All opinions are subject to modification and technical correction prior to official publication in the North Carolina Reports and North Carolina Court of Appeals Reports. In the event of discrepancies between the electronic version of an opinion and the print version appearing in the North Carolina Reports and North Carolina Court of Appeals Reports, the latest print version is to be considered authoritative.
PENDER COUNTY, DWIGHT STRICKLAND, individually and as a Pender
County Commissioner, DAVID WILLIAMS, individually and as a Pender
County Commissioner, F.D. RIVENBARK, individually and as a Pender
County Commissioner, STEPHEN HOLLAND, individually and as a
Pender County Commissioner, and EUGENE MEADOWS, individually and
as a Pender County Commissioner v. GARY BARTLETT, as Executive
Director of the North Carolina State Board of Elections; LARRY
LEAKE, ROBERT CORDLE, GENEVIEVE C. SIMS, LORRAINE G. SHINN, and
CHARLES WINFREE, in their official capacities as members of the
State Board of Elections; JAMES B. BLACK, in his official
capacity as Co-Speaker of the North Carolina House of
Representatives; RICHARD T. MORGAN, in his official capacity as
Co-Speaker of the North Carolina House of Representatives; MARC
BASNIGHT, in his official capacity as President Pro Tempore of
the North Carolina Senate; MICHAEL EASLEY, in his official
capacity as Governor of the State of North Carolina; and ROY
COOPER, in his official capacity as Attorney General of the State
of North Carolina
1. Elections_redistricting_appeal from three-judge panel_directly to Supreme
Court
An appeal from a summary judgment by a three-judge panel upholding a
redistricting across county boundaries was directly to the Supreme Court. Although N.C.G.S. §
120-5 authorizes direct appeals to the Supreme Court from final orders declaring redistricting
acts invalid, the General Assembly did not intend to limit appeals to one type of outcome. Any
appeal from a three-judge panel dealing with apportionment or redistricting pursuant to N.C.G.S.
§ 1-267.1 is directly to the Supreme Court.
2. Elections_redistricting_Voting Rights Act_vote dilution_numerical majority
as precondition
The current configuration of a North Carolina legislative district was not required
by Section 2 of the Voting Rights Act (VRA), which prohibits vote dilution. The conditions in
Thornburg v. Gingles, 478 U.S. 30, must be satisfied before Section 2 applies; here, only the first
condition is at issue ( a minority group must be sufficiently large and geographically compact to
constitute a majority in a single-member district). This provision refers to the voting age citizens
rather than the entire population of the minority group, and a numerical majority is required
rather than a smaller number that needs to draw votes from other racial groups to control the
outcome of an election. Because the African-American minority group in this district does not
constitute a numerical majority of citizens of voting age, the first Gingles precondition is not met
and the current configuration of the district is not required by Section 2 of the Voting Rights Act.
3. Elections_redistricting_Whole County Provision_violation
A legislative district which was not subject to the federal Voting Rights Act
(VRA) was required to comply with the Whole County Provision (WCP) of the North Carolina
Constitution and with Stephenson v. Bartlett, 355 N.C. 354, and did not. The county involved,
Pender, was divided into two districts, with population from an adjoining county added to both,
in anticipation of Voting Rights Act requirements which did not apply. Because Pender lacks
sufficient population to meet the requirements for a non-VRA district, population from across acounty line must be added, but only to the extent necessary to comply with the one-person, one-
vote standard in Stephenson. The precise remedy is a legislative responsibility. N.C. Const. art.
II, §§ 3(3), 5(3).
4. Elections_redistricting error_remedy stayed for election
The remedy for a redistricting erroneously drawn was stayed until after a pending
election.
Justice HUDSON did not participate in the consideration or decision of this case.
Chief Justice PARKER dissenting.
Justice TIMMONS-GOODSON joins in this dissenting opinion.
Justice TIMMONS-GOODSON dissenting.
Appeal pursuant to N.C.G.S. § 120-2.5 from an order
entered 2 December 2005 and a judgment entered 9 January 2006 by
a three-judge panel of the Superior Court, Wake County appointed
by the Chief Justice under N.C.G.S. . 1-267.1. Heard in the
Supreme Court 13 September 2006.
Carl W. Thurman III for plaintiff-appellants Dwight
Strickland, David Williams, and Stephen Holland, in
their individual capacities.
Roy Cooper, Attorney General, by Tiare B. Smiley and
Alexander McC. Peters, Special Deputy Attorneys
General, for defendant-appellees.
Center for Civil Rights, University of North Carolina
School of Law, by Anita S. Earls, for Cindy Moore,
Milford Farrior, and Mary Jordan, amici curiae.
EDMUNDS, Justice.
In this case, we consider whether the current
geographic configuration and racial composition of North Carolina
House District 18 as established by the North Carolina General
Assembly was required by Section 2 of the Voting Rights Act of1965.
(See footnote 1)
We conclude that the Voting Rights Act did not mandate
the creation of a Section 2 crossover district and that House
District 18 violates the Whole County Provision of the
Constitution of North Carolina. Accordingly, we reverse the
decision of the three-judge panel below.
The General Assembly's redistricting powers are
confined and directed in several respects. In the first
instance, redistricting must comport with federal law.
Stephenson v. Bartlett, 355 N.C. 354, 363, 562 S.E.2d 377, 384
(Stephenson I), stay denied, 535 U.S. 1301, 152 L. Ed. 2d 1015
(Rehnquist, Circuit Justice 2002). In addition, the Constitution
of North Carolina enumerates several limitations on the General
Assembly's redistricting authority. See N.C. Const. art. II,
§§ 3, 5. Those constitutional limitations are binding upon the
General Assembly except to the extent superseded by federal
law. Stephenson I, 355 N.C. at 372, 562 S.E.2d at 390. None of
the express limitations on redistricting in our State
Constitution is facially inconsistent with federal law. Id. at
370, 562 S.E.2d at 389.
Two constitutional sections limiting redistricting,
collectively known as the Whole County Provision (WCP), provide
[n]o county shall be divided in the formation of a senate
district, N.C. Const. art. II, § 3(3), and [n]o county shall be
divided in the formation of a representative district, id.
art. II, § 5(3). Although federal law is supreme, when theprimary purpose of the WCP can be effected to a large degree
without conflict with federal law, it should be adhered to by the
General Assembly to the maximum extent possible. Stephenson I,
355 N.C. at 374, 562 S.E.2d at 391. Moreover, the WCP cannot be
applied in isolation or in a manner that fails to comport with
other requirements of the State Constitution. Id. at 376, 562
S.E.2d at 392.
Based upon data from the 2000 decennial census, an
ideal single-member North Carolina House district holds 67,078
citizens. According to that census, Pender County had 41,082
residents, or 61 percent of the population required to support
its own House district. That census also indicated that
adjoining New Hanover County had 160,307 residents, or
239 percent of the population needed for a single House district.
Combining these two counties provided the population for
approximately three House districts.
The district in question, House District 18, was drawn
after this Court determined that earlier redistricting efforts by
the North Carolina General Assembly failed to meet federal and
state standards. In Stephenson I, we held that the General
Assembly's 2001 state House and Senate legislative redistricting
plans violated the State Constitution's WCP. 355 N.C. at 375,
562 S.E.2d at 392. Similarly, in Stephenson II, this Court held
that the General Assembly's proposed 2002 redistricting plans
were also constitutionally deficient. Stephenson v. Bartlett,
357 N.C. 301, 314, 582 S.E.2d 247, 254 (2003) (Stephenson II).
In the 2003 House redistricting plan promulgated after the two
Stephenson opinions, Pender County was divided between twolegislative districts, House District 16 and House District 18.
Act of Nov. 25, 2003, ch. 434, secs. 1_2, 2003 N.C. Sess. Laws
(1st Extra Sess. 2003) 1313, 1313_92. Both districts encompass
portions of Pender and New Hanover Counties and thus cross county
lines. Id., sec. 1 at 1327_30.
The General Assembly drew House District 18 to meet the
requirements of Section 2 of the Voting Rights Act of 1965 (VRA),
codified as amended at 42 U.S.C. § 1973 (2003). Section 2 of the
VRA, which we discuss in detail below, generally provides that
states or their political subdivisions may not impose any voting
qualification or prerequisite that impairs or dilutes, on account
of race or color, a citizen's opportunity to participate in the
political process and to elect representatives of his or her
choice. Stephenson I, 355 N.C. at 363, 562 S.E.2d at 385
(citing 42 U.S.C. §§ 1973(a), (b); Thornburg v. Gingles, 478 U.S.
30, 43, 92 L. Ed. 2d 25, 42 (1986)). Past election results in
North Carolina demonstrate that a legislative voting district
with a total African-American population of at least
41.54 percent, or an African-American voting age population of at
least 38.37 percent, creates an opportunity to elect
African-American candidates. Accordingly, in the 2003 House
redistricting plan, the General Assembly fashioned House
District 18 with a total African-American population of
42.89 percent, and an African-American voting age population of
39.36 percent. Defendants refer to House District 18 as an
effective black voting district, with a sufficient
African-American population to elect representatives of their
choice. On 14 May 2004, plaintiffs brought the instant action.
Pender County was a named plaintiff, as were five persons suing
both as individuals and in their official capacities as county
commissioners of Pender County. Defendants, consisting of the
Executive Director and members of the North Carolina Board of
Elections, the then co-Speakers of the North Carolina House of
Representatives, the President Pro Tempore of the North Carolina
Senate, the Attorney General, and the Governor of the State of
North Carolina, were all sued in their official capacities. In
their complaint, plaintiffs contended that the 2003 House
redistricting plan violated the WCP by dividing Pender County
into House District 16 and House District 18. Defendants
responded that the division of Pender County was required by
Section 2 of the VRA, which trumped the State Constitution.
Pursuant to N.C.G.S. § 1-267.1(b), on 24 May 2004 the
Chief Justice appointed a three-judge panel to hear this
redistricting challenge. Plaintiffs first sought a preliminary
injunction to enjoin defendants from proceeding with the 2004
primary and general elections. The panel denied the injunction.
On 25 February 2005, the parties filed cross-motions for summary
judgment, followed by initial and amended stipulations of fact.
On 2 December 2005, the three-judge panel entered an
order allowing partial summary judgment in favor of defendants
and denying summary judgment for plaintiffs. In its order, the
panel determined that plaintiff Pender County and its
commissioners lacked standing to sue in their official capacity,
although the commissioner-plaintiffs could proceed in their
individual capacities. Plaintiffs do not appeal thisdetermination. Next, the panel examined House District 18 in
light of the United States Supreme Court's decision in Thornburg
v. Gingles, the leading case interpreting Section 2. Gingles set
out three necessary preconditions a plaintiff is required to
demonstrate before he or she can establish that a legislative
district must be drawn to comply with Section 2 or that an
existing district violates Section 2. 478 U.S. at 50, 92 L. Ed.
2d at 46. These preconditions require a plaintiff to show that:
(1) a minority population is sufficiently large and
geographically compact to constitute a majority in a single-
member district; (2) the minority population is politically
cohesive and thus votes as a bloc; and (3) the majority
population votes sufficiently as a bloc to enable it . . .
usually to defeat the minority's preferred candidate. Id. at
50_51, 92 L. Ed. 2d at 46-47. By demonstrating these three
preconditions, a plaintiff can show that a particular legislative
district may impair minority voters' ability to elect
representatives of their choice. Id. at 50, 92 L. Ed. 2d at 46.
As the three-judge panel noted, the procedural posture
of the case at bar differs from a typical Section 2 case. Here,
defendants drew House District 18 as a preemptive measure against
the possibility that a lawsuit might be filed challenging the
absence of a Section 2 district in southeastern North Carolina.
Plaintiffs claim that the current configuration of House
District 18 was not required by Section 2 and that the District
violates the WCP, thus placing defendants in the unusual position
of having to defend a legislative district by proving that a
Section 2 violation would have occurred if current HouseDistrict 18 had not been created. Accordingly, defendants here
must bear the burden, normally borne by plaintiffs, of
establishing the Gingles preconditions. If they succeed,
defendants can demonstrate that the drawing of House District 18
was required by Section 2, obviating the need to comply with the
WCP.
The three-judge panel held that House District 18 met
the first two Gingles preconditions but determined that material
issues of fact remained as to whether the third precondition had
been satisfied. Because the panel did not reach the issue of
whether House District 18 met the third precondition, it declined
to consider whether the district also met the totality of
circumstances test prescribed by Gingles and Section 2 of the
VRA. Gingles, 478 U.S. at 43, 92 L. Ed. 2d at 42 (quoting 42
U.S.C. § 1973(b)) (explaining that Section 2 is violated when the
totality of the circumstances establishes that members of a
protected class have less opportunity than other members of the
electorate to participate in the political process and to elect
representatives of their choice).
Following the order of partial summary judgment, the
parties on 9 January 2006 filed another joint stipulation that
the Caucasian majority voted sufficiently as a bloc to enable it
usually to defeat the African-American minority's preferred
candidate. Through this stipulation, plaintiffs conceded House
District 18 met the third Gingles precondition. However,
plaintiffs did not stipulate that House District 18 was required
by Section 2 of the VRA. With the issues of material fact resolved as to the
third precondition, the three-judge panel issued its final
summary judgment order on 9 January 2006. The panel concluded
House District 18 met all three of the Gingles threshold
preconditions and, based on the totality of circumstances, the
creation of House District 18 as a crossover district (i.e., one
where the minority group enjoys reliable support from members of
the majority who cross over racial or ethnic lines to vote with
the minority and elect the minority's candidate) was required by
Section 2 of the VRA. Accordingly, the panel held that House
District 18 could split Pender County and that the district
complied, to the maximum extent practicable, with the legal
requirements of the WCP, as set out in Stephenson I.
[1] Three of the five individual plaintiffs appealed to
this Court pursuant to N.C.G.S. § 120-2.5. Although neither
party has raised the issue of jurisdiction, we note that this
statute authorizes direct appeal to this Court from any final
order or judgment of a court declaring unconstitutional or
otherwise invalid in whole or in part and for any reason any act
of the General Assembly that apportions or redistricts State
legislative or congressional districts. N.C.G.S. § 120-2.5
(2005). While the three-judge panel did not declare the 2003
House redistricting plan unconstitutional or invalid, we do not
believe the General Assembly intended to limit appeals of the
findings of such a three-judge panel to one type of outcome only.
This view is supported by a later part of the same session law
that enacted § 120-2.5, which provides that the appeal provision
applies to any action of a court affecting the validity of anact apportioning or redistricting State legislative or
congressional districts. Ch. 434, sec. 16, 2003 N.C. Sess. Laws
(1st Extra Sess. 2003) at 1419 (emphasis added). Accordingly, we
interpret N.C.G.S. § 120-2.5 to mean that any appeal from a
three-judge panel dealing with apportionment or redistricting
pursuant to N.C.G.S. § 1-267.1 is direct to this Court. We now
consider whether the VRA required that House District 18 be drawn
in its current form as a crossover district.
[2] An order allowing summary judgment is reviewed de
novo. Howerton v. Arai Helmet, Ltd., 358 N.C. 440, 470, 597
S.E.2d 674, 693 (2004). Summary judgment is appropriate when
there is no genuine issue as to any material fact and any
party is entitled to a judgment as a matter of law. N.C.G.S.
§ 1A-1, Rule 56(c) (2005). An act of the General Assembly is
accorded a strong presumption of constitutionality and is
presumed valid unless it conflicts with the Constitution. Pope
v. Easley, 354 N.C. 544, 546, 556 S.E.2d 265, 267 (2001) (per
curiam).
Section 2 of the VRA forbids any qualification or
prerequisite to voting or standard, practice, or procedure . . .
which results in a denial or abridgement of the right of any
citizen of the United States to vote on account of race or color
or membership in a language minority group. 42 U.S.C. § 1973(a)
(2003). A denial or abridgement of the right to vote in
violation of Section 2 occurs when:
[B]ased on the totality of circumstances, it
is shown that the political processes leading
to nomination or election in the State or
political subdivision are not equally open to
participation by members of a class ofcitizens protected by subsection (a) of this
section in that its members have less
opportunity than other members of the
electorate to participate in the political
process and to elect representatives of their
choice. The extent to which members of a
protected class have been elected to office
in the State or political subdivision is one
circumstance which may be considered:
Provided, That nothing in this section
establishes a right to have members of a
protected class elected in numbers equal to
their proportion in the population.
Id. § 1973(b) (2003). The essence of a § 2 claim is that a
certain electoral law, practice, or structure interacts with
social and historical conditions to cause an inequality in the
opportunities enjoyed by minority voters to elect their
preferred representatives. Gingles, 478 U.S. at 47, 92 L. Ed. 2d
at 44.
Consequently, Section 2 prohibits the dilution, on
account of race or color, of a minority citizen's opportunity to
participate in the political process and to elect representatives
of his or her choice. Stephenson I, 355 N.C. at 363, 562 S.E.2d
at 385. Although the phrase vote dilution does not appear in
Section 2, the United States Supreme Court has provided guidance
on this issue. Vote dilution of a racial minority group can
occur by the dispersal of blacks into districts in which they
constitute an ineffective minority of voters or from the
concentration of blacks into districts where they constitute an
excessive majority. Gingles, 478 U.S. at 46 n.11, 92 L. Ed. 2d
at 44 n.11. The phrase 'vote dilution,' in the legal sense,
simply refers to the impermissible discriminatory effect that a
. . . districting plan has when it operates 'to cancel out or
minimize the voting strength of racial groups.' Id. at 87, 92L. Ed. 2d at 70 (O'Connor, J., concurring) (quoting White v.
Regester, 412 U.S. 755, 765, 37 L. Ed. 2d 314, 324 (1973)); see
also Reno v. Bossier Parish Sch. Bd., 528 U.S. 320, 359, 145
L. Ed. 2d 845, 875 (2000) (Souter, J., concurring in part and
dissenting in part) (The principal concept of diminished voting
strength recognized as actionable under our cases is vote
dilution, defined as a regime that denies to minority voters the
same opportunity to participate in the political process and to
elect representatives of their choice that majority voters
enjoy.).
Although courts ultimately apply a totality of the
circumstances test to determine whether a practice results in a
denial or abridgement of the right to vote, 42 U.S.C. § 1973(b),
a plaintiff bringing a claim under Section 2 must first establish
the three Gingles threshold preconditions. In the case at bar,
plaintiffs argue, and defendants do not dispute, that these three
preconditions must exist before the General Assembly is required
to draw a legislative district pursuant to Section 2. Failure to
sustain any one of the Gingles preconditions means that the
General Assembly is not required to create a legislative district
pursuant to Section 2 to ensure that the votes of the minority
are not diluted. See Voinovich v. Quilter, 507 U.S. 146, 158,
122 L. Ed. 2d 500, 514 (1993).
While Gingles construed Section 2 in the context of a
lawsuit concerning dilution in a multi-member legislative
district, the Supreme Court subsequently applied the Gingles
preconditions to single-member legislative districts. [A] claim
of vote dilution in a single-member district requires proofmeeting the same three threshold conditions for a dilution
challenge to a multimember district. Johnson v. De Grandy, 512
U.S. 997, 1006, 129 L. Ed. 2d 775, 788 (1994) (citing Growe v.
Emison, 507 U.S. 25, 40, 122 L. Ed. 2d 388, 403_04 (1993)).
Thus, the Gingles preconditions must be found before Section 2
requires the General Assembly to create a single-member district
on behalf of a minority group. In other words, the existing
configuration and makeup of House District 18 was not required by
Section 2 unless all three Gingles preconditions were
established.
Only the first Gingles precondition is at issue in this
appeal. The narrow question before us is whether this
precondition, that a minority group must be sufficiently large
and geographically compact to constitute a majority in a
single-member district, 478 U.S. at 50, 92 L. Ed. 2d at 46,
requires that the minority group constitute a numerical majority
of the relevant population, or whether a numerous minority can
satisfy the precondition. We must determine whether the United
States Supreme Court in Gingles meant a quantitative majority of
the minority population (i.e., greater than 50 percent), or
whether it meant instead a minority group sufficiently large in
population to have significant impact on the election of
candidates but not of a size to control the outcome without help
from other racial groups. The Supreme Court explicitly left open
this question in Gingles, 478 U.S. at 46 n.12, 92 L. Ed. 2d at 44
n.12, and has not answered it in several cases since. League of
United Latin Am. Citizens v. Perry, 126 S. Ct. 2594, 2647_48, 165
L. Ed. 2d 609, 672_73 (2006) (Souter, J., concurring in part anddissenting in part); De Grandy, 512 U.S. at 1008_09, 129
L. Ed. 2d at 789_90; Voinovich, 507 U.S. at 154, 122 L. Ed. 2d at
511; Growe, 507 U.S. at 41 n.5, 122 L. Ed. 2d at 404 n.5.
Before we can answer that question, however, we must
determine which characteristic of minority populations (e.g.,
age, citizenship) ought to be the touchstone for the first
Gingles precondition. De Grandy, 512 U.S. at 1008, 129 L. Ed. 2d
at 789. We cannot discuss the terms minority and majority in
the context of a redistricting case without knowing what
population we are considering. In other words, a majority or
minority of what? Are we including the entire population of
the minority group in the geographic area or are we limiting
consideration to a smaller subset of that minority population?
Although the United States Supreme Court has left open this
question as well, id. at 1008_09, 129 L. Ed. 2d at 789_90, dictum
in Perry from a unanimous Court indicates a majority should be
determined by the number of minority citizens of voting age, not
by its total population: Latinos, to be sure, are a bare
majority of the voting-age population in new District 23, but
only in a hollow sense, for the parties agree that the relevant
numbers must include citizenship. This approach fits the
language of § 2 because only eligible voters affect a group's
opportunity to elect candidates. Perry, 126 S. Ct. at 2616, 165
L. Ed. 2d at 638.
In addition, the plain language of Section 2 indicates
citizenship should be taken into account in that the statute
prohibits any qualification or prerequisite to voting . . .
which results in a denial or abridgement of the right of anycitizen of the United States to vote on account of race. 42
U.S.C. § 1973(a) (emphasis added). As Gingles explained:
The reason that a minority group making such
a challenge must show, as a threshold matter,
that it is sufficiently large and
geographically compact to constitute a
majority in a single-member district is this:
Unless minority voters possess the potential
to elect representatives in the absence of
the challenged structure or practice, they
cannot claim to have been injured by that
structure or practice.
478 U.S. at 50 n.17, 92 L. Ed. 2d at 46 n.17 (emphasis added).
Gingles repeatedly makes reference to effective voting
majorities, rather than raw population totals, as the touchstone
for determining the first precondition. Romero v. City of
Pomona, 883 F.2d 1418, 1425 (9th Cir. 1989), overruled in part on
other grounds, Townsend v. Holman Consulting Corp., 929 F.2d 1358
(9th Cir. 1991). The raison d'etre of [Gingles] and of amended
§ 2 is to facilitate participation by minorities in our political
processes, by preventing dilution of their votes. . . . It would
be a Pyrrhic victory for a court to create a single-member
district in which a minority population dominant in absolute, but
not in voting age numbers, continued to be defeated at the
polls. Campos v. City of Houston, 113 F.3d 544, 548 (5th Cir.
1997) (quotation omitted). Because only voting age citizens of
the United States possess the ability to elect candidates, we
hold that the proper statistic for deciding whether a minority
group can meet the first Gingles precondition is voting age
population as refined by citizenship. Negrón v. City of Miami
Beach, 113 F.3d 1563, 1569 (11th Cir. 1997); see also Barnett v.
City of Chicago, 141 F.3d 699, 704 (7th Cir. 1998) (We thinkthat citizen voting-age population is the basis for determining
equality of voting power that best comports with the policy of
[Section 2].), cert. denied sub nom. Bialczak v. Barnett, 524
U.S. 954, 141 L. Ed. 2d 740 (1998).
We now return to the critical question on appeal,
whether the sufficiently large and geographically compact
minority population must constitute a numerical majority of
citizens of voting age in order to satisfy the first Gingles
precondition. As we undertake this analysis, we are mindful of
at least four distinct types of legislative districts:
(1) majority-minority districts, (2) coalition districts,
(3) crossover districts, and (4) influence districts. A
majority-minority district is one in which a majority of the
population is a member of a specific minority group. Voinovich,
507 U.S. at 149, 122 L. Ed. 2d at 508. Majority-minority
districts are often called safe districts for the minority
because the minority group voters can vote as a bloc to elect the
candidates of their choice without relying on voters of other
races.
By contrast, in the other types of legislative
districts, the predominant minority group cannot consistently
elect its candidate of choice without the assistance of other
racial groups. Absent such help, even if every eligible member
of the minority group voted for a single candidate, that
candidate would not be assured of electoral success. Thus, a
coalition district is one in which a minority group joins with
voters from at least one other minority group to elect a
candidate. De Grandy, 512 U.S. at 1020, 129 L. Ed. 2d at 796;see also Ariz. Minority Coal. for Fair Redistricting v. Ariz.
Indep. Redistricting Comm'n, 366 F. Supp. 2d 887, 904 (D. Ariz.
2005) (A coalition district is one in which two separate
minority groups allege that a district could be formed in which
they could join forces to elect a representative.). In a
crossover district, a minority group has support from a limited
but reliable white crossover vote. Rodriguez v. Pataki, 308
F. Supp. 2d 346, 376 (S.D.N.Y.) (per curiam), aff'd mem., 543
U.S. 997, 160 L. Ed. 2d 454 (2004). The terms coalition
district and crossover district are sometimes used
interchangeably, but we distinguish them here because the former
refers to two or more minority groups combining forces to elect a
candidate, while the latter refers to a minority group gaining
support from voters in the dominant racial majority group.
Finally, an influence district is one in which a minority group
is merely large enough to influence the election of candidates
but too small to determine the outcome. Georgia v. Ashcroft, 539
U.S. 461, 470, 156 L. Ed. 2d 428, 445 (2003) (defining an
influence district as one in which a minority group would be
able to exert a significant_if not decisive_force in the election
process).
Plaintiffs contend that a minority group must
constitute a numerical majority of the voting population in the
area under consideration before Section 2 of the VRA requires the
creation of a legislative district to prevent dilution of the
votes of that minority group. They point to the wording of the
first Gingles precondition, which says a minority group must be
sufficiently large and geographically compact to constitute amajority in a single-member district, 478 U.S. at 50, 92
L. Ed. 2d at 46 (emphasis added), and claim this language permits
only majority-minority districts to be formed in response to a
Section 2 claim. Defendants respond that the language of both
Gingles and Section 2 allows for other types of legislative
districts, such as coalition, crossover, and influence districts.
House District 18, which defendants term an effective minority
district, functions as a single-member crossover district in
which the total African-American voting age population of 39.36
percent needs to draw votes from a Caucasian majority to elect
the candidate of its choice. Defendants contend such a crossover
district is permitted by Section 2 and Gingles.
Our analysis leads us to the conclusion that
plaintiffs' position is both more logical and more readily
applicable in practice. As noted above, while Gingles addresses
multi-member districts, its analysis also applies to
single-member districts. De Grandy, 512 U.S. at 1006_07, 129
L. Ed. 2d at 788. The first Gingles precondition is premised on
initial proof that a single-member district could be constructed
with a majority of minority voters. Gingles, 478 U.S. at 50
n.17, 92 L. Ed. 2d at 46 n.17. Gingles further states that the
single-member district is generally the appropriate standard
against which to measure minority group potential to elect
candidates in a multi-member district. Id. In light of Gingles'
use of a numerical majority of a minority group's voters to
calibrate the minority's ability to elect its candidate in a
multi-member district, we see no reason to use a quantity less
than a numerical majority as the determinant in a single-memberdistrict. See Hastert v. State Bd. of Elections, 777 F. Supp.
634, 654 (N.D. Ill. 1991) (three-judge panel) (The concerns
animating the Gingles electoral majority precondition for
multi-member cases_concerns of proof and relief_reside equally in
the single-member context.).
Although the United States Supreme Court has left open
this issue, the majority of federal circuit courts confronting
the question have concluded that, when a district must be created
pursuant to Section 2, it must be a majority-minority district.
See, e.g., Hall v. Virginia, 385 F.3d 421, 423 (4th Cir. 2004)
(holding Gingles establishes a numerical majority requirement
for all Section 2 claims), cert. denied, 544 U.S. 961, 161
L. Ed. 2d 602 (2005); Valdespino v. Alamo Heights Indep. Sch.
Dist., 168 F.3d 848, 850 (5th Cir. 1999) (holding we reject the
appellants' contention that a 'majority' may be less than 50% of
the citizen voting-age population), cert. denied, 528 U.S. 1114,
145 L. Ed. 2d 811 (2000); Negrón, 113 F.3d at 1571 (11th Cir.)
(plaintiffs failed to establish first Gingles precondition when
Hispanics did not constitute a majority of potential voters)
(See footnote 2)
;
Sanchez v. Colorado, 97 F.3d 1303, 1314 (10th Cir. 1996) (noting
that satisfaction of the first precondition requires plaintiffs
show a majority-Hispanic district is feasible), cert. denied sub
nom. Colorado v. Sanchez, 520 U.S. 1229, 137 L. Ed. 2d 1028(1997); McNeil v. Springfield Park Dist., 851 F.2d 937, 945 (7th
Cir. 1988) (first Gingles precondition requires a minority group
to have a voting age majority of population), cert. denied, 490
U.S. 1031, 104 L. Ed. 2d 204 (1989). The issue is unresolved in
two circuits. Metts v. Murphy, 363 F.3d 8, 11 (1st Cir. 2004)
(en banc) (per curiam) (holding [w]e are thus unwilling at the
complaint stage to foreclose the possibility that a section 2
claim can ever be made out with a minority population of
21 percent) (emphasis changed); Romero, 883 F.2d at 1424 n.7,
1427 n.15 (9th Cir.) (straddling the fence via two footnotes,
first noting that [w]e are aware of no successful section 2
voting rights claim ever made without a showing that the minority
group was capable of a majority vote in a designated single
district, but also express[ing] no opinion as to whether
section 2's protections extend to a coalition of racial or
language minorities). No circuit has agreed with defendants and
affirmatively held that Section 2 can be satisfied by the
creation of coalition, crossover, or influence districts.
We find these cases to be sensible and persuasive.
When a minority group lacks a numerical majority in a district,
the ability to elect candidates of their own choice was never
within the [minority group's] grasp. Hall, 385 F.3d at 430. If
a minority group lacks the voting population to independently
decide the outcome of an election, it cannot demonstrate that
its voting strength has been diluted in violation of Section 2
because it cannot show that any electoral structure or practice
has thwarted its ability or potential to elect candidates of its
choice. Id. at 429. Unless minority voters possess thepotential to elect representatives in the absence of the
challenged structure or practice, they cannot claim to have been
injured by [a vote-diluting] structure or practice. Gingles,
478 U.S. at 50 n.17, 92 L. Ed. 2d at 46 n.17; see also Hall, 385
F.3d at 429.
Several federal cases have described this
interpretation as imposing a bright line rule. See McNeil, 851
F.2d at 944 (the Gingles preconditions can be viewed as a
brightline requirement that the minority voters make up the
majority of the district); Valdespino, 168 F.3d at 852 ([T]his
court has interpreted the Gingles factors as a bright line
test.). This bright line rule, requiring a minority group that
otherwise meets the Gingles preconditions to constitute a
numerical majority of citizens of voting age, can be applied
fairly, equally, and consistently throughout the redistricting
process. With a straightforward and easily administered
standard, Section 2 legislative districts will be more uniform
and less susceptible to ephemeral political voting patterns,
transitory population shifts, and questionable predictions of
future voting trends. A bright line rule for the first Gingles
precondition promotes ease of application without distorting the
statute or the intent underlying it. McNeil, 851 F.2d at 942.
In addition, a bright line rule provides our General
Assembly a safe harbor for the redistricting process.
Redistricting should be a legislative responsibility for the
General Assembly, not a legal process for the courts. Without a
majority requirement, each legislative district is exposed to a
potential legal challenge by a numerically modest minority groupwith claims that its voting power has been diluted and that a
district therefore must be configured to give it control over the
election of candidates. In such a case, courts would be asked to
decide just how small a minority population can be and still
claim that Section 2 mandates the drawing of a legislative
district to prevent vote dilution. [A]n unrestricted breach of
this precondition 'w[ould] likely open a Pandora's box of
marginal Voting Rights Act claims by minority groups of all
sizes.' Dillard, 376 F.3d at 1268 (quoting Hastert, 777
F. Supp. at 654 (alterations in original)). The first Gingles
precondition provides a gate-keeping mechanism by which the
courts maintain ascertainable and objective standards from which
to adjudicate Section 2 claims. Id. Although we acknowledge
that a bright line rule might conceivably foreclose a
meritorious claim, in general it ensure[s] that violations for
which an effective remedy exists will be considered while
appropriately closing the courthouse to marginal claims.
McNeil, 851 F.2d at 943. In making that trade-off, the Gingles
majority justifiably sacrificed some claims to protect stronger
claims and promote judicial economy. Id.
Besides the advantages of a bright line rule requiring
a minority group to have a numerical majority of citizens of
voting age, we are also advertent to the disadvantages of
coalition, crossover, and influence districts. Without a rule
requiring a numerical majority of citizens of voting age, there
appears to be no logical or objective measure for establishing a
threshold minority group size necessary for Section 2
legislative districts. Hastert, 777 F. Supp. at 654. Inaddition, courts could be called upon to divine whether
coalitions would hold together through biennial and quadrennial
election cycles, whether a majority group would continue to cross
over through the election cycles, whether one minority group
would consistently support another minority group's primary
election candidate, what percentage of a minority group would
vote with or against that minority, whether the claims of one
minority group are superior to those of another minority group,
and so on. We do not believe the political process is enhanced
if the power of the courts is consistently invoked to
second-guess the General Assembly's redistricting decisions.
We also recognize a specific tension in the Gingles
preconditions if crossover districts are permitted to satisfy
Section 2 requirements. A crossover district is premised upon a
minority group gaining support from voters in the typically
Caucasian majority to elect the candidate of the minority group's
choice. In apparent contradiction, the third Gingles
precondition requires that the majority population vote
sufficiently as a bloc to enable it . . . usually to defeat the
minority's preferred candidate. Gingles, 478 U.S. at 51, 92
L. Ed. 2d at 47. Consequently, if the majority group does not
vote sufficiently as a bloc, the third Gingles prong cannot be
met. When a minority group is able to accumulate sufficient
crossover Caucasian votes that the minority candidate is
successful, however, the Gingles premise that the Caucasian
majority votes as a bloc to defeat the minority group's candidate
is undermined. Metts, 363 F.3d at 12 (recognizing the tension
in any effort to satisfy both the first and third prong ofGingles, and observing that [t]o the extent that
African-American voters have to rely on cross-over voting to
prove they have the 'ability to elect' a candidate of their
choosing, their argument that the majority votes as a bloc
against their preferred candidate is undercut). In short, a
high level of crossover voting is inconsistent with the majority
bloc voting defined in the third Gingles precondition and weakens
the possibility of vote dilution. See id. at 13_14 (Selya, J.,
dissenting) (contending that a showing of majority bloc voting is
structurally inconsistent with a crossover district).
Thus, after taking into account the language of
Gingles, the weight of persuasive authority from the federal
circuits, the importance of imposing a practicable rule, the
necessity for judicial economy, the redistricting responsibility
of the General Assembly, and the inherent tension lurking in the
third Gingles prong, we conclude that a bright line rule is
appropriate. Accordingly, if a minority group is geographically
compact but nevertheless lacks a numerical majority of citizens
of voting age, the minority group lacks the power to decide
independently the outcome of an election, and its voting power
has not been diluted by the lack of a legislative district. In
such a case, the first Gingles precondition has not been
satisfied and the General Assembly is not required to create a
Section 2 legislative district.
As presently drawn, House District 18 does not meet
this bright line test. The district has a total African-American
population of 42.89 percent, and an African-American voting age
population of 39.36 percent. Although the record does not revealthe number of voting-age African-Americans who are citizens, that
number cannot exceed the total minority voting age population.
Because the African-American minority group in House District 18
does not constitute a numerical majority of citizens of voting
age, House District 18 does not meet the first Gingles
precondition and its current configuration is not mandated by
Section 2 of the VRA.
[3]]As we noted at the beginning of this opinion, the
formation of legislative districts must comport with the
requirements of our State Constitution, unless federal law
supercedes those provisions. Accordingly, because current House
District 18 is not required by Section 2, it must comply with the
redistricting principles enunciated by this Court in
Stephenson I. The WCP forbids the division of a county in the
formation of a legislative district, N.C. Const. art. II,
§§ 3(3), 5(3), except to the extent the WCP conflicts with the
VRA and one-person, one-vote principles, Stephenson I, 355 N.C.
at 381, 562 S.E.2d at 396. The importance of counties in the
redistricting process was discussed at length in Stephenson I,
id. at 364_68, 562 S.E.2d at 385_88, in which we noted the
long-standing tradition of respecting county lines during the
redistricting process in this State, id. at 366, 562 S.E.2d
at 386. The U.S. Supreme Court acknowledges the importance of
'traditional districting principles such as maintaining
communities of interest and traditional boundaries' in
redistricting. Abrams v. Johnson, 521 U.S. 74, 92, 138 L. Ed. 2d
285, 303 (1997) (quoting Bush v. Vera, 517 U.S. 952, 977, 135
L. Ed. 2d 248, 269 (1996) (plurality)); see also Stephenson I,355 N.C. at 381, 562 S.E.2d at 396 ([O]peration of federal law
does not preclude states from recognizing traditional political
subdivisions when drawing their legislative districts.). Thus,
the General Assembly must comply with the WCP to the maximum
extent possible, consistent with federal law. Stephenson I, 355
N.C. at 374, 562 S.E.2d at 391.
Stephenson I established nine requirements for a valid
redistricting plan, several of which are relevant to House
District 18:
[3.] In counties having a 2000 census
population sufficient to support the
formation of one non-VRA legislative district
. . ., the WCP requires that the physical
boundaries of any such non-VRA legislative
district not cross or traverse the exterior
geographic line of any such county.
[4.] When two or more non-VRA
legislative districts may be created within a
single county, . . . single-member non-VRA
districts shall be formed within said county.
Such non-VRA districts shall be compact and
shall not traverse the exterior geographic
boundary of any such county.
[5.] In counties having a non-VRA
population pool which cannot support at least
one legislative district . . . or,
alternatively, counties having a non-VRA
population pool which, if divided into
districts, would not comply with the . . .
one-person, one-vote standard, the
requirements of the WCP are met by combining
or grouping the minimum number of whole,
contiguous counties necessary to comply with
the at or within plus or minus five percent
one-person, one-vote standard. Within any
such contiguous multi-county grouping,
compact districts shall be formed, consistent
with the at or within plus or minus five
percent standard, whose boundary lines do not
cross or traverse the exterior line of the
multi-county grouping; provided, however,
that the resulting interior county lines
created by any such groupings may be crossed
or traversed in the creation of districtswithin said multi-county grouping but only to
the extent necessary to comply with the at or
within plus or minus five percent
one-person, one-vote standard.
[6.] The intent underlying the WCP must
be enforced to the maximum extent possible;
thus, only the smallest number of counties
necessary to comply with the at or within
plus or minus five percent one-person,
one-vote standard shall be combined[.]
[7.] . . . [C]ommunities of interest
should be considered in the formation of
compact and contiguous electoral districts.
Stephenson II, 357 N.C. at 306_07, 582 S.E.2d at 250 (emphasis
omitted) (quoting and numbering the Stephenson I factors, 355
N.C. at 383_84, 562 S.E.2d at 396_98 (alterations in original)).
The General Assembly created House District 18, the
only legislative district specifically at issue in this appeal,
with the intention of complying with the requirements of
Section 2 and thus with the belief that the district was exempt
from the WCP and Stephenson I requirements. However, as
explained above, the configuration of House District 18 is not
required by Section 2, and thus the VRA neither controls the
formation of that district nor supercedes our State Constitution.
Consequently, House District 18 must be drawn in accordance with
the WCP and the Stephenson I requirements.
Pursuant to N.C.G.S. § 120-2.3 (2005), any judicial
opinion which declares a redistricting plan unconstitutional or
otherwise invalid, in whole or in part and for any reason must
identify every defect found by the court, both as to the plan as
a whole and as to individual districts. Although the language
of § 120-2.3 appears to be directed to trial courts that make
findings of fact and conclusions of law, we acknowledge theGeneral Assembly's need to know with specificity how a defective
district fails to meet constitutional and statutory standards.
Accordingly, we follow the statute's directive.
From the information provided by the parties in the
record before us, it appears New Hanover County has a total
population large enough to form two or more non-VRA legislative
districts that need not traverse the exterior geographic
boundary of the county, which would satisfy the fourth
requirement of Stephenson I. Stephenson I, 355 N.C. at 383, 562
S.E.2d at 397. Pender County, in contrast, lacks sufficient
population to support a non-VRA House district. Therefore, to
comply with the fifth Stephenson I requirement, a voting district
that includes Pender County must add population across a county
line, but only to the extent necessary to comply with the at or
within plus or minus five percent 'one-person, one-vote'
standard. Id. at 384, 562 S.E.2d at 397. In following the
sixth Stephenson I requirement, the districts within these
counties must all comply with the WCP to the maximum extent
possible, and only the smallest number of counties necessary to
comply with the . . . 'one-person, one-vote' standard shall be
combined. Id.
As a remedy, plaintiffs contend two House districts
should be drawn in New Hanover County and one House district
should be drawn comprising all of Pender County and a portion of
New Hanover County. This Court declines, however, to specify the
exact configuration of House District 18 or the configuration of
House districts in Pender and New Hanover counties generally.
[R]edistricting is a legislative responsibility, [and] N.C.G.S.§§ 120-2.3 and 120-2.4 give the General Assembly a first, limited
opportunity to correct plans that the courts have determined are
flawed. Stephenson v. Bartlett, 358 N.C. 219, 230, 595 S.E.2d
112, 119 (2004) (Stephenson III). Not only do these statutes
allow the General Assembly to exercise its proper
responsibilities, they decrease the risk that the courts will
encroach upon the responsibilities of the legislative branch.
Id.
Although we leave to the General Assembly the drawing
of either House District 18 or the surrounding districts in
Pender, New Hanover, and other counties in the vicinity, we
direct that all redistricting plans for the North Carolina House
of Representatives and North Carolina Senate comply with the
principal holding of this case: in order for a minority group to
satisfy the first Gingles precondition and be sufficiently large
and geographically compact to constitute a majority in a
single-member district, 478 U.S. at 50, 92 L. Ed. 2d at 46, it
must constitute a numerical majority of citizens of voting age.
Any legislative district designated as a Section 2 district under
the current redistricting plans, and any future plans, must
either satisfy the numerical majority requirement as defined
herein, or be redrawn in compliance with the Whole County
Provision of the Constitution of North Carolina and with
Stephenson I requirements.
Since House District 18 fails to comply with the WCP
and Stephenson I requirements, it must be redrawn. We leave to
the General Assembly the decision whether House District 18
should be redrawn as a non-VRA district, or whether it should beredrawn to meet the numerical majority requirement to satisfy the
first Gingles precondition.
[4] We are cognizant that the General Assembly will
need time to redistrict not only House District 18 but also other
legislative districts directly and indirectly affected by this
opinion. The North Carolina General Assembly is now in recess
and is not scheduled to reconvene until 13 May 2008, after the
closing of the period for filing for elective office in 2008. We
also realize that candidates have been preparing for the 2008
election in reliance upon the districts as presently drawn.
Accordingly, to minimize disruption to the ongoing election
cycle, the remedy explained above shall be stayed until after the
2008 election. See Reynolds v. Sims, 377 U.S. 533, 585, 12
L. Ed. 2d 506, 551 (1964) (In awarding or withholding immediate
relief [in an apportionment case], a court is entitled to and
should consider the proximity of a forthcoming election and the
mechanics and complexities of state election laws, and should act
and rely upon general equitable principles. With respect to the
timing of relief, a court can reasonably endeavor to avoid a
disruption of the election process which might result from
requiring precipitate changes that could make unreasonable or
embarrassing demands on a State in adjusting to the requirements
of the court's decree.). At the conclusion of the 2008
election, House District 18 and other impacted districts must be
redrawn. All redistricting performed thereafter shall comply
with this opinion.
REVERSED. Justice HUDSON did not participate in the consideration
or decision of this case.
Chief Justice PARKER dissenting.
I respectfully dissent. In my view the General
Assembly had a sound legal basis for concluding that the
configuration of North Carolina House District 18 in the 2003
House Plan was necessary to comply with Section 2 of the Voting
Rights Act. Accordingly, for the reasons discussed herein, I
would affirm the decision of the three-judge panel upholding the
division of Pender County.
Article II, Section 3, Clause 3 and Section 5, Clause 3
of the North Carolina Constitution, collectively referred to as
the Whole County Provisions (the WCP), provide that [n]o
county shall be divided in the formation of senate and
representative districts. In Stephenson I and Stephenson II,
this Court established legal principles, including application of
the Whole County Provisions, under which the legislature's
redistricting authority is exercised; however, the Court deferred
to the Supremacy Clauses of both the State and Federal
Constitutions for purposes of applying the WCP. Stephenson v.
Bartlett, 355 N.C. 354, 562 S.E.2d 377 (2002) (Stephenson I);
Stephenson v. Bartlett, 357 N.C. 301, 582 S.E.2d 247 (2003)
(Stephenson II). This Court explained the supremacy of federal
law as follows:
We recognize that, like the application or
exercise of most constitutional rights, the
right of the people of this State to
legislative districts which do not divide
counties is not absolute. In reality, aninflexible application of the WCP is no
longer attainable because of the operation of
the provisions of the VRA and the federal
one-person, one-vote standard, as
incorporated within the State Constitution.
This does not mean, however, that the WCP is
rendered a legal nullity if its beneficial
purposes can be preserved consistent with
federal law and reconciled with other state
constitutional guarantees.
Stephenson I, 355 N.C. at 371, 562 S.E.2d at 389 (internal
citations omitted). Throughout its opinion, this Court
repeatedly noted that the WCP must yield to provisions of the
Voting Rights Act prohibiting the dilution of minority voting
strength. [T]he State retains significant discretion when
formulating legislative districts, so long as the 'effect' of
districts created pursuant to a 'whole-county' criterion or other
constitutional requirement does not dilute minority voting
strength in violation of federal law. Id. at 370, 562 S.E.2d at
389. Although no federal law has preempted this Court's
authority to interpret the WCP as it applies statewide, we
acknowledge that complete compliance with federal law is the
first priority before enforcing the WCP. Id. at 374 n.4, 562
S.E.2d at 391 n.4.
Finally, this Court established nine criteria to be
followed by the General Assembly in drawing legislative
districts. The first criterion expressly requires drawing
districts that comply with the provisions of the Voting Rights
Act:
[T]o ensure full compliance with federal law,
legislative districts required by the VRA
shall be formed prior to creation of non-VRA
districts. . . . In the formation of VRA
districts within the revised redistricting
plans on remand, we likewise direct the trialcourt to ensure that VRA districts are formed
consistent with federal law and in a manner
having no retrogressive effect upon minority
voters. To the maximum extent practicable,
such VRA districts shall also comply with the
legal requirements of the WCP.
Stephenson II, 357 N.C. at 305, 582 S.E.2d at 250 (alterations in
original) (emphasis omitted) (citing Stephenson I, 355 N.C. at
383, 562 S.E.2d at 396-97).
Section 2 of the Voting Rights Act forbids any voting
qualification or prerequisite to voting or standard, practice or
procedure . . . which results in a denial or abridgment of the
right of any citizen of the United States to vote on account of
race or color. 42 U.S.C. § 1973(a) (2000). A State is in
violation of Section 2
if, based on the totality of circumstances,
it is shown that the political processes
leading to nomination or election in the
State or political subdivision are not
equally open to participation by members of a
class of citizens protected by subsection (a)
of this section in that its members have less
opportunity than other members of the
electorate to participate in the political
process and to elect representatives of their
choice.
Id. § 1973(b) (2000).
In construing the totality of circumstances test, the
United States Supreme Court in Gingles relied upon the Senate
Report accompanying the 1982 VRA Amendments, stating, the
Committee determined that the question whether the political
processes are 'equally open' depends upon a searching practical
evaluation of the past and present reality, and on a functional
view of the political process. Thornburg v. Gingles, 478 U.S.
30, 45, 92 L. Ed. 2d 25, 43 (1986) (quoting S. Rep. No. 97-417,at 30 (1982) (citations, internal quotation marks, and footnotes
omitted)). In providing structure to the totality of
circumstances inquiry, the Court in Gingles enumerated three
threshold factors for establishing vote dilution as follows:
First, the minority group must be able to
demonstrate that it is sufficiently large and
geographically compact to constitute a
majority in a single-member district. . . .
Second, the minority group must be able to
show that it is politically cohesive. . . .
Third, the minority must be able to
demonstrate that the white majority votes
sufficiently as a bloc to enable it . . . to
defeat the minority's preferred candidate.
Id. at 50-51, 92 L. Ed. 2d at 46-47 (internal citations and
footnote omitted).
With respect to whether a minority group is
sufficiently large to constitute a majority, the Court in
Gingles disclaimed mechanical application of the first
precondition by stating:
We have no occasion to consider whether § 2
permits, and if it does, what standards
should pertain to, a claim brought by a
minority group, that is not sufficiently
large and compact to constitute a majority in
a single-member district, alleging that the
use of a multimember district impairs its
ability to influence elections.
Id. at 46 n.12, 92 L. Ed. 2d at 44 n.12. Thus, the Court
declined to address whether the first threshold requirement could
extend to a group that constitutes a sufficiently large minority
to elect the candidate of its choice with the assistance of
limited, yet predictable, crossover votes from the white
majority.
In her concurring opinion, Justice O'Connor rejected
the distinction between a Section 2 claim in which the minorityconstitutes a numerical majority in a district and a Section 2
claim when the minority group, though not a majority in the
proposed district, has the ability to elect its candidate of
choice with the assistance of limited crossover support from
white voters, stating:
I note, however, the artificiality of the
Court's distinction between claims that a
minority group's ability to elect the
representatives of [its] choice has been
impaired and claims that its ability to
influence elections has been impaired.
Ante, at 46-47, n.12. . . . [T]he Court
recognizes that when the candidates preferred
by a minority group are elected in a
multimember district, the minority group has
elected those candidates, even if white
support was indispensable to these victories.
On the same reasoning, if a minority group
that is not large enough to constitute a
voting majority in a single-member district
can show that white support would probably be
forthcoming in some such district to an
extent that would enable the election of the
candidates its members prefer, that minority
group would appear to have demonstrated that,
at least under this measure of its voting
strength, it would be able to elect some
candidates of its choice.
Id. at 90 n.1, 92 L. Ed.2d at 72 n.1 (O'Connor, J., Burger, C.J.,
Powell & Rehnquist, JJ., concurring in the judgment).
In subsequent cases, the United States Supreme Court
has not endorsed a bright line requirement that a minority group
seeking Section 2 VRA relief constitute a numerical majority. In
fact, despite having the opportunity to do so, the Court has
repeatedly declined to close the door on the issue. See Johnson
v. De Grandy, 512 U.S. 997, 1008-09, 129 L. Ed. 2d 775, 789-90
(1994) (in which the Court declined to hold that plaintiffs could
not make a VRA claim based on influence districts); Voinovich v.
Quilter, 507 U.S. 146, 154, 122 L. Ed. 2d 500, 511 (1993) (inwhich the Court declined to address whether a reapportionment
commission's failure to create influence districts resulted in a
Section 2 violation); Growe v. Emison, 507 U.S. 25, 41 & n.5, 122
L. Ed. 2d 388, 404 & n.5 (1993) (in which the Court declined to
decide if plaintiffs could argue influence dilution in addition
to vote dilution when the Gingles test was not satisfied).
Moreover, the Supreme Court has continued to caution
lower courts against applying Gingles to impose a rigid numerical
majority requirement. In Voinovich, the Supreme Court explained
that the Gingles factors cannot be applied mechanically and
without regard to the nature of the claim. 507 U.S. at 158, 122
L. Ed. 2d at 514. Justice O'Connor noted that the first Gingles
requirement would have to be modified or eliminated when the
Court considered cases in which black voters are denied the
possibility of being a sufficiently large minority to elect their
candidate of choice with the assistance of cross-over votes from
the white majority. Id.
Recently, in League of United Latin American Citizens
v. Perry, ___ U.S. ___, 165 L. Ed. 2d 609 (2006), the Supreme
Court was confronted with the issue presented in this case. In
the plurality opinion of Justice Kennedy, Part IV addressed the
first Gingles threshold condition by assuming, as the Court had
done in the past, that it is possible for a minority group that
makes up less than fifty percent of the district's population to
state a claim under Section 2. Id. at ___, 165 L. Ed. 2d at 647
(plurality). Justice Kennedy concluded that under this
assumption, the racial minority must show they constitute a
sufficiently large minority to elect their candidate of choicewith the assistance of cross-over votes. Id. at ___, 165 L. Ed.
2d at 647 (plurality) (quoting Voinovich, 507 U.S. at 158, 122 L.
Ed. 2d at 515 (emphasis and internal quotation marks omitted)).
Although the Court concluded that no Section 2 violation
occurred, the Court did so based on its determination that the
evidence did not show that black voters could elect a candidate
of their choice, even with crossover voting.
Justice Souter, in a separate opinion joined by Justice
Ginsberg, dissented from Part IV, in which the plurality upheld
the trial court's ruling that no Section 2 violation of the VRA
occurred. Id. at ___, 165 L. Ed. 2d at 672 (Souter & Ginsburg,
JJ., concurring in Parts II-A, II-D, III, and dissenting from
Part IV). Justice Souter concluded that [a]lthough both the
plurality today and our own prior cases have sidestepped the
question whether a statutory dilution claim can prevail without
the possibility of a district percentage of minority voters above
50%, the day has come to answer it. Id. at ___, 165 L. Ed. 2d
at 672-73 (Souter and Ginsburg, JJ., dissenting) (internal
citations omitted). Justice Souter would have returned the
Section 2 VRA claim to the district court for reconsideration
untethered by the 50% barrier. Id. at ___, 165 L. Ed. 2d at
677 (Souter & Ginsburg, JJ., dissenting). Justice Stevens, in
his dissenting opinion, stated, I agree with Justice Souter that
the '50% rule,' which finds no support in the text, history, or
purposes of § 2, is not a proper part of the statutory vote
dilution inquiry. Id. at ___ n.16, 165 L. Ed. 2d at 670 n.16
(Stevens, J., dissenting). Although the Supreme Court has repeatedly left open the
issue, several lower federal courts, as noted by the majority,
have ruled that a numerical majority is necessary to establish a
Section 2 claim. See, e.g., Hall v. Virginia, 385 F.3d 421 (4th
Cir. 2004), cert. denied, 544 U.S. 961, 161 L. Ed. 2d 602 (2005)
and Rodriguez v. Pataki, 308 F. Supp. 2d 346 (S.D.N.Y.) (per
curiam), aff'd mem., 543 U.S. 997, 160 L. Ed. 2d 454 (2004).
In Hall, the plaintiffs contended that a redistricting
plan which reduced the black voting age population of a district
from 37.8% to 32.3% violated Section 2 of the VRA because, under
the newly drawn Fourth Congressional District, blacks were too
small in number to form the same winning coalition with crossover
white voters that existed before enactment of the plan. By
requiring a literal numerical majority, the Hall court did not
determine whether, prior to the new redistricting plans, blacks
in the district had the ability to elect a candidate of choice
with the support of limited crossover votes. Stated differently,
the court did not determine whether a 37.8% black voting age
population constituted a sufficiently large minority presence in
the district to allow minority voters the ability to elect their
candidate of choice with a small, but predictable, number of
crossover votes, and consequently, whether reducing the minority
presence in the district to 32.3% would cause blacks to lose the
ability to elect a candidate by making successful coalition
voting impossible.
In Rodriguez v. Pataki, the court opined that [e]ven
if the first Gingles factor were applied flexibly to accommodate
crossover or 'ability to elect' districts, the plaintiffs wouldhave to prove that their proposed district would provide blacks
with the ability to elect candidates of choice. 308 F. Supp. 2d
at 403 (citation omitted). Although the Rodriguez court stated
its preference for a bright-line rule, it denied the plaintiffs'
ability to elect claim not because the black population in the
district was less than fifty percent, but because the plaintiffs
did not present sufficient evidence that blacks would have the
ability to elect candidates of their choice. Id. at 403.
North Carolina courts are not bound by decisions of the
Fourth Circuit or any other lower federal court, but only by a
decision of the United States Supreme Court. See State v.
McDowell, 310 N.C. 61, 74, 310 S.E.2d 301, 310 (1984), cert.
denied, 476 U.S. 1164, 90 L. Ed. 2d 732 (1986).
In North Carolina's legislative elections, a clear
pattern exists which demonstrates the level of minority presence
necessary to give minority voters an opportunity to elect their
preferred candidates. Prior voting patterns reveal that house
districts in North Carolina having total black population
percentages of 41.54% and above and black voting age population
percentages of 38.37% and above provide an effective opportunity
to elect black candidates. The record shows that the General
Assembly considered the most relevant indicator of black voting
strength to be black Democratic voter registration; districts
where such registration exceeds fifty percent consistently elect
black representatives.
In this case, the minority concentration in House
District 18 in the 2003 Plan consisted of a total black
population of 42.89%, a black voting age population of 39.36%,and a black Democratic voter registration of 53.72%. In House
District 18, election results have already established that
minority voters have the potential to elect a representative of
choice.
(See footnote 3)
The 2004 election results, held under the 2003 plan,
demonstrated that District 18 as currently drawn is an effective
minority voting district in which the minority voters' preferred
candidate was re-elected. Unquestionably, a black candidate can
be elected in House District 18, notwithstanding that the number
of minority voters in the district is less than fifty percent.
Altering the district to further reduce the minority
population would result in dilution of a distinctive minority
vote. In Hall, the court found that a minority group's voting
strength is measured in terms of the group's ability to elect
candidates to public office. 385 F.3d at 427. However,
minority voters who do not form a numerical majority in a
district but who can elect their candidate of choice with a
limited number of crossover votes do, indeed, have the ability
to elect. Taking this predictable measure away from minorities
leaves them with less opportunity than other members of the
electorate . . . to elect representatives of their choice. 42
U.S.C. § 1973(b).
The three-judge panel reviewed the existing law and
correctly declined to follow a rigid test requiring an absolute
numerical majority of minority voters in a single-memberdistrict. The panel instead took a functional approach and found
that the proper factual inquiry in analyzing a coalition or an
ability to elect district is not whether black voters make up
the numerical majority of voters in a single-member district, but
whether the political realities of the district, such as the
political affiliation and number of black registered voters when
combined with other relevant factors operate to allow black
voters to elect their candidate of choice. Such an inquiry must
focus on the potential of black voters to elect their preferred
candidates, not merely on raw numbers alone.
Recent United States Supreme Court opinions suggest
that the application of a numerical majority requirement without
respect to attendant political circumstances is not the
appropriate test of the merits of a Section 2 Voting Rights Act
claim. Nowhere in the language of Section 2 is there a
requirement that a district must include a population of more
than fifty percent of minority voters in order for a petitioner
to state a claim for relief under Section 2. Rather, the
totality of circumstances language mandates a flexible standard
based on political realities of the district and supports
creation of a district in which the minority group has the
ability to elect a representative of choice with crossover
support from voters of other racial or ethnic groups.
Under this Court's prior rulings, the General Assembly
must meet the requirements of federal law before adhering to the
Whole County Provisions in Article II, Section 3, Clause 3 and
Section 5, Clause 3 of the North Carolina Constitution. See
Stephenson I, 355 N.C. at 381-82, 562 S.E.2d at 396-97. Indrawing House District 18 in Pender and New Hanover Counties, the
General Assembly sought to maintain an effective minority
district to comply with Section 2 of the VRA and to comply with
the WCP to the maximum extent possible. Following the principles
this Court established in the Stephenson v. Bartlett cases, the
three-judge panel properly concluded that no county, including
Pender County, is guaranteed protection from being divided based
on the WCP of our State Constitution when the division of
counties is necessary to comply with the Voting Rights Act.
House District 18, as presently drawn, contains a black
voting age population that is sufficiently large and
geographically compact to elect its candidate of choice,
Gingles, 478 U.S. at 50, 92 L. Ed. 2d at 46, and the General
Assembly drew House District 18 to comply with the North Carolina
Constitution to the maximum extent possible.
For the forgoing reasons, I would vote to affirm the
decision of the three-judge panel.
Justice TIMMONS-GOODSON joins in this dissenting
opinion.
Justice TIMMONS-GOODSON dissenting.
I join the Chief Justice's dissent. Furthermore, I
write separately to express my concern that in overriding our
legislature's decisions in order to impose a bright-line rule,
the majority has given insufficient deference to the
legislature's considered judgment. As the Supreme Court of the
United States has stated, The function of the legislature is
primary, its exercises fortified by presumptions of right andlegality, and is not to be interfered with lightly, nor by any
judicial conception of their wisdom or propriety. Weems v.
United States, 217 U.S. 349, 379, 30 S. Ct. 544, 554, 54 L. Ed.
793, 803 (1910). '[I]n a democratic society legislatures, not
courts, are constituted to respond to the will and consequently
the moral values of the people.' Gregg v. Georgia, 428 U.S.
153, 175-76, 96 S. Ct. 2909, 2926, 49 L. Ed. 2d 859, 876 (1976)
(judgment of the court and opinion of Stewart, Powell & Stevens,
JJ.) (alteration in original) (quoting Furman v. Georgia, 408
U.S. 238, 383, 92 S. Ct. 2726, 2800-01, 33 L. Ed. 2d 346, 432,
(1972) (Burger, C. J., Blackmun, Powell & Rehnquist, JJ.,
dissenting)).
Since the majority's calculus does not appear to
appropriately factor in the legislature's role in the districting
process, and the deference due it, I respectfully dissent.
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