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1. Rape--rape shield statute--prior sexual encounter on same day
The trial court did not err in a second-degree rape case by excluding evidence of the
victim's prior sexual encounter with her boyfriend earlier on the same day as the alleged rape
even though defendant presented a defense of consent, and defendant's conviction for second-
degree rape is reinstated because: (1) no evidence proffered at the in camera hearing supported
an inference that the victim's prior sexual activity was forced or caused any injuries; (2) where
consent is the defense, evidence of the prior sexual activity is precisely the type of evidence the
rape shield statute under N.C.G.S. § 8C-1, Rule 412 is intended to proscribe when in the instant
case the victim described an earlier sexual encounter that was consensual and was unlikely to
have produced the type and number of injuries the expert testimony verified that she suffered;
(3) given the purpose of the rape shield statute, evidence of the victim's consensual attempt at
sexual intercourse with her boyfriend is not probative on the issue of whether she consented to
sexual activity with defendant; and (4) even assuming that the excluded evidence was probative,
it was substantially outweighed by the danger of unfair prejudice to the State and the prosecuting
witness.
2. Robbery--common law--sufficiency of evidence
The Court of Appeals erred in a second-degree rape and common law robbery case by
holding that defendant's conviction for common law robbery should be reversed on the basis that
the victim's credibility after cross-examination as to her prior sexual encounter is essential to
support all charges stemming from the entire criminal transaction, because: (1) the evidence of
prior sexual activity was properly excluded; and (2) viewed in the light most favorable to the
State, the evidence was sufficient to support the conviction for common law robbery.
3. Sentencing--resentencing_-aggravated sentence_-Blakely
The Court of Appeals holding that a second-degree rape and common law robbery case
must be remanded to the trial court for resentencing on the basis of Blakely v. Washington, 542
U.S. 296 (2004) is affirmed.
Appeal pursuant to N.C.G.S. § 7A-30(2) from the decision of
a divided panel of the Court of Appeals, 166 N.C. App. 386, 602
S.E.2d 697 (2004), reversing judgments entered on 27 February
2003 by Abraham Penn Jones in Superior Court, Granville County
and granting defendant a new trial. Heard in the Supreme Court
15 March 2005.
Roy Cooper, Attorney General, by David L. Elliott, Assistant
Attorney General, for the State-appellant.
Thomas R. Sallenger for defendant-appellee.
PARKER, Justice.
The issues before this Court are whether the Court of
Appeals erred in holding (i) that the trial court erred in
excluding evidence of the victim's prior sexual encounter, and
(ii) that prejudicial error occurred in defendant's conviction
for common law robbery. For the reasons discussed herein, we
reverse the decision of the Court of Appeals on these two issues.
Defendant Vincent Lamont Harris was indicted on 24 June 2002
for the offenses of first-degree kidnapping, second-degree rape,
and common law robbery. Defendant was tried at the 24 February
2003 criminal session of Superior Court, Granville County. The
jury acquitted defendant of the first-degree kidnapping charge,
but found defendant guilty on the charges of second-degree rape
and common law robbery. The trial court found two aggravating
factors, namely, that the offenses were especially heinous,
atrocious, or cruel and that defendant is a predator. Defendant
was sentenced to a minimum term of 188 months and a maximum term
of 235 months imprisonment for the second-degree rape conviction
and to a minimum term of 26 months and a maximum term of 32
months imprisonment for the common law robbery conviction, with
the sentences to run consecutively.
At trial the State's evidence tended to show that late on
the night of 13 April 2002, the victim, a sixteen-year-old high
school student, was approached from behind by defendant as she
was walking to a friend's house in Oxford, North Carolina.
Defendant was twenty-eight years old, married, and the father of
three children. Defendant walked with his arm around the victim
and asked if she smoked marijuana. The victim replied in thenegative, indicating that she had quit. Soon afterwards
defendant grabbed her by the neck and threw her into an alleyway
between a house and a church. Defendant then made her get up,
pulled her behind the house, threw her down again, and pulled off
her pants and underwear. Defendant forced his penis into the
victim's vagina. When she tried to scream, he put his hand over
her mouth and told her to be quiet. Next, defendant turned the
victim over and forced his penis into her rectum. The victim
screamed, and defendant covered her mouth, again telling her to
be quiet. Defendant stood up and ordered the victim to pull up
her pants and help him look for his lost cell phone. Then
defendant again threw the victim to the ground, pulled her pants
down, and forced his penis into her vagina. The victim testified
that she could not scream and that defendant told her [She]
better not look at him so [she] wouldn't be able to identify him
with the police.
According to the State's evidence, defendant asked the
victim if she had any money. When she replied in the negative,
defendant forced the victim to give him her six rings and told
her that if she told anybody he would come back and kill her.
The victim testified that she wore these rings all the time, that
the one with her birthstone was a Christmas gift from her mother,
and that two of the others were passed down from her grandmother
to her mother to her. The victim further testified that
defendant directed her to go around the church to leave and that
the two left the scene in different directions. The victim
continued on to her friend's house where she spent the night.
The next day when the victim returned home, she told her
mother what had happened to her; and her mother took her to thepolice station. After giving her statement to Detective Shelly
Chauvaux, the victim was referred to Maria Parham Hospital, where
she underwent a rape kit evaluation conducted by nurse Wendy
Medlin, Director of the District Nine Sexual Assault Program. At
trial nurse Medlin testified as to what the victim had told her
concerning the events on the night of 13 April 2002. Nurse
Medlin also testified that her examination of the victim revealed
that the victim had multiple lacerations, bruising, and tears in
her anus and vagina and that her cervix was also very bruised
and swollen, red.
Defendant's evidence at trial tended to show that he and the
victim had consensual, vaginal intercourse on 13 April 2002.
Defendant testified that he first met the victim that night
around 11:00 p.m. at the Texaco, where they talked and made plans
to hook up later. Defendant did not know the victim; and in
this conversation, which lasted approximately seven minutes, the
victim told him that her boyfriend was angry with her because she
got caught having sex in the woods. As planned, around midnight
the two met up again and they walked, talked, and smoked
marijuana together. According to defendant they then went behind
the church where the victim took off her sweat pants and
underwear and willingly had sex with defendant for approximately
twenty minutes. Afterwards she gave defendant her rings in
exchange for a dime bag of marijuana, having a value of
approximately twenty dollars. They then walked away in different
directions.
On cross-examination of the victim, the trial court did not
allow testimony regarding the victim's sexual activity with her
boyfriend earlier on the day of 13 April 2002. As required underN.C.G.S. § 8C-1, Rule 412(d), the trial court heard in camera
testimony by the victim concerning this sexual activity. In the
hearing the victim testified that she and her boyfriend had
attempted to have sex. Regarding this attempted sexual act,
the victim stated that she was not hurt in any way and that they
did not attempt anal intercourse:
Q. [Victim], when you attempted to have sex with [your
boyfriend], did he hurt you in any way?
A. No, ma'am
Q. Did you attempt any anal intercourse? Did you have
anal intercourse with [your boyfriend]?
A. No, ma'am.
The court then pressed for clarification on whether there had
been any penetration during this earlier sexual encounter:
THE COURT: [T]he boy with whom you tried to have
sex earlier that day, did he put his penis into your
vagina?
A. No, not quite.
THE COURT: Not quite. Did he attempt to?
A. Yes, sir.
When questioned why she did not have sex, the victim responded,
Because it didn't -- something told me it wasn't right. It
didn't feel right. That it -- something told -- I had the gut
instinct that it would be wrong and that something bad would
happen.
Applying the rape shield law, N.C.G.S. § 8C-1, Rule 412, to
this testimony, the trial court ruled the evidence of the
victim's prior sexual activity on 13 April 2002 inadmissable and
stated the following:
Until I have a version that says that she was
somehow just promiscuously wandering around having sex
with this, that and the other all the time, I don'thave that there. And even there doesn't mean
necessarily that she consented in this case.
I think the Rape Shield law is designed to protect
women from the shotgun defense that if she would do it
with Jack, she'd do it with Jim . . . . And I think
the only time it really becomes pertinent, this prior
sexual behavior if defendant testifies that she was
raped and up until that time -- well, there is some --
something very significant about the physical activity
of some prior event that could have caused the same
thing.
I think here, even if there's prior sex, the
tearing really is a red -- in some way a red herring.
It's not really -- whether it is tearing during
consensual or nonconsensual sex, it's not really
directly dispositive of whether there is a consent
between her and Mr. Harris, one way or the other.
On defendant's appeal a divided panel of the Court of
Appeals reversed the trial court and remanded for a new trial.
State v. Harris, 166 N.C. App. 386, 602 S.E.2d 697 (2004). The
Court of Appeals majority found error in the trial court's
application of the rape shield law and determined that the
evidence of the prior sexual encounter on the day of the alleged
rape should be admitted. Id. at 393, 602 S.E.2d at 701. The
majority reasoned:
In this case the evidence is relevant and probative as
to whether or not the victim consented to having sex
with defendant. Had she consented, then it is within
reason that no physical evidence of vaginal injury on
the victim was caused by defendant. Thus, if the jury
found the lacerations on the vagina (which evidence was
used by the State to prove the rape) to have been
caused by the attempted sexual encounter earlier that
day, they could still harbor reasonable doubt as to
whether or not the victim consented to having sex with
defendant.
Id. Regarding the conviction for common law robbery, the Court
of Appeals majority concluded that the victim's credibility on
the rape issue was essential to all charges stemming from the
entire criminal transaction. Therefore, the common law robbery
conviction was also reversed and remanded. Id. Judge Levinson dissented in part and concurred in part,
finding no error in defendant's convictions for second-degree
rape and common law robbery, but agreeing with the majority's
decision to remand the case for resentencing in light of Blakely
v. Washington, 542 U.S. 296, 159 L. Ed. 2d 403 (2004). Harris,
166 N.C. App. at 396, 602 S.E.2d at 703. The State gave notice
of appeal to this Court based on the dissenting opinion, which
deemed the evidence of prior sexual activity properly excluded
under N.C.G.S. § 8C-1, Rule 412.
[1] In its appeal to this Court, the State contends that the
Court of Appeals erred in reversing defendant's convictions.
More specifically, the State argues that evidence of the victim's
prior sexual activity was properly excluded under Rule 412 of the
Rules of Evidence. We agree.
In pertinent part, N.C.G.S. § 8C-1, Rule 412 provides:
(b) Notwithstanding any other provision of law,
the sexual behavior of the complainant is irrelevant to
any issue in the prosecution unless such behavior:
. . . .
(2) Is evidence of specific instances of
sexual behavior offered for the purpose of
showing that the act or acts charged were not
committed by the defendant . . . .
N.C.G.S. § 8C-1, Rule 412(b)(2) (2003).
This Court has stated that [t]he Rape Shield Statute provides
that 'the sexual behavior of the complainant is irrelevant to any
issue in the prosecution' except in four very narrow situations.
State v. Herring, 322 N.C. 733, 743, 370 S.E.2d 363, 370 (1988).
The application of one of these exceptions is the basis for
defendant's argument that a jury should be allowed to hear evidence
of the victim's prior sexual activity. Although presenting a
defense of consent, defendant also argues that a jury could inferthat the victim's injuries were a result of the earlier encounter
on 13 April 2002, thereby accounting for the physical evidence of
the alleged force which was used to convict him of rape.
In construing the prior codification of the rape shield
statute, N.C.G.S. § 8-58.6, this Court discussed the evolution of
the admissibility of prior sexual conduct evidence and concluded
that the statute was a codification of this jurisdiction's rule of
relevance as that rule specifically applies to the past sexual
behavior of rape victims. State v. Fortney, 301 N.C. 31, 37, 269
S.E.2d 110, 113 (1980). In dicta the Court acknowledged that the
predecessor to the statutory exception at issue here is clearly
intended, inter alia, to allow evidence showing the source of
sperm, injuries or pregnancy to be someone or something other than
the defendant. Id. at 41, 269 S.E.2d at 115. In Fortney, as in
the present case, defendant asserted consent as a defense. Holding
that the evidence of semen stains defendant sought to have admitted
was inadmissible, this Court stated:
Such evidence is not probative of the victim's consent to
the acts complained of. Indeed, the only inference such
evidence raises is that the victim had had sex with two
individuals other than the defendant at some time prior
to the night of the rape. Without a showing of more,
this is precisely the kind of evidence the statute was
designed to keep out because it is irrelevant and tends
to prejudice the jury, while causing social harm by
discouraging rape victims from reporting and prosecuting
the crime.
Naked inferences of prior sexual activity by a rape
victim with third persons, without more, are irrelevant
to the defense of consent in a rape trial.
Id. at 43-44, 269 S.E.2d at 117 (footnote omitted).
The Court of Appeals distinguished Fortney from the instant
case on the basis that the sexual activity sought to be admitted
before the jury relates to a sexual encounter by the victim on theday of the alleged rape. Harris, 166 N.C. App. at 393, 602 S.E.2d
at 701. Acknowledging that evidence of intercourse on the same
day is clearly not always admissible[,] id. (citing State v.
Rhinehart, 68 N.C. App. 615, 316 S.E.2d 118 (1984)), the Court of
Appeals nonetheless concluded that the evidence was relevant and
probative as to whether or not the victim consented to having sex
with defendant. Id. Before this Court, defendant urges that the
dicta in Fortney interpreting the statute is applicable. We do not
agree.
Similarly, defendant's reliance on State v. Ollis, 318 N.C.
370, 348 S.E.2d 777 (1986), is misplaced. In Ollis, the victim
testified in camera that on the same day the defendant raped her,
another man had 'done the samething [sic].' Ollis, 318 N.C. at
376, 348 S.E.2d at 781. Arguing that the evidence was admissible
under N.C.G.S. § 8C-1, Rule 412(b)(2), the defendant sought to
question the victim concerning the sexual acts of this other man;
but the trial court concluded the evidence was irrelevant and
excluded it. Id.
On appeal this Court agreed with the defendant that the
evidence should have been admitted. At trial, the medical doctor
who examined the victim testified that the victim did receive or
has been the object of inappropriate physical and sexual abuse.
Ollis, 318 N.C. at 375, 348 S.E.2d at 781. Accordingly, evidence
regarding the sexual acts of another man, if admitted, would have
provided an alternative explanation for the medical evidence
presented . . . and falls within exception (b)(2) of Rule 412.
Id. at 376, 348 S.E.2d at 781. We further stated that
we are not able to say that the jury would not have had a
reasonable doubt about the defendant's guilt if they had
known that the only physical evidence corroborating thevictim's testimony of rape was possibly attributable to
the acts of a man other than the defendant. We find that
exclusion of that evidence was prejudicial to the
defendant in presenting his defense to the charge of
rape.
Id. at 377, 348 S.E.2d at 782 (citation omitted).
Ollis, however, is distinguishable from the present case in
significant ways; namely, in Ollis: (i) evidence of the other
sexual activity that this Court ruled should be admitted, as
described by the victim, involved completed sexual intercourse;
(ii) the other sexual activity occurred immediately after the
alleged rape by defendant; (iii) the sexual activity with the other
man was not consensual; and, finally, (iv) the defendant denied any
sexual activity with the alleged victim and, therefore, did not
rely on consent as a defense.
In the present case, defendant's arguments for admission of
the excluded evidence must fail. Defendant admitted that he had
sexual intercourse with the victim but asserted that the victim
consented. Hence, the critical question, as the trial court noted,
was not who inflicted the injuries; but rather, did the victim
consent to having sexual intercourse with defendant? The Court of
Appeals majority reasoned that had the jury known that a
possibility existed that the victim's boyfriend inflicted the
injuries, then the jury could have had a reasonable doubt as to
whether the victim consented to sexual relations with defendant.
Harris, 166 N.C. App. at 393, 602 S.E.2d at 701. However, based on
the evidence presented during the in camera hearing and before the
jury, this analysis would have required the jury to engage in pure
speculation and conjecture.
No evidence proffered at the in camera hearing supports an
inference that the victim's prior sexual activity was forced orcaused any injuries. The victim's testimony was unequivocal that
her boyfriend did not penetrate her during the previous consensual
attempt at sexual intercourse. Moreover, nurse Medlin, who was
qualified as an expert in the field of forensic sexual assault
nursing, testified that injury to the cervix was not common during
consensual sex. Nurse Medlin also opined that the injuries she
observed on the victim, internally and externally, were consistent
with those of others who have complained of sexual assault[,] and
she stated that typically in a consensual act you would only have
one injury to one location of the body. [This victim] had multiple
injuries to numerous places in the vaginal and anal area.
In this case, where consent is the defense, evidence of the
prior sexual activity is precisely the type evidence the rape
shield statute is intended to proscribe. The victim described an
earlier sexual encounter that was consensual and was unlikely to
have produced the type and number of injuries the expert testimony
verified that she suffered. On this record, given the purpose of
the rape shield statute, we hold that evidence of the victim's
consensual attempt at sexual intercourse with her boyfriend is not
probative on the issue of whether she consented to sexual activity
with defendant, and the trial court properly excluded it pursuant
to N.C.G.S. § 8C-1, Rule 412. See Fortney, 301 N.C. at 44, 269
S.E.2d at 117. Moreover, even assuming that the excluded evidence
was probative, we conclude that the probative value, if any, to
defendant was substantially outweighed by the danger of unfair
prejudice to the State and the prosecuting witness. N.C.G.S. § 8C-
1, Rule 403 (2003). Therefore, on the issue of second-degree rape,
we reverse the Court of Appeals. [2] The State also argues that the Court of Appeals majority
erred in holding that defendant's conviction for common law robbery
should be reversed on the basis that the victim's credibility
after cross-examination as to her prior sexual encounter is
essential to support all charges stemming from the entire criminal
transaction. Harris, 166 N.C. App. at 393, 602 S.E.2d at 701.
Having determined that the evidence of prior sexual activity was
properly excluded, we agree with the State. Common law robbery is
the felonious taking of money or goods of any value from the
person of another, or in his presence, against his will, by
violence or putting him in fear. State v. Stewart, 255 N.C. 571,
572, 122 S.E.2d 355, 356 (1961). In the present case the evidence
tended to show that after forcing the victim behind a building and
raping her twice, defendant took six rings from her and threatened
to kill her if she told anyone. Viewed in the light most favorable
to the State, this evidence is sufficient to support the conviction
for common law robbery. See, e.g., State v. Jerrett, 309 N.C. 239,
263, 307 S.E.2d 339, 352 (1983) (noting that in determining whether
there is sufficient evidence to support every element of an offense
charged, we must be guided by the familiar rule that the evidence
must be considered in the light favorable to the State).
Therefore, we reverse the Court of Appeals decision reversing
defendant's conviction for common law robbery.
[3] Finally, although this issue was not briefed to this
Court, we affirm the Court of Appeals holding that the case must be
remanded to the trial court for resentencing on the basis of
Blakely v. Washington, 542 U.S. at ___, 159 L. Ed. 2d at 413
(holding that the statutory maximum for any offense is the maximum
sentence a judge may impose solely on the basis of the factsreflected in the jury verdict or admitted by the defendant
(emphasis omitted)) and State v. Allen, 359 N.C. 425, 440-41, 444 &
n.5, 615 S.E.2d 256, 266-67, 269 & n.5 (2005) (holding that the
imposition of an aggravated sentence based on factors not found by
the jury, other than facts to which a defendant has admitted or a
prior conviction, is structural error and not harmless beyond a
reasonable doubt).
The decision of the Court of Appeals as to defendant's
convictions for second-degree rape and common law robbery is
reversed, and the decision of that court as to the remand for
resentencing is affirmed.
AFFIRMED IN PART; REVERSED IN PART.
No. 548A04 - State v. Harris
Justice NEWBY, concurring.
I agree with this Court's resolution of the rape shield
issue presented by the case sub judice. Furthermore, I acknowledge
that State v. Allen, 359 N.C. 425, 615 S.E.2d 256 (2005) (holding
Blakely errors are structural errors and not harmless beyond a
reasonable doubt), required the majority to affirm the decision of
the Court of Appeals to remand for resentencing. I joined the
opinion concurring in part and dissenting in part from Allen, and I
continue to believe the reasoning of the concurring and dissenting
opinion was correct. Id. at 452-73, 615 S.E.2d at 274-88 (Martin,
J., Lake, C.J., Newby, J., concurring in part and dissenting in
part) (arguing Blakely errors are subject to harmless error
analysis). However, the doctrine of stare decisis, which compels
courts to honor binding precedent absent extraordinary
circumstances, demands that I now accept Allen as authoritative and
concur in the decision of the majority in the instant case. State
v. Camacho, 337 N.C. 224, 235, 446 S.E.2d 8, 14 (1994) (Mitchell,
J. (later C.J.), concurring).
Chief Justice LAKE and Justice MARTIN join in this
concurring opinion.
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