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STATE OF NORTH CAROLINA
v.
PIERRE TOREZ-OMAR FARRAR
On discretionary review pursuant to N.C.G.S. § 7A-31 of
a unanimous decision of the Court of Appeals, 179 N.C. App. 561,
634 S.E.2d 253 (2006), finding no error in part in judgments
entered 15 March 2005 by Judge L. Todd Burke in Superior Court,
Guilford County, but vacating defendant's conviction for first-
degree burglary and remanding for entry of judgment of non-
felonious breaking and entering. Heard in the Supreme Court 10
September 2007.
Roy Cooper, Attorney General, by
David L. Elliott,
Assistant Attorney General, for the State-appellant.
James R. Parish for defendant-appellee.
NEWBY, Justice.
This case presents the issue of whether it was
prejudicial error for the trial court to instruct the jury to
find defendant intended to commit robbery with a dangerous weapon
as an element of first-degree burglary when the indictment
alleged larceny as the underlying felony. We hold that when the
variance between the indictment and the jury instructions is
favorable to defendant, there is no prejudicial error.
Accordingly, we reverse the Court of Appeals as to this issue. On 18 January 2005, defendant was indicted for robbery
with a dangerous weapon and first-degree burglary. On 7 February
2005, defendant was also indicted for attempted robbery with a
dangerous weapon. The indictment for first-degree burglary
alleged defendant committed the offense by breaking and entering
with the intent to commit a felony therein, larceny. During
trial, the State presented evidence regarding the alleged crimes,
a summary of which is set out in the Court of Appeals opinion and
will not be repeated here. See State v. Farrar, 179 N.C. App.
561, 562, 634 S.E.2d 253, 255 (2006). At the close of the
evidence, when instructing the jury on the charge of first-degree
burglary, the trial court stated that in order for the jury to
find defendant guilty of first-degree burglary, the State had to
prove, inter alia, that at the time of the breaking and
entering, the defendant intended to commit robbery with a
firearm[] [o]r attempted to commit robbery with a firearm.
There was no objection to the jury instruction by the prosecutor
or defendant. On 15 March 2005, the jury convicted defendant of
robbery with a dangerous weapon, attempted robbery with a
dangerous weapon, and first-degree burglary. The trial court
sentenced defendant to two consecutive terms of seventy-two to
ninety-six months imprisonment.
On appeal, the Court of Appeals affirmed the trial
court's denial of defendant's motion to dismiss the charge of
attempted robbery, finding there was sufficient evidence to
support the charge. Id. at 563-64, 634 S.E.2d at 256. Defendant
also argued before the Court of Appeals that the trial court'sinstructions to the jury constituted plain error because the
indictment alleged he committed burglary with the intent to
commit the felony of larceny, rather than the felony of robbery
with a dangerous weapon. Id. at 564, 634 S.E.2d at 256. Relying
on this Court's decision in State v. Silas, 360 N.C. 377, 627
S.E.2d 604 (2006), the Court of Appeals found that the trial
court's jury instructions created a fatal variance in the
indictment resulting in prejudicial error and accordingly vacated
defendant's conviction of first-degree burglary and remanded to
the trial court for entry of judgment of non-felonious breaking
and entering. Id. at 565-66, 634 S.E.2d at 257-58. Based on its
finding of prejudicial error in the first-degree burglary jury
instructions, the Court of Appeals determined it unnecessary to
address the one remaining assignment of error raised in
defendant's brief: whether the trial court erred in failing to
dismiss the first-degree burglary charge based upon insufficiency
of the evidence. Id. at 566, 634 S.E.2d at 258. The Court of
Appeals deemed defendant's additional assignments of error
abandoned because defendant did not address those assignments in
his brief. Id. (citing N.C. R. App. P. 28(b)(6)).
We allowed the State's petition for discretionary
review as to the sole issue of whether the variance between the
first-degree burglary indictment and the trial court's jury
instructions on the same charge constituted prejudicial error.
361 N.C. 361, 644 S.E.2d 364 (2007). The State contends that any
error in the jury charge was not prejudicial because larceny is a
lesser-included offense of robbery with a dangerous weapon, andthus, the jury instructions actually benefitted defendant by
adding an additional element for the State to prove. Consistent
with our decision in State v. Beamer, 339 N.C. 477, 451 S.E.2d
190 (1994), we agree.
Our General Statutes state: A bill of indictment may
not be amended. N.C.G.S. § 15A-923(e) (2005). This Court has
construed this statute to mean a bill of indictment may not be
amended in a manner that substantially alters the charged
offense. Silas, 360 N.C. at 379-80, 627 S.E.2d at 606 (citing
State v. Snyder, 343 N.C. 61, 65, 468 S.E.2d 221, 224 (1996)).
In considering whether an amendment constitutes a substantial
alteration, we have been mindful of the purposes served by
indictments, including that of enabling the defendant to prepare
for trial. See id. at 380, 627 S.E.2d at 606.
In Silas, we addressed N.C.G.S. § 15A-923(e) as it
applied to a situation different from the instant case: the
State's amendment to an indictment charging felonious breaking
and entering which significantly changed the underlying felony.
Id. at 382-84, 627 S.E.2d at 607-08. In that case, the defendant
was indicted for felonious breaking and entering with the intent
to commit murder. Id. at 379, 627 S.E.2d at 606. Relying on the
intended felony specified in the indictment, the defendant
testified at trial on his own behalf that his intent was to harm
the victims, not kill them. Id. at 378, 627 S.E.2d at 605.
During the charge conference, the trial court notified the
parties it intended to instruct the jurors that in order to
convict defendant of felonious breaking and entering, they had tofind the defendant guilty of the underlying felony of either (1)
assault with a deadly weapon with intent to kill inflicting
serious injury or (2) assault with a deadly weapon inflicting
serious injury. Id. at 379, 627 S.E.2d at 606. Subsequently,
the prosecutor was allowed to amend the indictment to conform to
the evidence presented and the anticipated jury instructions.
Id. We held the State's amendment of the indictment violated
N.C.G.S. § 15A-923(e), reasoning that the amendment prejudiced
[the] defendant as he relied upon the allegations in the original
indictment to his detriment in preparing his case upon the
assumption the prosecution would proceed upon a theory defendant
intended to commit murder. 360 N.C. at 382, 627 S.E.2d at 608.
We further observed that the primary purpose of the indictment is
'to enable the accused to prepare for trial.' Id. at 382,
627 S.E.2d at 607 (quoting State v. Hunt, 357 N.C. 257, 267, 582
S.E.2d 593, 600 (citation omitted), cert denied, 539 U.S. 985,
124 S. Ct. 44, 156 L. Ed. 2d 702 (2003)). Ultimately in Silas,
we concluded that an indictment for felonious breaking and
entering does not have to specify the underlying felony. Id. at
383, 627 S.E.2d at 608. We noted, however, the general rule that
when the underlying felony is specified, the defendant's
conviction must be based on the same felony specified in the
indictment. Id.
Our holding in Silas was consistent with our holding in
an earlier case, Beamer, in which we recognized an exceptional
situation when such a variance would not be fatal: when the
variance actually benefits the defendant. 339 N.C. at 484-85,451 S.E.2d at 194-95. The facts in Beamer are indistinguishable
from those in the instant case. In Beamer, the indictment
alleged larceny as the underlying felony for the commission of
first-degree burglary. Id. at 484, 451 S.E.2d at 194. However,
the trial court instructed the jury that it could find the
defendant guilty of first-degree burglary if it found the
defendant or someone acting in concert with him intended to
commit armed robbery. Id. In deciding whether the trial court
erred, this Court first noted that larceny is a lesser included
offense of armed robbery. 339 N.C. at 485, 451 S.E.2d at 194
(citing State v. Barton, 335 N.C. 741, 441 S.E.2d 306 (1994);
State v. White, 322 N.C. 506, 369 S.E.2d 813 (1988)). We then
concluded:
When the [trial] court charged the jury that
it could find the defendant guilty of first-
degree burglary if it found the defendant or
someone acting in concert with him intended
to commit armed robbery at the time of the
breaking and entering, it charged that it
must find the defendant and his accomplice
had committed a crime which included larceny.
The jury had to find he intended to commit a
crime with more elements than the crime
alleged in the indictment. This was error
favorable to the defendant.
Id. at 485, 451 S.E.2d at 194-95 (emphasis added). As in Beamer,
the trial court's charge to the jury in this case benefitted
defendant, because the instructions required the State to prove
more elements than those alleged in the indictment. Therefore,
there was no prejudicial error in the instructions.
For the reasons stated, we reverse the decision of the
Court of Appeals as to the issue before this Court on
discretionary review, whether the trial court's jury instructionson first-degree burglary constituted prejudicial error, and
remand to that court for consideration of the remaining
assignment of error presented by defendant on appeal. The other
issues addressed by the Court of Appeals are not before this
Court, and its decision as to those issues remains undisturbed.
REVERSED IN PART AND REMANDED.
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