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1. Jury_-denial of motion to remove juror
for cause--personal and social ties to
law enforcement officers and courthouse personnel
The trial court did not abuse its discretion in a first-degree murder and attempted
robbery with a dangerous weapon case by refusing to remove for cause a prospective juror who
had several personal and social ties to law enforcement officers and other courthouse personnel,
because: (1) while these officers provided evidence necessary for a complete presentation of the
State's case, defendant's culpability was established by civilian witnesses, including a
cooperating codefendant who testified on behalf of the State; (2) the credibility of the police
officers known to the prospective juror was not at issue and neither received more than a cursory
cross-examination by defense counsel; and (3) the prospective juror stated repeatedly that she
could be impartial, and the trial judge both witnessed and participated in the voir dire concluding
that she could fulfill her duties as a juror.
2. Sentencing--attempted robbery--Blakely error
The Supreme Court exercised its discretionary powers under N.C. R. App. P. 2
and determined that the trial court's Blakely error of sentencing defendant in the aggravated
range for his attempted robbery conviction, based on the trial court's finding of the statutory
aggravating factor that defendant joined with more than one other person in committing the
offense and was not charged with committing a conspiracy, was not harmless beyond a
reasonable doubt, because evidence was presented that only one other person joined with
defendant in committing the offense. The case is remanded to the Court of Appeals for further
remand to the trial court so that defendant may receive a new sentencing hearing for the
attempted robbery conviction, with instructions to submit any aggravating factors to a jury.
Justice BRADY concurring.
Justice HUDSON did not participate in the consideration or decision in this case.
On discretionary review pursuant to N.C.G.S. § 7A-31 of
a unanimous, unpublished decision of the Court of Appeals, 176
N.C. App. 768, 627 S.E.2d 352 (2006), finding no error in
defendant's convictions for first-degree murder and attempted
robbery with a dangerous weapon which resulted in judgments
entered 15 July 2004 by Judge W. Russell Duke, Jr. in Superior
Court, Onslow County, but remanding for a new sentencing hearing
on the attempted robbery charge. Heard in the Supreme Court 21
November 2006. Roy Cooper, Attorney General, by James P. Longest, Jr.,
Special Deputy Attorney General, for the State.
Staples S. Hughes, Appellate Defender, and Charlesena
Elliott Walker, Assistant Appellate Defender, for
defendant-appellant.
EDMUNDS, Justice.
[1] Defendant contends the trial court abused its
discretion by refusing to remove for cause a prospective juror
who had several personal and social ties to law enforcement
officers and other courthouse personnel. Because we hold the
trial court did not abuse its discretion, we affirm the Court of
Appeals.
Defendant was tried non-capitally for first-degree
murder and attempted robbery with a dangerous weapon. Summarily
stated, the evidence tended to show that defendant, assisted by
codefendant Brandon Maynes, beat the victim to death with a
baseball bat. A more detailed recitation of the evidence may be
found in the Court of Appeals opinion. See State v. Lasiter, 176
N.C. App. 768, 627 S.E.2d. 352, 2006 N.C. App. LEXIS 675 (Mar.
21, 2006) (No. COA05-777) (unpublished). During juror voir dire,
defendant exercised all his peremptory challenges before
prospective juror Huffman was called. Therefore, when
defendant's challenge of Huffman for cause was denied, she sat as
a juror. Defendant was found guilty of both offenses and,
because the case was not tried capitally, was sentenced to life
imprisonment without parole for the murder conviction. In
addition, he was sentenced to a consecutive aggravated term of 80
to 105 months for the attempted robbery conviction. Defendant
appealed to the Court of Appeals, assigning as error, inter alia,the trial court's denial of his challenge for cause to juror
Huffman. The Court of Appeals unanimously held the trial court
did not abuse its discretion in denying the challenge for cause.
Lasiter, 2006 N.C. App. LEXIS 675, at *8-9. However, the court
remanded the case for a new sentencing hearing because, in
imposing sentence for the conviction of attempted armed robbery,
the trial court found an aggravating factor, in violation of
Blakely v. Washington, 542 U.S. 296, 159 L. Ed. 2d 403 (2004).
Id. at *12. We granted defendant's petition for discretionary
review to consider whether the trial court abused its discretion
in denying defendant's challenge for cause.
A prospective juror may be challenged for cause on a
number of grounds, including that the juror . . . [f]or any
other cause is unable to render a fair and impartial verdict.
N.C.G.S. . 15A-1212(9) (2005). We review a trial court's ruling
on a challenge for cause for abuse of discretion. State v.
Kennedy, 320 N.C. 20, 28, 357 S.E.2d 359, 364 (1987) (citing
State v. Watson, 281 N.C. 221, 188 S.E.2d 289, cert. denied, 409
U.S. 1043, 34 L. Ed. 2d 493 (1972)). A trial court abuses its
discretion if its determination is manifestly unsupported by
reason and is so arbitrary that it could not have been the
result of a reasoned decision. White v. White, 312 N.C. 770,
777, 324 S.E.2d 829, 833 (1985). In our review, we consider not
whether we might disagree with the trial court, but whether the
trial court's actions are fairly supported by the record. See
Wainwright v. Witt, 469 U.S. 412, 434, 83 L. Ed. 2d 841, 858
(1985). Our review is deferential because [t]he trial court
holds a distinct advantage over appellate courts in determining
whether to allow a challenge for cause. State v. Reed, 355 N.C.
150, 155, 558 S.E.2d 167, 171 (2002).
'In doubtful cases the exercise of [the
trial judge's] power of observation often
proves the most accurate method of
ascertaining the truth. . . . How can we say
the judge is wrong? We never saw the
witnesses. . . . To the sophistication and
sagacity of the trial judge the law confides
the duty of appraisal.'
Id. (quoting Wainwright, 469 U.S. at 434, 83 L. Ed. 2d at 858)
(citations omitted).
While responding to the trial court's preliminary
questions during voir dire, Huffman notified the trial court that
she recognized one of the trial prosecutors and the bailiff.
Upon further inquiry by the court, she explained that her husband
worked as a sergeant at the jail. When the trial court asked if
anything about her husband's employment would affect her ability
to be fair and impartial, the trial transcript indicates she
hesitated before answering, I don't believe it would. After
the trial court responded by pointing out that the question
called for a yes or no answer, she said, No. No, it
wouldn't. The trial court repeated its question, and Huffman
again said, No and nodded affirmatively when the trial court
asked if she was sure.
An assistant district attorney then questioned Huffman,
who reaffirmed that, through her husband's work as a bailiff, she
knew the other assistant district attorney trying the case.
Although her testimony is ambiguous, Huffman reported that shehad eaten lunch in the lawyer's lounge with either the assistant
district attorney or her husband. She recognized one of the
names on the list of potential prosecution witnesses and added
that one of the other names sound[ed] familiar. She stated
that the elected sheriff, who was not involved in the trial, was
her husband's uncle. When asked by the assistant district
attorney if the attendance of any of these people at the trial
would impair her ability to be fair and impartial, she said,
No.
Huffman was next questioned by defense counsel, whose
questions focused on her relationships with law enforcement
personnel.
Q. Do you honestly feel that you can sit
there, even knowing the way you smiled
at [the assistant district attorney]
like you recognize him, you dealt with
him for lunch or whatever you guys did,
do you really feel with all those things
in your background or mind you can be
absolutely fair to the defendant in this
case?
A. Yes.
Q. Why is that?
A. It's my duty to be fair.
Q. You don't think your relationship with
[the assistant district attorney] will
maybe come into your head over things
your husband have told you -- pardon me?
A. I don't have a relationship with him. I
just know of him.
. . . .
Q. Of course, I'm not trying to give you a
hard time. Would you want you as a
juror if you were sitting over here?
A. Probably not.
[DISTRICT ATTORNEY]: Objection.
THE COURT: Sustained.
Q. Probably not?
THE COURT: That's an improper question.
I can't allow you to ask that question.
A. I mean, I'll try to be as fair as I
could.
Q. And that's all we're talking about. Is
your ability to be fair somehow
affected?
A. Yes. Oh __ by my husband, no, no.
Defendant then unsuccessfully challenged Huffman for cause.
Defendant argues that Huffman's connection to law
enforcement is substantially similar to that of the prospective
juror in State v. Lee, 292 N.C. 617, 234 S.E.2d 574 (1977). In
that case, which arose and was tried in the city of Wilson, the
trial court denied the defendant's challenge for cause of a
prospective juror who was married to a Wilson police officer,
knew most of the officers in the Wilson Police Department, was
acquainted with the principal investigating officer, and was a
member of the Wilson Police Auxiliary. Id. at 619-20, 234 S.E.2d
at 576. We determined that the juror was subject to strong
influences which ran counter to defendant's right to a trial by
an impartial jury and held the trial court abused its discretion
when it denied the challenge for cause. Id. at 625, 234 S.E.2d
at 579. However, Lee is distinguishable from the instant case.
First, our analysis in that case included consideration
of the role played during the investigation and at trial by theofficers whom the juror knew. Id. In Lee, Wilson Police Officer
Moore, with whom the juror was acquainted, was an important
State's witness. He was not only the State's chief investigating
officer, but it was by his corroborative testimony that the State
sought to buttress the credibility of its only eyewitness. Id.
By contrast, in the case at bar, the police officer Huffman knew
testified only that he had discovered the victim's body and
secured the scene and then described for the jury the location
and condition of the body. The officer whose name sounded
familiar to Huffman described at trial how he located the
victim's residence. While these officers provided evidence
necessary for a complete presentation of the State's case,
defendant's culpability was established by civilian witnesses,
including a cooperating codefendant who testified on behalf of
the State. The credibility of the police officers known to
Huffman was not at issue and neither received more than a cursory
cross-examination by defense counsel. Thus, unlike Lee, in which
the credibility of the testifying officer was critical, the
police testimony here was a formality. Ordinarily, if the
testimony of the witness [with whom the prospective juror has a
relationship] will be directed to proof of some formal matter or
to some minor facet of the case, there would be no substantial
basis for challenge for cause. State v. Allred, 275 N.C. 554,
562, 169 S.E.2d 833, 837 (1969).
Second, when questioned, the juror in Lee advised
defense counsel that she was not sure she could give the same
weight to the testimony of a stranger as she would to thetestimony of Wilson police witnesses and that she would have a
tendency to believe the officers. Lee, 292 N.C. at 621, 625, 234
S.E.2d at 576-77, 579. She never forthrightly assured defense
counsel that she could be impartial. Id. In contrast, Huffman
stated repeatedly that she could be impartial.
We acknowledge that Huffman's voir dire responses were
not entirely consistent and that, depending on the form of the
question, some of her answers were not absolute. However, a
transcript is an imperfect tool for conceptualizing the events of
a trial. We give deference to a trial court's exercise of
discretion in allowing or denying challenges for cause because
[t]he trial judge is in a better position to weigh the
significance of the pertinent factors than is an appellate
tribunal. He has the advantage of seeing and hearing the
witnesses, so that he cannot only evaluate their credibility but
also can gain a 'feel' of the case which a cold record denies to
a reviewing court. State v. Little, 270 N.C. 234, 240, 154
S.E.2d 61, 66 (1967); see State v. Rogers, 355 N.C. 420, 430, 562
S.E.2d 859, 867 (2002) (A judge who observes the prospective
juror's demeanor as he or she responds to questions and efforts
at rehabilitation is best able to determine whether the juror
should be excused for cause.); State v. Jaynes, 353 N.C. 534,
546, 549 S.E.2d 179, 190 (2001) ('The trial court has the
opportunity to see and hear a juror and has the discretion, based
on its observations and sound judgment[,] to determine whether a
juror can be fair and impartial.' (quoting State v. Dickens, 346N.C. 26, 42, 484 S.E.2d 553, 561 (1997))), cert. denied, 535 U.S.
934, 152 L. Ed. 2d 220 (2002).
A trial judge has the difficult but vital
responsibility of discerning which prospective jurors can be
impartial among a venire that may include some who are eager to
elude jury service and others who hope to be selected so as to
impose their will upon their peers. The court's navigation
between Scylla and Charybdis requires the informed exercise of
judicial discretion. Here, whether questioned by the court or by
counsel, Huffman always returned to the position that she could
be fair. The trial judge both witnessed and participated in the
voir dire and concluded that Huffman could fulfill her duties as
a juror. Nothing in the transcript indicates this decision was
arbitrary or capricious. Accordingly, the trial court did not
abuse its discretion in ruling that Huffman's familiarity with
and connections to police officers and attorneys were not a basis
to support defendant's challenge for cause.
[2] The Court of Appeals remanded this case for
resentencing on the attempted robbery conviction based on the
trial court's Blakely error in making a finding in aggravation
that had not been stipulated to by defendant or found beyond a
reasonable doubt by the jury. Lasiter, 2006 N.C. App. LEXIS
675, at *12. The court did so in reliance on our precedent in
State v. Allen, in which we held that Blakely error is structural
error requiring a new trial. Id. (citing State v. Allen, 359
N.C. 425, 615 S.E.2d 256 (2005), withdrawn, 360 N.C. 569, 635
S.E.2d 899 (2006)). However, we have since reconsidered ourAllen holding in light of the United States Supreme Court's
decision in Washington v. Recuenco, 126 S. Ct. 2546, 165 L. Ed.
2d 466 (2006), which states that Blakely error is subject to
federal harmless error analysis. See State v. Blackwell, 361
N.C. 41, 638 S.E.2d 452 (2006).
Accordingly, in the interests of judicial economy,
while this case is before us we exercise our authority under Rule
2 of the North Carolina Rules of Appellate Procedure to consider
whether the trial court's Blakely error was harmless beyond a
reasonable doubt. N.C. R. App. P. 2; see, e.g., Wall v. Stout,
310 N.C. 184, 202-03, 311 S.E.2d 571, 582 (1984). In conducting
harmless error review, we must determine from the record whether
the evidence against the defendant was so 'overwhelming' and
'uncontroverted' that any rational fact-finder would have found
the disputed aggravating factor beyond a reasonable doubt.
Blackwell, 361 N.C. at 49, 638 S.E.2d at 458 (citations omitted).
Defendant received an aggravated sentence for his
attempted robbery conviction based on the trial court's finding
of the statutory aggravating factor that defendant joined with
more than one other person in committing the offense and was not
charged with committing a conspiracy, pursuant to N.C.G.S. § 15A-
1340.16(d)(2), and that this aggravator outweighed any
mitigators. Our review of the record and transcripts reveals
that at trial, evidence was presented that only one other person
joined with defendant in committing the offense. Codefendant
Maynes testified that he was present when defendant murdered the
victim, and he pleaded guilty to aiding and abetting defendant bycovering up the robbery and murder. Although Maynes and
defendant afterward told a friend that they had killed someone,
the friend did not participate in the planning, execution, or
concealment of the crime and was not charged with any related
offense. In addition, there was no testimony at trial that the
friend was told about the robbery, the offense to which the
aggravator in question relates. We find neither overwhelming
nor uncontroverted evidence that would lead a reasonable jury
to conclude defendant joined with more than one other person in
committing the robbery. See State v. Hurt, 359 N.C. 840, 842,
616 S.E.2d 910, 911 (2005) (explaining that joining with more
than one other person to commit an offense without being charged
with conspiracy is a significantly different aggravating factor
than joining with only one other person), vacated in part on
other grounds, ___ N.C. ___, ___ S.E.2d ___ (2007). Accordingly,
the Blakely error in this case was not harmless beyond a
reasonable doubt. We remand this case to the Court of Appeals
for further remand to the trial court so that defendant may
receive a new sentencing hearing for the attempted robbery
conviction, with instructions to submit any aggravating factors
to a jury.
AFFIRMED AND REMANDED.
Justice HUDSON did not participate in the consideration
or decision in this case.
No.
222PA06
--State v. Lasiter
Justice BRADY concurring.
While I concur in the Court's opinion, I write
separately to emphasize how important it is for our trial courts
to exercise the greatest of care in protecting a defendant's
fundamental right to be tried by an impartial jury. Within the
outer limits of a trial court's discretion there are prudential
lines which serve as cautionary barriers to alert a trial court
of a potential abuse of discretion. These lines were not heeded
by the trial court in this case.
So fundamental to the jurisprudence of the Anglosphere
is the right to a trial by jury that it is set forth in the Magna
Carta, the Declaration of Independence, Article III of the United
States Constitution, the Sixth Amendment to the United States
Constitution, and in the Constitution of North Carolina. See,
e.g., U.S. Const. amend. VI (In all criminal prosecutions the
accused shall enjoy the right to a speedy and public trial, by an
impartial jury . . . .). Undoubtedly, trial courts represent
the first line in the defense of this right in our adversarial
system and are therefore granted broad discretion in ruling upon
a juror's ability to remain fair and impartial to both the State
and defendant. See State v. Lee, 292 N.C. 617, 621, 234 S.E.2d
574, 577 (1977) (Unquestionably the trial judge is vested with
broad discretionary powers in determining the competency of
jurors and that discretion will not ordinarily be disturbed on
appeal. (citations omitted)); State v. Watson, 281 N.C. 221,
227, 188 S.E.2d 289, 293 (1972) (The question of the competency
of jurors is a matter within the trial judge's discretion, andhis rulings thereon are not subject to review on appeal unless
accompanied by some imputed error of law. (citations omitted)),
cert. denied, 409 U.S. 1043 (1972).
It is troubling, however, that the trial court in this
case traveled perilously close to the outer limits of its
discretion when prudence would have suggested a more conservative
course of action. My review of the record indicates that the
challenged juror had been married for twenty years to a sergeant
with the Onslow County Sheriff's Office, was the elected
sheriff's niece by marriage, was well acquainted with one of the
assistant district attorneys prosecuting the case because she
would have lunch in the lawyer's lounge with her husband and him,
personally knew the bailiff and one of the law enforcement
officers testifying for the State, and likely knew other
witnesses for the State and numerous other members of the Onslow
County Sheriff's Office. Additionally, the prospective juror
would generally allow her husband to talk about his work at home
in order to release pressure on him. Moreover, as the Court's
opinion acknowledges, the juror's responses during voir dire
appear from the record to have been less than steadfast, such as
when she stated I'll try to be as fair as I could.
The record also reflects that the trial court stated no
express reason to deny defendant's motion to dismiss the juror
for cause, nor did the trial court state any reason for denying
defendant's motion seeking an additional peremptory challenge.
While the trial court's failure to articulate its analysis, in
itself, does not reflect an abuse of discretion, such a statementwould have provided added assurance that these rulings rested
upon the thoughtful consideration of the trial court and were not
made hastily and without reason.
Of course, prudence would have dictated that the trial
court allow defendant's motion to strike the juror for cause,
since a failure to do so has needlessly placed the jury verdict
in dispute on appeal. From our understanding about basic human
nature ever since the fall of mankind in Genesis 3, we know that
an individual who more closely identifies with one side of a case
will likely have difficulty rendering a fair and impartial
verdict. Our trial courts should not pit an individual against
fallen human nature, even when the individual is committed to the
duty of impartiality.
Thus, though it did not go so far as to abuse its
discretion, the trial court unnecessarily caused this issue to
come before the Court on appeal by failing to follow the dictates
of prudence. Accordingly, while I concur fully in the result of
the majority opinion, I would urge trial courts in the future to
act out of an abundance of caution to protect a right so critical
to our system of justice. The people should expect nothing less
from the courts of this state than the vigilant defense of an
accused's right to be tried by an impartial jury.
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