All opinions are subject to modification and technical correction prior to official publication in the North Carolina Reports and North Carolina Court of Appeals Reports. In the event of discrepancies between the electronic version of an opinion and the print version appearing in the North Carolina Reports and North Carolina Court of Appeals Reports, the latest print version is to be considered authoritative.
Child Abuse and Neglect_juvenile petition_verification required_subject matter
jurisdiction
The district court could not exercise subject matter jurisdiction over an
allegedly neglected juvenile in a custody review hearing where the petition that initiated
the case was not verified as required by N.C.G.S. § 7B-403(a). Verification of a juvenile
petition is a vital link in an integrated chain of proceedings and statutes designed to protect
children while avoiding undue interference with families. Subject matter jurisdiction is
established over all stages of the process with a properly verified petition and may not be
waived. Jurisdiction here was absent ab initio; concerns about this child's welfare are
speculative and can be resolved by the trial court and the parties.
Justice Newby dissenting.
Chief Justice Parker and Justice Brady join in this dissenting opinion.
Appeal pursuant to N.C.G.S. § 7A-30(2) from the
decision of a divided panel of the Court of Appeals, 173
N.C. App. 541, 619 S.E.2d 525 (2005), vacating an order
entered 16 June 2004 by Judge Edgar B. Gregory in District
Court, Wilkes County, and dismissing the case. Heard in the
Supreme Court 14 March 2006.
Paul W. Freeman, Jr. for petitioner-appellant
Wilkes County Department of Social Services.
Robert W. Ewing for respondent-appellee mother.
EDMUNDS, Justice.
In this case we consider whether the trial court
lacked jurisdiction to enter a review order when the
juvenile petition that initiated the case was not verified
as mandated by N.C.G.S. § 7B-403(a). Because we hold that
the district court could not exercise subject matter
jurisdiction here in the absence of the verification, weconclude that the trial court's order was void ab initio.
Accordingly, we affirm the decision of the Court of Appeals
vacating the custody review order and dismissing the case.
On 22 August 2003, petitioner Wilkes County
Department of Social Services (WCDSS) filed a juvenile
petition alleging that respondent-mother's daughter, T.R.P.,
was a neglected juvenile. When the petition was filed,
T.R.P. had been living for approximately four months with
her maternal aunt, with whom respondent had placed her. The
petition alleged that respondent and her boyfriend were
manufacturing methamphetamine in respondent's home and that
respondent had not cooperated with WCDSS in establishing a
safety plan for her children.
(See footnote 1)
Although the juvenile
petition setting forth these allegations was notarized, it
was neither signed nor verified by the Director of WCDSS or
any authorized representative thereof.
In an order signed 6 November 2003, the trial
court granted temporary legal and physical custody of T.R.P.
and her siblings to WCDSS. After several hearings, the
trial court on 15 March 2004 signed an order adjudicating
T.R.P. and her siblings as neglected and continuing custody
of the children with WCDSS. On 24 May 2004, the trial court
held a custody review hearing as required by N.C.G.S. § 7B-
906(a). The trial court's resulting order, announced in
open court and later filed on 16 June 2004, continued legalcustody of T.R.P. with WCDSS and, although the trial court
found respondent had been cooperative with [WCDSS] since
the initial adjudication, placed T.R.P. in her father's
physical custody when school began, provided he met several
specified conditions.
On 3 June 2004, respondent gave written notice of
appeal of the custody review order to the Court of Appeals.
In her brief to that court, respondent contended for the
first time that the trial court lacked jurisdiction to enter
the challenged review order because the juvenile petition
was not verified as required by law. In a divided opinion,
the Court of Appeals vacated the custody review order and
dismissed the case, holding that the trial court lacked
subject matter jurisdiction over the action. In re T.R.P.,
173 N.C. App. 541, 619 S.E.2d 525 (2005).
On 8 November 2005, petitioner filed notice of
appeal with this Court based on the dissenting opinion in
the Court of Appeals. Petitioner contends that because
respondent failed to challenge the trial court's subject
matter jurisdiction before appealing the custody review
order, she is barred from presenting that issue in the
instant appeal. Petitioner also argues that under N.C.G.S.
§ 7B-906, the trial court had jurisdiction to conduct a
review hearing that was independent of its jurisdiction to
hear the original juvenile petition.
Jurisdiction is [t]he legal power and authority
of a court to make a decision that binds the parties to anymatter properly brought before it. Black's Law Dictionary
856 (7th ed. 1999) (defining judicial jurisdiction). A
court must have personal jurisdiction over the parties to
bring [them] into its adjudicative process. Id. at 857.
More importantly for our purposes, the court must also have
subject matter jurisdiction, or [j]urisdiction over the
nature of the case and the type of relief sought, in order
to decide a case. Id.; see also Boyles v. Boyles, 308 N.C.
488, 491, 302 S.E.2d 790, 793 (1983) (noting that subject
matter jurisdiction is the power to pass on the merits of
the case); 6A Strong's North Carolina Index 4th: Courts § 7
(2000) (discussing generally subject matter jurisdiction).
A universal principle as old as the law is that the
proceedings of a court without jurisdiction of the subject
matter are a nullity. Burgess v. Gibbs, 262 N.C. 462, 465,
137 S.E.2d 806, 808 (1964). Subject matter jurisdiction is
the indispensable foundation upon which valid judicial
decisions rest, and in its absence a court has no power to
act:
A judgment is void, when there is a
want of jurisdiction by the court over
the subject matter . . . .
A void judgment is in legal effect no
judgment. No rights are acquired or
divested by it. It neither binds nor
bars any one, and all proceedings
founded upon it are worthless.
Hart v. Thomasville Motors, Inc., 244 N.C. 84, 90, 92 S.E.2d
673, 678 (1956) (quoting Stafford v. Gallops, 123 N.C. 43,
44, 123 N.C. 19, 21-22, 31 S.E. 265, 266 (1898)). Our General Assembly within constitutional
limitations, can fix and circumscribe the jurisdiction of
the courts of this State. Bullington v. Angel, 220 N.C.
18, 20, 16 S.E.2d 411, 412 (1941). Where jurisdiction is
statutory and the Legislature requires the Court to exercise
its jurisdiction in a certain manner, to follow a certain
procedure, or otherwise subjects the Court to certain
limitations, an act of the Court beyond these limits is in
excess of its jurisdiction. Eudy v. Eudy, 288 N.C. 71, 75,
215 S.E.2d 782, 785 (1975), overruled on other grounds by
Quick v. Quick, 305 N.C. 446, 290 S.E.2d 653 (1982). Thus,
for certain causes of action created by statute, the
requirement that pleadings be signed and verified is not a
matter of form, but substance, and a defect therein is
jurisdictional. Martin v. Martin, 130 N.C. 19, 20, 130
N.C. 27, 28, 40 S.E. 822, 822 (1902) (discussing an
unverified amendment to a complaint in a divorce action).
In such cases, the filing is not complete or operative
until certified. Alford v. McCormac, 90 N.C. 151, 152-53
(1884); see In re Green, 67 N.C. App. 501, 504, 313 S.E.2d
193, 195 (1984) ([T]he failure of the petitioner to sign
and verify the petition before an official authorized to
administer oaths render[s] the petition fatally deficient
and inoperative to invoke the jurisdiction of the court over
the subject matter.).
Abuse, neglect, and dependency actions are
statutory in nature and are governed by Chapter 7B of theNorth Carolina General Statutes (the Juvenile Code). Such
actions are typically initiated when the local department of
social services (DSS) files a petition making appropriate
allegations. See N.C.G.S. § 7B-405 (2005) (An action is
commenced by the filing of a petition . . . .); see also
id. § 7B-401 (2005) (The pleading in an abuse, neglect, or
dependency action is the petition.). The Juvenile Code
sets out the specific requirements for a valid juvenile
petition: [T]he petition shall be drawn by the [DSS]
director, verified before an official authorized to
administer oaths, and filed by the clerk, recording the date
of filing. Id. § 7B-403(a) (2005).
Although petitioner and the dissenters argue that
requiring a verification to invoke the trial court's subject
matter jurisdiction elevates form over substance,
verification of a juvenile petition is no mere ministerial
or procedural act. The dissent cites Alford v. Shaw, a
stockholder derivative suit, for the proposition that a
failure to verify a complaint is not a jurisdictional
defect. Alford v. Shaw, 327 N.C. 526, 398 S.E.2d 445
(1990). However, a shareholder derivative suit appears to
be the only situation where a specific requirement that the
pleadings be verified is not considered jurisdictional in
nature. State v. Moraitis, 141 N.C. App. 538, 541, 540
S.E.2d 756, 758 (2000) (quoting In re Triscari Children, 109
N.C. App. 285, 288, 426 S.E.2d 435, 437 (1993)). In
contrast, a review of the Juvenile Code reveals that, unlikethe routine clerical information that must be included in a
petition pursuant to N.C.G.S. § 7B-402, verification of the
petition in an abuse, neglect, or dependency action as
required by N.C.G.S. § 7B-403 is a vital link in the chain
of proceedings carefully designed to protect children at
risk on one hand while avoiding undue interference with
family rights on the other.
A juvenile abuse, neglect, or dependency action
under Chapter 7B may be based on an anonymous report, see,
e.g., In re Stumbo, 357 N.C. 279, 280, 582 S.E.2d 255, 256
(2003), and, however based, frequently results in DSS'
immediate interference with a respondent's constitutionally-
protected right to parent his or her children. See In re
R.T.W., 359 N.C. 539, 543, 614 S.E.2d 489, 491 (2005)
(Parents have a fundamental right to the custody, care, and
control of their children.), superseded by statute on other
grounds, Act of Aug. 23, 2005, ch. 398, sec. 12, N.C. Sess.
Laws 1455, 1460-61; Owenby v. Young, 357 N.C. 142, 144, 579
S.E.2d 264, 266 (2003) ([T]he 'Due Process Clause . . .
protects the fundamental right of parents to make decisions
concerning the care, custody, and control of their
children.' This parental liberty interest 'is perhaps the
oldest of the fundamental liberty interests' . . . .
(quoting Troxel v. Granville, 530 U.S. 57, 65-66, 147 L. Ed.
2d 49, 56-57 (2000) (plurality))). Accordingly, the
relevant statutes require a prompt and thorough assessment
of any report of abuse, neglect, or dependency. See, e.g.,N.C.G.S. § 7B-302(a) (2005). The gravity of a decision to
proceed and the potential consequences of filing a petition
are acknowledged in the official manual of the North
Carolina Division of Social Services:
Determining whether a child is abused,
neglected, or dependent requires careful
assessment of all information . . . .
The case decision-making process
involves, at a minimum, the worker and
supervisor or supervisor's designee or
staffing team. A broader team approach
to decision-making . . . . allows for
shared liability and responsibility.
Making a decision to substantiate or not
can have far-reaching implications for
children and families, and it is not a
decision that can be taken
lightly. . . .
The names of those individuals
participating in making the case
decision should be documented as well as
the basis for the case decision.
. . . Extensive delay in making a case
decision can be seen as an unwarranted
intrusion in a family and sometimes
increases risk for children.
Div. of Soc. Servs., N.C. Dep't of Health & Human Servs.,
Family Services Manual § 1408, at 36 (Jan. 18, 2002),
available at
http://info.dhhs.state.nc.us/olm/manuals/dss/csm-
60/man/CS1408.pdf. Therefore, given the magnitude of the
interests at stake in juvenile cases and the potentially
devastating consequences of any errors, the General
Assembly's requirement of a verified petition is a
reasonable method of assuring that our courts exercise their
power only when an identifiable government actor vouchesfor the validity of the allegations in such a freighted
action.
Petitioner nevertheless argues that, even in the
absence of a verified petition, the trial court had subject
matter jurisdiction over the instant proceeding pursuant to
section 7B-906, which authorizes a review hearing within
ninety days and again within six months [i]n any case where
custody is removed from a parent, guardian, custodian, or
caretaker. N.C.G.S. § 7B-906(a) (2005). This statute
further states that [t]he director of social services shall
make a timely request to the clerk to calendar each review .
. . . The clerk shall give 15 days' notice of the review and
its purpose to the parent . . . . Id.
Petitioner's argument fails to recognize the
integrated nature of the statutes constituting the Juvenile
Code. Not only did the General Assembly provide that a
properly verified juvenile petition would invoke the
jurisdiction of the trial court, it further provided that
jurisdiction would extend through all subsequent stages of
the action. See N.C.G.S. § 7B-201(a) (2005)
([J]urisdiction shall continue until terminated by order of
the court or until the juvenile reaches the age of 18 years
or is otherwise emancipated . . . .). Chapter 7B sets out
a sequential process for abuse, neglect, or dependency
cases, wherein each required action or event must occur
within a prescribed amount of time after the preceding stage
in the case. For example, [t]he adjudicatory hearing shallbe held . . . no later than 60 days from the filing of the
petition, id. § 7B-801(c) (2005), and [t]he dispositional
hearing shall take place immediately following the
adjudicatory hearing, id. § 7B-901 (2005). Similarly, a
custody review hearing under section 7B-906 shall [be]
conduct[ed] . . . within 90 days from the date of the
dispositional hearing, id. § 7B-906(a), and the resulting
order must be reduced to writing, signed, and entered
within 30 days of the completion of the hearing, id. § 7B-
906(d) (2005). Thus, a custody review hearing is mandatory
only after a dispositional hearing, which, in turn, must be
preceded by the filing of a petition and an adjudication.
Because the provisions in Chapter 7B establish one
continuous juvenile case with several interrelated stages,
not a series of discrete proceedings, we are unpersuaded by
petitioner's assertion that the trial court had subject
matter jurisdiction over the custody review hearing
regardless of whether the original petition invoked the
court's jurisdiction over the juvenile proceeding. A trial
court's subject matter jurisdiction over all stages of a
juvenile case is established when the action is initiated
with the filing of a properly verified petition.
Petitioner and the dissenters further contend that
allowing a litigant to raise a jurisdictional challenge in a
juvenile action long after the proceeding is commenced could
disrupt an established program of placement. We must
acknowledge that such a strategy is possible in any casewhere a court lacks subject matter jurisdiction.
Nevertheless, we believe the unambiguous statutory language
mandates our holding. Faced with similar language
pertaining to divorce proceedings, see N.C.G.S. § 50-8
(2005) (In all actions for divorce the complaint shall be
verified in accordance with the provisions of Rule 11 of the
Rules of Civil Procedure and G.S. 1-148.), we have held
that the trial court did not have jurisdiction in the
absence of a verified complaint, Hodges v. Hodges, 226 N.C.
570, 571, 39 S.E.2d 596, 597 (1946). Moreover, while this
Court has not previously addressed the jurisdictional effect
of verification of a juvenile petition, for more than twenty
years our Court of Appeals has consistently held that
subject matter jurisdiction over juvenile actions is
contingent upon verification of the petition. See In re
Triscari Children, 109 N.C. App. 285, 426 S.E.2d 435
(vacating a termination of parental rights order for lack of
subject matter jurisdiction because the petition was not
verified); In re Green, 67 N.C. App. 501, 313 S.E.2d 193
(vacating and dismissing a juvenile abuse and neglect case
for want of subject matter jurisdiction because the DSS
representative failed to verify the petition).
When the General Assembly recodified and amended
the Juvenile Code in 1998, it chose not to modify the
mandatory language relating to verification of the juvenile
petition. See Act of Oct. 22, 1998, ch. 202, sec. 6, 1998
N.C. Sess. Laws 695, 742-869; Act of Oct. 27, 1998, ch. 229,secs. 18-28, 1998 N.C. Sess. Laws 1543, 1573-93; see also
Act of July 21, 1999, ch. 456, sec. 60, 1999 N.C. Sess. Laws
1865, 1892. The legislature's inactivity in the face of
the [judiciary's] repeated pronouncements [on this issue]
can only be interpreted as acquiescence by, and implicit
approval from, that body. Rowan Cty. Bd. of Educ. v. U.S.
Gypsum Co., 332 N.C. 1, 9, 418 S.E.2d 648, 654 (1992); see
also State v. Jones, 358 N.C. 473, 484, 598 S.E.2d 125, 132
(2004) (We presume, as we must, that the General Assembly
had full knowledge of the judiciary's long-standing
practice. Yet, during the course of multiple clarifying
amendments . . . at no time did the General Assembly amend
[the relevant] section . . . .). As a result, we are
satisfied that we have interpreted correctly the intent of
the General Assembly when it imposed a verification
requirement in the Juvenile Code. See Wells v. Consol.
Jud'l Ret. Sys. of N.C., 354 N.C. 313, 319, 553 S.E.2d 877,
881 (2001) (The legislature is presumed to act with full
knowledge of prior and existing law. When the legislature
chooses not to amend a statutory provision that has been
interpreted in a specific way, we assume it is satisfied
with the administrative interpretation. (citation
omitted)).
We now turn to petitioner's contention that
respondent waived any jurisdictional challenge by submitting
to the original adjudicatory and dispositional order of the
trial court and thus should not be permitted to challengethe trial court's subject matter jurisdiction in the instant
appeal. We disagree. Jurisdiction rests upon the law and
the law alone. It is never dependent upon the conduct of
the parties. Feldman v. Feldman, 236 N.C. 731, 734, 73
S.E.2d 865, 867 (1953). Subject matter jurisdiction
'cannot be conferred upon a court by consent, waiver or
estoppel, and therefore failure to . . . object to the
jurisdiction is immaterial.' In re Sauls, 270 N.C. 180,
187, 154 S.E.2d 327, 333 (1967) (quoting 1 Strong's North
Carolina Index: Courts § 2, at 645-46 (1957) (footnotes
omitted)); see also Anderson v. Atkinson, 235 N.C. 300, 301,
69 S.E.2d 603, 604 (1952) (A defect in jurisdiction over
the subject matter cannot be cured by waiver, consent,
amendment, or otherwise.); Reid v. Reid, 199 N.C. 740, 743,
155 S.E. 719, 720 (1930) (Jurisdiction, withheld by law,
may not be conferred on a court, as such, by waiver or
consent of the parties.).
Because litigants cannot consent to jurisdiction
not authorized by law, they may challenge jurisdiction over
the subject matter . . . at any stage of the proceedings,
even after judgment. Pulley v. Pulley, 255 N.C. 423, 429,
121 S.E.2d 876, 880 (1961), appeal dismissed and cert.
denied, 371 U.S. 22, 9 L. Ed. 2d 96 (1962); see also State
ex rel. Hanson v. Yandle, 235 N.C. 532, 535, 70 S.E.2d 565,
568 (1952) (A lack of jurisdiction or power in the court
entering a judgment always avoids the judgment, and a void
judgment may be attacked whenever and wherever it isasserted . . . . (citations omitted)). Arguments regarding
subject matter jurisdiction may even be raised for the first
time before this Court. See Wood v. Guilford Cty., 355 N.C.
161, 164, 558 S.E.2d 490, 493 (2002); Askew v. Leonard Tire
Co., 264 N.C. 168, 171, 141 S.E.2d 280, 282 (1965).
Petitioner nevertheless asserts that respondent
consented, at least implicitly to subject matter
jurisdiction by acquiesc[ing] in the actions of the [trial
c]ourt. According to petitioner, because respondent had
prior opportunities to raise the issue [of jurisdiction],
but didn't, she should [be] prevent[ed] . . . from now
being able to challenge the [c]ourt's authority. However,
we have never found that a party can waive the fundamental
requirement that a court have subject matter jurisdiction.
Although petitioner cites Pulley v. Pulley, that
case does not support its position. In Pulley, the
defendant-husband in a divorce action confessed judgment for
payment of alimony. 255 N.C. at 425-26, 121 S.E.2d at 877-
78. Several years later, the defendant claimed that his
confession of judgment was void. Id. at 427, 121 S.E.2d at
878-79. We reaffirmed that [a]n absolute want of
jurisdiction over the subject matter may be taken advantage
of at any stage of the proceedings, even after judgment,
id. at 429, 121 S.E.2d at 880, then found that the superior
court . . . had jurisdiction over the subject matter of the
proceeding here, the payment of alimony, id. at 430, 121
S.E.2d at 881. We then considered whether defendant wasestopped
(See footnote 2)
from making challenges on other grounds. Id. at
431-32, 121 S.E.2d at 882. Thus, Pulley does not stand for
the proposition that a party may be estopped to argue that a
court lacked subject matter jurisdiction. Cf. Stroupe v.
Stroupe, 301 N.C. 656, 659-62, 273 S.E.2d 434, 436-38 (1981)
(holding that a judgment entered by a court that was
utterly without jurisdiction to proceed did not constitute
a mere informality but was instead void, even when the
parties fail[ed] to object in apt time and . . .
acquiesc[ed] in the judgment so rendered).
Petitioner also cites Sloop v. Friberg, 70 N.C.
App. 690, 320 S.E.2d 921 (1984), and Ward v. Ward, 116 N.C.
App. 643, 448 S.E.2d 862 (1994), as persuasive authority for
its argument that respondent waived her right to challenge
subject matter jurisdiction. Neither opinion is binding on
this Court, of course, and each fails upon close reading to
support petitioner's claim.
In Sloop, after a mother of three children died in
1978, the children's custody was awarded to the deceased
mother's sister and her husband in 1980. 70 N.C. App. at
692, 320 S.E.2d at 923. Two years later, when the
custodians petitioned for payment of overdue child support
owed by the father, the father responded by petitioning forcustody of the children. Id. The trial court ordered that
custody remain with the mother's family and that the father
pay support. Id. On appeal, the father argued that the
trial court lacked subject matter jurisdiction in 1980 when
it entered its original custody order. Id. Although the
Court of Appeals discussed the father's acquiescence in the
original judgment, it held that the trial court in 1980
properly exercised subject matter jurisdiction in accordance
with the statutory prerequisites. 70 N.C. App. at 693, 320
S.E.2d at 923.
In Ward, the plaintiff challenged for the first
time on appeal the trial court's jurisdiction to enter
orders involving equitable distribution and alimony. 116
N.C. App. at 645, 448 S.E.2d at 863. The Court of Appeals
noted that the plaintiff withdrew or failed to perfect his
initial appeals from both orders and for several years
accepted the benefits of [the equitable distribution]
judgment. Id. at 645, 448 S.E.2d at 864. Although the
Court of Appeals concluded that the plaintiff failed to
preserve his objection to the entry of both orders, id., it
went on to determine that the trial court had subject matter
jurisdiction and that both orders were valid, 116 N.C. App.
at 645-47, 448 S.E.2d at 864-65. Thus, we conclude that in
both Sloop and Ward, the Court of Appeals' discussion of
acquiescence is dicta that is not necessary to the
resolution of either case. In its final argument, petitioner suggests that
T.R.P.'s welfare would be jeopardized by vacating the
district court's order. We do not discount this concern,
but believe that it is speculative and can be resolved by
the trial court and the parties. While no statute we have
found addresses the situation at bar, the absence of
jurisdiction ab initio logically implies that the matter
reverts to the status quo ante. See, e.g., N.C.G.S. . 7B-
201(b) (2005) (stating that when jurisdiction of a juvenile
court terminates, [t]he legal status of the juvenile and
the custodial rights of the parties shall revert to the
status they were before the juvenile petition was filed).
Although a social history included in the record indicates
that T.R.P. had been placed by her mother with an aunt prior
to the filing of the petition in this case, the record is
unclear as to T.R.P.'s legal custody at the time the instant
petition was filed. Accordingly, we remand this matter to
the Court of Appeals for further remand to the trial court
for determination of the status quo ante.
However, because dismissal of this case has no res
judicata effect, and recognizing that the circumstances
affecting the best interest of T.R.P. may well have changed
while this case has been in litigation, we note that any
party, including WCDSS, can file a new petition in this
matter. Cf. Boyd v. Boyd, 61 N.C. App, 334, 336, 300 S.E.2d
569, 571 (1983) (affirming the trial court's dismissal of
the plaintiff's divorce action because the complaint was notproperly verified, but noting that nothing prevented
plaintiff from refiling the action). Unless such a new
action is brought, T.R.P. shall remain in the care of her
current custodian during the pendency of the hearing on
remand.
Long-established public policy disfavoring
disruption of the family underlies the verification
requirement in the Juvenile Code. This Court observed in In
re R.T.W. that the Juvenile Code has numerous purposes,
including protection of children by constitutional means
that respect both the right to family autonomy and the needs
of the child. 359 N.C. at 544, 614 S.E.2d at 492-93. The
inherent power of the government to act through its agencies
and subdivisions, in this case WCDSS, is subject to
restraint in order to preserve and maintain a proper balance
between the State's interest in protecting children from
mistreatment and the right of parents to rear their children
without undue government interference. See In re Stumbo,
357 N.C. at 286, 582 S.E.2d at 260 (While acknowledging the
extraordinary importance of protecting children from abuse,
neglect, or dependency . . . we likewise acknowledge the
limits within which governmental agencies may interfere with
or intervene in the parent-child relationship.). The
interpretation urged by petitioner and by the dissenters
would upset this balance by allowing a child to be taken
from its parents even in the absence of a sworn verification
by a Department of Social Services official that theallegations in the petition are true. The statutory
requirement for verification of juvenile petitions is a
minimally burdensome limitation on government action,
designed to ensure that a department of social services
intervention that has the potential to disrupt family bonds
is based upon valid and substantive allegations before the
court's jurisdiction is invoked. Without such a
verification, the trial court has no power to act.
We noted above that the verification requirement
in a juvenile abuse, neglect, or dependency action is a
matter of first impression for this Court. However, because
the highest court in North Carolina to address this issue
specifically held in 1984 that failure to verify a juvenile
petition is a fatal defect, In re Green, 67 N.C. App. at
504, 313 S.E.2d at 195, our holding today should not affect
existing practice in these actions. We affirm the decision
of the Court of Appeals vacating the custody review order
and dismissing this case for lack of subject matter
jurisdiction. We also remand this case to the Court of
Appeals for further remand to the trial court so that
additional proceedings may be held not inconsistent with
this opinion.
AFFIRMED and REMANDED.
No. 629A05 - In re T.R.P.
Justice NEWBY dissenting.
The dispositive question is whether the North
Carolina General Assembly designed the verification
requirement of N.C.G.S. § 7B-403 as a jurisdictional
prerequisite in abuse, neglect, and dependency proceedings.
Put simply, did the legislature intend to jeopardize the
well-being of a child due to a clerical error by a
Department of Social Services (DSS) employee? The
majority determines the legislature crafted N.C.G.S. § 7B-
403 with a view towards making a trial court's subject
matter jurisdiction in such proceedings contingent on
verification of the juvenile petition. This conclusion
cannot be reconciled with the principles the General
Assembly has directed should govern interpretations of the
Juvenile Code, and it is not compelled by our case law
addressing the relationship between verification
requirements and subject matter jurisdiction. The
majority's preference for form over substance in juvenile
proceedings threatens to introduce additional instability
into the lives of at-risk children. Accordingly, I
respectfully dissent.
Before April 2003 respondent-mother obtained
temporary custody of T.R.P. and a protective order against
T.R.P.'s father. Along with her three minor children,
respondent-mother was living at the home of her new
boyfriend when police discovered a methamphetaminelaboratory there on 21 April 2003. Respondent-mother was
charged with child endangerment and felony drug offenses.
Wilkes County Department of Social Services
(WCDSS) intervened at the request of the police and
determined the laboratory created a dangerous situation for
the three children. Respondent-mother complied with WCDSS's
suggestion that her two sons be placed with their father and
that T.R.P. be placed with respondent-mother's sister. By
22 August 2003, the voluntary nature of the placement and
respondent-mother's refusal to sign and comply with the
family service case plan made it necessary for WCDSS to file
a petition alleging T.R.P. to be a neglected juvenile.
Although the petition identified the petitioner and properly
stated the factual allegations of neglect, the WCDSS
director failed to sign and verify the petition. WCDSS took
no affirmative action when it filed the petition.
Following a hearing on 15 September 2003, the
trial court granted temporary legal and physical custody to
WCDSS, but continued the adjudication because T.R.P.'s
father was in a drug rehabilitation facility and could not
be present. Hearings occurred on 16 and 23 February 2004 in
which WCDSS presented evidence substantiating the
allegations in the petition. The trial court, after finding
it had subject matter jurisdiction and WCDSS had shown
neglect by clear and convincing evidence, ordered physical
and legal custody of T.R.P. to remain with WCDSS.
Respondent-mother did not appeal the trial court's decision. T.R.P. continued to reside with her aunt throughout this
process.
At a statutorily required custody review hearing
on 24 May 2004, the court again received testimony
concerning the best interest of T.R.P. It ordered continued
legal and physical custody of T.R.P. with WCDSS and future
placement, supervised by WCDSS, with T.R.P.'s father.
Objecting to the placement of T.R.P. with her father,
respondent-mother appealed. For the first time, she argued
the trial court lacked subject matter jurisdiction because
the petition was not verified.
The majority concludes the General Assembly
intended the verification requirement of N.C.G.S. § 7B-
403(a) to be jurisdictional and affirms the Court of Appeals
decision vacating the custody review order and dismissing
the case because the juvenile petition was not verified.
However, this result is not required by the Juvenile Code;
indeed, such a reading contradicts the directives of the
General Assembly.
In matters of statutory construction, our task is
to determine the intent of the General Assembly. Person v.
Garrett, 280 N.C. 163, 165, 184 S.E.2d 873, 874 (1971) (The
intent of the legislature controls the interpretation of a
statute.). Subchapter I of the Juvenile Code governs
abuse, neglect, and dependency actions. In Article 1 of
Subchapter I, the legislature specifically prescribed thatSubchapter I be interpreted and construed so as to
implement the following purposes and policies:
(1) To provide procedures for the
hearing of juvenile cases that
assure fairness and equity and that
protect the constitutional
rights of juveniles and parents;
(2) To develop a disposition in each
juvenile case that reflects
consideration of the facts, the
needs and limitations of the
juvenile, and the strengths and
weaknesses of the family[;]
(3) To provide for services for the
protection of juveniles by means
that respect both the right to
family autonomy and the juveniles'
needs for safety, continuity, and
permanence; []
(4) To provide standards for the
removal, when necessary, of
juveniles from their homes and for
the return of juveniles to their
homes consistent with preventing the
unnecessary or inappropriate
separation of juveniles from their
parents[; and]
(5) To provide standards, consistent
with the Adoption and Safe Families
Act of 1997, P.L. 105-89, for
ensuring that the best interests of
the juvenile are of paramount
consideration by the court and that
when it is not in the juvenile's
best interest to be returned home,
the juvenile will be placed in a
safe, permanent home within a
reasonable amount of time.
N.C.G.S. § 7B-100 (2005).
This Court has recognized that N.C.G.S. § 7B-100
stresses the paramount importance of the child's best
interest and the need to place children in safe, permanent
homes within a reasonable time. Whenever possible, [courtsshould] construe the provisions in Subchapter I to
effectuate this intent. In re R.T.W., 359 N.C. 539, 549-
50, 614 S.E.2d 489, 496 (2005), superseded by statute on
other grounds, Act of Aug. 23, 2005, ch. 398, sec. 12, N.C.
Sess. Laws 1455, 1460-61.; see also In re Montgomery, 311
N.C. 101, 109, 316 S.E.2d 246, 251 (1984) ([T]he
fundamental principle underlying North Carolina's approach
to controversies involving child neglect and custody [is]
that the best interest of the child is the polar star.).
Taken together, the provisions of N.C.G.S. § 7B-
100 compel reaching the merits of allegations of child
abuse, neglect, and dependency. Such claims are to be
fairly heard (subdivision (1)) and decided on the merits
(subdivision (2)). The courts are to provide protection for
children, recognizing the need for safety, continuity, and
permanence (subdivision (3)), and remove children from their
homes when necessary (subdivision (4)). Finally, when
reunification is against the child's best interest,
subdivision (5) favors placing the child 'in a safe,
permanent home within a reasonable amount of time.' . . .
[because] interminable custody battles do not serve the
child's best interest. R.T.W., 359 N.C. at 545, 614 S.E.2d
at 493.
After the stated purposes and definitions
contained in Article 1, Subchapter I immediately addresses
the subject raised by this appeal. Containing two sections,
Article 2 (Jurisdiction) specifies the jurisdictionalparameters of the courts to consider allegations of juvenile
abuse, neglect, and dependency. The first section grants
district courts exclusive, original jurisdiction over any
case involving a juvenile who is alleged to be abused,
neglected, or dependent. N.C.G.S. § 7B-200(a) (2005). The
second section provides, When the court obtains
jurisdiction over a juvenile, jurisdiction shall continue
until terminated by order of the court or until the juvenile
reaches the age of 18 years or is otherwise emancipated.
Id. § 7B-201(a) (2005). Significantly, no provision of
Article 2 makes jurisdiction contingent upon verification of
the petition.
We must assume the General Assembly understands
the fundamental concepts of jurisdiction and subject matter
jurisdiction cited by the majority. Therefore, when the
legislature expressly dedicates part of a statutory scheme
to jurisdiction, the courts should resist creating
jurisdictional requirements elsewhere. The General Assembly
could have included a verification requirement in the
Jurisdiction Article. Instead, consistent with the
purposes enumerated in Article 1, the General Assembly chose
to provide district courts with broad subject matter
jurisdiction over any matter in which a juvenile is
alleged to be abused, neglected, or dependent. Id. § 7B-
200(a). The majority's imposition of an additional
jurisdictional requirement undermines the comprehensive
statutory scheme the legislature designed to protect at-riskchildren. Since a party may raise a trial court's want of
subject matter jurisdiction at any time, our Court should be
reluctant to declare a provision jurisdictional unless the
plain language of the statute compels such a conclusion.
The verification requirement of N.C.G.S. § 7B-403,
on which the majority relies, does not appear in Subchapter
I until Article 4 (Venue; Petitions). Article 4 nowhere
indicates that any of its elements are jurisdictional in
nature. Rather, N.C.G.S. § 7B-402 specifies certain
requirements of a petition:
The petition shall contain the name,
date of birth, address of the juvenile,
the name and last known address of the
juvenile's parent, guardian, or
custodian, and allegations of facts
sufficient to invoke jurisdiction over
the juvenile. A person whose actions
resulted in a conviction under G.S.
14-27.2 or G.S. 14-27.3 and the
conception of the juvenile need not be
named in the petition. The petition may
contain information on more than one
juvenile when the juveniles are from the
same home and are before the court for
the same reason.
Id. § 7B-402(a) (2005) (emphasis added). Tellingly,
N.C.G.S. § 7B-402 indicates that it is the allegations of
facts of the child's situation which must be sufficient to
invoke jurisdiction over the juvenile. Id. The factual
allegations, not the form of the petition, determine the
question of jurisdiction. Here, respondent-mother does not
contend the petition lacks any of the specified information.
Plainly, had it intended verification to be a
jurisdictional prerequisite, the General Assembly could haveincluded a verification requirement in Article 2. Not only
did the legislature choose not to do this, it did not even
deem verification worthy of inclusion among the substantive
juvenile petition elements detailed in N.C.G.S. § 7B-402.
Instead the legislature placed the verification requirement
in N.C.G.S. § 7B-403 (Receipt of reports; filing of
petition) a statute devoted to procedural matters:
All reports concerning a juvenile
alleged to be abused, neglected, or
dependent shall be referred to the
director of the department of social
services for screening. Thereafter, if
it is determined by the director that a
report should be filed as a petition,
the petition shall be drawn by the
director, verified before an official
authorized to administer oaths, and
filed by the clerk, recording the date
of filing.
N.C.G.S. § 7B-403(a) (2005). The obvious conclusion we
should draw is that verification of juvenile petitions is a
procedural, not a jurisdictional requirement. While the
majority rightly opines that the purpose of verification is
to ensure DSS thoroughly investigates allegations of abuse,
neglect, and dependency before seeking judicial
intervention, it does not follow that the requirement is
jurisdictional. Nothing in N.C.G.S. § 7B-403 suggests its
provisions should be construed as jurisdictional in nature.
The majority simply holds the verification requirement to be
so.
Significantly, unlike with other governmental
actors, the General Assembly specifically allows the
drafting and filing of a juvenile petition by a non-lawyerDSS director. See id. § 84-4 (2005); see also id. § 7B-
403(a). This unique authority recognizes the need to seek
promptly the supervision of the trial court. Nonetheless,
without attorney involvement, procedural errors could be
more likely to occur.
The General Assembly anticipated procedural
miscues and thus included a remedy in Subchapter I for
mistakes like the one that occurred in this case. Errors in
the form of a petition, such as a verification omission, can
be cured through amendment. N.C.G.S. § 7B-800 provides:
The court may permit a petition to be amended when the
amendment does not change the nature of the conditions upon
which the petition is based. Id. § 7B-800 (2005). This
provision specifically allows the correction of mistakes
which do not change the nature of the allegations
contained in a juvenile petition. Hence, if as the majority
opines, the provisions in Chapter 7B establish one
continuous juvenile case with several interrelated stages,
WCDSS should be allowed to amend its petition by adding a
verification.
Treating the verification requirement as
procedural is consistent with the North Carolina Rules of
Civil Procedure. Rule 11 (Signing and verification of
pleadings) requires all filings to be made in good faith.
Id. § 1A-1, Rule 11(a) (2005). The rule specifically
permits a party to sign an unsigned filing, provided he does
so promptly after the omission is called to his attention. Id. In juvenile petitions, the DSS director confirms
verification by signing the petition. Since Rule 11 allows
signatures to be added after filing, the omission of a
signature from a juvenile petition is not jurisdictional.
Although there appear to be no North Carolina
cases applying Rule 11 to verification requirements, there
are many federal ones. As North Carolina's Rule 11 is
substantially similar to the federal rule, the decisions of
the federal courts are instructive. See Bryson v. Sullivan,
330 N.C. 644, 655, 412 S.E.2d 327, 332 (1992); Turner v.
Duke Univ., 325 N.C. 152, 164, 381 S.E.2d 706, 713 (1989).
The federal cases hold that failure to comply with a
statutory verification requirement is a procedural error
subject to waiver. E.g., Rosaly v. Gonzalez, 106 F.2d 169,
171 (1st Cir. 1939) (per curiam) (The law is definite and
well settled that any objections to the lack of verification
in a petition must be raised immediately or not at all.).
Like the structure of the Juvenile Code, our legal
precedents counsel viewing the verification requirement of
N.C.G.S. § 7B-403 as procedural and not jurisdictional. In
Alford v. Shaw, 327 N.C. 526, 398 S.E.2d 445 (1990), the
plaintiffs commenced a shareholders' derivative action
alleging fraudulent merger and other unfair acts by the
defendants. Id. at 530, 398 S.E.2d at 447. Contrary to
N.C.G.S. § 1A-1, Rule 23(b), the plaintiffs did not verify
their complaint prior to filing. Id. at 530-31, 398 S.E.2d
at 447. More than seven years into the litigation andduring the fourth appeal in the case, the defendants argued
for the first time that the absence of the statutorily
required verification deprived the trial court of subject
matter jurisdiction. Id. at 531, 398 S.E.2d at 447. This
Court disagreed, holding: (1) the plaintiffs' failure to
verify their complaint was a procedural, not a
jurisdictional, defect; and (2) the defendants had waived
their verification objection by failing to raise the issue
earlier. Id. Our Court reasoned that the verification
requirement of Rule 23(b) was not jurisdictional but
specified the procedure to be followed. Id. Additionally,
after noting the verification requirement was crafted to
discourage shareholders from pursuing worthless claims in
hopes of obtaining nuisance settlements, this Court
concluded dismissal in favor of the defendants would be
inappropriate since the vigor with which [the parties] have
litigated this case over the span of seven years[] and the
massive amount of discovery conducted . . . indicat[e] that
the purposes behind the verification rule have been met.
327 N.C. at 532, 398 S.E.2d at 448.
Thus, under Alford, this Court assumes the General
Assembly did not intend a verification requirement to be
jurisdictional if it is included among the procedures to be
followed. Id. at 531-32, 398 S.E.2d at 447-48. Moreover,
when verification is not a jurisdictional prerequisite, a
party may waive the right to object by failing to raise lack
of verification in a timely manner. Id. Had it properlyapplied the reasoning of Alford to the instant case, the
majority would have been compelled to conclude the
verification requirement of N.C.G.S. § 7B-403 is not
jurisdictional and that respondent-mother waived her
objection.
This Court's reluctance to deem procedural matters
jurisdictional in Alford is consistent with our prior
holding in Pulley v. Pulley, 255 N.C. 423, 121 S.E.2d 876
(1961), appeal dismissed and cert. denied, 371 U.S. 22, 83
S. Ct. 120, 9 L. Ed. 2d 96 (1962). There, the defendant
entered a judgment by confession for alimony under N.C.G.S.
§ 1-247 (repealed 1967). Id. at 428, 121 S.E.2d at 879.
The defendant later argued that he was not bound by the
judgment because he had not verified his confession pursuant
to N.C.G.S. § 1-248 (repealed 1967). Id. As in the present
case, he argued the verification requirement was
jurisdictional. However, this Court determined the trial
court had general subject matter jurisdiction over alimony
actions under N.C.G.S. § 50-1 (repealed 1971), and hence,
the defendant was estopped to question the validity of his
own confessed judgment for alimony. 255 N.C. at 430-32,
121 S.E.2d at 881-82.
The majority's reliance on our divorce
jurisprudence is misplaced. Chapter 50 (Divorce and
Alimony) has no Article expressly devoted to jurisdiction.
Unlike the verification required in N.C.G.S. § 7B-403 or
N.C.G.S. § 1A-1, Rule 23(b), the verification requirementfor divorce proceedings appears in a statute containing the
substantive elements of divorce complaints. See N.C.G.S. §
50-8 (2005); see also Eudy v. Eudy, 288 N.C. 71, 74, 215
S.E.2d 782, 785 (1975) ([T]he allegations required by G.S.
50-8 are indispensable, constituent elements of a divorce
action and must be established either by the verdict of a
jury or by a judge, as the pertinent statute may permit.),
overruled on other grounds by Quick v. Quick, 305 N.C. 446,
290 S.E.2d 653 (1982).
Notably, most of the divorce cases relied upon by
the majority were decided well before North Carolina made
the fundamental change from code pleading to notice
pleading. See generally Sutton v. Duke, 277 N.C. 94, 176
S.E.2d 161 (1970) (acknowledging North Carolina's transition
to a notice pleading system through revision of the North
Carolina Rules of Civil Procedure). The majority's holding
rests upon vestiges of our code pleading jurisprudence.
Notice pleading is designed to have matters evaluated on the
merits. See Mangum v. Surles, 281 N.C. 91, 99, 187 S.E.2d
697, 702 (1972) ([I]t is the essence of the Rules of Civil
Procedure that decisions be had on the merits and not
avoided on the basis of mere technicalities.); 1 G. Gray
Wilson, North Carolina Civil Procedure § 1-2, at 2 (2d ed.
1995) (It was the intent of the General Statutes Commission
that drafted the civil rules to develop a scheme under which
cases could be disposed of on the merits and not on the
basis of procedural errors.). North Carolina modeled itsnotice pleading approach after that of the federal system.
Sutton, 277 N.C at 99, 176 S.E.2d at 164. The U.S. Supreme
Court has declared that [t]he Federal Rules reject the
approach that pleading is a game of skill in which one
misstep by counsel may be decisive to the outcome and accept
the principle that the purpose of pleading is to facilitate
a proper decision on the merits. Conley v. Gibson, 355
U.S. 41, 48, 78 S. Ct. 99, 103, 2 L. Ed. 2d 80, 86 (1957).
Gamesmanship, which is to be avoided in general, should
never be allowed to interfere with custody determinations
concerning the best interests of at-risk children.
The majority also relies on a Court of Appeals
decision, In re Green, 67 N.C. App. 501, 313 S.E.2d 193
(1984), which held the verification requirement in juvenile
neglect cases to be jurisdictional. Id. at 504, 313 S.E.2d
at 195. As a decision from a lower court, Green is not
controlling. In Green, the Court of Appeals rigidly applied
a nineteenth-century affidavit case, Alford v. McCormac, 90
N.C. 151, 152-53 (1884), and failed to engage in statutory
construction. The opinion presents no compelling reasoning
for us to follow.
Although I agree with the majority that the
General Assembly attempted to balance the rights of parents
and children, the majority decision does little to protect
parents and much to harm children. The majority suggests
verification protects parents by having an identifiable
government actor vouch for the validity of the allegationsin a juvenile petition to ensure that a department of
social services intervention . . . is based upon valid and
substantive allegations. While these goals may be advanced
if the omission were intentional and the missing
verification noticed before a custody hearing, they are not
furthered by vacating custody orders entered after evidence
has been received at a hearing.
Here, there is no hint that WCDSS acted
improperly. In fact, WCDSS showed considerable restraint by
attempting to resolve the situation without judicial
intervention, and the trial court found that WCDSS was
entirely justified in filing a petition to have T.R.P.
adjudicated a neglected juvenile. The petition identified
the petitioner, and the failure to verify it appears to be a
mere administrative oversight. To ignore an adjudication on
the merits because of inadvertence hardly promotes the best
interest of T.R.P. As such, the majority's interpretation
of N.C.G.S. § 7B-403 cannot be reconciled with the
principles of construction set out in N.C.G.S. § 7B-100.
Nor is verification the vital safeguard portrayed
by the majority. The goal is to initiate court intervention
only into meritorious cases in which evidence exists to
support the allegations. Once the process is begun,
however, it is the in- court testimony, not the original
verification, that determines the need and degree of DSS
intervention. In fact, in an emergency situation, DSS is
authorized to act without a petition. N.C.G.S. § 7B-500(2005). Whether or not the petition is verified, DSS
intervention could still be inappropriate. Were a petition
to be filed because of ill motives, the trial court could
address the problem by issuing sanctions against the
responsible party. Such a tailored response is preferable
to dismissing all juvenile cases that originated with
unverified petitions.
In this case, the petition contained sufficient
allegations of neglect to invoke the trial court's
jurisdiction. Id. § 7B-200(a). As envisioned by N.C.G.S. §
7B-100(2), the trial court has entered a judgment that
reflects consideration of the facts, the needs and
limitations of the juvenile, and the strengths and
weaknesses of the family. Id. § 7B-100(2). The majority
admits the court properly found T.R.P. to be neglected and
developed a placement plan in her best interest.
Nonetheless, after more than two years, the majority would
now disrupt the placement of the child and return her to the
status quo ante. This outcome clearly contradicts the
statutory directive that when it is not in the juvenile's
best interest to be returned home, the juvenile [should] be
placed in a safe, permanent home within a reasonable amount
of time. Id. § 7B-100(5). Absent a clear statutory
mandate, I cannot agree with the majority that careful
consideration of a child's best interest by a court with
general subject matter jurisdiction over abuse, neglect, and
dependency actions should be disregarded because of atechnical omission that in no way affected the court
proceedings or harmed anyone involved.
Moreover, the majority's decision is not limited
to the facts of this case; its potential disruptive effect
on abused, neglected, or dependent children is staggering.
Children are often placed with persons who have no legal
right to custody apart from a court order. Even after the
passage of considerable time, a biological parent who finds
a procedural defect in the DSS petition could completely
undermine years of stability and healing by setting aside
all the court's orders addressing the merits and demanding a
return to the status quo ante without regard to the child's
welfare. Children on the doorstep of adoption might be
returned to their biological parents only to be removed
again. In short, the majority's approach will potentially
result in protracted custody proceedings that leave . . .
the child in legal limbo. . . . thwart[ing] the
legislature's wish that children be placed 'in . . . safe,
permanent home[s] within a reasonable amount of time.'
R.T.W., 359 N.C. at 547, 614 S.E.2d at 494 (alterations in
original) (quoting N.C.G.S. § 7B-100(5)).
At its core, this case is about two different
types of neglect. T.R.P.'s mother neglected her daughter; a
DSS employee neglected to sign the petition. By holding
that an administrative oversight in failing to verify the
petition is jurisdictional, the majority has made the child
the victim of both. Chief Justice PARKER and Justice BRADY join in
this dissenting opinion.
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