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IN THE SUPREME COURT OF NORTH CAROLINA
No.
547A06
FILED: 9 NOVEMBER 2007
STATE OF NORTH CAROLINA
v.
MICHAEL IVER PETERSON
Appeal pursuant to N.C.G.S. § 7A-30(2) from the
decision of a divided panel of the Court of Appeals, 179 N.C.
App. 437, 634 S.E.2d 594 (2006), finding no prejudicial error in
and affirming a judgment entered 10 October 2003 by Judge Orlando
F. Hudson, Jr. in Superior Court, Durham County, upon a jury
verdict finding defendant guilty of first-degree murder. Heard
in the Supreme Court 10 September 2007.
Roy Cooper, Attorney General, by
John G. Barnwell and
William B. Crumpler, Assistant Attorneys General, for
the State.
Thomas K. Maher for defendant-appellant.
BRADY, Justice.
Defendant Michael Iver Peterson was found guilty by a
jury of the first-degree murder of his wife, Kathleen Peterson.
Defendant appealed his conviction to the Court of Appeals, which
determined, in a divided opinion, that defendant received a fair
trial, free of prejudicial error. Defendant has appealed three
issues as of right to this Court on the basis of a dissent in the
Court of Appeals. First, we must determine whether the trial
court's erroneous admission of evidence seized pursuant to an
invalid search warrant was harmless beyond a reasonable doubt.
We hold the admission of the evidence was harmless. Second, wemust determine whether the trial court erred in admitting
evidence concerning the 1985 death of Elizabeth Ratliff. We hold
that the trial court did not err in admitting this evidence.
Third, we must determine whether particular statements made
during the prosecution's closing argument warrant a new trial.
We hold that these statements do not entitle defendant to a new
trial. Accordingly, we affirm the decision of the Court of
Appeals.
PROCEDURAL AND FACTUAL BACKGROUND
On 20 December 2001, the Durham County Grand Jury
returned a true bill of indictment charging defendant with first-
degree murder. Following a lengthy trial that spanned five
months, defendant was convicted on 10 October 2003 of the first-
degree murder of Kathleen Peterson, and on that same day the
trial court entered judgment against defendant and sentenced him
to life imprisonment without parole. Defendant appealed to the
Court of Appeals, a majority of which affirmed defendant's
conviction. However, one judge dissented and would have held
that defendant was entitled to a new trial.
Defendant filed a notice of appeal with this Court on
17 October 2006 and contemporaneously filed a petition for
discretionary review of additional issues which were not the
subject of the dissenting opinion in the Court of Appeals. This
Court denied defendant's petition on 25 January 2007.
State's Evidence
The State presented evidence tending to show that
defendant's wife, Kathleen Peterson (the victim), had worked forNortel Networks nearly seventeen years at the time of her death.
During her career at Nortel, she rose steadily through the
corporate ranks and by 1999 she held an executive position. The
victim was to travel to Canada on 10 December 2001 to meet with
Helen Prislinger, a Nortel process analyst. On 7 December 2001,
Prislinger telephoned the victim, informed her of a planning
conference call that was to take place on 9 December 2001, and
told her that on 8 December 2001 Prislinger would inform her of
the time of the conference call. On 8 December 2001, Prislinger
left messages for the victim indicating the conference call would
take place at 10:00 a.m. on Sunday, 9 December 2001. The victim
later returned Prislinger's telephone calls and advised her to
send a document relating to the conference call via e-mail to an
address that Prislinger assumed was defendant's e-mail address.
At 2:40 a.m. on 9 December 2001, Durham Emergency
Response received a 911 call from an apparently distressed
defendant. He informed the operator that his wife had an
accident and that she was still breathing. He told the
operator that she had fallen down the stairs and that she was
unconscious. In response to questioning from the 911 operator,
defendant answered that the victim had fallen down 15, 20
[stairs], I don't know. Defendant terminated the call and then
again telephoned 911 moments later and told the operator the
victim was no longer breathing. Defendant again disconnected the
call.
Initial Observations of the Crime Scene
First responders arrived at the scene less than eight
minutes after defendant made the initial 911 call. When they
arrived, defendant's son Todd Peterson, who had just entered the
residence, told defendant that the victim was dead and to step
aside, move, the paramedic's [sic] here. Paramedic James Rose
testified that there was an enormous amount of blood at the
scene and [a] lot of the blood that [was] on the walls [was]
dry. The blood under her head was . . . coagulated. It had
already clotted and started to harden. He additionally
testified that there was dried blood on the stairs and stairwell,
and it looked like it had been wiped away or wiped on. It had
been smeared, instead of just blood droplets just soaking down
the wall. Defendant told the paramedics he had just [gone]
outside to turn off the lights, and came back in and found her at
the bottom of the steps. While defendant had indicated at 2:41
a.m. to the 911 operator that the victim was still breathing,
Rose examined her at approximately 2:50 a.m. and discovered her
pupils were dilated six millimeters--indicating a substantial
time period in which she was without oxygen. Rose also testified
that he had been to thirty or forty incidents involving falls and
the worst injury he had observed was a broken neck. He had never
seen wounding to the back of the head like was present in this
case.
Paramedic Ron Paige gave similar testimony concerning
the amount of blood, and he noted that the blood on the victim's
clothes appeared to be dry. Both paramedics indicated thatdefendant had blood on his shirt and hands. Rose testified that
defendant's shirt was partially blood-soaked with [spatter]
spots, there were speckles of blood over his shirt. Blood on his
hands and arms, and I believe his legs and feet. Later
observation of defendant's clothing indicated blood spatter on
defendant's tennis shoes and inside the right leg of his shorts.
Shortly after the arrival of the paramedics and
firefighters, a man and a woman were admitted into the residence.
According to a first responder, the woman described herself as a
doctor or something. In addition, other individuals entered
the residence. Eventually, the first responders determined that
the area should be secured until the arrival of police
investigators. Therefore, a police officer stationed at the door
was instructed to stop all civilian traffic into the residence
until it was determined whether the area was a crime scene.
Soon, investigators from the Durham Police Department
Criminal Investigations Division arrived at the scene. Sergeant
Francis J. Borden noted a large amount of blood and blood
spatter. Sergeant Borden and Detective Art Holland conferred
after viewing the crime scene and made a decision to apply for a
search warrant for the premises. Detective Holland left the
scene to obtain the warrant, which was issued by a magistrate.
Dan George of the Forensic Services Unit of the City of Durham
observed large quantities of blood all over the floor, all over
the victim, her hands, feet, her clothing, the walls, the stair.
He also testified that the blood on the stairway appeared to
have either been wiped or smeared.
Medical and Forensic Evidence
Kenneth Snell, M.D., the local medical examiner,
examined the victim's body and discovered a four-inch laceration
to the back of the skull and what appeared to be three or four
injuries that may have been caused by a fall. He advised the
investigators to look for some sort of instrument that may have
been used to cause the lacerations. He was uncertain whether a
fall was the cause of the injuries and withheld final
determination until an autopsy could be performed. After the
autopsy, Dr. Snell opined that the injuries [were] not
consistent with a fall, but were consistent with an assaultive,
beating-type pattern.
North Carolina State Bureau of Investigation Special
Agent Duane Deaver was contacted to perform a blood spatter
analysis. Dan George, who assisted Deaver, observed a large
amount of blood, with the blood being found on the steps, blood
on the risers, blood in the corners . . . blood all over the
walls and on the molding, both the inside and out. Forensic
unit supervisor Eric Campden also assisted Deaver in his
investigation. Campden sprayed luminol, a preliminary indicator
of blood, in various portions of the crime scene, being careful
not to spray visible blood. Luminol testing revealed barefoot
tracks leading to the laundry room and two footprints facing the
janitorial sink. Testing revealed no bloody shoe prints; only
bloody barefoot prints were found.
The autopsy of the victim's body was performed by
Deborah Radisch, M.D., a forensic pathologist in the Office ofthe Chief Medical Examiner. She observed multiple blunt
traumatic injuries on the victim's body, including bruises,
abrasions, and lacerations--many of which were found on the
victim's head and face. Dr. Radisch opined that the bruises and
abrasions to the victim's face were inconsistent with a fall
against a flat surface and that the injuries to her head were
primarily found on the back and side of the head. Seven
lacerations were present on the back and side of the victim's
head, each of which were caused by separate impacts. According
to Dr. Radisch, the lacerations were inconsistent with a fall but
were consistent with being struck by an object that would have
lacerated the flesh without fracturing the skull. While some of
the injuries may have been caused by a fall, the collective
nature of the injuries was inconsistent with a fall. Dr. Radisch
opined that the injuries were consistent with being struck with
an object like a blow poke--a fireplace tool--because a blow poke
is not solid. The bruises on the victim's arms and hands were
considered defensive injuries by Dr. Radisch. In Dr. Radisch's
opinion, the victim's death was the result of a homicide, with
the cause of death being blunt force trauma to the head and with
blood loss as a significant factor. Dr. Radisch testified that
she reviewed two hundred eighty-seven cases in North Carolina
involving deaths attributed to falls down stairs and that she
particularly studied twenty-nine such deaths in the victim's age
range. Of those twenty-nine deaths, seventeen had no scalp
lacerations and twelve showed one, as compared to the victim's
seven scalp lacerations. Thomas Bouldin, M.D., a neuropathologist consulting
with the Medical Examiner's Office, observed evidence of blunt
force trauma to Kathleen's brain. He noted evidence consistent
with a significant decrease in blood flow to the victim's brain
at least two hours before death, which could have been caused by
the extensive bleeding from the lacerations.
Evidence as to Motive
The prosecution additionally presented evidence of
defendant's and the victim's financial situation, including the
victim's stress arising from her position at Nortel. The
financial evidence indicated that defendant and the victim had
more money leaving their accounts than coming in, as well as a
substantial amount of credit card debt, and that the victim had
significant amounts of life insurance and other assets which
would benefit defendant upon the victim's death. The prosecution
also presented evidence of defendant's extramarital sexual
interests, including e-mails in which defendant attempted to
arrange a sexual encounter with a male prostitute.
The trial court also admitted, over defense objections,
evidence of the circumstances of the death of Elizabeth Ratliff,
defendant's friend who died in the Federal Republic of Germany in
1985. The factual background of this evidence will be more
thoroughly discussed in conjunction with our analysis of whether
the trial court erred in its admission.
Defendant's Evidence
Defendant presented testimony from Jan Leestma, M.D.,
who was tendered as an expert in forensic neuropathology. Dr.Leestma disagreed with Dr. Radisch's opinion and testified that
the wounds to the victim's head were more characteristic of
impacts upon a relatively flat and immovable surface, such as the
stairs; however, he could not completely rule out that the victim
sustained the injuries by being struck with an object.
Dr. Henry Lee, a forensic scientist, testified that the
scene of the crime was not consistent with a beating-type death.
He explained that medium velocity blood spatter could be caused
by a variety of actions, including the coughing of blood. He
noted there were over 10,000 blood drops at the scene of the
crime, and those drops appeared to be moving in different
directions which would be inconsistent with a typical beating.
Dr. Lee testified that he saw evidence of blood in the victim's
mouth from scene photographs and that some of the blood at the
scene may have been caused by coughing.
Dr. Faris Bandak, a professor of biomechanics at George
Washington University, testified that, applying biomechanical
principles, the victim's injuries were inconsistent with being
struck with an object like a blow poke, but consistent with a
fall. He explained how various surfaces in the stairway could
have caused the injuries found on the victim's head and then
utilized a sequence of illustrations to demonstrate how the
victim could have fallen backwards after walking up a few of the
stairs, stood up after her first fall, and then fallen once
again. According to Dr. Bandak, the two falls would have
produced four impacts, which would account for the injuries
found.
State's Rebuttal Evidence
John Butts, M.D., the Chief Medical Examiner for the
State of North Carolina, testified as a rebuttal witness. He
stated that his experience led him to conclude that it would be
unusual to find multiple lacerations across the back and top of
the victim's head caused merely by a fall. Additionally, Dr.
Butts testified that no blood was found in the victim's mouth or
airway and that, in his opinion, there was no significant
aspiration of blood. Other than a microscopic amount, there was
an absence of blood in the victim's lungs, which indicated that
it was unlikely she coughed blood.
Dr. James McElhaney, a former professor of biomedical
engineering and surgery at Duke University, testified as a
rebuttal witness for the prosecution concerning the biomechanics
of a possible fall. In his opinion, the injuries were
inconsistent with a fall and were consistent with those that
might be caused by a beating with a blunt instrument. Dr.
McElhaney based his opinion on six factors: (1) location of the
lacerations; (2) length of the lacerations; (3) number of
lacerations; (4) direction of the lacerations; (5) the velocity
of either the victim's head during a possible fall or of an
object striking the victim's head; and (6) the amount of energy
associated with the injury. Taking these factors into account,
Dr. McElhaney opined that while a couple of the lacerations could
be attributed to a fall, the other lacerations were not
consistent with a fall down the stairs. Moreover, the velocity
which would have been necessary to cause the lacerations during afall would have been likely to cause skull fracturing. According
to Dr. McElhaney, the victim would have had to sustain at least
fifteen separate impacts to account for all her injuries.
ANALYSIS
I. The Admission of Evidence Seized Pursuant to the Third Search
Warrant
Three search warrants authorizing the search of
defendant's residence were applied for and issued, one each on 9
December 2001, 10 December 2001, and 12 December 2001. Only the
12 December 2001 warrant (third warrant) is at issue before this
Court. Both the majority and the dissent at the Court of Appeals
determined that this warrant, which authorized the search and
seizure of items of evidentiary value from defendant's
computers, CPUs, files, software, [and] accessories, was
woefully inadequate insofar as the probable cause affidavit
failed to set out sufficient factual allegations to support the
affiant's averment that probable cause existed to support
issuance of a warrant. 197 N.C. App. at 450, 634 S.E.2d at 606.
However, the majority of the Court of Appeals panel found that
the erroneous admission of evidence from this search warrant was
harmless beyond a reasonable doubt. The dissent disagreed with
this conclusion. Accordingly, the sole determination which we
must make is whether the admission of evidence obtained by
execution of the third search warrant was harmless beyond a
reasonable doubt. See N.C. R. App. P. 16(b). We conclude that,
because the State presented overwhelming evidence of defendant's
guilt, independent and separate from the tainted evidence, no
reversible error occurred. Because admission of the evidence illegally obtained
through the invalid third search warrant is an error of
constitutional magnitude, we must determine whether the error was
harmless beyond a reasonable doubt. See Chapman v. California,
386 U.S. 18, 24 (1967). The General Assembly has codified this
rule and articulated the proper burden of proof as follows: A
violation of the defendant's rights under the Constitution of the
United States is prejudicial unless the appellate court finds
that it was harmless beyond a reasonable doubt. The burden is
upon the State to demonstrate, beyond a reasonable doubt, that
the error was harmless. N.C.G.S. § 15A-1443(b) (2005). One way
this Court has determined whether an error is harmless beyond a
reasonable doubt is by viewing the totality of the evidence
against the defendant and determining if the independent non-
tainted evidence is overwhelming. See State v. Tirado, 358
N.C. 551, 581, 599 S.E.2d 515, 536 (2004) (citing State v.
Spaulding, 288 N.C. 397, 407-08, 219 S.E.2d 178, 185 (1975),
vacated in part on other grounds, 428 U.S. 904 (1976)), cert.
denied, 544 U.S. 909 (2005). The evidence seized pursuant to the
invalid third search warrant pertained to two potential motives:
(1) the financial situation of defendant and the victim and
stress arising from that situation; and (2) defendant's
extramarital sexual interests and dialogue with a male homosexual
prostitute.
In order to convict a defendant of premeditated, first-
degree murder, the State must prove: (1) an unlawful killing;
(2) with malice; (3) with the specific intent to kill formedafter some measure of premeditation and deliberation. See
N.C.G.S. § 14-17 (2005); State v. Hamby, 276 N.C. 674, 678, 174
S.E.2d 385, 387 (1970), judgment vacated in part on other
grounds, 408 U.S. 937 (1972). While motive is often an important
part of the State's evidence, [m]otive is not an element of
first-degree murder, nor is its absence a defense. State v.
Elliott, 344 N.C. 242, 273, 475 S.E.2d 202, 216 (1996) (citing
State v. Gainey, 343 N.C. 79, 84, 468 S.E.2d 227, 230 (1996), and
State v. Van Landingham, 283 N.C. 589, 600, 197 S.E.2d 539, 546
(1973)), cert. denied, 520 U.S. 1106 (1997). The prosecution in
the instant case presented copious amounts of evidence relating
not only to the elements of premeditated first-degree murder, but
to motives defendant may have had to kill his wife. While the
evidence seized pursuant to the third search warrant pointed to
motive, the evidence was of a cumulative nature and the non-
tainted evidence of the same motives is overwhelming.
The prosecution presented evidence from defendant's
computer, obtained pursuant to the third warrant, of e-mails
between defendant and Brent Wolgamott, a male prostitute, along
with other evidence that defendant had viewed sexually explicit
photographs of men and visited pornographic websites. Further,
defendant had used computer software designed to scrub
information from the computer's hard drive. Defendant asserts
that the evidence presented of the e-mail exchanges found on the
computer between defendant and Wolgamott must have been used by
the jury in determining a possible motive because there is no
evidence that Wolgamott's identify [sic] and knowledge ofDefendant was discovered independent of the discovery of the e-
mails on the computer. Therefore, defendant argues, the State
cannot carry its burden of proving that the search of the
computer was harmless as to the discovery of Wolgamott.
However, contrary to defendant's assertion, the State
presented evidence in the form of printed e-mails obtained from
defendant's desk drawer pursuant to the prior valid search
warrants that contained not only Wolgamott's e-mail address, but
his photograph and telephone number. Additionally, these printed
e-mails and photographs were commingled with other important
papers through which the victim may have searched, such as an
itemized telephone bill and a Nortel Flex Benefit Statement.
Also contained in the desk drawer was a printed review of
Wolgamott's services. The printed e-mails between defendant and
Wolgamott indicate that an arrangement for sexual services
existed for the set price. This evidence of defendant's
planned sexual encounter with Wolgamott, standing apart from any
of the tainted evidence found on defendant's computer,
unquestionably established that the victim may have found out
about defendant's activity and that this discovery led to an
ensuing altercation resulting in the victim's death. The
evidence found on the computer was merely cumulative evidence of
defendant's sexual proclivities and arranged rendezvous with
Wolgamott.
The evidence of the financial stress of defendant and
the victim found on the computer was likewise cumulative. E-
mails written by defendant indicated that the victim wasexperiencing stress as a result of company layoffs which her
employer called optimization. Additionally, the e-mails showed
defendant requested his former wife's assistance in providing
living expenses for his adult son and that defendant asked a
Ratliff family relative to assist one of the Ratliff daughters
with her educational expenses. The properly admitted evidence of
the financial stress in the relationship was extensive and
overwhelming. Katherine Kayser of Nortel's Human Resources
Department testified that defendant received $346,998.59 from the
victim's deferred compensation due to the victim's death, and
that defendant claimed another $1,450,000.00 in insurance
proceeds which were awaiting final approval by the insurance
company. Therefore, Ms. Kayser testified that defendant stood to
receive a total of $1,796,998.59 as a result of the victim's
death. Moreover, after conducting a financial analysis of
defendant's situation, Special Agent Raymond Lawrence Young of
the State Bureau of Investigation's Financial Crimes Unit, who is
also a certified public accountant, testified as to the cash flow
problems present in the household and the couple's substantial
credit card debt that surpassed $140,000.00. All of Young's
testimony was derived from evidence obtained independently of the
evidence seized pursuant to the third warrant. Additionally, the
victim's sister, Candace Zamperini, testified extensively
concerning the tension the victim was under and how the victim
relayed to her that [a]ll I ever do is talk to [defendant] about
the stresses at Nortel. I just don't know how to turn things
around. The evidence that financial stress existed in therelationship between defendant and the victim, and that defendant
stood to gain from the victim's death, is overwhelming even
without considering the cumulative evidence retrieved from
defendant's computer pursuant to the third warrant.
Because the evidence of defendant's guilt and possible
motives is overwhelming, the admission of evidence seized
pursuant to the third warrant was harmless beyond a reasonable
doubt and the guilty verdict actually rendered in this trial was
surely unattributable to the error. Sullivan v. Louisiana, 508
U.S. 275, 279 (1993).
II. The Admission of Evidence Concerning the Death of Elizabeth
Ratliff
Defendant asserts that the trial court committed
prejudicial error in admitting, over his objection, evidence
concerning the death of Elizabeth Ratliff in the Federal Republic
of Germany in 1985, in violation of Rules 401, 402, 403, and 404
of the North Carolina Rules of Evidence. The trial court, after
having evidence presented to it outside the presence of the jury,
made the following findings of fact in ruling upon defendant's
motion in limine seeking exclusion of this evidence:
1. The Defendant was present and
represented by his counsels of record,
David Rudolf and Thomas Maher. The
State of North Carolina was represented
by District Attorney James Hardin, Jr.
and Assistant District Attorneys Freda
Black and David Saacks.
2. A voir dire hearing was held outside the
presence of the jury on August 18, 2003
and August 20-22, 2003. Live testimony
was given by Cheryl Appel-Schumacher, a
friend of Elizabeth Ratliff, Margaret
Blair, a sister of Elizabeth Ratliff,
and Dr. Deborah Radisch, a forensicpathologist with the North Carolina
Office of the Chief Medical Examiner.
The Court also received into evidence
several photographs, documents, and a
written proffer regarding the testimony
of Margaret Blair.
3. Elizabeth Ratliff was a close friend and
neighbor of the Defendant and his former
wife, Patricia Peterson, when they lived
in Germany in 1985. She had two young
daughters named Margaret and Martha.
Her husband, George Ratliff, was in the
U.S. Air Force and he had passed away
while away on assignment in October,
1983.
4. On the morning of November 25, 1985,
Elizabeth Ratliff was found dead on the
floor at the bottom of her open stairway
in her home in Germany. The Defendant
was summoned to the scene as were
several other friends and associates.
5. The Defendant was with Ms. Ratliff the
night before for dinner, and went back
with her to her house to help with the
children and a household chore.
6. Ms. Ratliff was found wearing her yellow
plastic type boots that she would
normally wear outdoors. It had snowed
in that location two days before.
7. A large amount of blood was present at
the scene, including bloodstains on the
wall next to the stairway from the top
of the stairs to the bottom, and
underneath as well. The bloodstains at
the top of the stairs contained smaller
drops and appeared as if flicked on the
wall by a small paintbrush. Bloodstains
were also present on the wall opposite
the staircase in the foyer area and on a
refrigerator in the nearby kitchen. A
pool of blood was found on the floor
where Ms. Ratliff was found.
8. The Defendant dealt with the German
authorities who responded that morning,
and later handled the relations with the
American military investigators who came
to the scene. He also informed thefriends and associates that Ms. Ratliff
had died from a fall down the stairs.
9. An autopsy performed in Germany at a
U.S. Army hospital, with a later review
by the Armed Forces Institute of
Pathology, determined that Ms. Ratliff
died naturally of spontaneous
intracranial bleeding and her physical
trauma injuries were secondary due to
her fall down the stairs.
10. Ms. Ratliff was exhumed in April, 2003
and brought to North Carolina's Office
of the Chief Medical Examiner for a
subsequent forensic autopsy, which
determined her death to be a homicide.
During that autopsy, Dr. Radisch found
seven severe lacerations to the scalp of
Ms. Ratliff, with a linear skull
fracture underneath one of the
lacerations. Evidence of other
intracranial bleeding was present as
well.
11. Pursuant to the Last Will and Testament
of Elizabeth Ratliff, Defendant and his
former wife became the guardians of Ms.
Ratliff's children, Margaret and Martha,
and received certain household goods
from her estate. The Defendant also
received the benefits payments from the
government to the children on their
behalf.
12. Several similarities exist between the
death of Elizabeth Ratliff in Germany in
1985 and the subject of this trial,
which is the death of Kathleen Peterson
in Durham, North Carolina in 2001.
These similarities include:
a. The deceased being found at the
bottom of a stairway.
b. No eyewitnesses to either alleged
fall down the stairs.
c. A large amount of blood present.
d. Blood spatter present high and
dried on the wall next to the
stairway, including a bloodstain
with small drops.
e. No evidence of any forced entry or
exit, or of any property being
stolen.
f. No murder weapon being recovered.
g. The general time of day (late night
to early morning) and general
period of the calendar (late
November to early December).
h. Both deceased persons were females
in their 40's who had a close
personal relationship with the
Defendant.
i. Both deceased persons were similar
in physical characteristics so that
they looked alike and reported of
severe headaches in the weeks
before their death.
j. Both deceased persons were planning
to go on a trip in the near future
and had dinner with the Defendant
on the night before their death.
k. Both deceased persons were later
determined to have died from blunt
force trauma to the head, including
the same number of scalp
lacerations and same general
location of scalp wounds.
l. Both deceased persons had what
could be characterized as defensive
wounds on their bodies.
m. The manner of death for both
deceased persons was later
determined to be homicide.
n. The Defendant was the last known
person to see both of these persons
alive.
o. By being summoned to the scene in
Germany and living at the scene in
Durham, the Defendant is then
present on the scene when the
authorities arrive and reports that
the death is the result of an
accidental fall down the stairs.
p. The Defendant is in charge of the
remains, effects, and household
after each death, and is
potentially in charge of each
estate after death.
q. The Defendant received money or
other items of value after each
death.
Because these findings of fact by the trial court are
supported by competent evidence found in the record, we consider
them conclusive on appeal. See State v. Cummings, 361 N.C. 438,
471-72, 648 S.E.2d 788, 808 (2007) (citing State v. Wiggins, 334
N.C. 18, 38, 431 S.E.2d 755, 767 (1993)). Based upon these
findings of fact, the trial court found the evidence regarding
the Ratliff death to be relevant as to intent, knowledge, and
absence of accident. Additionally, the trial court found that
[s]ubstantial evidence in the form of sufficient similar facts
and circumstances exists between the two deaths so that a jury
could reasonably find that the Defendant committed both acts,
that the remoteness in time between the two deaths did not
diminish its admissibility, that the evidence was admissible
under Rules 402 and 404(b) of the Rules of Evidence, and that
[t]he probative value of this evidence outweighs any prejudicial
effect on the Defendant.
Defendant asserts that the trial court erred in
admitting this evidence because there was no evidence which
tended to show that defendant was responsible for the death of
Elizabeth Ratliff. In State v. Jeter, this Court stated:
[Rule 404(b)] includes no requisite that the
evidence tending to prove defendant's
identity as the perpetrator of another crimebe direct evidence, exclusively. Neither the
rule nor its application indicates that
examples of other provisions--such as
admissibility of evidence of other offenses
to prove motive, opportunity, intent,
preparation, or plan--rest solely upon direct
evidence. Under the statutory scheme of
Rules 403 and 404, the concern that anything
other than direct evidence of a defendant's
identity in a similar offense might mislead
[the jury] and raise a legally spurious
presumption of guilt is met instead by the
balancing test required by Rule 403: the
critical inquiry regarding evidence of other
offenses introduced for purposes of showing
defendant's identity as the perpetrator of
the offense for which he is being tried is
not whether it is direct or circumstantial,
but whether its tendency to prove identity in
the charged offense substantially outweighs
any tendency unfairly to prejudice the
defendant.
326 N.C. 457, 459, 389 S.E.2d 805, 806-07 (1990) (alteration in
original) (internal citation omitted). Thus, the prosecution was
not required to present to the trial court direct evidence of
defendant's involvement in the death of Elizabeth Ratliff, but
could present circumstantial evidence which tends to support a
reasonable inference that the same person committed both the
earlier and later acts. State v. Stager, 329 N.C. 278, 304, 406
S.E.2d 876, 891 (1991). In other words,
evidence is admissible under Rule 404(b) of
the North Carolina Rules of Evidence if it is
substantial evidence tending to support a
reasonable finding by the jury that the
defendant committed a similar act or crime
and its probative value is not limited solely
to tending to establish the defendant's
propensity to commit a crime such as the
crime charged.
Id. at 303-04, 406 S.E.2d at 890 (citations omitted). The trial
court's findings of fact indicate not only significant
similarities between the deaths of the victim and ElizabethRatliff, but also indicate sufficient circumstantial evidence
that defendant was involved in Ratliff's death--such as defendant
being the last known person to see Ratliff alive; defendant being
with Ratliff the night of her death; and there being no sign of
forced entry and nothing missing from the residence, which
indicated that Ratliff likely knew her assailant.
This case is significantly similar to State v. Stager,
in which the defendant was on trial for the first-degree murder
of her second husband. Id. at 285, 406 S.E.2d at 879-80. The
defendant told emergency responders that she accidently shot her
second husband while she was removing a pistol from underneath a
pillow. Id. at 286, 406 S.E.2d at 880. During their
investigation of the death of defendant's second husband,
investigators became aware that defendant's first husband died
from a gunshot wound ten years earlier. Id. at 291-92, 406
S.E.2d at 883-84. The trial court determined that there were
substantial similarities between the two deaths and found as a
matter of law that the circumstances surrounding the death of the
first husband were admissible as evidence of intent, plan,
preparation, or absence of accident. Id. at 303, 406 S.E.2d at
890. This Court rejected the defendant's arguments that the
evidence was irrelevant to prove intent or absence of accident.
Id. at 304, 406 S.E.2d at 891. This Court noted eight
similarities in Stager:
(1) each of the defendant's husbands had died
as a result of a single gunshot wound, (2)
the weapon in each case was a .25 caliber
semi-automatic handgun, (3) both weapons were
purchased for the defendant's protection, (4)
both men were shot in the early morninghours, (5) the defendant discovered both
victims after their respective shootings, (6)
the defendant was the last person in the
immediate company of both victims, (7) both
victims died in the bed that they shared with
the defendant, and (8) the defendant
benefited from life insurance proceeds
resulting from both deaths.
Id. at 305-06, 406 S.E.2d at 892. Additionally, this Court
rejected the defendant's argument that the temporal proximity of
the two deaths weighed against admission of the evidence, stating
remoteness in time is less significant when the prior conduct is
used to show intent, motive, knowledge, or lack of accident;
remoteness in time generally affects only the weight to be given
such evidence, not its admissibility. Id. at 307, 406 S.E.2d at
893.
The similarities in the case sub judice are also
striking. The trial court considered all of the evidence and
found seventeen similarities between the deaths of Elizabeth
Ratliff and the victim. Moreover, remoteness in time between the
two deaths could affect the weight the jury might give to the
evidence, but did not affect its admissibility. See id.
We review the trial court's decision to admit the
evidence pursuant to Rule 403 for an abuse of discretion. State
v. Al-Bayyinah, 359 N.C. 741, 747-48, 616 S.E.2d 500, 506-07
(2005) (Whether to exclude evidence is a decision within the
trial court's discretion.), cert. denied, 547 U.S. 1076 (2006).
An '[a]buse of discretion results where the court's ruling is
manifestly unsupported by reason or is so arbitrary that it could
not have been the result of a reasoned decision.' State v.
Elliott, 360 N.C. 400, 419, 628 S.E.2d 735, 748 (quoting State v.Hennis, 323 N.C. 279, 285, 372 S.E.2d 523, 527 (1988)), cert.
denied, __ U.S. __, 127 S. Ct. 505, 166 L. Ed. 2d 378 (2006).
In our review, we consider not whether we might disagree with
the trial court, but whether the trial court's actions are fairly
supported by the record. State v. Lasiter, 361 N.C. 299, 302,
643 S.E.2d 909, 911 (2007) (citing Wainwright v. Witt, 469 U.S.
412, 434 (1985)). The trial court did not act outside the bounds
of reason in determining that the probative value of the evidence
was not substantially outweighed by the danger of unfair
prejudice. We accordingly hold the trial court did not err in
admitting evidence concerning the death of Elizabeth Ratliff.
III. The Prosecution's Closing Arguments
Defendant asserts that the trial court erred in
overruling his objections to certain portions of the
prosecution's closing arguments. In determining possible
prejudice arising from improper arguments, we consider an
allegedly improper statement in its broader context, as
particular prosecutorial arguments are not viewed in an isolated
vacuum.
State v. Moseley, 338 N.C. 1, 50, 449 S.E.2d 412, 442
(1994),
cert. denied, 514 U.S. 1091 (1995). The following
exchange took place during the closing argument of Assistant
District Attorney Black:
[MS. BLACK:] Agent Deaver, Doctor
Radisch, and Doctor Butts. You know what?
They're state employees. Just like most of
us that work here in the courthouse. And
they work for your state. They work for your
state, North Carolina.
MR. MAHER [Defense Counsel]: Objection.
THE COURT: Overruled.
MS. BLACK: Not Chicago, Illinois. Not
Connecticut. They work for us. They gave
you truthful and accurate information. And
you know what? They didn't get paid not one
penny extra to come in here. Deaver should
have, my goodness what he had to go through
on the witness stand, but, no, he didn't get
an extra penny.
They might not have written books that
they're signing and autographing for
everybody. They might not travel to all of
the rest of the states and give seminars and
lectures. They're not allowed to, actually.
It's not that they're not good enough to,
it's they're not allowed to. They might not
have appeared on Larry King Live or Court TV.
But you know what? They are tried and true.
Tried and true. Because they work for us.
MR. MAHER: Objection.
MS. BLACK: For our state.
THE COURT: Approach the bench.
(The following bench conference was held
on the record:)
MR. MAHER: I'm objecting because the
suggestion that these witnesses work for us,
including the jurors, is improper. They're
not special employees that came in for these
jurors, and the suggestion that somehow
because they work for us that they are more
believable I think is improper, and that's
why I'm objecting.
THE COURT: Ms. Black.
MS. BLACK: They do.
MR. MAHER: They don't work for the
jurors.
MS. BLACK: They work for the State of
North Carolina and the jurors live in the
State of North Carolina.
MR. MAHER: That is exactly the point,
is that it's improper to suggest that because
these jurors live in North Carolina, that
employees -- or they have no control over --
are somehow more credible, and I'm objecting.
MS. BLACK: That's all I'm going to say
about it.
MR. MAHER: That's the basis for our
objection.
THE COURT: It's overruled in the
Court's discretion.
(Conclusion of bench conference.)
THE COURT: All right. Objection is
overruled.
MS. BLACK: Now what further
distinctions can be drawn about the experts?
Well, one thing about Radisch, Deaver and
Butts is they have been in this very
courtroom before. They have. They've
testified in front of people just like you.
Durham County juries.
Lee, Leestma, Bandak, Palmbach, they've
never been to Durham, as far as I know, in
this courthouse before to testify, and
they'll probably maybe never come back here
again.
But after the tents and the vans are
removed from outside of the courthouse, after
all of the reporters and the cameras are
gone, after all these cords and tape and
everything are taken up from the floor, after
we put -- get the box down, after the
microphones are all removed, Court TV goes to
cover another case, after we get our
courthouse back to normal, Deaver, Radisch,
and Butts will be back in this courtroom
again. They will. There will be other
cases. Other murder cases. They'll be in
that very witness stand again. Because
that's what they do for a living. That's
their livelihood. That's how they pay their
bills.
MR. MAHER: Objection.
THE COURT: Overruled.
MS. BLACK: Doing the jobs that they do.
And because they have to go face Durham
County juries again, they only face juries
from Murphy to Manteo, why in the world would
they stake their reputation, their integrity,
why would they stick their necks out to ruin
their reliability when they know they've gotto face people like you again? The answer to
that question is they wouldn't. They
wouldn't. They wouldn't come in here and
give you inaccurate information. They're not
going to do that.
MR. MAHER: Objection.
THE COURT: Approach the bench, please.
(The following bench conference was held
on the record:)
MR. RUDOLF: I just want to put on the
record that I've now heard at least ten times
when Ms. Black has vouched for the
credibility of a witness. I believe that's
reversible error. I think the Court ought to
be admonishing the jury that no lawyer ought
to be vouching for the credibility of any
witness or for their own credibility.
She's vouched for her own credibility,
she's vouched for credibility of a witness.
I think that's reversible error. Just for
the record, I'm asking for a mistrial.
I know the Court is going to deny that,
and I'd ask the Court to admonish the jury
that Ms. Black ought not be vouching for
anybody. Credibility of a witness is for
them to decide, not Ms. Black to vouch for.
THE COURT: Well, I think that there
were a couple of instances where you gave the
Court the impression that you were -- your
personal opinion. For instance, you said I
don't think they would do that, meaning they
would come in and give improper testimony.
MS. BLACK: I didn't use the words, I
don't.
THE COURT: Yeah, I think you did.
But anyway, at this point, the motion
for a mistrial in the Court's discretion is
denied. I'm not really sure about the us
and the them, about they're coming down
here, and they're your witnesses, they work
for your state. I think that's a close
issue. So I think you better be careful
about that. I will instruct the jury that
the personal opinion of counsel is not
allowed.
MR. RUDOLF: Thank you.
THE COURT: Anything else?
MR. HARDIN: No, sir.
MS. BLACK: No, sir.
(Conclusion of bench conference.)
THE COURT: Members of the jury, at
several points counsel has indicated to the
jury what the Court considers to be her
personal opinions. Personal opinions about
the credibility of witnesses or about
anything else is not allowed by counsel and
you ought to disregard that. The credibility
of witnesses will be for the jury. Counsel
can make arguments as to why she believes you
should accept her position, but her personal
opinions, such as I believe, [are] not
allowed by counsel.
In a hotly contested trial . . . '[t]he scope of jury
arguments is left largely to the control and discretion of the
trial court, and trial counsel will be granted wide latitude.'
State v. Allen, 360 N.C. 297, 306, 626 S.E.2d 271, 280 (quoting
State v. Call, 349 N.C. 382, 419, 508 S.E.2d 496, 519 (1998)
(alteration in original)), cert. denied, __ U.S. __, 127 S. Ct.
164, 166 L. Ed. 2d 116 (2006). In cases in which counsel makes a
contemporaneous objection to opposing counsel's argument, this
Court reviews the decision of the trial court for abuse of
discretion. See State v. Jones, 355 N.C. 117, 131, 558 S.E.2d
97, 106 (2002). In order to assess whether a trial court has
abused its discretion when deciding a particular matter, this
Court must determine if the ruling 'could not have been the
result of a reasoned decision.' Id. (quoting State v. Burrus,
344 N.C. 79, 90, 472 S.E.2d 867, 875 (1996)). This Court has
articulated a two-part analysis for determining whether the trial
court abused its discretion in such cases. [T]his Court firstdetermines if the remarks were improper . . . . Next, we
determine if the remarks were of such a magnitude that their
inclusion prejudiced defendant, and thus should have been
excluded by the trial court. Id. (citing Coble v. Coble, 79
N.C. 439, 79 N.C. 589 (1878)).
In applying this analysis to the case at bar, we note
that the State has conceded that Assistant District Attorney
Black's arguments were both excessive and inappropriate. We
will thus assume the statements at issue made by Assistant
District Attorney Black to the jury were outside the parameters
of acceptable argument and therefore improper. Because we assume
the argument was improper, we must determine whether the argument
prejudiced defendant to the degree that he is entitled to a new
trial.
[F]or an inappropriate prosecutorial comment to
justify a new trial, it 'must be sufficiently grave that it is
prejudicial [error].' State v. Soyars, 332 N.C. 47, 60, 418
S.E.2d 480, 487-88 (1992) (quoting State v. Britt, 291 N.C. 528,
537, 231 S.E.2d 644, 651 (1977) (alteration in original)). In
order to reach the level of 'prejudicial error' in this regard,
it now is well established that the prosecutor's comments must
have 'so infected the trial with unfairness as to make the
resulting conviction a denial of due process.' State v. Green,
336 N.C. 142, 186, 443 S.E.2d 14, 40 (quoting Darden v.
Wainwright, 477 U.S. 168, 181 (1986) (quoting Donnelly v.
DeChristoforo, 416 U.S. 637 (1974))), cert. denied, 513 U.S. 1046
(1994). However, this Court has held that when the trial courtinstructs the jury to disregard improper arguments and instructs
counsel to confine his arguments to those matters contained in
evidence, such an instruction renders the error caused by the
improper arguments cured. See State v. Sanders, 303 N.C. 608,
618, 281 S.E.2d 7, 13, cert. denied, 454 U.S. 973 (1981).
Defendant argues that the trial court's curative
instruction did not pertain to the portion of the closing
argument in which Ms. Black advised the jurors to believe the
prosecution's expert witnesses because they work for us.
Additionally, defendant contends that this statement amounts to
prejudicial error that warrants a new trial. The State argues
that the trial court's instruction did include the statements
about which defendant complains and, even in the absence of the
curative instruction, the statements did not rise to the level of
prejudicial error. We agree with defendant that the curative
instruction did not relate to the statements made concerning the
State's experts working for the jury, but we agree with the
State that any prejudice arising from these statements did not
'so infect[] the trial with unfairness as to make the resulting
conviction a denial of due process.' Green, 336 N.C. at 186,
443 S.E.2d at 39 (citations omitted).
Defense counsel objected three times concerning Ms.
Black's argument that the prosecution's expert witnesses should
be considered credible because they were State employees. All
three of those objections were overruled by the trial court. It
was not until Ms. Black stated They wouldn't come in here and
give you inaccurate information. They're not going to do that,and defendant objected a fourth time, that the trial court
determined it should instruct the jury to disregard the personal
opinions of counsel. Although the trial court expressed some
concern over the statements by Ms. Black encouraging the jury to
consider that the experts were State employees, the trial court
only instructed the jury: Personal opinions about the
credibility of witnesses or about anything else is not allowed by
counsel and you ought to disregard that. The State's argument
here does not take into account the sequence of events in which
the trial court overruled defendant's objections as to the they
work for us statements, but instructed the jury to disregard the
statements of personal opinion such as: They wouldn't come in
here and give you inaccurate information. They're not going to
do that. Accordingly, the trial court's instruction did not
cure the error which arose from Ms. Black's statements that the
prosecution's experts were to be believed because they worked for
the State of North Carolina.
However, we cannot say that the statements made by Ms.
Black rise to the level of reversible error. Defendant cites the
cases of State v. Allen, 353 N.C. 504, 546 S.E.2d 372 (2001) and
State v. Jones, 355 N.C. 117, 558 S.E.2d 97 (2002), in support of
his position. We determine that these cases are significantly
distinguishable so as to warrant a different result.
In State v. Allen, this Court reversed the defendant's
convictions because the prosecutor advised the jury that the
trial court had found certain hearsay statements to be
trustworthy and reliable. 353 N.C. at 509, 546 S.E.2d at 375. We noted that [t]his argument clearly conveyed an opinion as to
the credibility of evidence that was before the jury. This
opinion was attributed directly to the trial judge in his
presence, and he then overruled defendant's objection to this
revelation. Id. The statement was not improper because it gave
the opinion of the prosecutor, but because it improperly stated a
legal opinion of the trial court on the admissibility and
credibility of evidence, an opinion which was specifically
outside the record. Id. at 510, 546 S.E.2d at 376. In the case
sub judice, there is no support to be found in the record for the
contention that Ms. Black was asserting that the trial court in
some way endorsed the testimony of the prosecution's witnesses.
This case is also significantly different from State v.
Jones. In Jones, this Court found it was improper for the
prosecutor to invoke the Columbine school shootings and the
Oklahoma City bombing as examples of tragedies that were
analogous to the tragedy of the victim's death. 355 N.C. at 132,
558 S.E.2d at 107. These statements could not be construed as
anything but a thinly veiled attempt to appeal to the jury's
emotions by comparing defendant's crime with two of the most
heinous violent criminal acts of the recent past. Id.
Additionally, this Court found it prejudicial when the prosecutor
engaged in unnecessary name-calling. The prosecutor stated, You
got this quitter, this loser, this worthless piece of--who's mean
. . . . He's as mean as they come. He's lower than the dirt on
a snake's belly. 355 N.C. at 133, 558 S.E.2d at 107. There isabsolutely no indication in the record that Ms. Black engaged in
any name-calling or appealed to the raw emotions of the jurors.
This trial spanned five months, and the record contains
thousands of pages of transcripts. The offending statements by
Ms. Black spanned less than five minutes. We conclude that
defendant has not met his burden of showing, in the totality of
the trial and closing arguments, that the jury would have reached
a different result had the trial court sustained defendant's
objection or instructed the jury in a broader manner so as to
preclude consideration of the improper argument. Because this
burden has not been met pursuant to N.C.G.S. § 15A-1443(a), we
hold that the statements made by Ms. Black were not so egregious
as to require a new trial. See State v. Rosier, 322 N.C. 826,
829, 370 S.E.2d 359, 361 (1988).
CONCLUSION
Because we hold that admission of the evidence seized
pursuant to the third search warrant was harmless beyond a
reasonable doubt, that the trial court did not err in admitting
evidence concerning the death of Elizabeth Ratliff, and that the
prosecutor's closing arguments did not amount to reversible
error, we affirm the decision of the Court of Appeals.
AFFIRMED.
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