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STATE OF NORTH CAROLINA
v.
TIMMY WAYNE SPEIGHT
On discretionary review pursuant to N.C.G.S. § 7A-31 of
a unanimous decision of the Court of Appeals, 166 N.C. App. 106,
602 S.E.2d 4 (2004), finding no prejudicial error in trial but
remanding for resentencing after consideration of defendant's
motion for appropriate relief from judgments entered on 30 August
2002 by Judge W. Russell Duke, Jr. in Superior Court, Pitt
County. On 25 January 2005, defendant filed a second motion for
appropriate relief in this Court. Heard in the Supreme Court 15
March 2005.
Roy Cooper, Attorney General, by Robert C. Montgomery
and Patricia A. Duffy, Assistant Attorneys General, for
the State-appellant.
Margaret Creasy Ciardella for defendant-appellee.
WAINWRIGHT, Justice.
Defendant Timmy Wayne Speight's convictions and
sentences stem from a car crash which occurred early in the
evening of 6 June 2001 in Greenville, North Carolina. Defendant
was driving a red Camaro automobile northbound on Highway 11.
Several witnesses stated that he was quickly changing lanes and
driving erratically. At one point, defendant swerved to the leftlane to avoid hitting a car in front of him. As he swerved, he
lost control of his car, slid across the northbound left lane,
crossed a grass median, hit a pole, and collided with a white
Buick automobile which was headed south on the highway.
Defendant hit the Buick with such force that the automobile
flipped over. When emergency medical service (EMS) technicians
arrived, they determined that Lynwood Thomas and Donald Ray
Thomas, both people in the Buick, were dead. The EMS technicians
found defendant injured and trapped in his Camaro. An EMS
technician and an investigating police officer smelled alcohol
when they looked in the Camaro. Analysis of defendant's blood
samples revealed that his blood alcohol level was .13 at the time
of the car crash.
Defendant was arrested on 5 July 2001 and indicted on
18 February 2002 for two counts of second-degree murder and one
count of driving while impaired.
(See footnote 1)
Defendant was tried before a
jury during the 26 August 2002 Criminal Session of Pitt County
Superior Court. On 30 August 2002, the jury found defendant
guilty of two counts of involuntary manslaughter and one count of
driving while impaired.
During the sentencing proceeding, the trial court
calculated that defendant had a prior record level I for bothmanslaughter convictions and found the following statutory
aggravating factor for both of those convictions: The defendant
knowingly created a great risk of death to more than one person
by means of a weapon or device which would normally be hazardous
to the lives of more than one person. The trial court also
found that the following non-statutory aggravating factor applied
to both manslaughter convictions: the defendant killed another
person in the course of his conduct. The trial court found the
following mitigating factors for both manslaughter convictions:
The defendant has a support system in the community; and The
defendant has a positive employment history or is gainfully
employed. The trial court determined that defendant should
receive a Level Two punishment for the impaired driving offense.
Pursuant to N.C.G.S. § 20-179(c), the trial court found the
following grossly aggravating factor for that offense: The
defendant caused, by [his] impaired driving at the time of the
current offense, serious injury to another person.
Additionally, pursuant to N.C.G.S. § 20-179(d), the trial court
found that the following factor aggravated the seriousness of the
impaired driving offense: The defendant used a motor vehicle in
the commission of a felony that led to the death of two people.
The trial court found that the aggravating factors outweighed the
mitigating factors for all offenses and imposed consecutive
aggravated sentences of twenty to twenty-four months for each
involuntary manslaughter conviction and a consecutive aggravated
sentence of twelve months for the driving while impaired
conviction. Defendant appealed to the Court of Appeals, arguing
that he was entitled to a new trial. Defendant filed his brief
with the Court of Appeals in August 2003, before the United
States Supreme Court issued Blakely v. Washington. __ U.S. __,
159 L. Ed. 2d 403 (2004) (reversing the trial court's imposition
of an aggravated sentence on the criminal defendant because the
trial court failed to impose the sentence enhancement solely
based on the facts reflected in the jury verdict or admitted by
the defendant). Hence, when defendant filed his Court of Appeals
brief he was unable to argue that the trial court violated
Blakely by imposing an aggravated sentence without a jury
determination of the existence of the aggravating factors. To
preserve this argument, defendant filed a motion for appropriate
relief with the Court of Appeals while his appeal was pending.
In this motion for appropriate relief, defendant argued that the
trial court's imposition of a sentence in the aggravated range
violated the Sixth Amendment to the United States Constitution as
interpreted by Blakely v. Washington.
The Court of Appeals considered defendant's motion for
appropriate relief along with his appeal. The Court of Appeals
found no prejudicial error in defendant's trial and conviction;
however, it granted defendant's motion for appropriate relief and
remanded for resentencing, holding that [a]s the jury did not
decide the aggravating factors considered by the trial court,
defendant's Sixth Amendment right to a trial by jury was
violated. State v. Speight, 166 N.C. App. 106, 117, 602 S.E.2d
4, 12 (2004). The court further found that 'when the [trial]judge [has] erred in a finding or findings in aggravation and
imposed a sentence beyond the presumptive term, the case must be
remanded for a new sentencing hearing.' Speight, 166 N.C. App.
at 117-18, 602 S.E.2d at 12 (quoting State v. Ahearn, 307 N.C.
584, 602, 300 S.E.2d 689, 701 (1983)) (alterations in original),
quoted in State v. Allen, 166 N.C. App. 139, 149, 601 S.E.2d 299,
306 (2004).
On 23 September 2004, this Court allowed the State's
petition for discretionary review as to the issues of (1) whether
the Court of Appeals erred by holding that harmless error
analysis could not be applied to a constitutional error under
Blakely, and (2) if so, whether the error in this case was
harmless beyond a reasonable doubt. Additionally, on 10 February
2005, this Court agreed to consider defendant's second motion for
appropriate relief on the issue of whether, as a result of
Blakely, his sentence violated State v. Lucas, 353 N.C. 568, 548
S.E.2d 712 (2001), because the aggravating circumstances found by
the trial court were not alleged in his indictments.
We now address the issues presented by the State and by
defendant. Pursuant to State v. Allen, __ N.C. __, __ S.E.2d __
(2005), we conclude that the trial court committed reversible
structural error by finding the aggravating circumstances in this
case.
In Allen, we held that Blakely errors arising under
North Carolina's Structured Sentencing Act are structural and,
therefore, reversible per se. Id. at __, __ S.E.2d at __
(Allen addresses the same issues as the case sub judice and isbeing filed on the same day as the instant case). Therefore, the
Court of Appeals properly held that harmless error analysis could
not be applied to a constitutional error under Blakely, and we
need not address the issue of whether the error in this case can
be harmless beyond a reasonable doubt.
Although our holding in Allen specifically applies only
to sentences imposed under North Carolina's Structured Sentencing
Act, the rationale in Allen applies to all cases in which (1) a
defendant is constitutionally entitled to a jury trial, and (2) a
trial court has found one or more aggravating factors and
increased a defendant's sentence beyond the presumptive range
without submitting the aggravating factors to a jury. See Allen,
__ N.C. at __, __ S.E.2d at __ (Other than the fact of a prior
conviction, any fact that increases the penalty for a crime
beyond the prescribed presumptive range must be submitted to a
jury, and proved beyond a reasonable doubt.). Defendant was
entitled to a jury trial for his impaired driving offense.
Although the offense is a misdemeanor, see N.C.G.S. § 20-138.1,
it is punishable by more than six months imprisonment.
(See footnote 2)
SeeBaldwin v. New York, 399 U.S. 66, 69, 26 L. Ed. 2d 437, 440
(1970) ([N]o offense can be deemed 'petty' for purposes of the
right to trial by jury where imprisonment for more than six
months is authorized.). Defendant was also constitutionally
entitled to a jury trial for his involuntary manslaughter
convictions. See id. The trial court improperly found the
aggravating circumstances in this case and imposed aggravated
sentences for all three convictions. Therefore, the Court of
Appeals properly remanded this case to the trial court for
resentencing consistent with Blakely, and defendant is entitled
to resentencing for all his convictions.
Additionally, pursuant to Allen, we conclude that
aggravating factors need not be alleged in an indictment. __
N.C. at __, __ S.E.2d at __ (overruling the language in State v.
Lucas requiring sentencing factors which might lead to a
sentencing enhancement to be alleged in an indictment, finding
no error in the State's failure to include aggravating factors in
the defendant's indictment, and stating that in State v. Hunt,
[T]his Court concluded that 'the Fifth Amendment would not
require aggravators, even if they were fundamental equivalents of
elements of an offense, to be pled in a state-court indictment.'
(quoting State v. Hunt, 357 N.C. 257, 272, 582 S.E.2d 593, 603,
cert. denied, 539 U.S. 985, 156 L. Ed. 2d 702 (2003)).
Therefore, defendant's sentence does not violate Lucas and
defendant's second motion for appropriate relief is denied.
MODIFIED AND AFFIRMED.No. 491PA04 -
State v. Speight
Justice MARTIN dissenting.
For the reasons stated in my concurring and dissenting
opinion in State v. Allen, __ N.C. __, __ S.E.2d __ (July 1,
2005) (No. 485PA04), I disagree with the majority's conclusion
that Blakely errors are categorically excepted from harmless-
error review. Indeed, t
he present case provides a perfect
illustration of the majority's well-intentioned, but ultimately
misguided, approach to appellate review of Blakely errors.
Applying the harmless-error standard for federal constitutional
errors to the facts presented, as compelled by the United States
Supreme Court's decision in
Neder v. United States, 527 U.S. 1,
144 L. Ed. 2d 35 (1999),
it is manifest that the Blakely
violation in the instant case was harmless beyond a reasonable
doubt.
Defendant, whose reckless driving resulted in the
deaths of two innocent people, was convicted of two counts of
involuntary manslaughter and one count of driving while impaired.
The trial court elevated defendant's sentence for the two
manslaughter convictions based on its finding of (1) the
statutory aggravating factor, [t]he defendant knowingly created
a great risk of death to more than one person by means of a
weapon or device which would normally be hazardous to the lives
of more than one person, N.C.G.S. § 15A-1340.16(d)(8)
(2001),and (2) a non-statutory aggravating factor, in the course of
conduct,
the defendant killed another [person]. Defendant's
sentence for driving while impaired was elevated based on the
trial court's finding of (1) the grossly aggravating factor,
defendant caused, by [his] impaired driving at the time of the
current offense, serious injury to another person, and (2) a
non-statutory aggravating factor, defendant used a motor vehicle
in the commission of a felony that led to the death of two
people.
I agree that the trial court's failure to submit the
challenged aggravating factors to the jury violated defendant's
Sixth Amendment right to a jury trial as articulated in
Blakely
v. Washington, ___ U.S. ___, ____, 159 L. Ed. 2d 403, 415 (2004)
.
It is difficult to imagine, however, a clearer example of a non-
prejudicial trial error. Unlike the situation presented in State
v. Allen, the evidence presented in support of all four
aggravating factors in the instant case was both uncontroverted
and overwhelming, such that there can be no reasonable doubt
that a rational jury would have found these factors had the
Blakely error not occurred.
Neder, 527 U.S. at 16-19, 144 L. Ed.
2d at 52-53.
The u
ncontroverted evidence presented by the state may
be summarized as follows: On the day of the fatal collision,
defendant was driving a Camaro sports car
on Highway 11 in Pitt
County, North Carolina. Several witnesses observed defendant
weaving in and out of heavy rush hour traffic at speeds estimated
between sixty and eighty miles per hour. As he passed through atraffic light, defendant cut in front of another vehicle and lost
control of the Camaro. Defendant skidded across a median, hit a
pole, and collided head-on with an automobile traveling in the
opposite direction. Defendant struck the oncoming vehicle with
such force that it flipped over and landed on its roof, instantly
killing the driver, Lynwood Thomas, and his twenty-year-old son,
Donald Thomas.
Jeffrey Maye, a member of the EMS unit that arrived on
the scene shortly after the collision, testified that he noticed
an odor of alcohol in the Camaro as he helped extract defendant
from the vehicle.
Officer M.L. Montayne of the Greenville Police
Department, one of the first responders at the scene, also
testified that he detected an odor of alcohol inside the Camaro
and, later, on defendant's breath. Based on the odor of alcohol
he detected in defendant's vehicle and on defendant's breath, in
addition to the severity of the collision and the accounts of
four witnesses he interviewed at the scene, Officer Montayne
formed the opinion that defendant was appreciably impaired as a
result of alcohol consumption and charged defendant with driving
while impaired
. An analysis of defendant's blood
conducted by
the State Bureau of Investigation
revealed that defendant had a
blood alcohol concentration (BAC) of 0.10 over two hours after
his arrest. A retrograde extrapolation of the same blood test
results further indicated that defendant's BAC
was 0.13 at the
time of the fatal collision. In addition, a drug screen revealed
the presence of THC, an active chemical compound found in
marijuana, in defendant's blood. In light of this uncontested and overwhelming evidence
involving the confluence of excessive speed, reckless driving,
and abuse of alcohol and illegal drugs, there can be no
reasonable doubt that had the Blakely error not occurred, a
rational jury would have found all four of the aggravating
factors submitted by the prosecution. As to the statutory (d)(8)
aggravator, defendant's reckless, drunken driving manifestly
created a great risk of death to more than one person by means
of a weapon or device which would normally be hazardous
to the
lives of more than one person
. N.C.G.S. § 15A-1340.16(d)(8).
Moreover, because a reasonable person would have known that such
wanton disregard for the safety of others poses a great risk of
death to more than one person
, defendant created that risk
knowingly for purposes of the aggravating factor. See State v.
Carver, 319 N.C. 665, 667, 356 S.E.2d 349, 351 (1987) (stating
that [a]ny reasonable person should know that firing a gun into
a crowd of people creates a great risk of death for two or more
people and concluding that the defendant created this risk
knowingly).
As for the remaining aggravating factors--that
defendant (1) in the course of conduct
. . . killed another
[person], (2) caused, by [his] impaired driving at the time of
the current offense, serious injury to another person, and (3)
used a motor vehicle in the commission of a felony that led to
the death of two people,
the
deaths of Lynwood and Donald
Thomas, along with defendant's two manslaughter convictions,
provide tragic and indisputable proof.
Oliver Wendell Holmes famously stated that [t]he life
of the law has not been logic: it has been experience. Oliver
Wendell Holmes, Jr., The Common Law 1 (1923). In Neder, when
considering whether the trial court's failure to instruct on an
element of the crime was a structural defect not amenable to
harmless-error analysis, the United States Supreme Court cited
Holmes' aphorism, stating that if the life of the law has not
been logic but experience, we are entitled to stand back and see
what would be accomplished by such a holding. 527 U.S. at 15,
144 L. Ed. 2d at 50-51 (citation omitted). Not surprisingly, the
Court concluded that the practical results of send[ing] the case
back for retrial, despite uncontroverted and overwhelming
evidence of the defendant's guilt, were unacceptable. Id. at 15,
144 L. Ed. 2d at 51.
Upon application of Holmes' common sense principle to
the analogous issue presented here, the emptiness of the
majority's formalism becomes apparent. Defendant engaged in
criminally reckless conduct that resulted in the deaths of two
innocent motorists. He was represented by competent legal
counsel and convicted by a jury of his peers of two counts of
manslaughter and one count of driving while impaired. Although
the trial court's failure to submit the aggravating factors at
issue for jury determination admittedly violated the subsequently
enunciated principles of Blakely v. Washington, the evidence in
support of those factors was uncontroverted and overwhelming. It
is simply inconceivable that a rational jury would fail to find
those aggravating factors beyond a reasonable doubt. If the life of the law has been experience, not logic,
this Court is entitled to step back to see what will be
accomplished by the disposition of the instant case.
The Court
today affirms the vacation of defendant's sentence because of an
error that caused defendant no actual prejudice and remands for a
new sentencing hearing whose outcome is preordained. Following
this decision, the case will again be docketed in the Pitt County
Superior Court, where prospective jurors will be summoned, voir
dire will be conducted, and a panel of twelve jurors will be
installed, instructed, and asked to deliberate--all to reconfirm
a trial judge's factual determinations that (1) a criminal
defendant who drove a car erratically and at high speeds during
rush hour on a busy highway
while intoxicated and under the
influence of marijuana created a great risk of death to more
than one person, and (2) that the two people he killed as a
result of that conduct are actually dead.
To vacate and remand under such circumstances is
contrary to precedent and common sense and tends to justify the
very criticism that spawned the harmless-error doctrine in the
first place: 'Reversal for error, regardless of its effect on
the judgment, encourages litigants to abuse the judicial process
and bestirs the public to ridicule it.' Id. at 18, 144 L. Ed.
2d at 53 (quoting Roger J. Traynor, The Riddle of Harmless Error
50 (1970)).
I respectfully dissent.
Chief Justice LAKE and Justice NEWBY join in this
dissenting opinion.
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