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STATE OF NORTH CAROLINA
v.
JOHN MARVIN TRENT
Appeal pursuant to N.C.G.S. § 7A-30(2) from the
decision of a divided panel of the Court of Appeals, 166 N.C.
App. 76, 601 S.E.2d 281 (2004), reversing a judgment entered on
28 August 2002 by Judge W. Osmond Smith, III in Superior Court,
Caswell County, and granting defendant a new trial. Heard in the
Supreme Court 14 March 2005.
Roy Cooper, Attorney General, by John G. Barnwell,
Assistant Attorney General, for the State-appellant.
Staples Hughes, Appellate Defender, by Matthew D.
Wunsche, Assistant Appellate Defender, for defendant-
appellee.
LAKE, Chief Justice.
Defendant John Marvin Trent was indicted on 12 June
2001 on one count of robbery with a dangerous weapon. On 14
August 2001, he filed two motions to suppress. The motions
sought to suppress the victim's identification of defendant and
incriminating statements defendant made to police.
The hearing on defendant's motions to suppress
commenced on 11 October 2001. The hearing was continued and
resumed on 17 January 2002. After hearing evidence and arguments
by counsel, the trial court stated: Rather than rule on thisright now, I'm going to review the evidence presented in greater
detail, consider the authority argued and submitted by the
parties and give you a ruling subsequently. At the end of these
remarks, the trial court stated, I will try to get you a ruling
as soon as I reasonably can after giving it thorough
consideration.
On 26 August 2002, seven months after the resumed
hearing on the motions to suppress and after a new term had
begun, this case came on for trial. At that time, the trial
court announced in open court that defendant's motions to
suppress were denied. Although the trial court stated that it
informed the parties of its decision before announcing it on the
opening day of the trial, nothing in the record indicates that
this was done in open court during the Spring 2002 Term.
Further, the State acknowledges that the written order was not
filed with the Caswell County Clerk of Court until 21 August
2003, which was one year after the announcement in open court and
was out of term and out of session, as those categories have been
traditionally defined. Following trial, on 28 August 2002, a
jury convicted defendant of robbery with a firearm, for which he
was sentenced to a term of 108 to 139 months' imprisonment.
In his appeal to the Court of Appeals, defendant
successfully argued that the trial court erred by denying his
motions to suppress because the order was entered out of term and
out of session. We agree with the decision of the Court of
Appeals, and likewise conclude that, given the presentcircumstances, defendant is entitled to a new trial.
This Court has noted that [t]he use of 'term' has come
to refer to the typical six-month assignment of superior court
judges, and 'session' to the typical one-week assignments within
the term. Capital Outdoor Adver., Inc. v. City of Raleigh, 337
N.C. 150, 154 nn.1 & 2, 446 S.E.2d 289, 291 nn.1 & 2 (1994).
Furthermore, this Court has held that an order of the
superior court, in a criminal case, must be entered during the
term, during the session, in the county and in the judicial
district where the hearing was held. State v. Boone, 310 N.C.
284, 287, 311 S.E.2d 552, 555 (1984). Absent consent of the
parties, an order entered in violation of these requirements is
null and void and without legal effect. Id.
This Court has considered the entering of orders out of
term and out of session on numerous occasions. In fact, and
notably, the case depended upon most highly by defendant, Boone,
310 N.C. 284, 311 S.E.2d 552, and one of the cases relied upon by
the State, State v. Horner, 310 N.C. 274, 311 S.E.2d 281 (1984),
were decided in opinions filed on the same day. The difference
between the two cases is specifically addressed in Horner.
In Boone, the trial judge did not make a
ruling on the motion to suppress in open
court which was recorded as a part of the
proceedings. The trial judge in Boone left
the district and, after the session expired,
wrote, signed, and mailed to the clerk the
order denying the motion to suppress.
Nothing in the trial transcript or record
indicated that the trial judge had made his
decision on the motion at any time in open
court during the session. Here, the trialjudge passed on each part of the motion to
suppress in open court as it was argued.
310 N.C. at 279, 311 S.E.2d at 285 (emphasis added).
This Court's decision in State v. Palmer, 334 N.C. 104,
431 S.E.2d 172 (1993) further clarifies the difference between
the decisions in Boone and Horner. As interpreted by this Court
in Palmer, Boone stands for the proposition that an order is a
nullity if the judge did not make a ruling on the motion in
court during the term, but signed the order after the term had
expired. Id. at 108, 431 S.E.2d at 174. In contrast, the trial
court in Horner made a ruling on the motion in open court during
the term at which the motion was heard. Id. Thus, the fact that
the written order was filed after the term concluded did not
invalidate it. Id. at 108-09, 431 S.E.2d at 174.
In the instant case, the trial court was required to
enter its ruling on defendant's motions to suppress by announcing
its decision in open court or by filing its order with the
Caswell County Clerk of Court during the Spring 2002 Term in
which the motions were heard. The trial court announced its
decision in open court some seven months after the hearing, thus
failing to comply with this established precedent.
The State contends that even if the order denying
defendant's motions to suppress was entered out of term and out
of session, it is not void because defendant impliedly consented
to such an entry. To substantiate its claim, the State points to
the fact that defendant did not object either when the trialcourt announced that it would take the motions under advisement,
or when the decision was finally announced in open court before
the start of the trial. However, contrary to the State's
position, the decisions of our appellate courts adequately
demonstrate that defendant's failure to object does not affect
the nullity of an order entered out of term and out of session.
In State v. Reid, 76 N.C. App. 668, 334 S.E.2d 235 (1985), the
Court of Appeals found that a defendant does not impliedly
consent to the entry of an order out of term and out of session
by failing to object to a trial court's decision to take the
motion under advisement. Furthermore, in State v. Saults, 299
N.C. 319, 261 S.E.2d 839 (1980), in which the defendant did not
object to the trial court's entering of an order out of term and
out of session, just as in the case at bar, this Court in essence
held, ex mero motu, that a defendant's silence does not
constitute implied consent. In Saults, this Court held: [T]he
order entered in this case is null and void since it was entered
out of term and out of session. Id. at 325, 261 S.E.2d at 842.
Moreover, this Court has clearly stated that the consent of
parties should always appear certain to avoid misapprehension,
distrust and confusion. Bynum v. Powe, 97 N.C. 374, 378, 2 S.E.
170, 172 (1887).
Contrary to the argument offered by the State and the
Court of Appeals' dissent, the presence of overwhelming evidence
of defendant's guilt does not require reviewing the record for
prejudicial error before a new trial is granted. In Boone, oncethis Court declared the order entered out of term and out of
session as being null and void and of no legal effect, the
conclusion naturally follows that the question of prejudice to
the defendant is never reached. Boone, 310 N.C. at 289, 311
S.E.2d at 556. In the case at hand, the order announced and
subsequently entered some seven months after the motion hearing
is null and void and of no legal effect. Id. Thus, there is
no need or basis upon which to review the record for prejudicial
error.
The Court of Appeals' dissent chastises the majority by
saying, [T]he trial judge was apparently required to forget that
he had already heard evidence and arguments on the motion[s] and
begin anew. State v. Trent, 166 N.C. App. 76, 83, 601 S.E.2d
281, 286 (2004) (Levinson, J., dissenting). However, that
comment ignores the fact that the instant case represents the
particular circumstance in which the same judge presides over the
hearing on the motions and the trial, notwithstanding the two
being in different terms and sessions. Requiring all judges to
enter orders in term and in session, without exception, preserves
standards, uniformity, stability, and fairness in criminal
prosecution and furthers the policy motivation for the rule.
We do not embrace form over substance in adhering to
this long-standing rule. The rule, although phrased in various
ways in preceding cases, has invariably been applied to nullify
orders which were entered out of term and out of session in both
criminal and civil cases. The rationale for adhering to thisrule continues to be the same as it was in an early case on this
issue. In 1887 this Court, in affirming the then well-settled
rule, recognized the General Assembly's power to prescribe the
exercise of judicial jurisdiction through the use of terms and
sessions stating: This is essential to secure certainty,
consistency, order and practical convenience in the due
administration of public justice. Without proper regulations in
these respects, disorder and confusion must inevitably prevail
. . . to the detriment of the public and individuals. Bynum, 97
N.C. at 378, 380, 2 S.E. at 172 (judgment of nonsuit granted out
of term time held to be void).
It is preferable to have trial courts enter orders on
the record in the public scrutiny of open court. This is
especially true in criminal cases like the one at hand. A trial
court's failure to timely enter an order, even though inadvertent
as in the case at bar, not only denies a defendant adequate
opportunity to prepare his defense, but creates an unreasonable
delay in the administration of justice.
For the foregoing reasons, defendant is entitled to a
new trial.
AFFIRMED.No. 520A04 - State v. Trent
Justice NEWBY dissenting.
A jury convicted defendant of robbery with a dangerous
weapon after being presented with overwhelming evidence of his
guilt. Although defendant has not alleged, and the record does
not suggest, any prejudicial error by the trial court, this Court
grants him a new trial based on a legal antique known as the out-
of-term, out-of-session rule. I respectfully dissent.
In August 2001, defendant filed two motions to
suppress, one regarding the victim's identification of him, the
other his self-incriminating statements to police. The court
began hearing the motions on 11 October 2001 during the Fall 2001
term and, after ordering a continuance, completed the hearing on
17-18 January 2002 during the Spring 2002 term. Defendant at no
time objected to the continuance, nor did he object to the fact
that the court did not announce its decision either on 11 October
2001 or 18 January 2002. On 26 August 2002, during the Fall 2002
term, the trial judge announced in open court that he had denied
both suppression motions, having previously informed the parties
of his decision. Defendant did not renew his motions and, again,
raised no objection. The case proceeded to trial where defendant
was duly convicted on 28 August 2002.
This Court grants defendant a new trial based on the
trial court's failure to comply with the judicially-imposed out-of-term, out-of-session rule. The rule obliges a trial court to
decide a motion in a civil or criminal case during the term and
session and in the county and judicial district in which the
motion was heard.
(See footnote 1)
See, e.g., State v. Boone, 310 N.C. 284, 311
S.E.2d 552 (1984). According to our precedents, a ruling issued
in contravention of the rule is void. Id.
The out-of-term, out-of-session rule is now out of
date. To begin with, the historical factors that most likely
resulted in its adoption no longer exist.
(See footnote 2)
While the exact
origins of the rule are unknown, it was almost certainly meant to
promote the expeditious administration of justice at a time when
judges rode circuit on horseback and visited each locality only a
few days per year.
(See footnote 3)
If a judge failed to announce a decisionduring the term and session in which a matter was heard, the
parties could wait months before the next judge_possibly a
different one_came along. Modern technology, however, has
dramatically increased the ease and speed of travel, and
communication is virtually instantaneous. Superior court judges
no longer spend months riding circuit, and, perhaps most
importantly, the superior court remains open at all times for
the transaction of all business . . . . N.C. Const. art. IV, §
9; see also John V. Orth, The North Carolina State Constitution:
A Reference Guide, 108 (1993) (Article IV, Section 9 empower[s]
superior courts to exercise judicial power, as needed, at any
time of the day or night[.]). In short, the majority retains
the out-of-term, out-of-session rule without any of the
historical justifications that once made it sensible.
Moreover, the rule completely ignores the way our
courts now function. Crowded trial calendars routinely compel
trial judges to continue cases from one term or session to the
next. Imposing the out-of-term, out-of-session rule on this
reality reveals its absurdity in the modern context. This
perhaps explains why the majority provides so little guidance
regarding its application. As traditionally stated, the rule
would have required the trial court to dispose of defendant's
motions when they were first heard during the week of 11 October
2001. The court's continuance effectively meant that any order
it might enter would be out of term and out of session. Based on
our precedents, then, it would seem the court should haveobtained the consent of the parties on the record before
continuing proceedings. See, e.g., Bynum v. Powe, 97 N.C. 374, 2
S.E. 170 (1887). But see Coates v. Wilkes, 94 N.C. 168, 171, 94
N.C. 174, 178-79 (1886) (finding because the appellant did not
object to the entry of an out-of-term amendment to a previous
order, consent will be presumed and the amendment is valid). Of
course, given our judicial system's dependence on continuances,
such a requirement would put trial courts at the mercy of the
parties. On the other hand, if trial courts are permitted to
evade the out-of-term, out-of-session rule through continuances,
one might rightly question how, exactly, the rule enhances the
administration of justice.
Other members of this Court have questioned the manner
in which we apply the rule to our present legal system. More
than twenty-five years ago, in State v. Saults, 299 N.C. 319, 261
S.E.2d 839 (1980), three eminent jurists_Chief Justice Branch,
Justice Brock, and Justice Huskins_dissented from this Court's
application of the rule in that case. According to the
dissenters, it was not unusual for a judge to want to review a
transcript of a hearing before entering an order. Saults, 299
N.C. at 327, 261 S.E.2d at 843 (Brock, J., dissenting). The
widespread availability of transcripts allows today's judges to
take a more deliberative approach to decision making, an
advantage the out-of-term, out-of-session rule undermines.
In my view, the out-of-term, out-of-session rule
concerns matters best left to the General Assembly. Essentially,
it amounts to a limitation on the jurisdiction of the superiorcourt. See Black's Law Dictionary 855 (7th ed. 1999) (defining
jurisdiction as, inter alia, [a] court's power to decide a case
or issue a decree). The North Carolina Constitution, however,
specifically confers the authority to limit the original general
jurisdiction of the superior court on the legislature, and the
legislature has repeatedly demonstrated its willingness to
exercise this authority. N.C. Const. art. IV, § 12(3); see,
e.g., N.C.G.S. § 7A-272 (2003) (giving the district court
original jurisdiction over most misdemeanors) . Since neither our
precedents nor the majority opinion holds the out-of-term, out-
of-session rule is constitutionally necessary, we should end this
potential interference with the legislative prerogative.
Even were I to agree with the majority's continued
adherence to the rule, I would question its application to the
facts of the instant case. The majority grants defendant a new
trial although he never objected to the trial court's out-of-term
ruling on his motions to suppress. Our general rule is that a
party must raise an objection and obtain a ruling thereon at
trial to preserve the issue for appellate review. N.C. R. App.
P. 10(b)(1). The failure to do so ordinarily waives the issue.
Id. This requirement affords trial courts the opportunity to
correct errors before they reach the appellate level, thereby
conserving precious judicial resources. Not applying it to
orders entered out of term and out of session encourages parties
to remain silent in hopes of obtaining new trials if outcomes are
unfavorable. Interestingly, the Boone case, upon which both the
majority and the Court of Appeals rely, could be read to require
parties to object at trial. In Boone, this Court held that, when
a trial court does not announce a ruling in open court, the court
must sign and file the ruling with the clerk in the county, in
the district and during the session when and where the question
is presented. 310 N.C. at 290, 311 S.E.2d at 557. Our Court
located support for this holding in Rule 58 of the North Carolina
Rules of Civil Procedure, describing it as sufficiently
analogous to warrant imposing it on criminal proceedings. Id.
at 290, 311 S.E.2d at 556. Subsequently, the General Assembly
amended Rule 58 to include the following language:
Consent for the signing and entry of a
judgment out of term, session, county, and
district shall be deemed to have been given
unless an express objection to such action
was made on the record prior to the end of
the term or session at which the matter was
heard.
N.C.G.S. § 1A-1, Rule 58 (2003) (emphasis added). Thus, in civil
cases, a party's failure to object is now regarded as consent to
the entry of the judgment (or order) out of term and out of
session. See Boone, 310 N.C. at 290 n.1, 311 S.E.2d at 556 n.1
(expressing the view that the same rule should apply to judgments
and orders). According to our reasoning in Boone, we should
extend this requirement to criminal proceedings as well.
Boone can also be distinguished from the instant case
on other grounds. There the defendant renewed his motion to
suppress after a second judge was assigned to the case. 310 N.C.
at 290, 311 S.E.2d at 556. The second judge denied his motionwithout a hearing based on the original judge's out-of-term and
out-of-session order. Id. Under those circumstances, it made
sense for this Court to order a rehearing: the second judge
needed more than a void order as the basis for his denial of
defendant's suppression motion. Here, however, defendant failed
to renew his suppression motions during the Fall 2002 term, and
the same judge presided throughout. No valid legal interest
would have been served by having the judge hear the same evidence
twice.
(See footnote 4)
Additionally, defendants who allege violations of the
out-of-term, out-of-session rule should have to show prejudice.
The majority opinion stands for the proposition that a breach of
the rule ipso facto entitles a defendant to a new trial. As the
dissent in the Court of Appeals points out, the mere fact that
the order itself was a nullity does not mean the trial was void.
State v. Trent, 166 N.C. App. 76, 80, 601 S.E.2d 281, 284 (2004)
(Levinson, J., dissenting). We typically require defendants to
demonstrate prejudice before granting relief for non-
constitutional errors. See N.C.G.S. § 15A-1443 (2003). There is
no good reason why we should not expect this when addressing
orders entered out of term and out of session. I note that even most constitutional errors do not
warrant the automatic reversal the majority deems appropriate for
violations of the out-of-term, out-of-session rule. Generally a
constitutional error does not automatically require reversal of a
conviction [because] most constitutional errors can be harmless.
Arizona v. Fulminante, 499 U.S. 279, 306, 113 L. Ed. 2d 302, 329
(1991). An error is harmless if it is clear beyond a reasonable
doubt that a rational jury would have found the defendant guilty
absent the error. Neder v. United States, 527 U.S. 1, 17-18,
144 L. Ed. 2d 35, 52-53 (1999). The harmless-error doctrine
acknowledges that 'the central purpose of a criminal trial is to
decide the factual question of the defendant's guilt or
innocence, and [to] promote[] public respect for the criminal
process by focusing on the underlying fairness of the trial
rather than on the virtually inevitable presence of immaterial
error.' Fulminante, 499 U.S. at 308, 113 L. Ed. 2d at 330
(citation omitted).
The record nowhere indicates that the trial court's
failure to enter its order in the Spring 2002 term prejudiced
defendant. Significantly, defendant does not challenge the order
on the merits. The court announced its ruling in advance of
trial, and defendant has not alleged that his ability to prepare
his defense was impaired. Even the Court of Appeals majority
concedes that the evidence against defendant was overwhelming.
Trent, 166 N.C. App. at 80, 601 S.E.2d at 284. The victim knew
both defendant and his partner and recognized them as the men who
had robbed him. The police found defendant near the crime scenewith a mask in the back of his vehicle. Defendant's own mother
led police to the loaded .45 caliber pistol used to commit the
robbery. Simply put, a rational jury would have convicted
defendant even without the pretrial identification and
incriminating statements defendant sought to suppress. Ordering
a new trial for a benign violation of an arcane rule serves no
rational purpose and taxes already overworked trial courts whose
energies would be better spent trying new cases rather than
retrying old ones.
The majority claims the out-of-term, out-of-session
rule serves the interests of uniformity, stability and fairness
in criminal prosecutions. If so, its virtues as applied to the
instant case are difficult to discern. Today this Court grants a
new trial to a man convicted of a violent crime in a prior trial
free from prejudicial error. This result advances neither the
ends of justice nor the public good.
For the foregoing reasons, I respectfully dissent.
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