant argues that Dr. Brown should not have been allowed to
testify that two areas of attack suggested intent. Dr. Brown
testified that he had studied panic disorders, and he was
accepted by the trial court as an expert in forensic psychiatry.
As such Dr. Brown was competent to evaluate the evidence and to
give an opinion as to what defendant's mental state might have
been at the time of the crime. Moreover, defendant's objection
was based on the two locations of assault not being in evidence.
As noted earlier, Dr. Brown relied on the SBI report, and that
report was admitted into evidence as part of Dennis Honeycutt's
testimony. We conclude that the testimony was not improperly
allowed. Defendant's contention is without merit.
[5] Next, defendant asserts that Dr. Brown should not
have been allowed to testify that the existence of two areas of
attack was inconsistent with defendant's being panicked:
Q. Is that inconsistent with a panic state?
A. It tends to be somewhat inconsistent with
a panic state if, if the goal of the panic is
to escape. If the goal of the panic is to
escape, then escape becomes paramount.
Defendant did not object to this testimony at trial and, thus,
did not preserve this issue for appeal pursuant to N.C. R. App.
P. 10(b)(1).
Accordingly, this issue is not properly before this
Court.
[6] Defendant next complains that Dr. Brown should not
have been allowed to give his opinion as to defendant's state of
mind based on the fact that the victim was found lying prone on
the floor. The prosecutor asked Dr. Brown, Assuming that the
victim, Buddy Hall, is laying [sic] on the floor of his own homefor at least one of those blows being dealt, is that also
consistent with the specific intent to kill? Dr. Brown was
given a specific fact and asked if it suggested intent on the
part of defendant. As a psychiatrist, Dr. Brown is trained to
recognize links between behavior and a person's state of mind.
Therefore, Dr. Brown had specialized knowledge [to] assist the
trier of fact to understand the evidence or to determine a fact
in issue. N.C.G.S. § 8C-1, Rule 702(a). We hold that this
testimony was not improperly allowed.
[7] Finally, defendant points to the following exchange
regarding the bloody towel and pillowcase:
Q. How about with respect to the bloody
towel on the love seat and the bloody pillow
case in the bedroom, can you please explain
why that's significant?
A. It speaks less of panic and more of other
things.
Q. Such as?
A. Such as walking around the house.
Defendant did not object to this exchange at trial and, thus, has
failed to preserve this issue for appeal. N.C. R. App. P.
10(b)(1). Therefore, this issue is not properly before this
Court for review.
[8] Defendant also contends that the inclusion of these
portions of the doctor's testimony violated his federal and state
constitutional rights. Defendant did not raise these
constitutional issues at trial and has, therefore, failed to
preserve them on appeal.
N.C. R. App. P. 10(b)(1);
State v.
Call
, 349 N.C. 382, 410, 508 S.E.2d 496, 514 (1998)
, cert.
denied, 534 U.S. 1046, 151 L. Ed. 2d 548 (2001).
This assignment
of error is overruled. [9] Defendant next contends that the trial court erred
by excluding testimony regarding an alleged prior violent sexual
act by the victim. Defendant's argument at trial for allowing
this testimony was that it would show that the victim was the
first aggressor in the incident leading up to his death. On voir
dire the defense proffered the testimony of two witnesses, Ramona
Gore and Michael Wilson, who testified about an incident that
occurred before the murder for which defendant was charged. The
witnesses, who lived in the same neighborhood as the victim,
testified that an unknown man who knocked on their doors late at
night claimed that the victim attempted to rape him.
The trial court ruled that the testimony was not
relevant and was, hence, inadmissible until defendant introduced
substantive evidence of self-defense or evidence that the victim
was the first aggressor. The trial court left open the
possibility of introducing the evidence once relevancy had been
shown. Rule 401 of the North Carolina Rules of Evidence defines
relevant evidence as evidence having any tendency to make the
existence of any fact that is of consequence to the determination
of the action more probable or less probable than it would be
without the evidence. N.C.G.S. § 8C-1, Rule 401 (2003).
Defendant had not offered any evidence of self-defense at the
time he attempted to introduce this particular testimony of
Ramona Gore and Michael Wilson. Thus, that an unidentified man
accused the victim of assault several years before the crime for
which defendant was charged took place did not make any fact inthe case more probable or less probable. The trial court's
ruling was not in error.
Defendant now contends that the testimony was
independently admissible to impeach the testimony of Deborah
McAllister, who stated that she had never known the victim to be
violent. However, defendant failed to make this argument at
trial and cannot now advance a different theory on appeal. N.C.
R. App. P. 10(b)(1)
; see State v. Hamilton, 351 N.C. 14, 22, 519
S.E.2d 514, 519 (1999), cert. denied, 529 U.S. 1102, 146 L. Ed.
2d 783 (2000). Since the trial court's ruling was proper under
the theory defendant advocated at trial, this assignment of error
is overruled.
[10] Next, defendant contends that the trial court
erred in refusing to allow defendant to cross-examine witnesses
and by sustaining the State's objections to questions regarding
sexual paraphernalia found in the victim's home. Defendant
argues that the State opened the door to this evidence through
witness testimony about other items found in the victim's home.
Although not expressly stated, defendant appears to be asserting
that the disallowed questions were relevant to determining the
thoroughness of the State's investigation of the crime scene.
Finally, defendant asserts that he should have been allowed to
conduct a redirect examination of Dr. Corvin regarding the items
at issue, which, according to defendant, would have bolstered Dr.
Corvin's credibility regarding his diagnosis of diminished
capacity. Defendant contends that as a result of the trial
court's ruling, the defense was unable to respond to theprosecution's attack on Dr. Corvin on cross-examination which
belittled him for his failure to examine certain items of
physical evidence in the case. Defendant argues that the trial
court's errors resulted in the presentation of an inaccurate
picture of the victim to the jury. We disagree.
The State elicited testimony from witnesses Deborah
McAllister, SBI Agent Hans Miller, and Detective Kevin Kemp
regarding various items found in the victim's house and where
those items were located. Ms. McAllister testified about the
location of the victim's boom box, wallet, rolls of coins, and
mallet. Defendant asked the trial judge for permission to ask
Ms. McAllister on cross-examination about the presence of certain
items in the house, such as douche bottles. The trial court
denied the request based on Rule 403 of the Rules of Evidence,
but permitted defendant to ask Ms. McAllister about the victim's
drinking habits and her knowledge of any pornographic videotapes
in the house.
Defendant also asked the trial judge for permission to
inquire about sexual paraphernalia after Detective Kemp testified
about items he found and seized in the victim's home. Detective
Kemp testified about coins, coin wrappers, and a pair of men's
trousers. On cross-examination Detective Kemp testified that
although he saw a jar of Vaseline and a condom by the bed, he did
not initially seize those, as he did not deem them relevant to
the investigation. Later Detective Kemp did go back to seize
those items. Moreover, a storage room had not been examined
carefully in the initial investigation of the house; but policeeventually seized items, such as pornographic tapes and
ammunition, from that room. Defendant sought to inquire about
the seizure of a paper bag found in the storage room which
contained a used condom, a douche bottle, lubricant, boxes of
condoms, and a towel. Testing of the used condom by the defense
revealed that the condom contained the sperm of three different
men, although none were a match for defendant.
When defendant
sought permission to cross-examine Detective Kemp about the paper
bag and its contents, the trial judge ruled that the items were
irrelevant or highly prejudicial.
The general rule regarding admission of evidence is
that [a]ll relevant evidence is admissible, except as otherwise
provided by the Constitution of the United States, by the
Constitution of North Carolina, by Act of Congress, by Act of the
General Assembly, or by [the Rules of Evidence]. N.C.G.S. §
8C-1, Rule 402 (2003). The Rules of Evidence define relevant
evidence as evidence having any tendency to make the existence
of any fact that is of consequence to the determination of the
action more probable or less probable than it would be without
the evidence. Id., Rule 401. Further, [a]lthough relevant,
evidence may be excluded if its probative value is substantially
outweighed by the danger of unfair prejudice, confusion of the
issues, or misleading the jury, or by considerations of undue
delay, waste of time, or needless presentation of cumulative
evidence. Id., Rule 403 (2003). The decision whether to
exclude evidence under Rule 403 of the Rules of Evidence is
within the discretion of the trial court and will not beoverturned absent an abuse of discretion.
See State v. Williams
,
334 N.C. 440, 460, 434 S.E.2d 588, 600 (1993),
judgment vacated
on other grounds sub nom. North Carolina v. Bryant
, 511 U.S.
1001, 128 L. Ed. 2d 42 (1994), and cert. denied, 516 U.S. 833,
133 L. Ed. 2d 61 (1995);
State v. Hennis
, 323 N.C. 279, 285, 372
S.E.2d 523, 527 (1988). Abuse of discretion results where the
court's ruling is manifestly unsupported by reason or is so
arbitrary that it could not have been the result of a reasoned
decision.
Hennis
, 323 N.C. at 285, 372 S.E.2d at 527.
Here, the trial court was acting within its discretion
in excluding this evidence as irrelevant. The trial court acted
within its discretion in ruling that defendant could not inquire
of Ms. McAllister about the sexual paraphernalia in that its
probative value [was] substantially outweighed by the danger of
unfair prejudice. N.C.G.S. § 8C-1, Rule 403.
As for the cross-
examination of Detective Kemp, defense counsel at trial argued
that the purpose of the disallowed questions was to impeach
Detective Kemp by showing that the investigation was not
thorough. However, as the trial judge noted, the identity of the
murderer was not at issue, and, thus, the used condom found in a
bag in the storage room had no bearing on the fact of the murder
itself. Defendant has made no showing of how this evidence was
relevant or how the trial court abused its discretion in
disallowing cross-examination about these items.
The trial court
properly concluded that the questions did not have any tendency
to make the existence of any fact that is of consequence to thedetermination of the action more probable or less probable than
it would be without the evidence. Id., Rule 401.
Defendant also argues that he should have been allowed
to conduct redirect examination of Dr. Corvin regarding the
sexual paraphernalia because the doctor's credibility hinged on
whether his diagnosis was supported by physical evidence.
Defendant argues that the admission of evidence about the sexual
paraphernalia would lend support to defendant's claim that the
victim made a homosexual advance on him. However, defendant's
attempt to show that the victim was homosexual does not prove
that the victim was the first aggressor. If the evidence had
been allowed, it would have added little to the proof of this
fact and could have been very inflammatory and unfairly
prejudicial. State v. Lovin, 339 N.C. 695, 706, 454 S.E.2d 229,
236 (1995). Thus, even if relevant, exclusion of the evidence
would have been proper pursuant to Rule 403. Similarly,
defendant's argument that the State opened the door to this
questioning by asking Dr. Corvin if he had examined the physical
evidence admitted at trial is without merit. Questioning about
the specific sexual paraphernalia would not have explained or
rebutted evidence adduced by the State on cross-examination of
Dr. Corvin. See State v. Dale, 343 N.C. 71, 76, 468 S.E.2d 39,
42 (1996). The trial court did not abuse its discretion in
refusing to allow this testimony.
Further, defendant argues that the trial court deprived
him of his constitutional rights by refusing to allow cross-
examination regarding these items. This constitutional issue wasnot raised at trial and, therefore, the trial court did not have
the opportunity to rule on it. Hence, these arguments are not
properly before this Court for review. N.C. R. App. P. 10(b)(1);
Anderson
, 350 N.C. at 175, 513 S.E.2d at 310
.
This assignment of
error is overruled.
[11]
Defendant also assigns error to the trial court's
refusal to restrict how the prosecution made reference to the
victim's tapestry depicting the Biblical scene, The Last
Supper. The tapestry hung on the wall over the victim's couch,
and blood was found spattered on it. Defendant argued at trial
that witnesses and the prosecution should be required to refer to
the tapestry as simply the tapestry without naming it as the
Last Supper tapestry. Defendant contends specifically that
references to the Last Supper were highly prejudicial in that
they had the potential to inflame the jury by referring to the
presence of blood on a religious article. The trial court ruled
that the tapestry could be referred to as the Last Supper
tapestry.
Evidence that is otherwise relevant may be excluded if
its probative value is substantially outweighed by the danger of
unfair prejudice. N.C.G.S. § 8C-1, Rule 403. Whether or not
to exclude evidence under Rule 403 of the Rules of Evidence is a
matter within the sound discretion of the trial court and its
decision will not be disturbed on appeal absent a showing of an
abuse of discretion. State v. McCray, 342 N.C. 123, 131, 463
S.E.2d 176, 181 (1995). A trial court may be reversed for an
abuse of discretion only upon a showing that its ruling was soarbitrary that it could not have been the result of a reasoned
decision. State v. Hayes, 314 N.C. 460, 471, 334 S.E.2d 741,
747 (1985).
Defendant has not shown that the trial court abused its
discretion in this matter. The trial court stated that, I don't
see any way, when they're trying to describe the scene, how --
they've got to be able to describe where the blood ended up.
Description of a crime scene, although necessarily prejudicial to
a defendant, is not so unfairly prejudicial as to outweigh its
probative value in helping jurors and the court understand how
and where the crime took place. Therefore, the use of the
descriptive term, the Last Supper tapestry, by witnesses and
the prosecution was proper; and the trial court did not abuse its
discretion by so ruling. Nothing in the record suggests that the
description was used excessively and solely to inflame the
passions and prejudices of the jury against defendant. As a
result the trial court's ruling was not so arbitrary that it
could not have been the result of a reasoned decision. Id.
Defendant also argues that the trial court's ruling
deprived him of his constitutional rights. Defendant did not
argue the constitutional issue at trial and, thus, has not
preserved the arguments for appellate review.
N.C. R. App. P.
10(b)(1)
; Call
, 349 N.C. at 410, 508 S.E.2d at 514
.
Defendant's
assignment of error is overruled.
[12] Defendant next contends that the trial court erred
by failing to intervene ex mero motu during the State's closing
argument upon hearing the prosecutor argue that defendant wasattempting to rob the K-Mart in Aiken, South Carolina. Defendant
moved before trial for disclosure of 404(b) other crimes
evidence that the State planned to offer. The State was unable
to respond, and the trial court directed the prosecutor to
approach the bench before eliciting 404(b) evidence. Defendant
now argues that the prosecutor improperly elicited Rule 404(b)
evidence by introducing two witnesses who testified as to
defendant's actions in front of the K-Mart store in Aiken, South
Carolina. The State argued in closing that defendant was
staking out the store and that this conduct constituted
evidence which could be considered in determining premeditation,
deliberation, or intent to rob. The section of the closing about
which defendant complains is as follows:
Let's go after now. Staking out a K-
Mart. What was he doing? Is it too far of a
leap to say that he was bent on robbing that
place when he had $5.31 in a brown bag, and
whatever change is in this one? What's he
going to do next? What's his next move? Oh,
thank goodness, the police? Huh-uh. No way.
He's on the run now, and that's going to cost
you. Keep in mind, that's a long drive. He
is spending Buddy's money along the way and
maybe Guy's too, that's why these wallets are
empty, but he's getting low on cash now, and
he got made 10 minutes before closing, damn
stock boy.
We note first that defendant did not object to this
argument at trial. Defendant must, therefore, show that the
prosecutor's argument was so grossly improper that the trial
court abused its discretion by failing to intervene ex mero
motu. State v. Davis, 349 N.C. 1, 23, 506 S.E.2d 455, 467
(1998), cert. denied, 526 U.S. 1161, 144 L. Ed. 2d 219 (1999).
To make this showing, defendant must demonstrate that theprosecutor's comments so infected the trial with unfairness that
they rendered the conviction fundamentally unfair. Id. (citing
State v. Rose, 339 N.C. 172, 202, 451 S.E.2d 211, 228-29 (1994),
cert. denied, 515 U.S. 1135, 132 L. Ed. 2d 818 (1995)). A
prosecutor is allowed to argue all the facts submitted into
evidence as well as any reasonable inferences therefrom. State
v. Gregory, 340 N.C. 365, 424, 459 S.E.2d 638, 672 (1995), cert.
denied, 517 U.S. 1108, 134 L. Ed. 2d 478 (1996).
The comments by the prosecutor suggesting that
defendant intended to rob the K-Mart were not so grossly improper
as to require intervention ex mero motu by the trial court. The
evidence showed that defendant had stolen items from the victim,
including the victim's car and wallet containing the victim's
identification. Defendant then sat for several hours in the
parked car in front of the K-Mart until a few minutes before time
for the store to close. Defendant did not leave the car during
this time. Defendant also possessed another stolen wallet
containing an identification card. The actions of defendant in
this time period were certainly subject to suspicion. The
prosecutor could, therefore, reasonably argue the inference from
this evidence that defendant was staking out the store in order
to rob it. Moreover, contrary to defendant's assertion, defense
counsel was not taken by surprise with this argument, as the
prosecutor had signaled this argument during the charge
conference. We conclude that the trial court did not abuse its
discretion by not intervening ex mero motu when the State made
this argument.
Additionally, defendant contends that this error
violated his federal and state constitutional rights, but
defendant failed to assert these constitutional arguments before
the trial court. Hence, these arguments are not properly before
this Court for review. N.C. R. App. P. 10(b)(1);
Anderson
, 350
N.C. at 175, 513 S.E.2d at 310
.
This assignment of error is
overruled.
[13] Next, defendant contends that the trial court
erred by failing to intervene ex mero motu during the portion of
the State's closing argument that attacked the expert testimony
of defendant's expert witness, Dr. Corvin. Defendant
specifically argues that the prosecutor improperly implied that
Dr. Corvin gave answers that would help defendant because he was
paid by the defense. Additionally, defendant contends that the
prosecutor misstated evidence while attempting to discredit Dr.
Corvin in closing argument. We disagree.
Defendant directs our attention to the following
portion of the State's closing argument relating to Dr. Corvin's
testimony that defendant was unable to form specific intent and
to certain language in the Diagnostic and Statistical Manual-IV:
Well, Doctor, don't they say you can't do that? Don't your own
colleagues say you can't do that. Yes, but they're not paying my
bill. That's what he wanted to say. They are. (Indicating.)
Defendant also challenges this statement: Enter Dr. Corvin.
The best witness -- well, I'm not going to say that. A witness
that the defendant could buy. Finally, defendant points out
this passage, in which the prosecutor argues: [As defendant:] Well, Doctor, can't you do
something? We're paying good money for this.
[As Dr. Corvin:] Yes. Let me think out of
the box. Let me just -- all right, I got it,
I got it. Go with me now, go with me. I'm a
doctor, we all agree, I'm a doctor.
MR. HECKART: Your Honor --
THE COURT: Overruled.
MR. DAVID: Let me repeat that. He's a
doctor. He's a doctor. So the first thing
is, twinkies defense, hyperthyroidism.
That's something, that's medical, they're not
going to know what that means. A Pender
jury? I'm s[m]arter than them, coming from
Raleigh.
The prosecutor continued regarding Dr. Corvin's assessment of
defendant's alcohol abuse, stating that whether defendant was in
denial depends [on] if the evidence hurts us or helps us.
We conclude that the prosecutor's statements about Dr.
Corvin's credibility were not grossly improper. Generally
speaking, it is not improper for the prosecutor to impeach the
credibility of an expert during his closing argument.
State v.
Norwood
, 344 N.C. 511, 536, 476 S.E.2d 349, 361 (1996),
cert.
denied
, 520 U.S. 1158, 137 L. Ed. 2d 500 (1997). More
specifically, though, this Court has recently considered this
issue in depth in
State v. Rogers
, 355 N.C. 420, 462-64, 562
S.E.2d 859, 885-86 (2002). We noted there that:
it is proper for a party to point out
potential bias resulting from payment that a
witness received or would receive for his or
her services. However, where an advocate has
gone beyond merely pointing out that the
witness' compensation may be a source of bias
to insinuate that the witness would perjure
himself or herself for pay, we have expressed
our unease while showing deference to the
trial court.
Although the comment that Dr. Corvin was [a] witness
that the defendant could buy verges on being unacceptable, we
conclude that the trial court was not required to intervene ex
mero motu as to any of the statements highlighted by defendant.
We note, moreover, that in his closing argument preceding the
State's closing argument, defense counsel used this same tactic
in an attempt to discredit the State's mental health expert.
Finally, observing that this case was tried before our
opinion in Rogers was issued, we reemphasize the admonition in
Rogers that counsel should refrain from arguing that a witness
is lying solely on the basis that the witness has been or will be
compensated for his or her services. Id.
Defendant also contends that the prosecutor misstated
portions of Dr. Corvin's testimony in the following passage:
What else do we have? Defendant's
actions. Well, in my opinion, words speak
louder than actions. I don't see why you
need to look at them. Well, let's look at
the defendant's actions before, during and
after this murder because, actually, that's
what the law is, Doctor. The law on
premeditation and deliberation says you are
to take into account the defendant's actions
before a murder, during a murder, and after a
murder. He said, I do find the 48 hours
preceding the murder to be relevant.
(Emphasis added.) The cross-examination of Dr. Corvin to which
this passage refers was as follows: Q. In fact, wouldn't you agree with me,
Doctor, that actions speak louder than words?
A. Now, that's a common saying, but I don't
think it's always accurate.
Q. You wouldn't agree with that?
A. Actions are important. The facts of what
happens are critical, but that, in and of
itself, does not define the state of mind.
When viewed in context, this argument is not grossly
improper. The essence of the prosecutor's argument was that Dr.
Corvin's assessment of defendant's mental state did not
necessarily take into account all of defendant's actions
surrounding the murder. Moreover, the jury was instructed by the
trial court to rely solely upon your recollection of the
evidence in your deliberations. See Gregory, 340 N.C. at 408,
459 S.E.2d at 662-63 (holding that jurors were presumed to follow
instructions similar to those in the instant case). Thus, even
if the comments were improper, the jury instructions informed the
jury not to rely on the closing arguments as their guide in
evaluating the evidence. Viewed as a whole, and in light of the
wide latitude afforded the prosecution in closing argument, the
prosecutor's challenged arguments did not so infuse the
proceeding with impropriety as to impede defendant's right to a
fair trial. See State v. Harris, 308 N.C. 159, 169, 301 S.E.2d
91, 98 (1983). This assignment of error is overruled.
[14] In his next assignment of error, defendant
contends that the trial court erred in overruling his objection
to that portion of the prosecutor's closing argument that alluded
to defendant's failure to testify. Defendant asserts the
following statements constituted improper comment on his decision
not to testify: We were talking about speculation and
conjecture. We kept talking about this
defendant's statement at an early stage. Do
you realize this isn't even evidence?
Evidence comes from the witness stand, ladies
and gentlemen. It's when people are under
oath and are subject to cross-examination.
[DEFENSE COUNSEL]: Objection, Your
Honor.
THE COURT: Overruled.
[PROSECUTOR]: Are you listening to me?
Evidence comes from right here.
(Indicating.) Isn't that what we talked
about, under oath, subject to cross-
examination. This is self-serving hearsay,
and it can't even be considered as
substantive evidence.
Defendant argues that prejudice may be shown by the trial court's
failure to give a curative instruction informing the jury that
defendant has the right not to testify. Defendant also contends
that the prosecutor's comment that the confession isn't even
evidence ignored the use for which the confession was admitted,
that is, to aid the jury in weighing Dr. Corvin's credibility.
Defendant contends such errors constituted prejudicial error. We
disagree.
A defendant has the right not to testify under the
Fifth Amendment to the United States Constitution, as applied to
the states by the Fourteenth Amendment, Griffin v. California,
380 U.S. 609, 615, 14 L. Ed. 2d 106, 110 (1965), and under
Article I, Section 23 of the North Carolina Constitution, State
v. Reid, 334 N.C. 551, 554, 434 S.E.2d 193, 196 (1993). A
defendant's exercise of this right may not be used against him,
and any reference by the State to a defendant's failure to
testify violates that defendant's constitutional rights. State
v. Miller, 357 N.C. 583, 589, 588 S.E.2d 857, 862 (2003), cert.denied, __ U.S. __, 159 L. Ed. 2d 819 (2004). A statement that
may be interpreted as commenting on a defendant's decision not to
testify is improper if 'the jury would naturally and necessarily
take it to be a comment on the failure of the accused to
testify.' State v. Rouse, 339 N.C. 59, 95-96, 451 S.E.2d 543,
563 (1994), cert. denied, 516 U.S. 832, 133 L. Ed. 2d 60 (1995)
(quoting United States v. Anderson, 481 F.2d 685, 701 (4th Cir.
1973), aff'd, 417 U.S. 211, 41 L. Ed. 2d 20 (1974)). However, in
closing argument, the prosecutor may properly bring to the
jury's attention the failure of a defendant to produce
exculpatory evidence or to contradict evidence presented by the
State. State v. Parker, 350 N.C. 411, 431, 516 S.E.2d 106, 120
(1999), cert. denied, 528 U.S. 1084, 145 L. Ed. 2d 681 (2000).
This Court also held in State v. Miller, 357 N.C. at 588-89, 588
S.E.2d at 862, that the prosecutor's statement that the
'defendant's version of the facts . . . is not in evidence' was
not a comment on the defendant's failure to testify, but rather a
comment on a weakness in defendant's theory of the case.
In the case at bar, the prosecutor's statement was not
an improper comment on defendant's failure to testify. The
prosecutor was reminding the jury that the confession was not
admitted as substantive evidence and could not be used for that
purpose. The statement was admitted for the limited purpose of
allowing the jury to weigh the credibility of Dr. Corvin's
testimony, since Dr. Corvin stated that he based his opinion on,
among other things, defendant's thirteen page written confession.
The prosecutor was entitled to point out that the statement wasnot evidence that could be considered on a par with testimonial
evidence given by a witness from the stand. Therefore, we
conclude that the prosecutor's comments were not improper and
that the trial court did not err in overruling defendant's
objection.
Defendant additionally argues that the trial court's
failure to sustain the objection violated his constitutional
rights.
However, defendant failed to assert these constitutional
arguments before the trial court. Hence, these arguments are not
properly before this Court for review. N.C. R. App. P. 10(b)(1);
Anderson
, 350 N.C. at 175, 513 S.E.2d at 310
.
This assignment of
error is overruled.
[15] Defendant next assigns error to the trial court's
failure to dismiss the felony murder charge for lack of
sufficient evidence. Defendant argues that since the robbery of
the victim and the murder were not one continuous transaction,
the robbery could not serve as the underlying felony for the
charge of felony murder. Thus, according to defendant, the trial
court erred by denying his motion to dismiss and also violated
his constitutional rights by submitting the (e)(5) aggravating
circumstance that the capital felony was committed while the
defendant was engaged . . . in the commission of . . . robbery.
N.C.G.S. § 15A-2000(e)(5) (2003). We disagree.
In State v. Trull, discussing the test for deciding a
motion to dismiss, this Court stated:
When determining the sufficiency of the
evidence to support a charged offense, we
must view the evidence in the light most
favorable to the State, giving the State thebenefit of all reasonable inferences. State
v. Benson, 331 N.C. 537, 544, 417 S.E.2d 756,
761 (1992). A defendant's motion to dismiss
must be denied if the evidence considered in
the light most favorable to the State permits
a rational jury to find beyond a reasonable
doubt the existence of each element of the
charged crime and that defendant was the
perpetrator. See State v. Williams, 334 N.C.
at 447, 434 S.E.2d at 592.
Whether the evidence presented is direct
or circumstantial or both, the test for
sufficiency is the same. State v. Vause, 328
N.C. 231, 237, 400 S.E.2d 57, 61 (1991);
State v. Bullard, 312 N.C. 129, 160, 322
S.E.2d 370, 388 (1984). Circumstantial
evidence may withstand a motion to dismiss
and support a conviction even when the
evidence does not rule out every hypothesis
of innocence. State v. Stone, 323 N.C. 447,
452, 373 S.E.2d 430, 433 (1988). If the
evidence supports a reasonable inference of
defendant's guilt based on the circumstances,
then it is for the [jurors] to decide
whether the facts, taken singly or in
combination, satisfy them beyond a reasonable
doubt that the defendant is actually guilty.
State v. Rowland, 263 N.C. 353, 358, 139
S.E.2d 661, 665 (1965).
State v. Trull, 349 N.C. 428, 447, 509 S.E.2d 178, 191 (1998),
cert. denied, 528 U.S. 835, 145 L. Ed. 2d 80 (1999). This Court
has also held that evidence is sufficient to support a charge of
felony murder based on the underlying offense of armed robbery
where the jury may reasonably infer that the killing and the
taking of the victim's property were part of one continuous chain
of events and that whether the intention to commit the taking
of the victim's property was formed before or after the killing
is immaterial. State v. Handy, 331 N.C. 515, 529, 419 S.E.2d
545, 552 (1992). The critical factor is that there be no break
in the chain of events between the taking of the victim's
property and the force causing the victim's death, so that thetaking and the homicide are part of the same series of events,
forming one continuous transaction. Id. The robbery may take
place before or after the murder. State v. Barden, 356 N.C. 316,
352-53, 572 S.E.2d 108, 132 (2002), cert. denied, 538 U.S. 1040,
155 L. Ed. 2d 1074 (2003). Based on this precedent, the robbery
may serve as the underlying felony for felony murder as long as
the murder and the robbery form a continuous chain of events.
Applying these principles of law and viewing the
evidence in the light most favorable to the State, we hold that
the State's evidence was sufficient to support the felony murder
charge based on robbery with a dangerous weapon in this case.
The State's evidence showed defendant and the victim together on
a store surveillance videotape on the night of 2 February 2000.
The next evening, 3 February 2000, defendant was in possession of
the victim's car, wallet, boom box, and other personal property.
The State's evidence also showed that the victim kept his wallet
in the pocket of his trousers and his boom box in the house. DNA
evidence placed defendant at the victim's home, and the victim's
blood was found on defendant's trousers. That the majority of
the evidence is circumstantial is not dispositive. Trull, 349
N.C. at 447, 509 S.E.2d at 191. Although the exact details of
the murder and robbery are lacking, the evidence, taken in the
light most favorable to the State, permits a reasonable juror to
infer that defendant murdered and robbed the victim without any
break in the series of events.
Defendant further argues that the trial court's error
violated his constitutional rights. Defendant did not raise thisconstitutional issue at trial; consequently, the trial court did
not have the opportunity to consider or rule on this issue. N.C.
R. App. P. 10(b)(1). Defendant has accordingly failed to
preserve this assignment of error for appellate review.
See
State v. Fullwood
, 343 N.C. 725, 733, 472 S.E.2d 883, 887 (1996),
cert. denied
, 520 U.S. 1122, 137 L. Ed. 2d 339 (1997) (holding
that defendant failed to raise a constitutional issue at trial
and thus failed to preserve the issue for appellate review).
This assignment of error is overruled.
Admissibility of evidence at a capital sentencing
proceeding is not subject to a strict application of the rules of
evidence, but depends on the reliability and relevance of the
proffered evidence.
State v. Atkins
, 349 N.C. 62, 77, 505
S.E.2d 97, 107 (1998)
, cert. denied, 526 U.S. 1147, 143 L. Ed. 2d
1036 (1999);
see also State v. Strickland
, 346 N.C. 443, 460-61,
488 S.E.2d 194, 205 (1997), cert. denied, 522 U.S. 1078, 139 L.
Ed. 2d 757 (1998)
.
In the instant case, an analysis of
defendant's purpose for offering the evidence, whether thatpurpose was satisfied, and the reliability of the evidence
excluded will determine if the exclusion was proper.
The State introduced witnesses who testified that the
victim was not violent and was not known to be violent.
Defendant attempted to rebut this evidence with the testimony of
witnesses Ramona Gore and Michael Wilson, who would have stated
that one night an unknown man knocked on their doors, claiming
that the victim attempted to rape him. The trial court conducted
a lengthy voir dire of these witnesses. Both witnesses testified
about the incident, which occurred several years before the
murder involved in this case. After hearing the two witnesses,
the trial court ruled that the State opened the door for evidence
concerning the victim's reputation and character. However, the
trial court limited defendant's rebuttal to testimony regarding
the victim's reputation in the community. The trial court held
specifically that defendant could not introduce evidence of the
incident of the unknown man who knocked on the witnesses' doors
late at night claiming an attempted rape.
In the presence of the jury, both witnesses testified
as to the victim's reputation in the community for picking up
younger men, bringing them back to his house, and attempting to
have sex with them against their will. Although the specific
incident was excluded from evidence, defendant was still able to
rebut the State's evidence by introducing evidence of the
victim's reputation for making unwanted sexual advances on men.
The vagueness of the specific incident, including particularly
that the man in question was unidentified, undermined thereliability of that evidence. Defendant has not demonstrated why
exclusion of this evidence was improper. Further, even assuming
that the evidence was improperly excluded, defendant was able to
rebut the State's evidence and was not prejudiced as a result.
This assignment of error is overruled.
[17] Defendant next complains that the trial court
erred, abused its discretion, or committed plain error in
admitting evidence of the circumstances surrounding defendant's
1985 conviction for kidnapping. The trial court denied
defendant's motion in limine to exclude the circumstances of the
kidnapping--in particular details of rapes allegedly committed by
defendant--and allowed the State to introduce the circumstances
of the kidnapping in order to prove the (e)(3) aggravating
circumstance that defendant was previously convicted of a felony
involving the use or threat of violence. Defendant contends that
evidence of the alleged rapes should have been excluded and that
the prosecutor should not have been allowed to argue that the
alleged acts did not constitute rape in 1985 but would be
considered so under current law. Defendant claims such evidence
and arguments constituted improper evidence of bad character that
unfairly prejudiced him and provided the jury with an improper
basis for returning a verdict of death. For the following
reasons, we disagree.
The State has the burden of proving beyond a reasonable
doubt that an aggravating circumstance exists. See N.C.G.S. §
15A-2000(c)(1) (2003). Here, the State submitted the aggravating
circumstance that defendant had been previously convicted of afelony involving the use or threat of violence. Id. § 15A-
2000(e)(3) (2003). This Court has stated that the preferred
method for proving a prior conviction is to introduce the
judgment. State v. Maynard, 311 N.C. 1, 26, 316 S.E.2d 197, 211,
cert. denied, 469 U.S. 963, 83 L. Ed. 2d 299 (1984). However,
this Court has also stated that the State is entitled to present
witnesses in the penalty phase of the trial to prove the
circumstances of prior convictions and is not limited to the
introduction of evidence of the record of conviction. State v.
Roper, 328 N.C. 337, 365, 402 S.E.2d 600, 616, cert. denied, 502
U.S. 902, 116 L. Ed. 2d 232 (1991). Additionally, [i]f the
capital felony of which defendant has previously been convicted
was a particularly shocking or heinous crime, the jury should be
so informed. State v. Taylor, 304 N.C. 249, 279, 283 S.E.2d
761, 780 (1981), cert. denied, 463 U.S. 1213, 77 L. Ed. 2d 1398
(1983). The admissibility of evidence regarding the
circumstances of a defendant's prior convictions rests in the
sound discretion of the trial court. State v. Jones, 339 N.C.
114, 151, 451 S.E.2d 826, 846 (1994), cert. denied, 515 U.S.
1169, 132 L. Ed. 2d 873 (1995).
The record in this case reveals that the State sought
to prove that defendant had previously been convicted of second-
degree kidnapping. Defendant argues that kidnapping is an
inherently violent felony and that the introduction of the
conviction was sufficient to satisfy the State's burden of proof.
However, under this Court's precedent in Roper, the State is
allowed to present the circumstances of the prior felony in orderto meet its burden. The trial court determined that evidence
concerning the events that took place during the kidnapping was
necessary to show that the victim was terrorized by defendant and
that her fear was well founded at the time of the actual
kidnapping. To this end, the trial court allowed testimony of
domestic violence that occurred before the kidnapping and allowed
evidence from the victim that defendant kidnapped her at
gunpoint, made her drive to South Carolina, and raped her. After
reviewing the record in this case, we conclude that the trial
court did not abuse its discretion in allowing the testimony.
Defendant also contends that the trial court should
have intervened ex mero motu when the prosecutor argued in his
closing that, at the time of the kidnapping in 1985, the marital
rape exemption prevented defendant from being charged with rape.
Defendant contends that the closing argument improperly
introduced bad character evidence into the sentencing hearing.
However, defendant did not object to this argument at trial; and
we cannot say that the argument rises to the level of being so
grossly improper as to impede the defendant's right to a fair
trial and require a holding that the trial court erred in
failing to intervene ex mero motu. State v. Davis, 305 N.C. 400,
421-22, 290 S.E.2d 574, 587 (1982). This assignment of error is
overruled.
[18] In the following four assignments of error,
defendant contends that the trial court abused its discretion in
allowing the prosecutor to make several improper statements in
his closing argument during the penalty proceeding. Defendantfirst asserts that the prosecutor improperly argued that the
victim was killed for the purpose of witness elimination.
Defendant contends that since the aggravating circumstance that
the murder was committed for the purpose of avoiding or
preventing a lawful arrest was not before the jury for
consideration, N.C.G.S. § 15A-2000(e)(4), this prosecution
argument was gross speculation that prejudiced defendant and
provided an improper basis for the sentencing recommendation. We
disagree. Since defendant did not object to this particular
argument at trial, he must show that the argument stray[ed] so
far from the bounds of propriety as to impede the defendant's
right to a fair trial, such that the trial court ha[d] the duty
to act ex mero motu. Davis, 305 N.C. at 422, 290 S.E.2d at 587.
The prosecutor here reviewed previous robberies by
defendant and argued, [T]he defendant is smart and he has
learned his lesson. You know what happens when you leave people
alive? They come in and testify. He's learned that. The
prosecutor continued, The only way he's going to get away with
robbing Mr. Hall of everything that has [] value in that home
that he can pick up is to kill him. These remarks were made
when discussing the mitigating circumstance that defendant lacked
the capacity to appreciate the criminality of his conduct. The
State's argument was that defendant had victimized trusting
people on previous occasions and that this occasion was no
different. A closing argument may include the facts in evidence,
as well as any reasonable inferences which arise therefrom.
State v. Parker, 354 N.C. 268, 291, 553 S.E.2d 885, 901 (2001),cert. denied, 535 U.S. 1114, 153 L. Ed. 2d 162 (2002). This
argument is a reasonable inference, given defendant's history of
crime. Defendant has not shown that these comments were so
grossly improper as to require intervention ex mero motu by the
trial court. We, therefore, overrule this assignment of error.
[19] The second statement in the prosecutor's closing
argument to which defendant now objects was what defendant
characterizes as a misstatement of evidence regarding defendant's
confession and the timing of his confession in relation to the
return of the DNA results. Defendant points to the following
portion of the prosecutor's closing argument as erroneous: So
when was the jig up? I'll tell you when. When these guys came
down with DNA, he was painted into a corner with the victim's
blood. That's when he started fast writing. That's when he
started this. Defendant argues that these comments
misrepresented the facts, since defendant wrote the confession on
4 February 2000 and the DNA testing of physical evidence was not
done until much later. Defendant contends such misrepresentation
unfairly prejudiced defendant by influencing the jury's
sentencing recommendation. We conclude, however, that defendant
has failed to show that these comments were so grossly improper
as to require the trial court's intervention.
We first note that defendant did not object to this
statement during closing. Thus, defendant must show that the
statements were grossly improper. Gregory, 340 N.C. at 424, 459
S.E.2d at 672. This argument was a reasonable inference from the
evidence introduced at trial. The evidence showed that whendefendant was taken to the Aiken County jail, his clothes except
for his socks and shoes were taken from him and placed in a jail
bin. On 4 February 2000, defendant's clothing was seized from
the Aiken County jail by a detective pursuant to a search
warrant. The detective also asked defendant to remove his socks
and shoes. Defendant wrote his confession later that evening,
knowing that his clothing had been confiscated. The DNA analysis
of the clothing, conducted some time later, revealed that
defendant's jeans had the victim's blood on them.
Given the record, we conclude that the evidence
permitted the prosecutor to argue the inference that defendant
knew DNA evidence was on his confiscated clothing and that this
knowledge prompted the confession. Accordingly, the trial court
was not required to intervene ex mero motu. This assignment of
error is overruled.
[20] Defendant also assigns error to the trial court's
failure to intervene ex mero motu upon hearing the prosecutor
argue that defendant was stalking his next victim while waiting
in the car at the K-Mart parking lot in Aiken, South Carolina.
The portion of the argument with which defendant takes issue
reads:
He was waiting for the next Buddy Hall . . .
as he sat in that car, facing the store, with
a loaded gun. He was stalking. He was
waiting for his next victim. And when does
he strike? Only after cool, calm,
deliberation. The very essence of
premeditation. Stalking, waiting, laying in
wait.
Defendant contends that this argument amounted to unreasonable
speculation that unfairly affected the reliability of the
sentencing decision. We disagree.
As stated above, a prosecutor is entitled to argue all
the facts submitted into evidence as well as any reasonable
inferences therefrom. Gregory, 340 N.C. at 424, 459 S.E.2d at
672. Several of defendant's previous victims testified at the
sentencing hearing, including a woman who testified that
defendant came into the bank where she worked and looked around,
then left, and came back later to rob the bank. Since defendant
previously had committed crimes in which he staked out his
victim, a reasonable inference could be made from the evidence in
the case at bar that defendant may have been doing the same thing
while sitting in the car in front of the K-Mart. The prosecutor
made a reasonable inference from the evidence when he argued
that, as defendant waited in the K-Mart parking lot after having
stolen a car and other possessions from the victim, he was
waiting for yet another victim. Defendant did not object to this
argument at trial and has not shown that the comment was grossly
improper. This assignment of error is overruled.
[21] Finally, defendant argues that the trial court
abused its discretion by allowing the State to refer repeatedly
to five aggravating circumstances during closing argument when in
fact only three aggravating circumstances were submitted.
Defendant claims that this error improperly reduced the
consideration of aggravators and mitigators to a numbers game,
with the prosecutor attempting to weight the aggravatingcircumstances by adding to the actual number. We conclude that
the prosecutor's arguments were not grossly improper.
Three separate aggravating circumstances were submitted
in this case: (i) that defendant had been previously convicted of
a felony involving the threat of violence to a person; (ii) that
the murder was committed while the defendant was engaged in the
commission of a robbery with a dangerous weapon; and (iii) that
the murder was especially heinous, atrocious, or cruel. N.C.G.S.
§ 15A-2000(e)(3), (5), (9) (2003). Three convictions, two for
bank robbery and one for kidnapping, were used to support the
(e)(3) aggravating circumstance. Defendant concedes that each
conviction could have been submitted to the jury as a separate
(e)(3) aggravator. However, defendant points to several passages
in the prosecutor's closing argument in which the prosecutor
referred to five aggravators. For example, the prosecutor argued,
Any one aggravating factor is enough. Here, we have three and,
in one of those, we have three within it. That's like five
separate things that call for the death penalty, ladies and
gentlemen, and any one by itself, let alone all five, is
substantially sufficient to call for the death penalty. In
another instance, the prosecutor argued, You've heard about the
five aggravating factors, those three prior convictions . . .
those five which are really three, three under one subset.
Regarding whether any of the aggravators were sufficiently
substantial to support the death penalty, the prosecutor stated,
Any one by itself would be, let alone five. The prosecutor also stated, however, that the weighing
process does not involve counting the number of mitigators and the
number of aggravators to see which side has the largest number.
The trial judge instructed the jury to consider the three
aggravating circumstances, and reiterated to the jury:
You should not merely add up the number of
aggravating circumstances and mitigating
circumstances. Rather, you must decide from
the evidence what value to give each
circumstance, and then weigh the aggravating
circumstances, so valued, against the
mitigating circumstances, so valued, and
finally determine whether the mitigating
circumstances are insufficient to outweigh the
aggravating circumstances.
The copy of the Issues and Recommendation as to Punishment form
given to the jurors listed three possible aggravators, (e)(3),
(e)(5), and (e)(9), with three prior conviction subsets under the
(e)(3) aggravator. The jurors unanimously found the (e)(3) and
(e)(5) aggravators, including each of the subsets under (e)(3).
One or more jurors found fourteen of the sixteen mitigating
circumstances submitted. We hold that the prosecutor's comments
were not so grossly improper as to require the trial judge to
intervene ex mero motu. Moreover, given that the convictions
could have been listed as separate aggravators and that the jurors
were properly instructed as to the law on the subject, the
prosecutor's comments could not have impeded defendant's right to
a fair trial. See Harris, 308 N.C. at 169, 301 S.E.2d at 98. We
overrule this assignment of error.
When a defendant attacks his conviction on the basis
that counsel was ineffective, he must show that his counsel's
conduct fell below an objective standard of reasonableness.
State v. Braswell, 312 N.C. 553, 561-62, 324 S.E.2d 241, 248
(1985). In order to meet this burden, a defendant must satisfy a
two-part test:
First, the defendant must show that counsel's
performance was deficient. This requires
showing that counsel made errors so serious
that counsel was not functioning as the
counsel guaranteed the defendant by the
Sixth Amendment. Second, the defendant must
show that the deficient performance prejudiced
the defense. This requires showing that
counsel's errors were so serious as to deprive
the defendant of a fair trial, a trial whose
result is reliable.
Strickland v. Washington, 466 U.S. 668, 687, 80 L. Ed. 2d 674, 693
(1984). Prejudice is established by showing that there is a
reasonable probability that, but for counsel's unprofessional
errors, the result of the proceeding would have been different. A
reasonable probability is a probability sufficient to undermine
confidence in the outcome. Id. at 694, 80 L. Ed. 2d at 698.
Both prongs of this test must be met to prevail on an ineffective
assistance of counsel claim. Id. at 687, 80 L. Ed. 2d at 693. This Court has held that [c]ounsel is given wide
latitude in matters of strategy, and the burden to show that
counsel's performance fell short of the required standard is a
heavy one for defendant to bear. State v. Fletcher, 354 N.C.
455, 482, 555 S.E.2d 534, 551 (2001), cert. denied, 537 U.S. 846,
154 L. Ed. 2d 73 (2002); see also State v. Prevatte, 356 N.C. 178,
236, 570 S.E.2d 440, 472 (2002), cert. denied, 538 U.S. 986, 155
L. Ed. 2d 681 (2003). Moreover, this Court indulges the
presumption that trial counsel's representation is within the
boundaries of acceptable professional conduct. State v. Fisher,
318 N.C. 512, 532, 350 S.E.2d 334, 346 (1986). As the United
States Supreme Court has stated:
A fair assessment of attorney performance
requires that every effort be made to
eliminate the distorting effects of hindsight,
to reconstruct the circumstances of counsel's
challenged conduct, and to evaluate the
conduct from counsel's perspective at the
time. Because of the difficulties inherent in
making the evaluation, a court must indulge a
strong presumption that counsel's conduct
falls within the wide range of reasonable
professional assistance . . . .
Strickland v. Washington, 466 U.S. at 689, 80 L. Ed. 2d at 694.
As to whether an ineffective assistance of counsel claim
can be dealt with on appeal, this Court has stated, [Ineffective
assistance of counsel] claims brought on direct review will be
decided on the merits when the cold record reveals that no further
investigation is required, i.e., claims that may be developed and
argued without such ancillary procedures as the appointment of
investigators or an evidentiary hearing. State v. Fair, 354 N.C.
131, 166, 557 S.E.2d 500, 524 (2001), cert. denied, 535 U.S. 1114,153 L. Ed. 2d 162 (2002) (citations omitted). Therefore, on
direct appeal we must determine if these ineffective assistance of
counsel claims have been prematurely brought. If so, we must
dismiss those claims without prejudice to the defendant's right
to reassert them during a subsequent [motion for appropriate
relief] proceeding. Id. at 167, 557 S.E.2d at 525.
Defendant lists seven specific areas in which he
contends trial counsel was deficient: (i) promising the jury
evidence and instructions on self-defense and intoxication based
on an erroneous belief that defendant's confession would be
admitted as substantive evidence; (ii) concluding that the
confession alone would be enough to establish self-defense and
intoxication; (iii) failing to object to Deborah McAllister's
testimony that she had never known the victim to be violent toward
anyone and failing to impeach Ms. McAllister; (iv) conceding
defendant's guilt of second-degree murder without his consent; (v)
failing to request an instruction in the penalty proceeding that
the confession could be considered as substantive evidence; (vi)
failing to object to improper prejudicial closing arguments by the
prosecutor; and (vii) failing to preserve challenge for cause
issues for appeal. Finally, defendant asserts that the cumulative
effect of counsel's alleged deficient performance entitles him to
a new trial. We now examine each of defendant's ineffective
assistance claims.
[22] First, defendant contends that his counsel provided
ineffective assistance by representing to the jury in his opening
statement that it would hear evidence and instructions on self-defense and intoxication. Defendant argues this declaration
constitutes ineffective assistance in that such evidence was never
introduced and, thus, the instructions were not given. Counsel
failed to deliver on promises made to the jury, thereby reducing
his credibility and denying defendant his constitutional right to
counsel.
Prior to trial the State appeared prepared to introduce
defendant's confession into evidence and even had copies ready for
jurors. The State responded to the trial court's question as to
whether the confession would be offered into evidence by saying,
That remains to be seen what, exactly, we're going to introduce.
We remain open to that possibility, but we haven't said we're
definitely going to do that yet. During voir dire, the State
refrained from mentioning self-defense in its questioning of
potential jurors, while defense counsel mentioned the confession
to potential jurors and asked if they could consider evidence of
self-defense and intoxication. The trial court cautioned defense
counsel against assum[ing] things that we're not sure are going
to happen. In opening argument the State did not mention self-
defense or the confession. Despite not knowing if the State would
indeed introduce the confession, defense counsel argued in his
opening statement to the jury that defendant had been forced to
defend himself against an attack by the victim and discussed the
details of the confession. Defense counsel continued, The
evidence will show that the combination of the alcohol, the
fatigue and fear left [defendant] unable to think clearly. Counsel also mentioned self-defense and the State's burden of
proof to prove that defendant was not acting in self-defense.
During its case-in-chief, the State later announced
outside the presence of the jury that the confession would not be
introduced as evidence. The confession was not admitted as
substantive evidence in either the guilt phase or penalty
proceeding, and no instructions were given on either self-defense
or intoxication. The only purpose for which the confession was
offered was to assist the jury in weighing the credibility of
defendant's expert witness. Defendant did not testify, and
defendant presented no substantive evidence of self-defense or
intoxication, yet the defense asked the jury in closing argument
at the guilt phase to find intoxication and self-defense on the
basis of the confession, which was never introduced.
Defendant contends that defense counsel, by repeatedly
ignoring the possibility that the State would not introduce the
confession as evidence at trial, violated his duty to defendant to
be knowledgeable about the law and, in particular, about the Rules
of Evidence. Defendant further argues that defense counsel's
mistaken belief that the confession could be introduced through
other means resulted in counsel's belatedly abandoning the theory
of self-defense, when counsel could have changed strategy earlier
and prevented making false promises to the jury. Defendant also
asserts that the broken promise made to the jury undermined the
credibility of the defense and that this situation was further
exacerbated when the prosecution emphasized the lack of evidence
of self-defense or voluntary intoxication in its closing argument. Defendant contends these failings on counsel's part prevented the
State's case from being subjected to adversarial testing.
Although the State signaled at the beginning of the
trial that it might not introduce defendant's confession, defense
counsel throughout jury voir dire and in opening statement
referred to details of defendant's confession. This confession
was never introduced as substantive evidence at trial. However,
from the record before us, we can only speculate as to why defense
counsel chose to argue self-defense.
Thus, in this case
evidentiary issues need to be developed before defendant will be
in a position to adequately present his possible ineffective
assistance claim on this issue.
In a related claim defendant contends that his trial
counsel was ineffective for concluding that even if defendant's
confession were admitted into evidence, the confession would be
sufficient standing alone to establish self-defense and
intoxication. Defendant further asserts that a competent attorney
would have had defendant testify on his own behalf in order to
make a prima facie case of self-defense or intoxication. The
State, on the other hand, argues that the decision not to have
defendant testify is a reasonable trial strategy in that it would
keep defendant's violent criminal history from the jury.
Defendant asserts, though, that the State had copies of the prior
convictions and would have submitted them in the sentencing
proceeding if necessary. Defendant argues that admission of the
prior violent felony convictions coupled with a self-defense or
intoxication argument would put defendant at risk of life withoutparole; but without either of these claims, defendant risked
death.
This ineffective assistance of counsel claim and
defendant's previous claim related to representations at opening
argument are interdependent and go to the crux of defendant's
trial strategy. In that we cannot ascertain from the record the
reason for defense counsel's strategy, these issues require
further evidentiary development. Accordingly, we dismiss these
claims without prejudice to defendant to pursue them in a post-
conviction motion for appropriate relief.
[23] In his third ineffective assistance claim,
defendant asserts that his trial counsel was deficient in failing
to object to the testimony of Deborah McAllister, the victim's
grand-niece, who stated that she had never known the victim to be
violent toward anyone. Further, defendant contends that his
counsel should have attempted to impeach Ms. McAllister with
inquiry about specific instances of the victim's violent conduct.
Also, defense counsel was deficient in asking the court for
permission to impeach this witness and in failing to obtain a
ruling when the court did not rule on the request. Defendant
notes that when the prosecutor questioned Ms. McAllister, no
evidence of the victim's propensity for violence had yet been
introduced. Defendant argues that the question to Ms. McAllister
regarding her knowledge of any violent tendencies on the victim's
part elicited evidence of the victim's character for peacefulness
and was improper under N.C.G.S. § 8C-1, Rule 404(a)(2). Defendant
asserts that if his counsel had known the Rules of Evidence,counsel would have known that the question was improper and would
have objected.
Even assuming arguendo that it was improper for the
trial court to allow the question when defendant had not
introduced evidence of the victim's character, we find that
defendant does not meet the second prong of the Strickland test,
which requires defendant to show prejudice, that is, but for
counsel's failure to object to this question a reasonable
probability exists that the outcome of the trial would have been
different. Strickland v. Washington, 466 U.S. at 687, 694, 80 L.
Ed. 2d at 693, 698. The specific instances of conduct that
defendant argues should have been used to impeach Ms. McAllister
were not allowed by the trial court in either the guilt phase or
the sentencing proceeding. We have already considered defendant's
assignment of error that this evidence of a prior violent sexual
act by the victim against an unidentified male should have been
allowed, and we have determined that the evidence was properly
excluded. Moreover, sound strategic reasons exist for not
attempting to impeach a biased witness when the answer to the
question is unknown. Inquiry of Ms. McAllister about her
knowledge of the specific incident would likely have produced a
negative answer. Thus, we conclude that defendant was not
prejudiced by his counsel's actions or inactions regarding this
witness. This assignment of error is overruled.
[24] Next, defendant contends that his counsel provided
ineffective assistance by conceding guilt of second-degree murderin closing argument to the jury without his consent. The relevant
portion of defense counsel's closing argument reads:
And what I'm telling you folks right now,
that right there is enough for you to have
reasonable doubt. The fact that you have one
expert who is saying can't form the specific
intent to either rob or kill and the state's
own expert comes in and says, I can't rule it
out 100 percent, there's your reasonable doubt
right there. That's all you need. That's the
key to this case. That's all you need. You
weigh the evidence out. You make that
determination. But right there is all the
reasonable doubt you would need in this case.
. . . .
Again, I submit to you, as I think I said
earlier, not every homicide is a first degree
murder case, and there's plenty of second
degree murder cases out there that are a whole
lot bloodier and a whole lot more gory and a
whole lot more horrific than first degree
murder cases. The only difference is a second
degree murder case lacks that specific intent
element, and I submit to you that's where
we're at in this case, folks. There is so
much going on, there is so much going on in
this case. There is plenty of hooks for you
to hang your hat on and find reasonable doubt
in this case.
Defendant contends that the italicized sentence of this argument
is similar to that advanced by trial counsel in State v. Harbison,
315 N.C. 175, 337 S.E.2d 504 (1985), cert. denied, 476 U.S. 1123,
90 L. Ed. 2d 672 (1986).
In Harbison this Court granted the defendant a new trial
based on closing arguments by his attorney. Id. at 180-81, 337
S.E.2d at 507-08. In that case the defendant maintained
throughout his trial that he had acted in self-defense. Id. at
177, 337 S.E.2d at 506. Trial counsel adhered to that defense
during the presentation of evidence by the State and the defense.
Id. One of the defendant's attorneys continued to use that theoryduring his closing argument, but the defendant's other attorney
expressed his personal opinion that the defendant should not be
acquitted on the theory of self-defense but should be convicted of
manslaughter rather than first-degree murder. Id. at 177-78, 337
S.E.2d at 506. The defendant expressly alleged that he had not
consented to this change in theory. Id. at 177, 337 S.E.2d at
505-06. This Court stated in Harbison that when counsel to the
surprise of his client admits his client's guilt, the harm is so
likely and so apparent that the issue of prejudice need not be
addressed. Id. at 180, 337 S.E.2d at 507. The Court
specifically held that the attorney's concession of guilt without
the consent of his client amounted to per se ineffective
assistance. Id. at 180, 337 S.E.2d at 507-08.
The statement in this case about which defendant
complains is distinguishable from that made by the Harbison
attorney and does not amount to ineffective assistance. Trial
counsel here was pointing out to the jury that specific intent was
lacking in this case and that the lack of specific intent was the
only difference between second-degree and first-degree murder.
Defense counsel was arguing to the jury that, without specific
intent, the most serious crime for which defendant could be
convicted would be second-degree murder. This situation differs
substantially from Harbison, where the attorney argued, 'I think
you should find him guilty of manslaughter and not first degree.'
Id. at 178, 337 S.E.2d at 506. See State v. Harvell, 334 N.C.
356, 361, 432 S.E.2d 125, 128 (1993) (holding that counsel did not
admit the defendant was guilty of a crime when counsel noted that,if the evidence established the commission of any crime, that
crime was voluntary manslaughter, not murder). The statement in
the present case does not constitute ineffective assistance. This
assignment of error is overruled.
[25] Next, defendant contends that his counsel provided
ineffective assistance by failing to request an instruction from
the trial court that defendant's confession could be considered as
substantive evidence in the sentencing proceeding. Defendant's
statement was read to the jury by defendant's expert during the
guilt phase. At that time the trial court gave a limiting
instruction that the statement was to be considered for the sole
purpose of determining the weight to be given to the testimony of
defendant's expert, who had relied on the statement. The
statement was not introduced as substantive evidence at any time
in the guilt phase. Defendant argues that the jury would not have
had reason to believe that the statement could be considered as
substantive evidence given the trial court's guilt phase limiting
instruction, the prosecutor's guilt phase closing argument in
which he emphasized that defendant's statement was not evidence,
and the sentencing proceeding instructions. Defendant now
suggests that his trial counsel should have requested an
instruction clarifying for the jury that it could consider as
substantive any and all evidence submitted in the guilt phase.
Counsel's failure to do so, defendant argues, constituted
ineffective assistance and deprived defendant of his
constitutional rights. This contention has no merit. Throughout defendant's closing argument in the
sentencing proceeding, defendant's counsel, without objection from
the prosecutor or intervention by the trial court, argued the
substance of defendant's statement. Counsel stressed that the
character witnesses who testified that the victim had a reputation
in the community for luring younger men to his home for sexual
encounters corroborated defendant's statement and Dr. Corvin's
opinion and findings. Counsel also recited the details of the
events leading up to the murder as outlined in defendant's
statement. Counsel argued that defendant's statement showed he
acknowledged wrongdoing and that the murder was the result of an
overaction in which defendant just kept hitting the victim, not
the result of a plan to kill. Thus, the jurors were afforded the
opportunity to consider the defendant's character and the
circumstances surrounding the crime in weighing whether, in light
of the aggravating and mitigating circumstances, defendant
deserved a sentence less than death. See Lockett v. Ohio, 438
U.S. 586, 604, 57 L. Ed. 2d 973, 990 (1978). Defendant has failed
to show that a reasonable probability exists that the outcome of
the trial would have been different had trial counsel requested an
instruction that the statement be considered as substantive
evidence. Thus, defendant has not satisfied the prejudice prong
of Strickland; and this assignment of error is overruled.
[26] Defendant also asserts that his counsel was
ineffective for failing to object to several portions of the
State's closing arguments in both the guilt phase and the
sentencing proceeding. Specifically, defendant contends that histrial counsel should have objected to the following: (i) the
argument that defendant was intending to rob the K-Mart; (ii) the
demeaning reference to the monetary compensation of defendant's
expert witness, Dr. Corvin, and a misstatement of Dr. Corvin's
testimony; (iii) the argument regarding evidence of alleged rapes
previously committed by defendant; (iv) the argument that
defendant killed the victim for the purpose of eliminating a
witness to his actions; (v) the argument implying that defendant
did not confess until his DNA was collected; (vi) the argument
that defendant was stalking his next victim at the Aiken K-Mart;
and (vii) the references to five aggravators instead of the three
that were submitted to the jury.
We have reviewed each of these arguments above for
substantive error and have found that none of the arguments was so
grossly improper as to render the trial fundamentally unfair.
Having concluded that these prosecution arguments did not render
defendant's trial fundamentally unfair, we further conclude that a
reasonable probability does not exist that the outcome of the
trial would have been different had defendant objected to them.
Trial counsel was not deficient for not objecting to each of these
arguments. Therefore, this assignment of error is overruled.
[27] Defendant next argues that his counsel's failure to
preserve for appeal the trial court's denial of three challenges
for cause constituted ineffective assistance. Defendant
challenged prospective jurors Ricky Hall, William Ellison, and
Heidi Elliott for cause. All three challenges were denied by the
trial court, resulting in defendant's use of peremptory challengesto remove the three jurors. Defendant exhausted all of his
peremptory challenges, but defense counsel did not request
additional peremptory challenges and renew the challenges for
cause after exercising the last peremptory challenge. Defendant
contends that the failure to renew the challenges constituted
ineffective assistance of counsel. We disagree.
To establish ineffective assistance, a defendant must
show that the deficient performance prejudiced the defense.
Strickland v. Washington
, 466 U.S. at 687, 80 L. Ed. 2d at 693.
This Court has said that to preserve voir dire issues for appeal,
a defendant must follow the procedures set out in section 15A-
1214(h) of the North Carolina General Statutes. State v. Hartman,
344 N.C. 445, 458, 476 S.E.2d 328, 335 (1996), cert. denied, 520
U.S. 1201, 137 L. Ed. 2d 708 (1997). The statute requires that
'Where the court has refused to stand aside a juror
challenged for cause, and the party has then
peremptorily challenged him, in order to get the benefit
of his exception he must exhaust his remaining
peremptory challenges, and then challenge another juror
peremptorily to show his dissatisfaction with the jury,
and except to the refusal of the court to allow it.'
State v. Watson, 310 N.C. 384, 396, 312 S.E.2d 448, 456 (1984)
(citations omitted). The statute also requires that challenges
for cause be renewed after the exhaustion of peremptory
challenges. N.C.G.S. § 15A-1214(h) (2003).
The trial judge has broad discretion to regulate jury
voir dire. State v. Knight, 340 N.C. 531, 558, 459 S.E.2d 481,
497 (1995) (citing State v. Lee, 335 N.C. 244, 268, 439 S.E.2d
547, 559, cert. denied, 513 U.S. 891, 130 L. Ed. 2d 162 (1994)).
The granting of a challenge for cause where the juror's fitnessor unfitness is arguable is a matter within the sound discretion
of the trial court and will not be disturbed absent a showing of
abuse of discretion. Abraham, 338 N.C. at 343, 451 S.E.2d at
145. To obtain relief relating to jury voir dire, a defendant
must show not only an abuse of discretion, but also prejudice.
State v. Frye, 341 N.C. 470, 494, 461 S.E.2d 664, 675 (1995),
cert. denied, 517 U.S. 1123, 134 L. Ed. 2d 526 (1996). The
purpose for challenging the additional juror is to establish
prejudice by showing that appellant was forced to seat a juror
whom he did not want because of the exhaustion of his peremptory
challenges. Hartman, 344 N.C. at 459-60, 476 S.E.2d at 336.
Thus, in this case, if the trial court's alleged error had been
properly preserved for review on direct appeal, defendant would
have had to show that the trial court abused its discretion by
refusing to dismiss one or more of the three jurors for cause and
that having used his peremptory challenges, defendant was forced
to seat a juror whom he did not want.
We now turn to a review of the voir dire of each of the
three jurors at issue here. First, defendant complains that
prospective juror Ricky Hall indicated that he was bothered by the
fact that defendant might not testify. Ricky Hall said that he
could follow the law, but that he would like to see that person
speak for hisself [sic]. The court then questioned Mr. Hall:
THE COURT: Can you set aside what you
would like to personally see?
[MR. HALL]: Yes, sir.
THE COURT: And apply the law that a
defendant's silence is not to influence your
decision in any way?
[MR. HALL]: Yes, sir. THE COURT: In other words, you can't --
that's not a proper area of deliberation for
the jury.
[MR. HALL]: I understand. Yes, sir, I
could.
THE COURT: You could do that?
[MR. HALL]: Yes, sir.
Defense counsel continued his questioning:
MR. HECKART: Mr. Hall, the judge gave
you the instruction and, as I perceived it,
you responded that it was still going to cause
you concern if he did not testify.
[MR. HALL]: (JUROR NODDED HEAD.)
MR. HECKART: Then the judge asked you if
you could disregard that if he told you to,
and you indicated that you could.
[MR. HALL]: Yes, sir.
MR. HECKART: I mean, this --
[MR. HALL]: I've got -- I know what
you're saying.
MR. HECKART: It sounds to me like you're
going back and forth.
[MR. HALL]: Yeah, I understand what
you're saying. I mean, through everything
I've heard, you might have feelings, certain
feelings, on certain things, but if that's not
the way the law is and you're instructed to do
that, like on a job or whatever, that's what
we have to go by. That's what I'm getting at.
I might have a feeling about it but, if I'm
instructed one way -- and just like on the job
--
MR. HECKART: All right.
[MR. HALL]: -- you have to do what
you're told. Do you know what I'm saying?
MR. HECKART: Yes, sir, but I guess
really getting down to the heart of the matter
is, can you honestly do that as an individual,
having that belief in the back of your head
that you really ought to hear from him, do you
feel like, in your mind --
[MR. HALL]: Right.
MR. HECKART: -- you ought to hear from
him? You feel like he ought to testify or he
ought to explain himself? Can you actually do
that?
[MR. HALL]: Like I said, the only thing
I can honestly say is, I could do the very
best that I could do.
MR. HECKART: All right. Thank you, Mr.
Hall. I appreciate your time and honesty.
Defendant contends that this exchange is similar to an exchange
this Court considered in State v. Hightower in which a prospective
juror's equivocation about being able to follow the law on a
defendant's right not to testify resulted in this Court's finding
error. State v. Hightower, 331 N.C. 636, 641, 417 S.E.2d 237, 240
(1992). We hold, though, that Mr. Hall's statements are more like
the prospective juror's statement in State v. Jaynes, 353 N.C.
534, 546, 549 S.E.2d 179, 190 (2001), cert. denied, 535 U.S. 934,
152 L. Ed. 2d 220 (2002). In Jaynes, when questioned whether
knowledge that defendant had received a death sentence at his
first trial would influence her decision at defendant's retrial, a
prospective juror replied, she would do [her] best to base her
determination on the evidence presented. Id. Where a
prospective juror can disregard prior knowledge and impressions,
follow the trial court's instructions on the law, and render an
impartial, independent decision based on the evidence, excusal is
not mandatory. State v. Green, 336 N.C. 142, 167, 443 S.E.2d 14,
29, cert. denied, 513 U.S. 1046, 130 L. Ed. 2d 547 (1994). From
the voir dire examination, the trial court could reasonably
conclude that Mr. Hall satisfied these criteria and could set
aside his personal feelings. Therefore, the trial court did not
abuse its discretion by denying the challenge for cause; and
defense counsel was not ineffective for failing to renew this
challenge.
Defendant also asserts that prospective juror William
Ellison should have been excused on the basis that he was an
acquaintance of a witness in the case, Jody Woodcock, a deputywith the Pender County Sheriff's Department. Additionally,
defendant contends that Mr. Ellison showed he was unable to follow
the law regarding defendant's decision not to testify. After
reviewing the record, however, we conclude that the trial court
did not abuse its discretion in denying defendant's challenge for
cause.
During preliminary voir dire, Mr. Ellison told the court
that he served with Deputy Woodcock as a volunteer fireman for the
Atkinson Fire Department. Defendant contends that Mr. Ellison
showed his bias with regard to Deputy Woodcock after being asked
if he would automatically believe the deputy's word by stating, I
wouldn't call him a liar because . . . as a volunteer fire
fighter, I do trust his -- my life is in his hands, at times.
Mr. Ellison also said, I wouldn't sit here and say every word
that comes out of his mouth is the honest God truth, but I
couldn't call him a liar, neither; I wouldn't. Upon further
questioning, Mr. Ellison stated he was taught to believe law
enforcement officers and to trust his co-workers, but that he
would look at each witness individually as that person testified.
In individual voir dire, Mr. Ellison revealed to the court that
the instant case had been discussed at the firehouse and that he
might run into Deputy Woodcock at the firehouse. He said if he
had to make a decision whether to believe Deputy Woodcock or
another witness, if he was the last man standing, I would have to
take his word. However, he also stated that he and Deputy
Woodcock were not good friends but that they did see each other.
Mr. Ellison also said that he could follow the law, that he knewwitnesses could be wrong or mistaken, and that he could apply the
same test of truthfulness as in everyday interactions. He further
stated that he could follow the court's instructions on witness
credibility and that there was no reason he could not follow them.
Mere acquaintance with a witness is not enough to
require excusal for cause. State v. Benson, 323 N.C. 318, 324,
372 S.E.2d 517, 520 (1988). If a juror knows a witness or
witnesses but states that he can follow the trial judge's
instructions and can follow the law, that juror is not
automatically subject to removal for cause. Green, 336 N.C. at
167, 443 S.E.2d at 29. This Court has stated, We presume that
jurors will tell the truth; our court system simply could not
function without the ability to rely on such presumptions. State
v. Barnes, 345 N.C. 184, 207, 481 S.E.2d 44, 56 (1997), cert.
denied, 523 U.S. 1024, 140 L. Ed. 2d 473 (1998). The trial judge
was in the best position to evaluate the credibility of the juror.
Dickens, 346 N.C. at 42, 484 S.E.2d at 561. We conclude that the
denial of defendant's challenge for cause on this basis was not an
abuse of discretion.
Defendant also points to statements by prospective juror
Ellison that indicated a possible bias against defendant for
failing to testify. After being asked if defendant's decision not
to testify would affect his decision-making, Mr. Ellison stated
that it would be in my mind, but I don't think it would be
effective to my decision and that it would not affect my
decision but, yes, it would be in my mind. The trial judge later
questioned the prospective juror further on this issue: THE COURT: Mr. Ellison, you were asked
some questions about should the defendant
decide not to testify, and I need to instruct
you that, in every criminal case, should the
defendant choose not to testify, the law of
North Carolina gives him that privilege, okay?
Do you understand that?
[MR. ELLISON]: Oh, yes, sir.
THE COURT: The same law also assures him
that his decision not to testify creates no
presumption against him. Do you understand
that?
[MR. ELLISON]: Yes, sir.
THE COURT: And the law also says that
his silence is not to influence your decision
in any way. Do you understand that?
[MR. ELLISON]: Yes, sir.
THE COURT: Is there any reason why you
could not follow those instructions?
[MR. ELLISON]: Oh, no, sir . . . .
This exchange illustrates Mr. Ellison's ability to follow the law
as given to him by the trial judge. As noted above, the trial
court was able to observe the juror and to weigh his credibility
as he answered the questions. Id. We, thus, conclude that the
trial judge did not abuse his discretion in denying defendant's
challenge for cause to Mr. Ellison. Therefore, defense counsel's
performance was not deficient for failing to renew the challenge
for cause.
Finally, defendant complains about several statements by
prospective juror Heidi Elliott. Defendant specifically points to
Ms. Elliott's beliefs that drinking does not provide any excuse
for criminal behavior, that people claim being a victim of a
homosexual assault as a cop-out for their behavior, that life
without parole for first-degree murder is not a sufficiently
severe punishment, that death is a more appropriate punishment for
first-degree murder, and that life without parole is an unfair
punishment because taxpayers have to pay to keep a personincarcerated when that person has taken the life of another.
Defendant contends that Ms. Elliott's answers to the court's
questions were not credible and that she was parroting the
correct answers in order to remain on the jury and give
defendant a death sentence. We disagree.
After being questioned on each issue, Ms. Elliott was
asked whether she could follow the law and put aside her
predispositions and give fair consideration to all the evidence,
including evidence of alcohol use and impairment, and whether she
could weigh both life and death as punishments. Although
initially she stated she did not think that life without parole
was a severe enough punishment for murder, upon further
questioning, she said she could consider it. The court then
asked:
THE COURT: . . . So I need to ask you
straight up if you would automatically impose
the death penalty, no matter what the facts or
circumstances may be in this case.
[MS. ELLIOTT]: I would weigh both
decisions. I would give them equal weight.
THE COURT: So you could fairly consider
the punishment of life in prison without
parole and the death penalty for someone who
has been convicted of first degree murder?
[MS. ELLIOTT]: I could.
THE COURT: Okay. You talked -- you had
some predispositions one way or the other. I
need to ask you if you can honestly set aside
those predispositions that you may have and
fairly consider both possible punishments.
[MS. ELLIOTT]: Yes, sir.
THE COURT: And can you [set] aside those
predispositions that you may have and follow
the instructions of the court --
[MS. ELLIOTT]: Yes, sir.
[THE COURT]: -- in arriving at a just
verdict?
[MS. ELLIOTT]: Yes, sir. THE COURT: And an appropriate
punishment, no matter what that punishment may
be?
[MS. ELLIOTT]: Yes, sir.
In determining whether a prospective juror's views on capital
punishment warrant exclusion for cause, the standard is whether
the juror's views would 'prevent or substantially impair the
performance of his duties as a juror in accordance with his
instructions and his oath.' Wainwright v. Witt, 469 U.S. 412,
424, 83 L. Ed. 2d 841, 851-52 (1985) (quoting Adams v. Texas, 448
U.S. 38, 45, 65 L. Ed. 2d 581, 589 (1980)). See Morgan v.
Illinois, 504 U.S. 719, 732-33, 119 L. Ed. 2d 492, 502 (1992). In
this case Ms. Elliott's unequivocal statements that she could set
aside her predispositions and follow the law show her excusal was
not mandatory. Green, 336 N.C. at 167, 443 S.E.2d at 29. Once
again, the trial judge was able to observe Ms. Elliott as she
answered the questions. Dickens, 346 N.C. at 42, 484 S.E.2d at
561. Given our presumption that jurors tell the truth, Barnes,
345 N.C. at 207, 481 S.E.2d at 56, we have no reason to hold that
the trial court abused its discretion by denying defendant's
challenge for cause. Therefore, defense counsel was not deficient
for failing to renew this challenge for purposes of appellate
review.
Moreover, assuming arguendo that the trial court ruled
improperly in denying any one of these three challenges for cause,
defendant has failed to demonstrate he was forced to seat a juror
with whom he was dissatisfied. The record reflects that after
defendant exercised his fourteenth and final peremptory challenge
to remove Ms. Elliott, two jurors in the panel of twelve remainedto be seated. Defendant did not challenge either of these jurors
for cause or attempt to remove them with a peremptory challenge to
signify dissatisfaction. One of these two jurors who was
initially seated, Mr. Allocco, was dismissed from the jury and
replaced by an alternate during the guilt phase of the trial. In
asserting the ineffective assistance claim on appeal, defendant
has not directed the Court's attention to any basis for
defendant's dissatisfaction with the remaining juror, Ms. Thorpe.
Moreover, selection of the alternate jurors is not an issue since
defendant did not exhaust his three alternate peremptory
challenges. Thus, defendant has failed to show that trial
counsel's alleged deficient performance in not renewing the
challenges for cause as to Hall, Ellison, and Elliott prejudiced
defendant. Defendant has not satisfied the Strickland test for
ineffective assistance of counsel with regard to these challenges
for cause. This assignment of error is overruled.
Finally, defendant contends that the cumulative effect
of his counsel's constitutionally deficient performance requires
reversal of his conviction. However, in view of our resolution of
defendant's ineffective assistance of counsel claims, defendant
has shown no basis for reversal on direct appeal of his first-
degree murder conviction or his death sentence for ineffective
assistance of counsel. As noted earlier, two of defendant's
ineffective assistance claims have been dismissed without
prejudice to defendant's right to reassert them in a post-
conviction motion for appropriate relief. Therefore, this
assignment of error is overruled.
Defendant raises these issues to urge this Court to
reexamine its prior holdings. We have considered defendant's
arguments on these issues and conclude defendant has shown no
compelling reason to depart from our previous holdings. These
assignments of error are overruled.
Finally, we must consider whether the imposition of the
death penalty in defendant's case is proportionate to other cases
in which the death penalty has been affirmed, considering both the
crime and the defendant.
State v. Robinson
, 336 N.C. 78, 132-33,
443 S.E.2d 306, 334 (1994),
cert. denied
, 513 U.S. 1089, 130 L.
Ed. 2d 650 (1995). The purpose of proportionality review is to
eliminate the possibility that a person will be sentenced to die
by the action of an aberrant jury.
State v. Holden
, 321 N.C.
125, 164-65, 362 S.E.2d 513, 537 (1987), cert. denied, 486 U.S.
1061, 100 L. Ed. 2d 935 (1988). Proportionality review also acts
[a]s a check against the capricious or random imposition of the
death penalty.
State v. Barfield
, 298 N.C. 306, 354, 259 S.E.2d
510, 544 (1979),
cert. denied
, 448 U.S. 907, 65 L. Ed. 2d 1137
(1980), overruled in part on other grounds by State v. Johnson,317 N.C. 193, 203-04, 344 S.E.2d 775, 782 (1986). Our
consideration is limited to those cases that are roughly similar
as to the crime and the defendant, but we are not bound to cite
every case used for comparison.
State v. Syriani
,
333 N.C. 350,
400, 428 S.E.2d 118, 146, cert. denied, 510 U.S. 948, 126 L. Ed.
2d 341 (1993). Whether the death penalty is disproportionate
ultimately rest[s] upon the 'experienced judgments' of the
members of this Court.
Green, 336 N.C. at 198, 443 S.E.2d at 47
(quoting State v. Williams, 308 N.C. 47, 81, 301 S.E.2d 335, 356,
cert. denied, 464 U.S. 865, 78 L. Ed. 2d 177 (1983)).
In the case at bar, defendant was convicted of
first-degree murder on the bases of malice, premeditation and
deliberation and under the felony murder rule. The jury found two
of the three aggravating circumstances submitted: (i) that the
defendant had been previously convicted of a felony involving the
use or threat of violence to the person, N.C.G.S. §
15A-2000(e)(3), and (ii) that the murder was committed while the
defendant was engaged in the commission of robbery with a
dangerous weapon, id. § 15A-2000(e)(5). A third aggravating
circumstance was submitted but not found by the jury: that the
murder was especially heinous, atrocious, or cruel, id. §
15A-2000(e)(9).
The trial court submitted three statutory mitigating
circumstances for the jury's consideration, namely: (i) the
capital felonies were committed while defendant was under the
influence of mental or emotional disturbance, id. §
15A-2000(f)(2); (ii) defendant's capacity to appreciate thecriminality of his conduct or to conform his conduct to the
requirements of the law was impaired, id. § 15A-2000(f)(6); and
(iii) the catchall mitigating circumstance that there existed any
other circumstance arising from the evidence which the jury deemed
to have mitigating value, id. § 15A-2000(f)(9). The jury found
the (f)(2) and (f)(6) mitigating circumstances to exist. The
trial court also submitted thirteen nonstatutory mitigating
circumstances; the jury found twelve of these circumstances to
exist.
In our proportionality analysis we compare this case to
those cases in which this Court has determined the sentence of
death to be disproportionate. This Court has determined the death
sentence to be disproportionate on eight occasions.
State v.
Kemmerlin
, 356 N.C. 446, 573 S.E.2d 870 (2002);
State v. Benson
,
323 N.C. 318, 372 S.E.2d 517 (1988);
State v. Stokes
, 319 N.C. 1,
352 S.E.2d 653 (1987);
State v. Rogers
, 316 N.C. 203, 341 S.E.2d
713
(1986),
overruled in part on other grounds by State v. Gaines
,
345 N.C. 647, 483 S.E.2d 396,
cert. denied
, 522 U.S. 900, 139 L.
Ed. 2d 177 (1997),
and by State v. Vandiver
, 321 N.C. 570, 364
S.E.2d 373 (1988);
State v. Young
, 312 N.C. 669, 325 S.E.2d 181
(1985);
State v. Hill
, 311 N.C. 465, 319 S.E.2d 163 (1984);
State
v. Bondurant
, 309 N.C. 674, 309 S.E.2d 170 (1983);
State v.
Jackson
, 309 N.C. 26, 305 S.E.2d 703 (1983). This case is not
substantially similar to any of the cases in which this Court has
found that the death sentence was disproportionate.
We also consider cases in which this Court has found the
death penalty to be proportionate. In this case defendant killedthe victim in the victim's home. A murder in the home 'shocks
the conscience, not only because a life was senselessly taken, but
because it was taken [at] an especially private place, one [where]
a person has a right to feel secure.'
State v. Adams
, 347 N.C.
48, 77, 490 S.E.2d 220, 236 (1997) (quoting
State v. Brown
, 320
N.C. 179, 231, 358 S.E.2d 1, 34,
cert. denied
, 484 U.S. 970, 98 L.
Ed. 2d 406 (1987)) (alterations in original),
cert. denied
, 522
U.S. 1096, 139 L. Ed 2d 878 (1998);
accord State v. Nicholson
, 355
N.C. 1, 72, 558 S.E.2d 109, 155, cert. denied, 537 U.S. 845, 154
L. Ed. 2d 71 (2002). Defendant was convicted based on
premeditation and deliberation and under the felony murder rule.
The finding of premeditation and deliberation indicates a more
cold-blooded and calculated crime.
State v. Artis
, 325 N.C. 278,
341, 384 S.E.2d 470, 506 (1989), judgment vacated on other
grounds, 494 U.S. 1023, 108 L. Ed. 2d 604 (1990). Also, the jury
in this case found the (e)(3) and (e)(5) aggravating
circumstances. This Court has deemed either the (e)(3) or (e)(5)
aggravating circumstance, standing alone, sufficient to sustain a
sentence of death. State v. Bacon, 337 N.C. 66, 110 n.8, 446
S.E.2d 542, 566 n.8 (1994), cert. denied, 513 U.S. 1159, 130 L.
Ed. 2d 1083 (1995).
Viewed in this light, the present case is
more analogous to cases in which we have found the death sentence
proportionate than to those cases in which we have found the
sentence disproportionate or to those cases in which juries have
consistently returned recommendations of life imprisonment.
Defendant received a fair trial and capital sentencing
proceeding, free from prejudicial error; and the death sentence inthis case is not disproportionate. Accordingly, the judgment of
the trial court is left undisturbed.
NO ERROR.
Justice NEWBY did not participate in the consideration
or decision of this case.