All opinions are subject to modification and technical correction prior to official publication in the North Carolina Reports and North Carolina Court of Appeals Reports. In the event of discrepancies between the electronic version of an opinion and the print version appearing in the North Carolina Reports and North Carolina Court of Appeals Reports, the latest print version is to be considered authoritative.
IN THE MATTER OF R.T.W.
On discretionary review pursuant to N.C.G.S. § 7A-31 of
a unanimous, unpublished decision of the Court of Appeals, 165
N.C. App. 274, 600 S.E.2d 521 (2004), vacating an order
terminating respondent's parental rights filed 29 January 2003 by
Judge M. Patricia DeVine in District Court, Orange County. Heard
in the Supreme Court 9 February 2005.
Northen Blue, LLP, by Carol J. Holcomb and Samantha H.
Cabe, for petitioner-appellant Orange County Department
of Social Services.
Terry F. Rose for respondent-appellee.
NEWBY, Justice.
The issue is whether a trial court retains jurisdiction
to enter an order terminating parental rights while a custody
order in the same case is pending appellate review. We conclude
it does and reverse the Court of Appeals.
*** Converted from WordPerfect ***
Respondent gave birth to her son, R.T.W., on 4 May
2001. Thereafter, CPS referred fresh accusations of neglect to
petitioner Orange County Department of Social Services (DSS).
These allegations raised concerns about the family's housing (a
roach-infested residence with lead paint peeling off the walls
that lacked electricity and running water and was later
condemned), excessive alcohol consumption by respondent's mother,
respondent's failure to bond with R.T.W., and inadequate adult
supervision of both respondent and her newborn son.
In response to these allegations, DSS obtained a court
order on 23 August 2001 granting it custody of fifteen-year-old
respondent and three-and-one-half-month-old R.T.W. Respondent
was sent to a residential group home for adolescents, and R.T.W.
was placed in foster care. The next day, DSS filed a juvenile
petition alleging R.T.W. was a neglected and dependent juvenile.
At a 4 October 2001 adjudicatory hearing, the trial court
determined R.T.W. to be a dependent juvenile. See N.C.G.S. § 7B-
101 (2003).
One month later, on 1 November 2001, the court held acombined custody review/permanency planning hearing.
(See footnote 1)
It entered
an order (hereinafter custody review order) directing that
R.T.W. remain in the custody of DSS and that efforts to reunify
respondent and R.T.W. cease. The custody review order also set
adoption as the permanent plan for R.T.W. and instructed DSS to
file a petition or motion in the cause within sixty days to
terminate respondent's parental rights. Respondent appealed the
order.
While this appeal was pending, on 20 December 2001, as
instructed by the trial court, DSS filed a motion to terminate
respondent's parental rights. The trial court held hearings on
the matter on four dates in 2002 and 2003. On 29 January 2003,
the court entered a termination order. In its findings of fact,
the court cited, inter alia, respondent's need for years of
therapy due to the abuse and neglect she had suffered and the
risk of abuse and neglect to R.T.W. if returned to her care. Per
N.C.G.S. § 7B-1111, the court concluded that respondent was
incapable of properly caring for and supervising R.T.W. and that
those circumstances would likely continue for the foreseeablefuture. Respondent also appealed the termination order.
Soon after R.T.W.'s second birthday, an unpublished
Court of Appeals opinion filed on 20 May 2003 remanded the
custody review order to the trial court for additional findings
of fact. In re R.T.W., 157 N.C. 716, 580 S.E.2d 98, 2003 WL
2115340 (May 20, 2003) (No. COA03-728). Although the trial court
entered a revised order with additional findings on 25 July 2003,
it opined that its termination order had rendered this aspect of
the matter moot.
(See footnote 2)
Nearly one year later, on 6 July 2004, the Court of
Appeals vacated the termination order, ruling the trial court
lacked jurisdiction to terminate parental rights during the
pendency of respondent's appeal of the custody review order. In
re R.T.W., 165 N.C. App. 274, 600 S.E.2d 274, 2004 WL 1497710
(July 6, 2004) (No. COA03-728). Following In re Hopkins, 163
N.C. App. 38, 592 S.E.2d 22 (2004), it based its holding on
N.C.G.S. § 7B-1003, which permits trial courts to enter
'temporary order[s] affecting . . . custody or placement' whilea custody order is pending appeal. R.T.W., 2004 WL 1497710 at *1
(quoting N.C.G.S. § 7B-1003) (emphasis added). The Court of
Appeals found the statute's use of the term temporary to be
dispositive: [A termination order] 'is . . . a permanent rather
than a temporary order affecting . . . custody or placement[.]'
Therefore, the trial court does not have jurisdiction to
terminate parental rights while a[n] appeal from an earlier order
is pending. Id. (alterations in original).
The court mentioned, but refused to follow, In re
Stratton, 159 N.C. App. 461, 583 S.E.2d 323 (2003), which held
the entry of a termination order rendered a father's pending
appeal of an earlier custody order moot.
(See footnote 3)
Hopkins and Stratton
have produced two conflicting lines of cases. See In re V.L.B.,
164 N.C. App. 743, 745, 596 S.E.2d 896, 897 (2004) (following
Stratton); In re J.C.S., 164 N.C. App. 96, 101-03, 595 S.E.2d
155, 158-59 (2004) (distinguishing Hopkins and Stratton but
following Hopkins); In re N.B., 163 N.C. App. 182, 183-84, 592S.E.2d 597, 598 (2004) (following Stratton). Although the Court
of Appeals has attempted to reconcile these cases, it recently
conceded they are, in fact, irreconcilable. V.L.B., 164 N.C.
App. at 746, 596 S.E.2d at 897.
We allowed DSS's petition for discretionary review to
resolve the conflict in our lower court's case law. As neither
party has any constitutional claim properly before this Court, we
decide this case on purely statutory grounds. We hold the
pending appeal of a custody order does not deprive a trial court
of jurisdiction over termination proceedings. As explained
below, our holding rests on the legislative intent evident in
relevant portions of North Carolina's Juvenile Code, Subchapter I
(Abuse, Neglect, Dependency). We affirm Stratton as correctly
implementing the legislature's intent, and we specifically
overrule Hopkins and J.C.S. A summary of parental rights and a
review of the relevant aspects of Subchapter I are foundational
to our analysis.
The law has long viewed parental rights and parental
responsibilities as two sides of the same coin. 1 William
Blackstone, Commentaries **434-40 (observing a father's authority
over his children at common law was derived from his duty to
maintain, protect, and educate them) . In other words, one who
refuses to behave like a parent risks losing the rights of a
parent. Hence it is possible for mothers and fathers to forfeit
parental rights through unfitness or conduct inconsistent with
their constitutionally protected status. David N., 359 N.C. at
307, 608 S.E.2d at 753-54 (holding parents may abandon their
status through abandonment, abuse, or neglect). When this
occurs, the state's interest in the welfare of the child may
warrant removing the child from the parent's custody and even_on
rare occasions_terminating parental rights. See Montgomery , 311N.C. 101, 316 S.E.2d 246 .
A. ARTICLE 1_LEGISLATIVE INTENT
Article 1 of Subchapter I directs us to construe the
rest of the subchapter in a manner that accomplishes the
following purposes and policies:
(1) To provide procedures for the hearing of
juvenile cases that assure fairness and
equity and that protect the
constitutional rights of juveniles and
parents;
(2) To develop a disposition in each juvenile
case that reflects consideration of the
facts, the needs and limitations of the
juvenile, and the strengths and
weaknesses of the family[;]
(3) To provide for services for the
protection of juveniles by means that
respect both the right to family autonomy
and the juveniles' needs for safety,
continuity, and permanence; []
(4) To provide standards for the removal,
when necessary, of juveniles from their
homes and for the return of juveniles to
their homes consistent with preventing
the unnecessary or inappropriate
separation of juveniles from their
parents[; and]
(5) To provide standards, consistent with the
Adoption and Safe Families Act of 1997,
P.L. 105-89,
(See footnote 4)
for ensuring that the best
interests of the juvenile are of
paramount consideration by the court and
that when it is not in the juvenile's
best interest to be returned home, the
juvenile will be placed in a safe,
permanent home within a reasonable amount
of time.
N.C.G.S. § 7B-100.
Section 7B-100 of Article 1 underscores the General
Assembly's awareness of the potential tension between parental
rights and child welfare. It provides for removing children from
their homes, but only when necessary and consistent withfairness, equity, and the constitutional rights of juveniles and
parents. Id. Our legislature values family autonomy and
prefers the familial unit as usually being the best means of
satisfying a child's need for safety, continuity, and
permanence. Id. Even when removal is temporarily necessary,
N.C.G.S. § 7B-100 urges returning children to their parents
unless doing so would not be in the children's best interest.
Id.
This last point is crucial. For all the statute's
concern with preserving families, subdivision (5) of N.C.G.S. §
7B-100 clearly makes the best interests of the juvenile the
courts' paramount consideration when hearing cases arising
under Subchapter I. Moreover, when reunification is against the
child's best interest, subdivision (5) favors placing the child
in a safe, permanent home within a reasonable amount of time.
Enacted in 2003, subdivision (5) is the most recent
amendment to N.C.G.S. § 7B-100. We presume the General Assembly
added it either to change the substance of the law or to clarify
its meaning. See Childers v. Parker's Inc., 274 N.C. 256, 260,
162 S.E.2d 481, 483 (1968). Since nothing in subdivision (5)
appears inconsistent with the rest of the statute, we divine no
intent to alter the substance of the law. Rather, we believe thelegislature intended to emphasize that (1) when a parent has
forfeited his constitutionally protected status, the child's best
interest should prevail in any proceeding under Subchapter I and
(2) interminable custody battles do not serve the child's best
interest. This expression of legislative priorities informs our
analysis.
B. ARTICLES 2 THROUGH 10_CHILD CUSTODY PROCEEDINGS
The General Assembly's explicit desire to preserve
parent-child relationships and protect children explains the
fluidity of child custody proceedings under Articles 2 through 10
of Subchapter I. These proceedings afford the trial court
multiple opportunities to consider and reconsider whether a child
is abused, neglected, or dependent, and if so, who should have
custody. They also give parents time to correct the deficiencies
that led to the child's removal. Essentially, there is no such
thing as a final custody order, only the most recent one.
Custody proceedings are initially a two-stage process.
(See footnote 5)
At the adjudicatory hearing, the trial court makes a threshold
determination regarding the state's right to intervene. DSS mustprove abuse, neglect, or dependency by clear and convincing
evidence, a higher evidentiary standard than that typically
applied in civil actions.
(See footnote 6)
Id. § 7B-805. If the evidence
substantiates the allegations, the court enters a written order
reflecting its findings and proceeds to stage two, the
dispositional hearing. Id. . 7B-807. Otherwise, the court
dismisses DSS's petition with prejudice and, if the child is in
DSS's custody, releases him to his parent. Id.
Should a dispositional hearing be necessary, the court
receives evidence and makes a discretionary decision concerning
custody.
(See footnote 7)
N.C.G.S. § 7B-901. Specifically, it enters a written
order directing one of the dispositional alternatives available
under N.C.G.S. § 7B-903. Id. §§ 7B-901, -903 (describing
dispositional alternatives that include dismissing the case or
granting custody to a parent, relative, or DSS). This decision
and any subsequent custody determinations are based on the
child's best interest. Price v. Howard, 346 N.C. 68, 79, 484
S.E.2d 528, 535 (1997) (Where [a parent forfeits hisconstitutionally protected status], custody should be determined
by the 'best interest of the child' test mandated by statute.).
A dispositional hearing is hardly the decisive event
its name implies. When, as here, the dispositional order removes
custody from a parent, the court holds a custody review hearing
within ninety days of the dispositional hearing and again within
six months.
(See footnote 8)
Id. . 7B-906(a). Relying on evidence adduced at
these hearings, the court enters written custody review orders
either continuing the current placement or modifying custodial
arrangements. Id. . 7B-906(c), (d).
The permanency planning process in Article 9 is meant
to bring about a definitive placement plan for the abused,
neglected, or dependent child. Within twelve months of its
initial custody order removing a child from his parent, the court
must conduct a permanency planning hearing to develop a plan to
achieve a safe, permanent home for the juvenile within a
reasonable period of time. Id. § 7B-907(a). The permanent plan
may include, inter alia, returning the child to his parent, legal
guardianship, or adoption. See N.C.G.S. § 7B-907. The court
enters a written order memorializing the permanent plan andcontinuing or modifying custodial arrangements accordingly. Id.
§ 7B-907(c). Even the permanent plan is not immutable,
however. Follow-up hearings every six months enable the court to
review progress and, if necessary, formulate a new permanent
plan. N.C.G.S. § 7B-907(a).
Nowhere is the flexibility of the custody process more
pronounced than in Article 10. In addition to the aforementioned
mandatory review hearings, this article endows the trial court
with continuing jurisdiction to modify or vacate custody orders
in light of changes in circumstances or the needs of the
juvenile. Id. § 7B-1000(a).
The interlocutory quality of custody orders would
normally preclude their immediate appeal except in conformity
with N.C.G.S. § 1-277. See Travco Hotels, Inc. v. Piedmont
Natural Gas Co., 332 N.C. 288, 291, 420 S.E.2d 426, 428 (1992).
Because of the importance of the interests involved in custody
proceedings, however, Article 10 makes many custody orders
subject to immediate appeal. N.C.G.S. § 7B-1001. Furthermore,
although N.C.G.S. § 1-294 ordinarily divests a trial court of
jurisdiction over cases pending appeal, section 7B-1003 of
Article 10 allows trial courts to enter temporary order[s]
affecting . . . custody or placement while a custody orderawaits appellate review. Id. § 7B-1003.
(See footnote 9)
Obviously, this statutory scheme could result in
protracted custody proceedings that leave the legal relationship
between parent and child unresolved and the child in legal limbo.
Such an outcome would thwart the legislature's wish that children
be placed in . . . safe, permanent home[s] within a reasonable
amount of time. Id. § 7B-100(5). In order to avoid this,
Subchapter I mandates that DSS initiate proceedings to terminate
parental rights at certain stages in the custody process. Id. .
7B-907(d), (e). Of particular relevance is N.C.G.S. § 7B-907(e),
which directs DSS to file a termination petition or motion within
sixty days of the permanency planning hearing if termination is
necessary to perfect the permanent plan (for example, when
adoption is the plan). Additionally, N.C.G.S. § 7B-907(d)
requires DSS to request termination of parental rights whenever a
child in its custody has been placed outside the home for twelve
of the twenty-two most recent months. This leads us to a brief
discussion of the grounds and procedures for terminating parental
rights found in Article 11 of Subchapter I.
C. ARTICLE 11_TERMINATION OF PARENTAL RIGHTS
Unlike the loss of custody possible under Articles 2-10, the dissolution of parental rights under Article 11 is
decisive. Termination orders completely and permanently
terminate[] all rights and obligations of the parent to the
juvenile and the juvenile to the parent arising from the parental
relationship. N.C.G.S. § 7B-1112.
Aside from its effect, Article 11 differs from Articles
2 through 10 in other important respects. It contains its own
provisions regarding legislative intent, jurisdiction, standing,
notice, hearing, and appeal. Id. §§ 7B-1100 to -1113. The
article includes a host of procedural requirements that,
consistent with due process, . . . protect the various interests
of the parties involved. Montgomery, 311 N.C. at 108, 316
S.E.2d at 251 . These provisions encompass notice requirements
and the right to counsel, even legal representation at the
state's expense for indigent parents. N.C.G.S. §§ 7B-1106.1 , -
1109(b).
Section 7B-1111 of Article 11 sets forth nine grounds
for terminating parental rights, the sixth of which applies here,
namely, a parent's inability to provide for the proper care and
supervision of a child and the reasonable probability that such
incapability will continue for the foreseeable future. Id. §
7B-1111(a)(6). Abuse or neglect constitutes merely the firstground for termination. Id. § 7B-1111(a)(1).
As described, Subchapter I requires DSS to seek
termination of parental rights in certain instances.
Notwithstanding these, DSS has standing to file a petition or
motion in the cause to terminate parental rights whenever it has
custody of a child from a court order or surrender for adoption.
Id. § 7B-1103. Among others, judicially appointed guardians and
persons who have filed for adoption also have standing to seek
termination. Id.
Termination proceedings have adjudicatory and
dispositional phases analogous to, but independent of, those in
custody proceedings.
(See footnote 10)
See N.C.G.S. §§ 7B-1109 to -1110. During
the adjudicatory phase, the court takes evidence, makes findings
of fact, and determines the existence or nonexistence of grounds
for termination. Id. § 7B-1109(e). The burden of proof is on
DSS in this phase, and the court's findings must be based on
clear, cogent, and convincing evidence.
(See footnote 11)
Id. § 7B-1109(f).
Assuming a judicial finding that a ground for termination exists,the trial court's decision in the dispositional phase is
discretionary. See id. . 7B-1110. The court need not order
termination if it further determines the best interests of the
juvenile require that the parental rights of the parent not be
terminated. Id. Parties may appeal a termination order
pursuant to N.C.G.S. . 7B-1113.
Proceedings to terminate parental rights are
considerably more streamlined than custody proceedings. Once a
petition or motion to terminate parental rights has been filed,
the court must hold a termination hearing within ninety days
absent good cause shown. N.C.G.S. § 7B-1109. Should the court
order termination, the order must be written, signed, and entered
within thirty days of the hearing. Id. § 7B-1110. Although
trial courts possess some authority to modify termination orders
that have been appealed and affirmed, there is no requirement
under Article 11 that the courts periodically review them. Id. .
7B-1113. Thus, unencumbered by appeals of the sort at issue
here, termination proceedings offer speed and finality not found
in custody proceedings.
Our resolution of this case turns on legislative
intent. In re Estate of Lunsford, 359 N.C. 382, 392, 610 S.E.2d
366, 373 (2005)(The primary rule of statutory construction is to
effectuate the intent of the legislature.); State v. Roache, 358
N.C. 243, 273, 595 S.E.2d 381, 402 (2004)(In interpreting a
statute, this Court must first discern the legislative intent in
passing the statute.). Fortunately, the North Carolina General
Assembly took pains to communicate its intent in matters
involving the removal of children from their parents and the
termination of parental rights. We have previously observed that
N.C.G.S. § 7B-100 stresses the paramount importance of the
child's best interest and the need to place children in safe,
permanent homes within a reasonable time. Whenever possible, we
will construe the provisions in Subchapter I to effectuate this
intent. See Montgomery, 311 N.C. at 109, 316 S.E.2d at 251
([T]he fundamental principle underlying North Carolina's
approach to controversies involving child neglect and custody[is] that the best interest of the child is the polar star.)
We first examine N.C.G.S. § 7B-1003. In both Hopkins
and the instant case, the Court of Appeals assumed this statute
applies to termination proceedings. The court interpreted the
statute as limiting a trial court's authority over a juvenile.
In re R.T.W., 165 N.C. App. 274, 600 S.E.2d 521, 2004 WL 1497710
at *1 (July 6, 2004) (No. COA03-728). It reasoned that, since a
termination order is final rather than temporary, N.C.G.S. § 7B-
1003 prohibits the entry of one during the pendency of a custody
order appeal. Id.
After careful review, we believe our lower court
misidentified the relevant law. Section 7B-1003 reads in
pertinent part as follows:
Pending disposition of an appeal, the return
of the juvenile to the custody of the parent
or guardian of the juvenile, with or without
conditions, may issue unless the court orders
otherwise. . . . For compelling reasons which
must be stated in writing, the court may
enter a temporary order affecting the custody
or placement of the juvenile as the court
finds to be in the best interests of the
juvenile or the State.
N.C.G.S. § 7B-1003 (emphasis added).
On its face, N.C.G.S. § 7B-1003 nowhere references
orders terminating parental rights. In concluding the General
Assembly did not intend for it to prohibit terminationproceedings under Article 11, we rely upon the legislative
purpose behind this particular statute.
The Hopkins court wrongly viewed N.C.G.S. § 7B-1003 as
a limitation on the authority of trial courts to terminate
parental rights; in fact, the statute represents an expansion of
their jurisdiction in child custody proceedings. As a general
rule, N.C.G.S. § 1-294
(See footnote 12)
stays all further proceedings at the
trial level once an appeal is perfected except on matters not
affected by the judgment appealed from. This is true unless a
specific statute addresses the matter in question. See In re
Huber, 57 N.C. App. 453, 459, 291 S.E.2d 916, 920, disc. rev.
denied, 306 N.C. 557, 294 S.E.2d 223 (1982). Applied to appeals
in child custody cases , however, N.C.G.S. § 1-294 would leave
trial courts powerless to modify custodial arrangements in
response to changed circumstances and the child's best interests.
Section 7B-1003 avoids this by permitting trial courts to enter
temporary orders affecting custody or placement. Huber, 57 N.C.
App. at 459, 291 S.E.2d at 920 (Without authority of the
district court to [enter temporary custody orders during a]pending appeal, a recalcitrant party could frustrate the efforts
of the court to provide for [the child's] best interests by
simply entering notice of appeal.) These orders are necessarily
temporary because the underlying custody orders are awaiting
appellate review. Rightly understood, then, N.C.G.S. § 7B-1003
conserves the ability of trial courts to protect children during
the pendency of custody order appeals. The statute is silent on
proceedings to terminate parental rights.
Given that N.C.G.S. § 7B-1003 does not address
termination proceedings, the question becomes whether the trial
court lost jurisdiction under N.C.G.S. § 1-294 to terminate
respondent's parental rights. Respondent argues that it did
because DSS's standing to request termination was affected by
the validity of custody review order on appeal. This argument is
unpersuasive.
We have already mentioned Article 11's unique
jurisdictional and standing provisions. Section 7B-1101 confers
exclusive original jurisdiction on district courts to hear and
determine petitions or motions to terminate parental rights
relating to . . . any juvenile . . . in the legal or actual
custody of [DSS]. Section 7B-1103 endows DSS with standing when
it has been given [custody of a child] by a court of competentjurisdiction. It is apparent to us the General Assembly
intended these provisions to govern when trial courts may conduct
proceedings to terminate parental rights. See In re Peirce, 53
N.C. App. 373, 380, 281 S.E.2d 198, 202-03 (1981) (opining the
comprehensiveness of former Article 24B_predecessor to Article
11_betokened the legislature's intent that it exclusively
control the procedure to be followed in the termination of
parental rights). In the instant case, DSS had custody of
R.T.W. pursuant to a court order; it therefore had standing under
N.C.G.S. § 7B-1103 to initiate termination proceedings, and the
trial court had jurisdiction under N.C.G.S. § 7B-1101 over those
proceedings. Accepting respondent's argument would necessitate
reading into Article 11 a requirement that DSS's custody be
legally unassailable. The legislature chose not to impose such a
requirement, however, and we decline to second-guess its
judgment.
Neither respondent's argument nor Hopkins can be
squared with the statutory timeline for proceedings to terminate
parental rights. We have explained that, when a termination
order is necessary to perfect the permanent plan, N.C.G.S. § 7B-
907(e) obliges DSS to file a termination petition or motion
within sixty calendar days of the permanency planning hearing. Moreover, regardless of the permanent plan, N.C.G.S. 7B-907(d)
directs DSS to seek termination as soon as a child has been
placed outside the home for twelve of the most recent twenty-two
months. Once DSS initiates termination proceedings, Article 11
requires the trial court to hold a termination hearing within
ninety days absent good cause shown and to write, sign, and enter
any termination order not later than thirty days after the
hearing. Id. §§ 7B-1109 to -1110. By depriving the trial court
of jurisdiction over termination proceedings, Hopkins would
effectively preclude compliance with this timeline whenever a
custody order is appealed. In so doing, it would frustrate the
legislature's efforts to bring closure to custody disputes
arising under Subchapter I.
The potential effect of Hopkins goes far beyond mere
delay. Taken to an extreme, Hopkins reduces Article 11 to a
nullity.
(See footnote 13)
As summarized above, the custody process established
in Subchapter I involves multiple custody orders and
opportunities to appeal those orders. Were we to countenance theHopkins construction of N.C.G.S. § 7B-1003, parents could
indefinitely evade termination proceedings with repeated appeals
of custody orders. In such situations, children would be
entirely denied a stable home life, a result completely repugnant
to their best interests and consequently to N.C.G.S. § 7B-100.
The instant case illustrates the real-world effect of Hopkins:
R.T.W., three-and-one-half months old when first placed in foster
care, is now over four years old.
We hasten to add that our holding does not prejudice
the rights of parents. Trial courts may order the termination of
parental rights only after conducting termination proceedings
with adjudicatory and dispositional phases separate from those
held during custody proceedings. Each termination order relies
upon an independent finding that clear, cogent, and convincing
evidence supports at least one of the grounds for termination
under N.C.G.S. § 7B-1111. Section 7B-1113 affords parents the
opportunity to challenge termination orders on appeal. Simply
put, a termination order rests on its own merits.
It is true that trial courts are permitted to consider
previous adjudications of neglect when determining whether
grounds for termination exist. In re Ballard, 311 N.C. 708, 715,
319 S.E.2d 227, 232 (1984). In Ballard, however, we held that atermination order may not be based solely on a prior adjudication
of neglect. Id. The trial court must also consider any
evidence of changed conditions since then. Id. (emphasis
added). Despite any prior adjudication, the dispositive factor
is the best interests of the child and the fitness of the parent
to care for the child at the time of the termination proceeding.
Id. Of course, a party who believes the trial court improperly
relied on a custody order during termination proceedings is free
to raise the issue in an appeal of the order terminating parental
rights. See N.C.G.S. § 7B-1113.
In sum, proceedings to remove children and terminate
parental rights under Subchapter I of our Juvenile Code involve
interests vital to our society. Parents' fundamental right to
control their children at some point gives way to the state's
interest in the welfare of the child. In Subchapter I of our
Juvenile Code, the General Assembly has established procedures to
safeguard parental rights while simultaneously providing for the
removal of children and even the termination of parental rights.
The Hopkins approach upsets the balance struck by our
legislature, and we reject it. See Henry v. Edmisten, 315 N.C.
474, 491, 340 S.E.2d 720, 731 (1986) (The role of the
legislature is to balance the weight to be afforded to disparateinterests and to forge a workable compromise among those
interests. The role of the Court is not to sit as a super
legislature and second-guess the balance struck by the elected
officials.).
REVERSED AND REMANDED.
Footnote: 1 A trial court may combine the custody review hearing
required by N.C.G.S. . 7B-906 with the permanency planning
hearing required by N.C.G.S. . 7B-907 if appropriate. N.C.G.S.
§ 7B-907(a) (2003).
Footnote: 2 Respondent appealed this second custody review order on 25
July 2003. On 2 February 2004, the Court of Appeals dismissed
this appeal. Respondent subsequently filed a petition for writ
of certiorari, which this Court allowed on 6 May 2004. Our
decision in the instant case renders that petition moot, and we
dismiss it in a separate order.
Footnote: 3 The Hopkins panel should have followed Stratton, which is
the older of the two cases. In re Civil Penalty, 324 N.C. 373,
384, 379 S.E.2d 30, 36-37 (1989) (Where a panel of the Court of
Appeals has decided the same issue, albeit in a different case, a
subsequent panel of the same court is bound by that precedent,
unless it has been overturned by a higher court.). Had it done
so, we would not have two conflicting lines of cases to resolve.
Footnote: 4 The Adoption and Safe Families Act contains assorted
permanency planning requirements designed to reduce the time
children spend in foster care. See 42 U.S.C. § 671-75 (2000).
Footnote: 5 Child custody proceedings often begin, as they did here,
with a DSS request for an emergency custody order based on the
extreme circumstances detailed in N.C.G.S. § 7B-503. Even absent
such a request , DSS may file a juvenile petition in district
court alleging abuse, neglect, or dependency within the meaning
of N.C.G.S. § 7B-101. See N.C.G.S. .. 7B-400 to -402.
Footnote: 6 Most civil actions are decided using a preponderance of
the evidence standard. Montgomery, 311 N.C. at 109-10, 316
S.E.2d at 252. Having a higher standard in custody cases
protects the parent-child relationship from undue interruption.
Footnote: 7 The dispositional hearing may be informal. N.C.G.S. § 7B-
901.
Footnote: 8 When the criteria in N.C.G.S. § 7B-906(b) are met, the
court may waive custody review hearings in favor of written
reports or hold the hearings less frequently than every six
months.
Footnote: 9 This, of course, is the provision relied on by the Court
of Appeals in Hopkins and the instant case.
Footnote: 10 While distinct, both phases may occur at the same
hearing. See In re White, 81 N.C. App. 82, 85, 344 S.E.2d 36, 38
cert. denied, 318 N.C. 283, 347 S.E.2d 470 (1986).
Footnote: 11 Clear and convincing and clear, cogent, and
convincing are equivalent evidentiary standards. Montgomery,
311 N.C. at 109, 316 S.E.2d at 252 (1984).
Footnote: 12 N.C.G.S. § 1-294 provides: When an appeal is perfected
as provided by this Article it stays all further proceedings in
the court below upon the judgment appealed from, or upon the
matter embraced therein; but the court below may proceed upon any
other matter included in the action and not affected by the
judgment appealed from.
Footnote: 13 The dissent in V.L.B. acknowledged: Hopkins allows a
respondent to continuously appeal permanency planning orders
every six months, thereby burdening [the Court of Appeals] with
unnecessary appeals and suspending the disposition of custody
suits. V.L.B., 164 N.C. App. at 748, 596 S.E.2d at 899
(Timmons-Goodson, J., dissenting). [S]uspending the disposition
of custody suits is precisely one of the evils the legislature
has expressed its desire to avoid.