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GAIL M. MYERS, Ancillary Administratrix of the Estate of DARRYL
MYERS, Plaintiff
v.
SHIRLEY McGRADY, THOMAS W. HIGGINS, MICHAEL
P. MURPHY, JAMES F. FOUST, WILLIAM A. SPENCER, JR., and VERIAN
LADSON, Successor Representative for the Estate of J.C. MYERS,
JR., Defendants
, and
SHIRLEY McGRADY, THOMAS W. HIGGINS, JAMES F.
FOUST, WILLIAM A. SPENCER, JR., and VERIAN LADSON, Successor
Representative for the Estate of J.C. MYERS, JR., Third-Party
Plaintiffs
v. NORTH CAROLINA DIVISION OF FOREST RESOURCES, a
Division of the NORTH CAROLINA DEPARTMENT OF ENVIRONMENT AND
NATURAL RESOURCES, Third-Party Defendants
The public duty doctrine applies to negligence claims filed under the Tort Claims
Act against the North Carolina Department of Environment and Natural Resources (NCDENR)
for alleged mismanagement of forest fires, and the trial court should have allowed NCDENR's
motion to dismiss in an action arising from an automobile accident in the smoke on a highway
adjacent to a forest fire. The statutory powers and duties of NCDENR and appointed forest
rangers are designed to protect the citizens of North Carolina as a whole; NCDNER does not
owe a specific duty to plaintiff or to third-party plaintiffs.
Appeal pursuant to N.C.G.S. § 7A-30(2) from the
decision of a divided panel of the Court of Appeals, 170 N.C.
App. 501, 613 S.E.2d 334 (2005), affirming orders entered 24
February 2004 by Judge Donald W. Stephens and 23 March 2004 by
Judge Abraham Penn Jones in Superior Court, Durham County. On 18
August 2005, the Supreme Court allowed third-party defendants'
petition for discretionary review as to an additional issue.
Heard in the Supreme Court 13 February 2006.
Twiggs, Beskind, Strickland & Rabenau, P.A., by Jerome
P. Trehy, Jr., for plaintiff-appellee.
Kennedy Covington Lobdell & Hickman, LLP, by F. Fincher
Jarrell, for defendant/third-party plaintiff-appellees
James F. Foust and William A. Spencer, Jr.
Law Offices of Douglas F. DeBank, by Douglas F. DeBank,
for defendant/third-party plaintiff-appellee Verian
Ladson.
Roy Cooper, Attorney General, by Christopher G.
Browning, Jr., Solicitor General, Robert T. Hargett and
Amar Majmundar, Special Deputy Attorneys General, and
Laura J. Gendy, Assistant Attorney General, for third-
party defendant-appellants.
WAINWRIGHT, Justice.
This negligence action arises from a four-vehicle
collision
on Interstate Highway 95 (I-95) in Northampton County,
North Carolina. At the time of the collision on 9 June 2002,
thick smoke from a nearby forest fire combined with fog to
obscure
the southbound lanes of I-95. Two individuals, Darryl
Myers and J.C. Myers, were killed in the collision.
Plaintiff Gail Myers is the administratrix of Darryl
Myers' estate. Defendants Shirley McGrady, Thomas Higgins,
Michael Murphy, James Foust, and William Spencer, Jr. drove
and/or owned vehicles involved in the collision. J.C. Myers, Jr.
drove the vehicle in which Darryl Myers rode as a passenger, and
defendant Verian Ladson is a representative for J.C. Myers, Jr.'s
estate.
On 1 August 2003
, plaintiff filed suit against
defendants in Durham County Superior Court alleging that the
negligence of each driver proximately caused Darryl Myer's death.
Plaintiff's complaint states that at approximately 4:40 a.m. on 9
June 2002, defendant McGrady stopped the vehicle she was driving
in the southbound travel lane of I-95 to switch seats with
defendant Higgins, the owner of the vehicle.
Defendant McGrady
allegedly did not want to drive more because her vision wasobscured by smoke and fog. Defendant Murphy then collided with
the rear of defendant Higgins' vehicle; defendant Foust drove a
tractor-trailer into the rear of defendant Murphy's vehicle; and
J.C. Myers, Jr. drove into the rear of the Foust tractor-trailer,
killing himself and Darryl Myers. Plaintiff alleged that
defendant Foust's liability was imputed to the owner of the
tractor-trailer, defendant Spencer.
Defendants impleaded Forest Ranger Michael Bennett and
the North Carolina Division of Forest Resources (NCDFR), a
division of the Department of Environment and Natural Resources
(NCDENR), pursuant to North Carolina Rule of Civil Procedure
14(a) and (c). Ranger Bennett, an employee of NCDFR, responded
to the forest fire on 7 June 2002 at the request of the Gaston
Volunteer Fire Department. Defendants' third-party complaints
alleged that the fire adjacent to I-95 smoldered in three to five
acres of woodland for approximately two days before the accident,
that Ranger Bennett visited the scene three times before the
collision and was aware of the fire, and that Ranger Bennett knew
or should have known that the fire produced open flames and dense
smoke dangerous to motorists in the southbound lanes of I-95.
Defendants' third-party complaints further alleged that Ranger
Bennett failed to control the fire; failed to warn approaching
motorists; failed to monitor the weather, wind, and smoke
conditions; and failed to protect the traveling public.
On 9 January 2004, third-party defendants Ranger
Bennett and NCDFR filed a motion to dismiss for lack of subjectmatter jurisdiction, lack of personal jurisdiction, and failure
to state a claim upon which relief may be granted pursuant to the
public duty doctrine and public officer immunity. On 23 February
2004, the trial court allowed the motion to dismiss as to third-
party defendant Ranger Bennett and denied the motion as to NCDFR.
Plaintiff subsequently sought and received permission to amend
her original complaint to include a direct negligence claim
against NCDFR as well. The Court of Appeals agreed to hear
NCDFR's interlocutory appeal, and, in a divided opinion, affirmed
the orders of the trial court.
The determinative question before this Court is whether
NCDFR, a state agency, may be liable in negligence for failure to
control a naturally occurring forest fire or failing to make safe
a public highway adjacent to the fire.
(See footnote 1)
We observe that thealleged negligence arises from the agency's purported failure to
perform a statutory duty owed to the general public and that this
duty is generally unenforceable by individual plaintiffs in tort.
Thus, we apply the common law public duty doctrine to the powers
and duties conferred upon NCDENR by N.C.G.S. §§ 113-51, -52, -54,
and -55 to prevent, control and extinguish forest fires. Because
NCDENR does not owe a specific duty to this individual plaintiff
and these third-party plaintiffs
, but a general duty to the
public at large, the trial court should have granted NCDFR's
motion to dismiss pursuant to North Carolina Rule of Civil
Procedure 12(b)(6) and motion for judgment on the pleadings
pursuant to Rule 12(c).
A civil plaintiff seeking to sue a state agency for
negligence for failure to carry out statutorily delegated
responsibilities must overcome two limitations that are not
present in suits against private individuals: (1) the State musthave waived sovereign immunity as to the plaintiff's claim, and
(2) the duty alleged by the plaintiff may not be a public duty
previously recognized by this Court. If the State has not waived
sovereign immunity, then it is immune from the plaintiff's suit
in North Carolina courts. Charlotte-Mecklenburg Hosp. Auth. v.
N.C. Indus. Comm'n, 336 N.C. 200, 207, 443 S.E.2d 716, 721 (1994)
(The doctrine of sovereign immunity--that the state cannot be
sued in its own courts without its consent--is firmly established
in North Carolina law.), superseded by statute on other grounds,
Act of April 19, 1993, ch. 679, sec 2.3, 1993 N.C. Sess. Laws
394, 397-99, as recognized in Carolina Med. Ctr. v. Employers &
Carriers Listed in Exhibit A, ___ N.C. App. ___, 616 S.E.2d 588
(2005). If the plaintiff alleges negligence by failure to carry
out a recognized public duty, and the State does not owe a
corresponding special duty of care to the plaintiff individually,
then the plaintiff has failed to state a claim in negligence.
Hunt v. N.C. Dep't of Labor, 348 N.C. 192, 196, 499 S.E.2d 747,
749-50 (1998) (Without any distinct duty to any specific
individual, the [governmental] entity cannot be held liable.);
Stone v. N.C. Dep't of Labor, 347 N.C. 473, 482, 495 S.E.2d 711,
716 (stating that when a governmental entity owes no particular
duty to any individual claimant, it cannot be held liable for
negligence for failure to carry out its statutory duties), cert.
denied, 525 U.S. 1016, 142 L. Ed. 2d 449 (1998). This is so
because governmental agencies, which serve the public at large,
do not generally owe enforceable duties to specific individuals. Hunt, 348 N.C. at 196, 499 S.E.2d at 749 (The general rule is
that a governmental entity acts for the benefit of the general
public . . . .).
The North Carolina General Assembly has enacted a
limited waiver of sovereign immunity for negligence actions filed
against the State and its agents and employees:
The North Carolina Industrial Commission
is hereby constituted a court for the purpose
of hearing and passing upon tort claims
against the State Board of Education, the
Board of Transportation, and all other
departments, institutions and agencies of the
State. The Industrial Commission shall
determine whether or not each individual
claim arose as a result of the negligence of
any officer, employee, involuntary servant or
agent of the State while acting within the
scope of his office, employment, service,
agency or authority, under circumstances
where the State of North Carolina, if a
private person, would be liable to the
claimant in accordance with the laws of North
Carolina. If the Commission finds that there
was negligence on the part of an officer,
employee, involuntary servant or agent of the
State while acting within the scope of his
office, employment, service, agency or
authority that was the proximate cause of the
injury and that there was no contributory
negligence on the part of the claimant or the
person in whose behalf the claim is asserted,
the Commission shall determine the amount of
damages that the claimant is entitled to be
paid, including medical and other expenses,
and by appropriate order direct the payment
of damages as provided in subsection (a1) of
this section, but in no event shall the
amount of damages awarded exceed the amounts
authorized in G.S. [§] 143-299.2 cumulatively
to all claimants on account of injury and
damage to any one person arising out of a
single occurrence. Community colleges and
technical colleges shall be deemed State
agencies for purposes of this Article. The
fact that a claim may be brought under morethan one Article under this Chapter shall not
increase the foregoing maximum liability of
the State.
N.C.G.S. § 143-291(a) (2005). This waiver is set forth in its
entirety in N.C.G.S. §§ 143-291 to -300.1 and is commonly known
as the North Carolina State Tort Claims Act. Although the Tort
Claims Act establishes the North Carolina Industrial Commission
as the appropriate forum to decide direct negligence actions
against the State and its agents, N.C.G.S. § 1A-1, Rule 14(c)
explicitly provides that the State may be impleaded by defendants
in any tort action, including actions filed in superior court:
Notwithstanding the provisions of the Tort Claims Act, the State
of North Carolina may be made a . . . third-party defendant . . .
in any tort action.
Here, defendants impleaded Ranger Bennett and NCDFR as
permitted by N.C.G.S. § 1A-1, Rule 14(c). Plaintiff then amended
her complaint to include a direct negligence action against NCDFR
pursuant to N.C.G.S. § 1A-1, Rule 14(a), which provides that
[t]he plaintiff may assert any claim against the third-party
defendant arising out of the transaction or occurrence that is
the subject matter of the plaintiff's claim against the third-
party plaintiff. However, NCDFR argues that the General
Assembly has not waived sovereign immunity with respect to direct
negligence actions in superior court because the Tort Claims Act
requires direct negligence actions against state agencies to be
determined by the North Carolina Industrial Commission; thus, the
superior court lacks jurisdiction with regard to plaintiff'samended negligence complaint against NCDFR.
(See footnote 2)
Because we hold
that each negligence claim alleged against NCDFR arises from the
agency's performance of a statutorily defined public duty, which
claim is unenforceable by plaintiff or third-party plaintiffs
individually, we do not reach the merits of the State's sovereign
immunity argument.
The public duty doctrine is a separate rule of common
law negligence that may limit tort liability, even when the State
has waived sovereign immunity. The rule provides that when a
governmental entity owes a duty to the general public,
particularly a statutory duty, individual plaintiffs may not
enforce the duty in tort. See Hunt, 348 N.C. 192, 499 S.E.2d
747; Stone, 347 N.C. 473, 495 S.E.2d 711; Braswell v. Braswell,
330 N.C. 363, 410 S.E.2d 897 (1991). By limiting liability, therule recognizes that the legislative and executive branches must
often allocate limited resources for the benefit of the public at
large and permits governmental entities to carry out statutory
responsibilities without incurring risk of overwhelming
liability. Stone, 347 N.C. at 481, 495 S.E.2d at 716. Cf.
Braswell, 330 N.C. at 370-71, 410 S.E.2d at 901 (applying the
public duty doctrine to limit the liability of local government
law enforcement while recognizing the limited resources of local
governmental entities). '[A] government ought to be free to
enact laws for the public protection without thereby exposing its
supporting taxpayers . . . to liability for failures of omission
in its attempt to enforce them. It is better to have such laws,
even haphazardly enforced, than not to have them at all.'
Stone, 347 N.C. at 481, 495 S.E.2d at 716 (quoting Grogan v.
Commonwealth, 577 S.W.2d 4, 6 (Ky.) (alterations in original),
cert. denied, 444 U.S. 835, 62 L. Ed. 2d 46 (1979)).
In Stone v. North Carolina Department of Labor, this
Court determined that the General Assembly incorporated the
public duty doctrine into the Tort Claims Act. 347 N.C. at 482,
495 S.E.2d at 716. In so doing, the Court emphasized that the
plain language of N.C.G.S. § 143-291(a) waives immunity only
'under circumstances where [the State], if a private person,
would be liable to the claimant in accordance with the laws of
North Carolina.' Id. at 478, 495 S.E.2d at 714 (emphasis added)
(quoting N.C.G.S. § 143-291). Because [p]rivate persons do not
possess public duties, the Court reasoned that the GeneralAssembly intended the public duty doctrine to apply to negligence
actions filed against state governmental entities pursuant to the
Tort Claims Act.
Id. at 478-79, 495 S.E.2d at 714. If the
State were held liable for performing or failing to perform an
obligation to the public at large, the State would have liability
when a private person could not. Id. at 479, 495 S.E.2d at 714.
In two previous negligence cases filed against the
North Carolina Department of Labor under the Tort Claims Act,
this Court has held that the public duty doctrine limits the
State's liability. Stone, 347 N.C. 473, 495 S.E.2d 711; Hunt,
348 N.C. 192, 499 S.E.2d 747. In Stone and Hunt the plaintiffs
alleged injuries resulting from the agency's failure to carry out
inspections and ensure compliance with the North Carolina
Administrative Code.
(See footnote 3)
Hunt, 348 N.C. 192, 499 S.E.2d 747
(plaintiff alleged injury arising from negligent failure of the
Department of Labor to inspect an amusement park ride to ensure
compliance with the administrative code); Stone, 347 N.C. 473,
495 S.E.2d 711 (plaintiffs alleged injury resulting fromnegligent failure of the Occupational Safety and Health Division
of the Department of Labor to inspect their workplace and ensure
compliance with North Carolina Occupational Safety and Health Act
standards). Today, we apply the public duty doctrine to the
powers and duties conferred upon NCDENR by N.C.G.S. §§ 113-51, -
52, -54, and -55 to prevent, control and extinguish forest fires.
N.C.G.S. § 113-51 defines the fire control powers of
NCDENR, stating:
The Department of Environment and
Natural Resources may take such action as it
may deem necessary to provide for the
prevention and control of forest fires in any
and all parts of this State, and it is hereby
authorized to enter into an agreement with
the Secretary of Agriculture of the United
States for the protection of the forested
watersheds of streams in this State.
N.C.G.S. § 113-51(a) (2005) (emphasis added). N.C.G.S. § 113-52
permits the Secretary of Environment and Natural Resources to
appoint one county forest ranger and one or more deputy forest
rangers in each county of the State in which, after careful
investigation, the amount of forestland and the risks from forest
fires shall, in his judgment, warrant the establishment of a
forest fire organization. Id. § 113-52 (2005) (emphasis added).
N.C.G.S. § 113-54, which sets forth the duties of forest rangers,
provides in part:
Forest rangers shall have charge of
measures for controlling forest fires,
protection of forests from pests and
diseases, and the development and improvement
of the forests for maximum production of
forest products; shall post along highways
and in other conspicuous places copies of theforest fire laws and warnings against fires,
which shall be supplied by the Secretary [of
Environment and Natural Resources]; shall
patrol and man lookout towers and other
points during dry and dangerous seasons under
the direction of the Secretary; and shall
perform such other acts and duties as shall
be considered necessary by the Secretary in
the protection, development and improvement
of the forested area of each of the counties
within the State.
Id. § 113-54 (2005) (emphasis added).
Finally, N.C.G.S. § 113-55
directs that [f]orest rangers shall prevent and extinguish
forest fires and shall have control and direction of all persons
and equipment while engaged in the extinguishing of forest
fires. (Emphasis added.)
The General Assembly has vested NCDENR with broad
powers to protect the health and well-being of the general public
and North Carolina's forests. Pursuant to N.C.G.S. §§ 113-51, -
52, -54 and -55, NCDENR and the Secretary of Environment and
Natural Resources possess discretion to evaluate the risks posed
by forest fires to North Carolina counties, appoint forest
rangers in response to those risks, and direct rangers in the
control and prevention of forest fires. Fire fighting decisions
made by NCDENR, NCDFR, and state forest rangers concern the
allocation of limited resources to address statewide needs and
are made in furtherance of a statutory duty to the citizens of
North Carolina at large. These decisions are not generally the
type of decisions for which the State is liable to private
citizens in tort. Accordingly, this Court will not judiciallyimpose overwhelming liability on NCDENR and NCDFR for failure to
prevent personal injury resulting from forest fires.
We hold that the public duty doctrine applies to
negligence claims filed under the Tort Claims Act against NCDENR
for alleged mismanagement of forest fires. Because N.C.G.S. §§
113-51, -52, -54, and -55, which set forth the powers and duties
of NCDENR and appointed state forest rangers, are designed to
protect the citizens of North Carolina as a whole, NCDENR does
not owe a specific duty to plaintiff or to third-party
plaintiffs; thus, these parties have failed to state a negligence
claim for which relief may be granted, and the trial court should
have allowed NCDFR's motion to dismiss and motion for judgment on
the pleadings.
Although this Court has recognized two common law
exceptions to the public duty doctrine known as the special
duty and special relationship exceptions, plaintiff and third-
party plaintiffs have not raised the exceptions in this case.
See Hunt, 348 N.C. at 197, 499 S.E.2d at 750; Stone, 347 N.C. at
482, 495 S.E.2d at 717. We further note that N.C.G.S. §§ 113-51,
-52, -54, and -55 are readily distinguishable from statutes which
create a special duty or specific obligation to a particular
class of individuals and to which the North Carolina Court of
Appeals and courts in other states have declined to apply the
public duty doctrine. Our decision today expresses no opinion
regarding application of the public duty doctrine to statutesthat are arguably designed to protect a narrower class of
individuals.
For the reasons stated above, we reverse and remand the
decision of the North Carolina Court of Appeals. The Court of
Appeals shall further remand this case to Durham County Superior
Court for proceedings consistent with this opinion.
REVERSED AND REMANDED; DISCRETIONARY REVIEW
IMPROVIDENTLY ALLOWED.
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